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... and skills required UK mortgage servicing experience. Strong knowledge of FCA rules (Consumer Duty, MCOB, DISP, SYSC) and debt management regulations ...

Company: Stellar Select (3 weeks ago)

... safety advice and software solutions. Follow our business compliance regulations & FCA guidelines and stay up‑skilled on any changes. Develop and ...

Company: BrightHR (3 weeks ago)

... and slides to articulate risks and dependencies. Working knowledge of FCA and FLA regulation covering lending products. Experience working with specialist ...

Company: N Brown Group (3 weeks ago)

... including the code of conduct, which incorporates the PRA and FCA Conduct. Undertake training on Beazley policies and procedures as delivered ...

Company: Beazley Management Limited (3 weeks ago)

... key risk indicators (KRIs). Regulatory & Industry Trends Ensure compliance with FCA, PRA, Consumer Duty, Solvency II, and IFRS 17. Monitor emerging ...

Company: Phoenix (3 weeks ago)

... continuous improvement initiatives to ensure assurance standards are aligned to FCA expectations & best practice. Implement & evolve an AR intelligence unit to ...

Company: Davies Group (3 weeks ago)

... skill, care and diligence Be open and cooperative with the FCA, the PRA and other regulators Pay due regard to the ...

Company: Marex Group (3 weeks ago)

... for purpose compliance frameworkthat iscompliant with all PRA,FCA, Lloyd’s of London and other applicable ... code of conduct which incorporates the PRA and FCA Conduct. Undertake training on Beazley policies and ... Comprehensive knowledge of Lloyd’s processes and PRA / FCA handbooks; Solid stakeholder management skills, interacting professionally and ...

Company: Beazley (1 month ago)

... closely with global counterparts. Key Responsibilities Hold FCA Senior Manager responsibilities for Compliance Oversight (SMF16 ... management. Act as primary contact with the FCA, managing regulatory submissions, notifications, inspections, and ... frameworks. Demonstrable experience engaging with the FCA and managing regulatory change. Knowledge/Skills ...

Company: JR United Kingdom (1 month ago)

... a time when they are seeking to complete their FCA application and will assist in the authorisation process. ... act as the principal point of contact with the FCA, managing all regulatory interactions and submissions. You’ll ... pensions, SIPPs etc.) and a strong track record of FCA engagement. Previous CASS experience would also be advantageous. This ...

Company: Willow Resourcing (1 month ago)

... and maintain robust governance, documentation, and compliance with regulatory requirements (FCA, GDPR, etc.) Who We’re Looking ForSkills & Experience Technical ... UK regulatory and operational environment for insurance intermediaries (e.g. FCA requirements, TOBAs, client money, insurer relationships) Excellent leadership, stakeholder management ...

Company: Specialist risk Group (1 month ago)

... financial regulations (e.g. GDPR, PCI DSS, SOX, FCA requirements) Establish and enforce security policies, standards, and procedures ... controls and business agility SM&CR Responsibilities As an FCA regulated Company, Ascot Lloyd are required to adhere to ... You must be open and co-operative with the FCA, PRA and other regulators You must pay due regard ...

Company: Ascot Lloyd group (1 month ago)

... local and international regulatory requirements (e.g. FCA, PRA, CSDR, EMIR). Expertise: Provide subject ... regulatory considerations and regulatory requirements (e.g. FCA, PRA, CSDR) in post-trade outsourcing. ... Outsourcing Strategy | Offshore Delivery Models | CSDR Compliance | FCA Regulation | PRA Regulation | Capital Markets Consulting London | Tier ...

Company: Projective Group (4 weeks ago)

... Data or Regulatory Breaches Managing queries from FCA, ICO as appropriate. Assisting with completion of FCA regulatory returns Assist with review of ... take further relevant qualifications x Skills, Knowledge & Attributes Understanding of FCA requirements x Successful career experience to date within insurance broking ...

Company: Verlingue Limited (4 weeks ago)

... new and existing clients * Manage a busy caseload while maintaining FCA compliance and high service standards * Handle two to three completed ... * Clean credit history and no unspent criminal convictions (essential for FCA checks) Ideal For * Experienced Mortgage Advisors looking for better leads ...

Company: Cameron James Professional Recruitment Job type: permanent (4 weeks ago)

... regulations in its operations and business activities, including those within FCA, TPR and HMRC defined regulation and legislation. * Corporate Governance: advising ... within a regulated financial services environment * In-depth knowledge of FCA rules, wealth management products, and relevant legislation * Proven ability to ...

Company: Benchmark Capital Limited Job type: permanent (4 weeks ago)

... relationships with commercial clients. - Ensure all activities comply with current FCA regulations. - Represent the organisation professionally at industry events. - Maintain accurate ... to identify new business opportunities and drive growth - Knowledge of FCA regulations and compliance requirements - Proficiency in CRM and insurance platforms ...

Company: KHR Recruitment Specialists Job type: permanent (4 weeks ago)

... within Financial Services. * Knowledge: Good understanding of Financial Services and FCA requirements. * IT Skills: Confident user of Microsoft Office applications. * Education ...

Company: Annular Group Job type: permanent (1 month ago)

... a good many years Financial Planning/Wealth advisory experience (CAS, FCA registered, minimum Diploma qualified etc) with an exemplary track record ...

Company: Recruit Wealth Ltd Job type: permanent (4 weeks ago)

... experience Maintaining accurate sales records and following all compliance and FCA requirements Skills and experience of a Sales Executive As a ...

Company: Regional Recruitment Services Job type: permanent (4 weeks ago)