£60 - 80
Location: London
... management and promoting good customer outcomes. Detailed working and practical knowledge of the FCA handbooks and their application in practice. Knowledge of retail banking and associated products ...
Company: Campion Pickworth
(1 month ago)
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£60 - 80
Location: London
... of Criminal Law is essential, while experience in fraud, extradition, sanctions, FCA investigations and regulatory will also be an advantage. Candidates with the relevant legal expertise ...
Company: One Legal Recruitment
(1 month ago)
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£60 - 80
... and fitness and propriety standards to the level required by the Company’s regulators. • Comply with the FCA’s conduct and Consumer Duty rules and the PRA’s conduct standards. • Notify ...
Company: Utmost International
(1 month ago)
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£60 - 80
Location: London
... Identify potential process/systems/documents improvements Our ideal candidate: Knowledge of FCA regulatory requirements Experience of supervising a team of mortgage advisers ...
Company: Refresh Mortgage Network Limited
(1 month ago)
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£125 - 150
Location: London
... documentation of all reported cases. Monitor Tesla's financial promotions in accordance with FCA’s Financial Promotions regime. Analyse our processes for compliance gaps and suggest improvements ...
Company: Tesla, Inc.
(1 month ago)
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£60 - 80
... to keep First Central aligned with any changes. Monitor relevant regulatory (e.g. FCA) and contractual requirements with regard Information Security and highlight gaps as required. Identify and communicate ...
Company: First Central Services
(1 month ago)
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£60 - 80
Location: London
... TCFD reporting by updating any internal processes and reporting structures required to meet the FCA requirements. Oversee the accurate and timely completion of ESG reporting and/or filings and assist ...
Company: PER, Private Equity Recruitment
(1 month ago)
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£60 - 80
Location: London
... -based oversight, audit, and underwriting processes. Familiarity with regulatory frameworks (e.g., FCA, Solvency II) related to delegated authorities. Exceptional analytical, conceptual, and organizational skills ...
Company: Munich Re
(1 month ago)
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£60 - 80
Location: London
... intermediate Excel knowledge. Understanding of the needs of Financial Services teams and FCA rules and compliance. Have an advantage if holding a CII Certificate level ...
Company: Artemis Recruitment Consultants Ltd
(1 month ago)
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£60 - 80
Location: London
... recommended technical and behavioral competencies training required for your role. Conduct: - Act in accordance with the FCA/PRA Code of Conduct. Business Continuity: - Fulfill all prescribed business continuity ...
Company: Jas Gujral
(1 month ago)
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£60 - 80
Location: London
... and snacks About Moneff: Founded in 2015 and headquartered in London, we’re an FCA-regulated payment institution. Our business accounts and payment processing services help companies ...
Company: Moneff
(1 month ago)
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£60 - 80
Location: London
... of insurance industry practices and current regulatory requirements, including Lloyd’s & FCA requirements for Coverholder management and will be eager to keep up to date with any changes. Highly ...
Company: Ki Insurance
(1 month ago)
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£60 - 80
Location: London
... with assisting of the due diligence processes, client documentation, reviewing financial promotions and submitting FCA applications. The ideal candidate will have: Recently graduates in a finance-related degree ...
Company: Ace Handyman Services Southern Maine
Job type: internship
(1 month ago)
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£60 - 80
Location: Bristol
... developing innovative technological solutions for the next generation of defence systems including FCAS/Tempest! Job Title: Autonomous Systems Team Lead Salary: up to £65,000 (dependent ...
Company: MBDA UK Ltd
(1 month ago)
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£60 - 80
Location: London
... , C#, HTML, Swagger). This role is subject to the Conduct Rules set by the FCA. Don’t meet every requirement? At Jupiter we are dedicated to building a diverse ...
Company: Jupiter Asset Mgmt
(1 month ago)
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£60 - 80
Location: London
... recommended technical and behavioural competencies training required for your role. Conduct Act in accordance with the FCA/PRA Code of Conduct. Business Continuity Fulfil all prescribed business continuity ...
Company: Jas Gujral
(1 month ago)
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£60 - 80
Location: London
... services role. Asset management experience preferred, however candidates from consultancy/paralegal/FCA/third party service providers backgrounds will also be considered. Demonstrated understanding ...
Company: Mason Blake
(1 month ago)
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HEAD OF COMPLIANCE â ACCOUNTANCY/LAW FIRM EXP (OR CHARTERED ACCOUNTANT WITH FIN SERVICES AML OR[...]
£125 - 150
Location: London
... sounds like you, then please send your details to our MD, David Symes FCA, at (including contact number). However, please note we ...
Company: Compliance Recruitment Solutions
(1 month ago)
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£60 - 80
Location: London
... with integrity. Act with due skill, care and diligence. Be open and co-operative with Lloyd’s, the FCA, the PRA, and other regulators. Pay due regard to the interests of customers and treat them fairly. Observe ...
Company: Ki Insurance
(1 month ago)
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£125 - 150
Location: London
... to £108,000 and London £79,800 to £120,000 per annum About the FCA: The FCA regulates the conduct of 45,000 firms in the UK to ensure our financial markets are ... both sides. Follow this link to see what life is like at the FCA - Life at the FCA Application Support: We are dedicated to removing barriers and ensuring our application process is ...
Company: PSR Limited
(2 months ago)
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