Job search

... process change/ transformation. Experienced working within a regulated environment (ideally FCA) Adaptable, with experience of navigating complex and changing environments. Why choose ... environment where everyone feels they belong. Our recruitment process As an FCA regulated business, we require successful applicants to clear our pre-employment ...

Company: Animal Friends (1 week ago)

... Control and Support • Ensuring compliance with the company’s regulatory requirements under the FCA. • Adhere to the operational risk framework for your role ensuring that all regulatory or ... of integrity and conduct and reflecting Company Values. • At all times complying with the FCA’s Code of Conduct. • To ensure that you are fully aware ...

Company: Marex Group (1 week ago)

... /join with: Servaada is Wipro's UK entity, authorised by the FCA (the UK financial services regulator) to undertake regulated activities on behalf ... act with integrity Must act with due skill, care and diligence Must be open and cooperative with the FCA and other regulators Must pay due regard to the interests of customers and treat them fairly Must ...

Company: JR United Kingdom (1 week ago)

... time, at our above offices. About This Opportunity: The Financial Conduct Authority (FCA) has highlighted the progressive potential of AI in strengthening the UK’s investment culture ... guide customers on where to invest their next available £, aligned with upcoming FCA regulatory changes. You’ll work in an agile, purposeful environment. Through ...

Company: Lloyds Banking Group (1 week ago)

... of the first-line Conduct Risk Framework, ensuring Canopius complies with the FCA’s Consumer Duty, as well as other applicable regulatory requirements globally. As ... , including the ability to analyse and interpret Management Information (MI) Skills and Experience: FCA / Conduct knowledge and experience Knowledge of the Lloyd’s market Strong ...

Company: AXA UK (1 week ago)

... raising process Carry out financial crime oversight Carry out FCA functions and contact Complete AML/ KYC for new funds raised Provide ... for Compliance experience within the private markets or alternative investment space Familiarity with FCA requirements and relevant regulators Additional legal experience would be advantageous Broader operational ...

Company: Navy Exchange Service Command (1 week ago)

... strong data hygiene Perform reconciliations and quality checks on data in line with FCA, GDPR, and internal audit controls Track payroll submission cycles and support ... Familiarity with payroll cycles and an understanding of financial services compliance (GDPR, FCA) Ability to multitask, meet deadlines, and remain calm under pressure Analytical and ...

Company: Insight Investment (1 week ago)

... process Oversight and delivery of the quarterly board reporting Oversight and delivery of FCA regulatory reporting Preparation of technical accounting papers Provide technical ... Oversight and delivery of the quarterly board reporting Oversight and delivery of FCA regulatory reporting Preparation of technical accounting papers Provide technical ...

Company: Gallagher (1 week ago)

... thematic reviews of key business functions to ensure compliance with the FCA regulations, industry standards, and internal policies. Support the production of ... monitoring role within a financial services or fintech environment. Experience with FCA regulations and compliance monitoring processes. Strong attention to detail, with the ability to ...

Company: ziprecruiter (1 week ago)

... to business problems, while influencing risk-aware culture. Uphold the principles of the FCA’s Consumer Duty, promoting fair and beneficial client outcomes. Provide a ... : RCSA, Incident Management, Risk Appetite, and Key Indicators. Strong knowledge of FCA rules relevant to asset/wealth/fund management. Understanding of compliance, regulatory ...

Company: 7IM (1 week ago)

... and industry best practice. Working with the Regulatory Engagement team support the FCA and PRA supervisory relationships. What skills do you need? Detailed regulatory knowledge ... apply’ below and our team will be in touch. As a business regulated by the FCA we would advise you to familiarise yourself with the conduct regulations and in particular ...

Company: St. James’s Place (1 week ago)

... bank’s dealing systems, Bloomberg, and brokers. Ensure compliance with bank policies, FCA, anti-money laundering regulations, CASS, Consumer Duty, and MiFID II. Maintain ... incumbent will undergo annual assessments for fitness and propriety. The incumbent is subject to the FCA’s Individual Conduct Rules outlined in COCON Section 2. HBL UK Values ...

Company: JR United Kingdom (1 week ago)

... Thornton, we work on an advisory and independent expert for regulators e.g. FCA and PSR, financial services institutions e.g. high street banks, ... banks and asset management firm’s on complying with consumer duty requirements Support to the FCA on its motor finance investigation Advising PSR on its market investigation into payments operations ...

Company: ziprecruiter (1 week ago)

... requirements adhere to internal and regulatory security standards (eg, ISO 27001, NIST, FCA). Skills and Qualifications Strong experience in a Business Analyst role within the banking or ... and controls (eg, Google, AWS, Azure). Experience with regulatory frameworks such as FCA, PRA, GDPR, and DORA. Deutsche Bank’s values define the working ...

Company: Deutsche Bank AG, Frankfurt am Main (1 week ago)

... h the principles and standards that underpin financial planning advice , the FCA COBS Suitability assessment and documentation requirements. · Experienced with identifying and creatively ... ‘apply’ below and our team will be in touch. As a businessregulated by the FCA we would advise you to familiarise yourself with theconduct regulations and ...

Company: St. James’s Place (1 week ago)

... Return’s, TAM, Staff Recruitment, Welfare, Facebook, MD Memo, Quality, FCA System. Teaching & Learning To ensure you and your staff keep up to date ... Math’s & English with all Learners. To ensure all work experience ins tracked via the FCA in England. This will confirm Learners are embracing the opportunities the programme provides with MPCT ...

Company: Learning Curve Group (1 week ago)

... diverse range of duties and the opportunity to develop a strong understanding of FCA compliance and internal procedures. What you'll need to succeed Excellent attention to detail ...

Company: Hays Job type: permanent (1 week ago)

... opportunities with prospects and respond to incoming sales enquiries The candidate: Working knowledge of the FCA handbook, the FS & M Act, ICOBS & SYSC A motivated, all rounder who ...

Company: Joseph Executive Search Ltd (1 week ago)

... skills with a client-focused approach to enhance Adviser and client experiences. Familiarity with FCA regulations and compliance standards within financial advice firms. This role is ideal for someone ...

Company: Saltus (1 week ago)

... excellence, helping ensure operational processes are built to be audit-ready and scalable in a FCA-regulated Recruit, grow, and inspire a lean, high-impact operations team ...

Company: Sidekick (1 week ago)