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... providing challenge, leadership, and direction to ensure the firm meets FCA expectations under SYSC, Consumer Duty, Operational Resilience, and Outsourcing & ... , regulatory expectations, and client outcomes. Operational Resilience — Ensure compliance with FCA operational resilience rules, including impact tolerances, mapping, scenario testing, and ...

Company: Black Swan Group (1 week ago)

... function from the ground up and lead the journey toward FCA e-money authorisation. You will own policy creation, monitoring and ... for AML, sanctions and transaction monitoring, and engage with the FCA while reporting directly to the founders and Board. This is ...

Company: Harmonic Finance™ | Certified B Corp (1 week ago)

... :Trust Payments is an MFSA-regulated in Malta; and an FCA-regulated company in the UK. We provide a range of ...

Company: Trust Payments (1 week ago)

... :Familiar with insurance or banking regulatory requirements including PRA and FCA.Connect to your business - Strategy, Risk & Transactions AdvisoryIn an ...

Company: DELOITTE (1 week ago)

... of SEC rules and filings as a necessity, additionally to FCA. This is an excellent opportunity with a clear pathway for ...

Company: Hays (1 week ago)

... 2 years in an advisory roleGood knowledge and understanding of FCA Money Laundering Section of the System & Controls Sourcebook (SYSC ...

Company: Armstrong Watson (1 week ago)

... testing methodologies.Integrated assurance frameworks.Preferred Experience:Regulatory assurance activities.FCA-regulated financial services experience.Minimum Qualifications:5+ years of experience ...

Company: American Express (1 week ago)

... qualifications, or University degree (or similar) desirableExperience·       Working knowledge of FCA conduct/customer requirements·       Experience in insurance·       Experience in the Lloyd ...

Company: Arch Capital Group (1 week ago)

... our obligations in areas such as Data Protection, SRA and FCA regulation as well as protecting our clients and people. The ...

Company: TLT Solicitors (1 week ago)

... (HMRC), the National Crime Agency (NCA), the Financial Conduct Authority (FCA) and other domestic and international enforcement bodies. Job DescriptionAdvising individuals ...

Company: Michael Page International (1 week ago)

... Financial Services-related employment law and regulation, including SMCR, the FCA Code of Conduct, the remuneration code, investigations, whistleblowing, people change ...

Company: Grupo Santander (1 week ago)

... Credit Act 1974 is desirable. Skills required: Strong understanding of FCA conduct requirements, Consumer Duty expectations, expert CONC knowledge and the ...

Company: Lloyds Banking Group (1 week ago)

... or financial advisory practice serving high-net-worth clients.•    An FCA-approved Level 4 RDR-compliant qualification in financial planning, or ...

Company: Schroders (1 week ago)

... data protection, data privacy would be an advantageExperience of the FCA regulatory framework, including Consumer Duty and conduct risk principles.Knowledge ...

Company: Experian (1 week ago)

... with relevant regulatory frameworks, including but not limited to UK (FCA, PRA, and BoE rulemaking), European (MiCA, TATF), and global (GENIUS ...

Company: Goldman Sachs (1 week ago)

... to compliance and risk standards, ensuring all activity aligns with FCA and Group requirements while facilitating faster, smarter routes to market ...

Company: Lloyds Banking Group (1 week ago)

... platforms (e.g., Kyriba, Icap, Treasury)Understanding of regulatory frameworks (FCA, PRA, FIU regulations)Background in risk management and hedging strategiesExperience ...

Company: BVNK (1 week ago)

... the Institute and Faculty of Actuaries FIA (or equivalent being FCAS, FIAA) with extensive experience within a Lloyd’s/London Market ...

Company: SCOR Global Life (1 week ago)

... partnership / bancassurance arrangements, drafting and negotiating distribution and outsourcing agreements, FCA and PRA regulatory issues, reinsurance agreements and insurance business transfers ...

Company: Hays (1 week ago)

... :Bring proven complaints-function leadership experience within financial services. Apply FCA DISP, Consumer Duty and Financial Ombudsman Service requirements confidently in ...

Company: Zopa (1 week ago)