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... authorised and regulated by the Financial Conduct Authority (FCA Reference: 609970), established in 2013. Our Watford ... strong written communication Commitment to ethical conduct and FCA compliance standards No finance degree needed. Attitude ... listen. Fortrade Ltd is authorised and regulated by the FCA, FRN: 609970. Non-advisory, execution-only role ...

Company: Fortrade (1 week ago)

... . Key Responsibilities Deliver compliance support to FCA-regulated investment firms Assist with Compliance Monitoring ... and draft compliance policies and procedures Support FCA applications and regulatory change projects Review ... financial promotions requirements (desirable) Understanding of FCA regulatory obligations and governance requirements What's ...

Company: Twenty84 (1 week ago)

... ll be the firm's CASS expert - ensuring full FCA compliance while managing daily operations, vendor relationships, and regulatory ... and reconciliations Manage CASS breaches and escalate to FCA when needed Act as point of contact for ... external auditors and FCA supervisors Ensure the firm can demonstrate full compliance ...

Company: McCabe & Barton Job type: permanent (1 week ago)

... customer outcomes in line with Financial Conduct Authority (FCA) expectations, including Consumer Duty requirements. Key Tasks ... protection files and calls to assess compliance with FCA regulations and internal standards. Assess suitability of ... advice file checking / QA. Strong knowledge of FCA regulations, including MCOB, ICOBS, and Consumer Duty. ...

Company: Get Staffed Online Recruitment Job type: permanent (1 week ago)

... Review marketing materials and campaigns in line with FCA requirements, including Consumer Duty Support adherence to UK ... ability to manage competing priorities Working knowledge of FCA, ASA, GDPR, Data Protection Act 2018 or ... experience: Experience in a regulated environment Exposure to FCA-regulated activity, legal services or claims management ...

Company: Sellick Partnership Limited- In-House (1 week ago)

... and reconciliation processes to ensure compliance with FCA e‑money regulations. Manage day‑to‑day ... payment services regulations, including safeguarding, reconciliation, and FCA compliance. Proficiency in accounting, forecasting, and reporting ... certain controlled responsibilities may be subject to FCA fit and proper assessments applicable to Electronic ...

Company: Brite Payments (1 week ago)

... THE ROLE Verity Capital is a fast-growing, FCA-regulated multi-family office based in Marylebone. ... – Support the compliance function with data preparation for FCA obligations Custodian Operations & Reconciliations – Perform position ... multi-family office platforms, directly regulated by the FCA. We provide institutional-grade, product-led wealth ...

(1 week ago)

... management, risk committees, and regulators. Regulatory Compliance Ensure compliance with FCA SYSC 8 (Outsourcing) and other applicable regulations. Support regulatory ... services (preferably asset management). Strong understanding of UK regulatory requirements (FCA, PRA) and outsourcing guidelines. Proven experience in developing and implementing ...

Company: LGPS Central (1 week ago)

Compliance Officer / Deputy MLRO FCA-authorised Electronic Money Institution — London (hybrid) 1 day ... role Deputise for the MLRO on suspicious activity reporting, FCA liaison and day-to-day oversight of the AML/CTF ... of MLR 2017, POCA 2002, the FCA Handbook and JMLSG Guidance Credibility with the FCA, auditors and law-enforcement counterparts Comfort ...

Company: JSS (1 week ago)

... reconciliation of funds, while maintaining full compliance with FCA and Lloyd’s regulatory requirements. The role plays ... Prepare and review IBA reconciliations in accordance with FCA CASS 5 requirements Maintain accurate records across ... experience within a London Market FCA-regulated environment Strong knowledge of FCA CASS 5 client money rules ...

Company: MNK International (1 week ago)

... ll be the firm's CASS expert - ensuring full FCA compliance while managing daily operations, vendor relationships, and regulatory ... and reconciliations Manage CASS breaches and escalate to FCA when needed Act as point of contact for ... external auditors and FCA supervisors Ensure the firm can demonstrate full compliance ...

Company: McCabe & Barton (1 week ago)

... Main responsibilities include: Regulatory Interpretation & Horizon Scanning - interpreting PRA, FCA and wider regulatory requirements impacting reporting obligations, including Prudential returns ... looking for Strong understanding of UK prudential regulatory frameworks (PRA/FCA). Experience in regulatory reporting within a bank, building society ...

Company: Dudley Building Society Job type: permanent (1 week ago)

... will provide trusted advice to senior stakeholders on FCA and PRA requirements, helping the business navigate complex ... , Head of Regulatory Compliance, Senior Compliance Manager (FCA/PRA), Head of Compliance & Regulatory Affairs ... an experienced compliance professional with deep knowledge of FCA and PRA regulation, strong understanding of SMCR, ...

Company: hireful Job type: permanent (1 week ago)

... and compliant final response letters in line with FCA requirements Liaise with internal teams, advisers, and ... information Ensure all complaints are handled within FCA DISP rules and internal SLAs Identify root ... services complaints, ideally within pensions Strong understanding of FCA regulations (DISP) and complaints handling procedures Solid ...

Company: Search Job type: permanent (1 week ago)

... inhouse you will be given full in-depth FCA regulated industry knowledge and have all the tools ... and following data protection principles Adhering to strict FCA guidelines Providing a professional service and promoting our ... continuous in-house coaching. You'll receive in-depth, FCA-regulated industry knowledge and all the tools necessary to ...

Company: Acorn Insurance Ltd Job type: permanent (1 week ago)

... Superiority Effector (FASE) and Future Combat Air System (FCAS)), and ensure they are sustained for application to future ... must ensure that the exploitation opportunities within the FCAS and FASE network communications projects are captured and acted ... be part of their development across FASE and FCAS You will gain a technical understanding of Weapon ...

Company: MBDA UK Job type: permanent (1 week ago)

... with finance, insurance, and additional purchase products, ensuring compliance with FCA regulations Prepare and present finance proposals; support the sales team ... the automotive industry Knowledge of finance, insurance products, and FCA regulations FCA accreditation or willingness to obtain it Ability to build rapport ...

Company: Perfect Placement Job type: permanent (1 week ago)

... governance frameworks in accordance with Financial Conduct Authority (FCA) expectations, including Consumer Duty. Key Tasks AR ... Management: Ensure the AR operates in line with FCA requirements, including MCOB, ICOBS and Consumer Duty ... compliance role in financial services. Strong knowledge of FCA regulation including MCOB, ICOBS and Consumer Duty. ...

Company: Get Staffed Online Recruitment Job type: permanent (1 week ago)

... maintain strong governance and control within an FCA regulated environment. Responsibilities Deliver insight by ... practice. Support regulatory compliance across operations, translating FCA, consumer duty and consumer finance requirements into ... naturally inquisitive and has worked within an FCA regulated environment in the past. Previous experience ...

Company: Marc Daniels Job type: contract (1 week ago)

... all advice is delivered in line with FCA regulations and Consumer Duty principles. Key Responsibilities ... . Ensure all advice and documentation comply with FCA regulations and Consumer Duty requirements. Maintain accurate ... supported by relevant industry experience. Strong understanding of FCA regulations and Consumer Duty principles. Excellent report- ...

Company: TEMPLEGATE RECRUITMENT LIMITED (1 week ago)