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... ), regulations (e.g., NIS2) and financial regulations (e.g., DORA, FCA, Bank of England, etc.). * Have experience (or knowledge) in securing ...

Company: Capgemini (2 weeks ago)

... reporting, including reporting of risks. Demonstrated experience in understanding PRA, FCA and the Bafin regulatory requirements in relation to TB products ...

Company: Standard Chartered (2 weeks ago)

... of Compliance to oversee the firm’s regulatory framework, ensure FCA compliance for second charge mortgage broking and AR activities, and ...

Company: Fluent Money Ltd (2 weeks ago)

... level. Essential criteria: Strong Corporation Tax experience CTA and/or FCA qualification Excellent technical knowledge of R&D tax relief ...

Company: Hunter Savage (2 weeks ago)

... investors, listed investment companies, and industry advisers. Possess understanding of FCA Listing Rules and some understanding of Prospectus Rules and the ...

Company: Jefferies (2 weeks ago)

... former social worker in 1994, Foster Care Associates (FCA) is an established fostering agency which forms part of ... complaints and representation procedures as detailed in the FCA policies and procedures Provide and record regular supervision to ... allocated foster parents in line with FCA's Operational Standards Work in partnership in a ...

Company: The FCA Job type: permanent (3 weeks ago)

... Committees. Maintain Compliance policies and procedures. Support regulatory audits and FCA engagements. Assist with internal and external audit reviews. Support regulatory ... Conduct Risk Regulatory Change Lead or support implementation of new FCA regulatory requirements. Participate in strategic transformation projects. Support international ...

Company: ETRA Talent (3 weeks ago)

... Business, London (Hybrid) A well-established, FCA-authorised payments institution operating at genuine scale with a ... own the safeguarding of customer funds in line with FCA EMI and PI rules — this isn't a ... regulated financial services or fintech environment Deep, working knowledge of FCA regulations — EMI, PI, or payments-regulated firm experience ...

Company: IO Associates (3 weeks ago)

... complaints, ensuring high standards are maintained. Ensure full adherence to FCA regulations and company compliance procedures. Oversee holiday approvals, absence management ... . Experience working within a regulated environment. A good understanding of FCA compliance and customer outcomes. Excellent communication, leadership and organisational skills ...

Company: CKB Recruitment Ltd Job type: permanent (3 weeks ago)

... all actions are accurately recorded in line with FCA and DPA requirements. Key responsibilities Client retention: ... to retain policies. Compliance: Work in line with FCA and DPA requirements. Communication: Provide clear, accurate advice ... and keeping clients onboard. Regulation aware Ideally with FCA‑regulated or target‑driven experience. Team player ...

Company: Usay Compare Job type: permanent (3 weeks ago)

... Main responsibilities include: Regulatory Interpretation & Horizon Scanning - interpreting PRA, FCA and wider regulatory requirements impacting reporting obligations, including Prudential returns ... looking for Strong understanding of UK prudential regulatory frameworks (PRA/FCA). Experience in regulatory reporting within a bank, building society ...

Company: Dudley Building Society Job type: permanent (3 weeks ago)

... outcomes, and that they are aligned to the FCA’s regulatory requirements. * Whilst this role ... line with internal lending policies, risk appetite, and FCA regulatory obligations. * Customer service - To assist within ... of both mortgage regulation and conduct requirements, including FCA requirements and customer outcome considerations. * A strong track ...

Company: Your Mortgage Recruiter Job type: permanent (3 weeks ago)

... and engagement with supervisory authorities such as the FCA, EU National Competent Authorities and ESMA. Anticipate ... regulatory consultations, preparing submissions and liaising with the FCA, ESMA, and other regulators. Support sales and ... with policy and supervisory teams such as the FCA, ESMA or EU National Competent Authorities. Familiarity ...

Company: S&P Global, Inc. (3 weeks ago)

... B2B customer risk framework and high-risk onboarding decisions. FCA EMI and FINTRAC MSB obligations. Compliance reporting to the ... - not purely banking. Current or prior MLRO at an FCA-regulated firm. Fluent English, French is a plus. Strong ... knowledge of at least two of: UK FCA/MLRs, Canada FINTRAC/PCMLTFA, or Africa BCEAO/BEAC. ...

Company: Broadgate (3 weeks ago)

... effective oversight of the Bank’s compliance with applicable FCA and PRA requirements. Develop, execute, maintain, review ... submissions and appropriate internal approval. Liaise with the FCA, PRA, auditors, and other external stakeholders as required ... Bank Branch environment with a detailed knowledge of FCA & PRA rules and a good understanding ...

Company: Symes Collins (3 weeks ago)

... firms, brokers and capital markets participants on FCA and SEC regulatory obligations, prudential frameworks and ... firms Provide senior regulatory advice covering FCA and SEC obligations Oversee compliance monitoring programmes ... a supervisory environment. Strong technical knowledge across FCA regulatory frameworks including MiFID, AIFMD, SMCR ...

Company: Cosegic (3 weeks ago)

... for clients. • Compliance and Regulation: Ensure all activities align with FCA regulations and company compliance standards. Stay informed of regulatory and ... insurance platforms and client management systems. o Strong understanding of FCA regulations and Consumer Duty obligations. • Desirable: o CII qualification or ...

Company: Cameron James Professional Recruitment Job type: permanent (3 weeks ago)

... planning opportunities. * Ensure all advice is delivered in line with FCA regulations, company standards and Consumer Duty requirements. * Maintain professional competence ... advice across a range of client needs. * Excellent understanding of FCA regulations and compliance requirements. * Strong communication and client relationship management ...

Company: Radiant Financial Job type: permanent (3 weeks ago)

... timescales. * Support compliance by maintaining accurate records in line with FCA requirements. * Manage incoming enquiries and provide administrative support across the ... experience. Experience using the Acturis insurance management system. Understanding of FCA-regulated insurance processes. A degree or equivalent qualification for graduates ...

Company: Amarval Partners Ltd Job type: permanent (3 weeks ago)

... investigate and resolve operational and accounting issues. Ensure compliance with FCA regulations, Conduct Rules, Customer Charter standards and internal policies. Support ... , ideally including Novidea and market underwriting platforms. Strong understanding of FCA regulations, compliance requirements, and conduct standards within the insurance sector ...

Company: Office Angels Job type: permanent (3 weeks ago)