Job search

... for: Significant experience in a senior compliance monitoring or assurance role within an FCA-regulated firm, ideally in investment platforms, wealth management, or stockbroking. Strong ... working knowledge of the UK regulatory framework, including the FCA Handbook and Consumer Duty. Proven ability to design, deliver, and lead ...

Company: AJ Bell (1 week ago)

... seeking for the best possible customer experience at all times. Industry knowledge of FCA requirements relating to Sales Compliance within the Insurance sector A seasoned coach ... guidelines and regulations set forth by the Financial Conduct Authority (FCA). We are committed to maintaining the highest standards of integrity and professionalism in ...

Company: Hometree Marketplace Limited (1 week ago)

... across the business. The Role: * Research and development of legislation, regulation and FCA Rules. * Preparation of Management Information on team projects. * Provide training ... across the business. The Role: * Research and development of legislation, regulation and FCA Rules. * Preparation of Management Information on team projects. * Provide ...

Company: London PBB (1 week ago)

... regulatory requirements are complied with, including staying up to date with FCA, PSR and ICO expectations for technology and operations areas of the business ... Outsourced Service Providers meet the expectations of the Financial Conduct Authority (‘FCA') in the UK, so the individual holding this role must have significant experience within regulated ...

Company: Wallester (1 week ago)

Agency Family Court Adviser (FCA) Location: Brighton-based | Covering Sussex & Surrey Teams ... : Focuses on private law cases up to the first court hearing. FCAs in this team manage early safeguarding checks, prepare initial reports ... First Hearing) Team: Takes on cases post-first hearing. FCAs support ongoing private law case planning, update reports, ...

Company: Eden Brown Synergy Job type: temporary (1 week ago)

... with relevant legislation and regulations, including UK Bribery Act, UK/EU/US sanctions, FCA expectations, and anti-money laundering requirements. This includes analysing ... and best practice associated with third party risk management, in particular within the FCA regulated sector. Extensive relevant professional experience, i.e., due diligence/KYC ...

Company: Adecco Job type: contract (1 week ago)

... would like to see At least 1 year of experience working in collections at an FCA-regulated firm or similar. Some experience inconsumer credit collections, financial hardship ... e any experience of Customer Service in either of these three areas within an FCA regulated company or energy Debt collections/recoveries2. Complaints3. Supporting ...

Company: Ophelos Limited (1 week ago)

... roadmap AWS (serverless & container-based stack) Terraform Github Actions FCA Compliance & Consumer Duty At Onmo we all take collective responsibility for our ... You must act with due skill, care and diligence You must be open and cooperative with the FCA, PRA and other regulators You must pay due regard to the interests of customers and treat them ...

Company: Onmo (1 week ago)

... , care, and clarity — from planning and preparation through to the funeral itself, and beyond. FCA Statement Please note that this role is subject to meeting regulatory requirements ... . As an FCA-regulated organisation, we are committed to adopting the highest standards and we do this by ...

Company: Dignity Funerals (1 week ago)

... work, including contracts and commercial negotiations. Key Responsibilities: Monitor compliance with FCA regulatory requirements, especially PERG, CONC, and PRIN. Maintain and review ... the drafting of regulatory filings, submissions, and ad hoc responses to the FCA (e.g., change in control notifications). Track and report on relevant legislative ...

(1 week ago)

... candidate will have in depth knowledge of the UK regulatory regime (i.e. FCA, PRA) with experience working in the Lloyd’s market environment. The successful candidate will ... of the regulatory requirements applying to a General Insurer operating in the UK (i.e. FCA, PRA, Lloyd’s and Lloyd’s Europe). Knowledge, Skills & Competencies: Strong ...

Company: Everest Re Group, (1 week ago)

... , managing, and motivating a team of compliance professionals Assist with FCA authorization applications for various payment service provider firms Engage with clients ... support application processes Requirements: Knowledge of Payment Service Regulations and the FCA's approach to regulating payment firms Strong regulatory compliance background, with ...

Company: ziprecruiter (1 week ago)

... sources. Ensure compliance with the company’s regulatory requirements under the FCA, NFA, AMF, AFM, MAS and any other relevant regulatory body. Adhere to ... t: Act with integrity. Act with due skill, care and diligence. Be open and cooperative with the FCA, the PRA and other regulators. Pay due regard to the interests of customers and treat them fai ...

Company: Marex (1 week ago)

... financial management. Key Responsibilities: Monitor and oversee compliance with FCA regulations and the Financial Services and Markets Act 2000. Conduct ... experience in a compliance role within UK financial services. Strong understanding of FCA regulations and governance requirements. Self-starter with the ability to work independently in ...

(1 week ago)

... the strict guidelines and regulations set forth by the Financial Conduct Authority (FCA). We are committed to maintaining the highest standards of integrity and professionalism in all aspects ... member of our team, you will be expected to fully embrace and adhere to the FCA Code of Conduct obligations. These obligations are designed to ensure the fair ...

Company: hometree.co.uk (1 week ago)

... end-client experience Participate in regulatory audits, thematic reviews, and responses to FCA information requests as needed Who you are: Essential Experience & Skills: Minimum ... Customers Fairly (TCF), or conducting risk initiatives. Strong understanding of FCA rules and expectations under the Consumer Duty, especially relating to client ...

Company: InvestEngine Limited (1 week ago)

... to ensure business risks are identified, monitored, and mitigated Take ownership of FCA regulatory, legislative, and compliance activity across DLM Manage multiple controls ... Consumer Duty Proven experience designing and delivering control frameworks within an FCA-regulated environment Solid knowledge and hands-on application of the “three lines ...

Company: Direct Line Group Careers (1 week ago)

... way to do consumer lending – by being more personalised and customer focused. Our FCA regulated and consumer lending businesses are a leading partner to the aggregator market ... h due skill, care and diligence. Rule 3: You must be open and cooperative with the FCA and other regulators. Rule 4: You must pay due regard to the interests of customers ...

Company: Blenheim Chalcot (1 week ago)

... will lead all key day-to-day compliance regulatory functions across a UK FCA-regulated entity and co-manage two staff members The role includes providing ... updated at least annually Complete regulatory reporting via FCA Connect and RegData Ensure financial promotions are compliant with FCA and MiFID II requirements AML Responsibilities Assist with ...

Company: Austin Andrew (1 week ago)

... offerings and contribute to innovative product development. Ensure strict adherence to FCA regulations and internal compliance standards in collaboration with Compliance and APAD ... act with due care, skill and diligence You must be open and co-operative with the FCA, PRA and other regulators You must pay due regard to the interests of customers and ...

Company: Ascot Lloyd group (1 week ago)