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... growth. • Ensure all new broker, coverholder and scheme activity meets FCA regulatory expectations, including Consumer Duty and product governance. • Lead, mentor ... with capability to manage multiple strategic priorities. • Good understanding of FCA regulatory expectations including Consumer Duty and product governance. Desirable • Experience ...

Company: Bspoke Insurance Group (2 weeks ago)

... conversant with Company Procedures manual and the requirements of the FCA Rules and to implement and maintain procedures as stipulated. Carry ... duties and processes in accordance with the Rules of the FCA and any other applicable Codes of Practice. What’s on ...

Company: Brown & Brown UK (2 weeks ago)

... governance committees. Regulatory Compliance: Ensure the Company meets all PRA, FCA, HMRC and other regulatory requirements, including the preparation of regulatory ... , mutual organisations, church or charity finance. Strong understanding of PRA/FCA regulatory frameworks and prudential requirements. Knowledge of mission‑based or ...

Company: Methodist Chapel Aid Ltd (2 weeks ago)

... Own recurring regulatory financial and capital filings in line with FCA and Bank of England requirements Lead regulatory capital reporting and ... clearing house, exchange, custodian or securities depository Direct experience with FCA‑regulated entities and regulatory capital reporting Comfort implementing and owning ...

Company: ClearToken (2 weeks ago)

... delivering the Private Banking governanceframework across the business, aligned to FCA/PRA expectations and internal policies. Key Responsibilities Track and drive ... /controls (1st line and/or 2nd line) Good understanding of FCA conduct expectations (including Consumer Duty), operational risk, and governance best ...

Company: Emirates NBD (2 weeks ago)

... ;C scheme for Mortgage and Protection Advisers, ensuring compliance with FCA requirements. Conduct regular 1:1 supervision meetings, competency assessments, and ... reporting, complaint investigations, and root-cause analysis. Keep abreast of FCA rules (e.g., MCOB, ICOBS, Consumer Duty) and translate them ...

Company: F S People Ltd (Financial Services recruitment specialists) Job type: internship (2 weeks ago)

... candidate will be a UK regulatory compliance professional who has FCA experience as well as having strong interpersonal, project management and ... a fast-paced and fast-changing environment. Experience of analysing FCA regulatory requirements. Strong ability to understand internal and corporate governance ...

Company: Ant International (2 weeks ago)

... matters across UK, US, and offshore structures • Oversee regulatory compliance (FCA, SEC, AIFMD, SFDR) and financial crime controls • Advise Board and ... with fund formation and limited partnership structures • Working knowledge of FCA and SEC regulatory frameworks • Understanding of AIFM/AIFMD, SFDR, and ...

Company: Coopman Search and Selection | B Corp™ (2 weeks ago)

... Binder Authority agreements and internal standards. Ensure compliance with the FCA regulations. Support the Compliance Team to meet internal and external ... balance risk and profitability. Knowledge of relevant regulations (e.g., FCA guidelines in the UK, GDPR for data handling). Experience ensuring ...

Company: Touchstone Underwriting (2 weeks ago)

... reviews Overseeing quality assurance and file review activity aligned to FCA expectations Acting as a subject matter expert on conduct risk ... Risk, Technical Governance or QA within insurance Strong understanding of FCA regulation impacting insurance distribution Exposure to Consumer Duty, product governance ...

Company: Danos Group (2 weeks ago)

Main purpose of the role: FCA Certified role as a Relationship Manager principally covering Global Alternative ... requirements: College- or University Degree (or Higher post graduate qualification) FCA approved CISI Regulations and Securities certificates (preferred if already held ...

Company: Commerzbank AG (2 weeks ago)

... . Ensure robust legal oversight and full compliance with Consumer Duty, FCA regulations, CPR, and internal policies. Act as an escalation point ... manage high‑volume casework and competing priorities. Knowledgeable in CCA, FCA regulations (CONC / DISP), and the Civil Procedure Rules. Solutions‑focused ...

Company: Marsden (2 weeks ago)

... previous experience in Complaints Handling in Financial Services within an FCA Regulated environment (UK).           Start Dates: Various 2026 Salary: From £30 ...

Company: Teleperformance (2 weeks ago)

... contact centre or service delivery experience • UK Financial Services included FCA regulated activities • Leading offshoring or multi-site transitions • Vendor, BPO ...

Company: Teleperformance (2 weeks ago)

... deliver fair value and positive customer outcomes in line with FCA expectations. The Role Working closely with senior stakeholders, you will ...

Company: IPS Group Job type: permanent (2 weeks ago)

... communication and coaching skills Good knowledge of compliance (e.g. FCA, GDPR, Health & Safety) A passion for helping customers find ...

Company: 360 Resourcing Job type: permanent (2 weeks ago)

... Develop and maintain collection processes and procedures taking into account FCA compliance requirements Previous arrears or collections experience is essential as ...

Company: CBC Resourcing Solutions Job type: permanent (2 weeks ago)

... and Money Markets gained within banking, and thorough understanding of FCA/PRA regulatory requirements Balance Sheet management Strong analytical, planning and ...

Company: Prime Personnel Job type: permanent (2 weeks ago)

... . Regulated by both the Gibraltar Financial Services Commission and the FCA in London, the company has strong connections with global financial ...

Company: Linear Executive Search Job type: permanent (2 weeks ago)

... , apply today. We are authorised by the Financial Conduct Authority (FCA) to carry out regulated financial service activities and offer credit ...

Company: SuperBike Factory Job type: permanent (2 weeks ago)