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Location: Bond
... handled fairly, thoroughly, and in line with FCA DISP regulations, Complaint Management Policies, and clients’ ... resolve complex cases. Ensure all complaint handling meets FCA DISP, data protection, and internal governance requirements ... understanding of customer service best practice. Knowledge of FCA DISP rules and TCF principles. Experience writing ...
Company: Teleperformance
(2 weeks ago)
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Location: Maidenhead
... the culture, standards and pace. Ensure robust compliance with FCA and SRA requirements while building a business that scales ... and LPAs and a clear understanding of regulated environments (FCA/SRA) is desirable. Or experience of managing services / ... to help, whenever you need. FCA Statement We're regulated by the FCA, so some roles may be subject ...
Company: Dignity Funerals Limited
Job type: permanent
(2 weeks ago)
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Location: Knaresborough
... with a background in the motor industry or other FCA-regulated environments? This is an opportunity to join ... To ensure the Account Managers comply with company and FCA policies and procedures To ensure Account Manager follow ... Manager experience, preferably within the automotive industry or a FCA-regulated environment. A proven ability in managing and ...
Company: Oracle Car Finance
(2 weeks ago)
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Location: City of London
... legislation, rules and regulation, as well as the FCA Handbook and other applicable regulators’ rules and principles ... FSMA, MiFID II/MiFIR, EMIR, MAR, and FCA Handbook requirements. Demonstrated experience engaging with global regulators, such ... as the FCA, ESMA, CySEC, ASIC, and the HK SFC. ...
Company: ATFX Connect
(2 weeks ago)
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Location: City of London
... with UK regulatory frameworks (EMRs, PSRs, MLRs, FCA requirements) Lead regulatory reporting, horizon scanning, and ... firm Strong working knowledge of UK regulatory frameworks (FCA, EMRs, PSRs, MLRs, SYSC, JMLSG) Proven ... experience engaging directly with regulators (e.g. FCA) Experience leading and scaling compliance teams Technical Expertise ...
Company: Harrington Starr
(2 weeks ago)
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Location: Southampton
... protection environment and will need a strong working knowledge of FCA rules, MCOB, Consumer Duty obligations and TCF principles from day ... Duty obligations • Strong knowledge of the UK regulatory environment and FCA regulation • Strong interpersonal and relationship building skills • Good IT skills ...
Company: John Charcol - Independent Mortgage Expertise
(2 weeks ago)
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Location: Macclesfield
... finance solutions, value-added products, and ensuring FCA compliance throughout. Coach and support the team ... Licence. Desirable: Familiarity with motorcycles is preferred. FCA Accreditation would be beneficial. Benefits: Netflix Membership ... are authorised by the Financial Conduct Authority (FCA) to carry out regulated financial service activities ...
Company: SuperBike Factory
(2 weeks ago)
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Location: Gosforth
... of various lines of Commercial insurance, whilst ensuring full FCA compliance. Working with a dynamic and energetic team, ... portfolio Ensuring all business activity fully complies with FCA regulation and company procedures Handle any complaints in ... products Experience of working to high standards of FCA compliance I.T. skills including use of an ...
Company: NRG.
(2 weeks ago)
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Location: Kent
... such as consumer credit, customer protection, and the FCA Handbook. Build strong working relationships and act as ... vulnerable customers. Stay up to date with relevant FCA rules and regulations and apply this knowledge when ... minimum of 6 years' compliance experience in a FCA regulated environment Consumer Credit legislation and Consumer duty principles ...
Company: Birchlake Recruitment
(2 weeks ago)
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Location: London
... records Submitting the Professional Standards Data Report to the FCA Submitting the annual Fee Tariff Data Report to the ... FCA Preparing the CASS 10 Review and Custodian Selection for ... Policies Preparing and submitting all regulatory returns to the FCA Working with the CCO to complete the annual Compliance ...
Company: Zenith Bank (UK) Limited.
(2 weeks ago)
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Location: Manchester
... development. This phase focuses on establishing an FCA authorised investment management company with a dedicated senior ... met as the organisation establishes and evolves its FCA authorised investment management company Provide independent risk ... of engaging with regulators and operating within FCA regulated environments Ability to design and build ...
Company: Hoffmann Reed
(2 weeks ago)
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Location: Milton Keynes
... crime risk and acting as the SMF17 (MLRO) for FCA-regulated entities. You will play a critical role in ... MLRO (SMF17) and primary contact for regulators including the FCA, HMRC, and OFSI Provide oversight and challenge to the ... or senior DMLRO ready to step up) within an FCA-regulated environment Deep understanding of UK financial crime regulations and ...
Company: MERJE
(2 weeks ago)
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£12 per annum renumeration
Location: Greater Manchester
... - please request this from Megan Mitchell (above) or consult the FCA Mutuals Website, type in Creative Support and search under ‘documents ... a Community Benefit Society with charitable status registered with the FCA, not a company or registered charity so you will not ...
Company: CREATIVE SUPPORT
Job type: temporary
(2 weeks ago)
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Location: Stirling, Hybrid
Medical Underwriter, Stirling, Hybrid Summary of the role A FCA regulated life & pensions service provider are seeking a dedicated ... of procedures and technical standards. Good knowledge of relevant legislation, FCA principles, in particular, Consumer Duty. Reasonable Adjustments: Respect and equality ...
Company: Sanderson Recruitment
(2 weeks ago)
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Location: Accrington
... planning and preparation through to the funeral itself, and beyond. FCA Statement Please note that this role is subject to meeting ... regulatory requirements. As an FCA-regulated organisation, we are committed to adopting the highest standards ...
Company: Dignity Funerals Limited
(2 weeks ago)
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Location: Nottingham
... environment. The role offers exposure to Experian Limited Board, auditors, FCA, Group Finance, GFS, Tax, Treasury and more, perfect for a ... the robust compliance and governance framework of an ICFR-compliant, FCA regulated entity in a multinational FTSE100 business. Support the integrity ...
Company: Experian Ltd
(2 weeks ago)
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Location: St albans
... -life care. Here to help whenever you need us. FCA Statement The FCA regulates us so that some roles may be subject ...
Company: Dignity Funerals Limited
(2 weeks ago)
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Location: Newbury
... -of-life care. Here to help, whenever you need. FCA Statement The FCA regulates us so that some roles may be subject ...
Company: Dignity Funerals Limited
(2 weeks ago)
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Location: Stockport
... - please request this from Megan Mitchell (above) or consult the FCA Mutuals Website, type in Creative Support and search under 'documents ... a Community Benefit Society with charitable status registered with the FCA, not a company or registered charity so you will not ...
Company: CREATIVE SUPPORT
(2 weeks ago)
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Location: Gravesend
... act at all times within the FCA Principles for Business and to comply with FCA and internal procedures at all times in ...
Company: Get Recruited (UK) Ltd
Job type: permanent
(2 weeks ago)
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