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... build annual budgets, forecasts, and long-term plans. Tax & FCA Compliance: Oversee VAT, and cross-border transfer pricing while supporting ... regulatory capital monitoring and quarterly FCA filings. Audit & Controls: Maintain airtight internal controls and provide ...

Company: Trace | Expert Accountancy & Finance Recruitment Careers (1 week ago)

... that aligns with long-term organisational goals and adhere to FCA regulations and guidelines; Lead regulatory engagement, maintain open and constructive ... relationships with the FCA and other regulatory bodies, as well as engagement with auditors ...

Company: WorldFirst (1 week ago)

... lives, this is a good place to build a career. FCA Statement Dignity is part of a group that includes ... FCA-regulated activities, and some roles may be subject to relevant ...

Company: Dignity Funerals Limited (1 week ago)

... requirements, UK GDPR data handling standards and the principles of FCA Consumer Duty as they apply to product design and delivery ... PRA operational resilience requirements (SS1/21), UK GDPR obligations and FCA Consumer Duty principles. Domain experience in savings, deposits or payments ...

Company: Hackajob Ltd (1 week ago)

... commercial conversations. Operate within a regulated environment. Move quickly inside FCA financial promotions and Consumer Duty obligations, working with Compliance as ... . Every email, post and notification sits inside Consumer Duty and FCA financial promotions rules. You'll find the creative space inside ...

Company: Hackajob Ltd (1 week ago)

... planning opportunities. * Ensure all advice is delivered in line with FCA regulations, company standards and Consumer Duty requirements. * Maintain professional competence ... advice across a range of client needs. * Excellent understanding of FCA regulations and compliance requirements. * Strong communication and client relationship management ...

Company: Radiant Financial Job type: permanent (1 week ago)

... . Ensure financial transactions are completed correctly and files are fully FCA compliant by following internal compliance procedures. Ensure all client records ... and Maths Previous experience in Financial Services (Desirable) Understanding of FCA rules, ethics and financial regulations (Desirable) A working knowledge of ...

Company: Service Service Job type: permanent (1 week ago)

... , review and maintain compliance policies and procedures in line with FCA, PRA and other applicable regulatory requirements. Lead and oversee compliance ... or regulatory role within financial services. Strong understanding of the FCA/PRA regulatory framework and UK financial services regulation. Experience operating ...

Company: LJ Recruitment Job type: permanent (1 week ago)

... -up procedures. * Ensure client files meet APC's compliance and FCA requirements. * Work closely with the wider broking and accounts teams ... . About APC London Market APC London Market Ltd is an FCA-authorised Lloyd's broker operating across both direct retail and ...

Company: APC London Market Job type: permanent (1 week ago)

... policies where required, and issuing renewal documentation in line with FCA requirements. Handle client queries, policy amendments, and mid-term adjustments ... using insurance systems, CRM platforms, or client databases. Understanding of FCA regulations and insurance compliance requirements. Benefits Competitive salary based on ...

Company: Mulberry Recruitment Job type: permanent (1 week ago)

... resolution * Maintaining accurate records on internal systems * Ensuring compliance with FCA regulations and company procedures * Supporting colleagues and assisting with wider ... * Cert CII qualified or actively working towards qualification * Knowledge of FCA regulations and insurance compliance requirements For more information regarding this ...

Company: First Recruitment Services Job type: permanent (1 week ago)

... submissions and asset transfers. Maintain accurate records in line with FCA requirements and internal policies. Help keep client files audit-ready ... . A proactive mindset and willingness to learn. Basic understanding of FCA regulation and Treating Customers Fairly principles. An interest in financial ...

Company: Benchmark Capital Limited Job type: permanent (1 week ago)

... products, services and retailer network while ensuring full compliance with FCA and GDPR regulations. No previous automotive experience? No problem – full ... customer service across every interaction. * Ensure all conversations comply with FCA regulations and company standards. * Maintain accurate customer records and process ...

Company: Quality Personnel Job type: temporary (1 week ago)

... overseas based compliance staff. Lead all compliance interactions with the FCA, including thematic requests, supervisory dialogues, and regulatory submissions. Responsible for ... , then please send your details to our MD, David Symes FCA, at (including a contact no) however please ...

(1 week ago)

... ensure we maintain the highest standards of compliance with the FCA Client Assets Sourcebook (CASS). As part of the first line ... , developing, and executing robust testing frameworks to ensure compliance with FCA CASS regulations Interpreting and implementing CASS regulations, proactively identifying and ...

Company: Revolut (1 week ago)

... UK and EU regulatory frameworks affecting asset management businesses, including FCA rules, MiFID, AIFMD and UCITS. Interpreting and implementing regulatory ... European financial services regulation affecting asset managers. Experience advising on FCA regulated activities and investment management products. Excellent technical skills combined ...

Company: Taylor Root (1 week ago)

... , while providing expert guidance and challenge across the business on FCA Product Governance and Consumer Duty requirements. What you'll be ... , Conduct Risk or a similar regulatory function. Strong knowledge of FCA Product Governance requirements, including PROD 4, Consumer Duty and Fair ...

Company: Vermelo (1 week ago)

... Asset Management to deliver effective operational strategies. Ensure compliance with FCA requirements, Consumer Duty, governance standards and operational controls. Lead, coach ... , end-of-contract processes and operational governance. Strong knowledge of FCA regulations, Consumer Duty and delivering fair customer outcomes. Organised, commercially ...

Company: BNP Paribas Personal Finance (1 week ago)

... overseas based compliance staff. Lead all compliance interactions with the FCA, including thematic requests, supervisory dialogues, and regulatory submissions. Responsible for ... , then please send your details to our MD, David Symes FCA, at (including a contact no) however please ...

(1 week ago)

... the work you do today Provide clear, confident guidance on FCA DISP requirements and complex complaint resolution across the Group Act ... in a financial services regulatory environment Strong working knowledge of FCA complaint resolution rules and DISP obligations Ability to interpret, analyse ...

Company: Mattioli Woods plc (1 week ago)