Total result: 497
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£60 - 80
Location: London, Remote
... Manager, with all client money activities. Responsibilities: Ensure continued group compliance with the FCA client money rules. Implement group client money policies and procedures across ... divisions has been identified. What you'll need to succeed Working knowledge of FCA client money rules (CASS 5). Highly experienced at analysing large amounts ...
Company: Hays Senior Finance
(1 week ago)
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£60 - 80
Location: London
... encompassing Asset Management Distribution and Institutional Fiduciary Management activities MiFID and FCA Handbook requirements on how new and existing products and services can be structured to operate ... financial services compliance professional with a solid understanding of FCA rules and guidance, including Consumer Duty. In-depth understanding of ...
Company: SEI Investments
(1 week ago)
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Location: London
... looking to move into a CoSec role Applicant Expectations: Financial Services experience and exposure to the FCA Immediately Available/Short Notice period Managerial/Supervisory Experience Understanding and knowledge of ...
Company: Taylor Root
(1 week ago)
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Location: Ottery St Mary
... be to deliver the firm’s client service proposition to the highest standards, while adhering to FCA rules as interpreted in the firm’s compliance procedures. Financial Advisor responsibilities will ...
Company: Cathedral Appointments | South West Recruitment
(1 week ago)
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Location: London
... with Underwriting, Finance, IT and Products teams whilst being subject to all relevant legal and statutory (FCA and Lloyd’s) requirements and obligations. About the Role: The Cyber Claims Adjuster will ...
Company: CFC
(1 week ago)
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Location: London
... objectives. Ensure all relevant regulatory controls and procedures are diligently updated and observed including FCA, Inland Revenue and in particular, CASS requirements. Core Competencies Attention to Detail – Being attentive ...
Company: Cameron Kennedy
(1 week ago)
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Location: Liverpool
... full training and continuous coaching in house you will be given full in-depth FCA regulated industry knowledge and have all the tools necessary to help you personally grow your career with the business ...
Company: Acorn Insurance and Financial Services Limited
(1 week ago)
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Location: London
... industry Understanding of the Equisoft / ATG transfer platform Some knowledge of FCA Regulations, particularly CASS and Mifid II Transaction Reporting Some knowledge of ...
Company: Orla Rose Associates
(1 week ago)
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Location: Southall
... relevant work experience also deemed acceptable. An in-depth knowledge of FCA Regulations would be beneficial. Benefits Full in house training will be provided to the successful ...
Company: Lagrove Insurance Brokers Ltd
(1 week ago)
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Location: London
... Dealing with ad hoc internal/external client requests Regular review of FCA/Exchange notices Management of daily static data controls and subsequent investigation ...
Company: Orla Rose Associates
(1 week ago)
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Location: London
... Conduct Rules: Must act with integrity Must act with due skill, care and diligence Must be open and cooperative with the FCA, PRA and other regulators Must pay due regard to the interests of customers and treat them fairly Must observe ...
Company: The Emerald Group Ltd, Search and Selection
(1 week ago)
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Location: London
... possess advanced understanding of insurance principals and an understanding and appreciation of FCA guidance relating to TCF and Conduct Risk. This is a hybrid role ...
Company: Salus Insurance Services Inc.
(1 week ago)
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Location: London
... ad-hoc project work for the clients, such as writing reports and providing support with FCA applications Requirements: Previous experience in consultancy and experience in a client facing role ...
Company: Coopman Search and Selection | B Corp™
(1 week ago)
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Location: London
... investigations and proceedings involving financial regulatory bodies such as the Financial Conduct Authority (FCA) and the Serious Fraud Office (SFO) Conduct internal investigations for corporate clients to identify ...
Company: William James Recruitment
(1 week ago)
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Location: London
... management and whistleblowing. The team also have extensive experience defending both outfits and individuals in FCA and PRA proceedings. As part of the role, you will be part of a ...
Company: Search
(1 week ago)
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Location: Sevenoaks
... full training and continuous coaching inhouse you will be given full in-depth FCA regulated industry knowledge and have all the tools necessary to help you personally grow your career with the business ...
Company: Acorn Insurance and Financial Services Limited
(1 week ago)
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Location: London
... the Casualty Actuarial Society) required; FSA (Fellow of the Society of Actuaries) or FCAS (Fellow of the Casualty Actuarial Society) preferred. Technical Skills: Proficiency in VBA ...
Company: Axpe UK
(1 week ago)
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Location: London
... this exciting growth, they are looking for experienced compliance consultants with strong knowledge of the FCA client assets regime (CASS). This role will sit under an ...
Company: Danos Group
(1 week ago)
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Location: Diss
... to detail and analytical skills, with the ability to effectively investigate and resolve complaints Knowledge of FCA regulatory requirements is advantageous Proven ability to work under pressure and manage ...
Company: Michelle Denny Recruitment
(1 week ago)
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Location: London
... of suspicious behaviour. Skills / experience required: A good understanding of the FCA handbooks and the ability to apply the knowledge to a commercial environment. A good working knowledge ...
Company: BGC Group
(1 week ago)
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