Job search

... Act as a nominated subject-matter lead for FCA skilled person (s166) reviews, providing evidence, responding ... reorganisation or acquisition affecting these entities, including the FCA change in control process and the capital, safeguarding ... Own the monthly safeguarding regulatory return to the FCA, ensuring it is accurate, complete and submitted ...

Company: Equals Group PLC (1 week ago)

... , PSD2/PSR where applicable, and UK PRA/FCA operational resilience requirements supporting xMoney.Build and maintain ... AI Act, NIS2, PSD2/PSR, or UK PRA/FCA operational resilience expectations — not only reading the requirements. ... , MiCA where relevant to product scope, or FCA Consumer Duty technology implications).Experience enabling enterprise sales ...

Company: X (1 week ago)

... play a key role in scaling an FCA-regulated business, supporting growth activities and ... safeguarding arrangements and regulatory compliance within an FCA-regulated environment.Manage treasury, liquidity and cash ... structures.Experience with safeguarding, client money or FCA-regulated environments essentialCommercially astute, hands-on and capable ...

Company: Trace Recruitment (1 week ago)

... Main responsibilities include: Regulatory Interpretation & Horizon Scanning - interpreting PRA, FCA and wider regulatory requirements impacting reporting obligations, including Prudential returns ... looking for Strong understanding of UK prudential regulatory frameworks (PRA/FCA). Experience in regulatory reporting within a bank, building society ...

Company: Dudley Building Society (1 week ago)

... and insurance principles, and eligible to hold an FCA Certified Manager role. A proven leader with significant ... complex challenges. This role may be subject to FCA regulations, which we'll determine during the hiring ... it is regulated, there will be specific responsibilities under FCA regulations, including enhanced checks and referencing. We'll ...

Company: Hackajob Ltd (1 week ago)

Operational Resilience Manager First Line Risk / Operational Resilience / FCA / PRA Salary: +/- £85,000 + 15% Bonus ... and ensure the organisation continues to meet evolving FCA and PRA regulatory requirements. This role is ideal ... Operational Resilience frameworks from scratch Strong understanding of FCA/PRA regulatory requirements, including SS1/21 and ...

Company: TRIA (1 week ago)

... accordance with the following Conduct Rules as specified by the FCA: - You must act with integrity - You must ... - You must be open and co-operative with the FCA, PRA and other regulators - You must pay due ... or equivalent market experience. Sound understanding of Company, PRA, FCA, Lloyd's and other regulatory compliance requirements. Results-driven ...

Company: Argenta Group (1 week ago)

... new phase of its development, establishing an FCA authorised investment management company to manage around ... development. This phase focuses on establishing an FCA authorised investment management company with a dedicated ... . Support engagement with the Financial Conduct Authority (FCA) and other regulators, including regulatory correspondence and ...

(1 week ago)

... service standards.Ensuring all activities are conducted in line with FCA requirements and Gallagher policies.Maintaining orderly and compliant electronic records ... Market documentation, including slips, endorsements, and client documentation.Understanding of FCA regulations and regulatory requirements.Strong communication skills, both written and ...

Company: Arthur J. Gallagher & Co. (1 week ago)

... complying with the Lloyd’s byelaw for delegated underwriting and FCA rules and guidance on material outsource providers.Prepare and, if ... including the code of conduct which incorporates the PRA and FCA Conduct Rules. Undertake relevant training on Beazley policies and procedures ...

Company: Beazley (1 week ago)

... Bank, national regulators, and the UK’s Financial Conduct Authority (FCA) and Prudential Regulation Authority (PRA). This role brings that regional ... , DORA, PSD2, Basel, MiFID II) and regional supervisory bodies (ECB, FCA, PRA). Fluency in a major European language relevant to the ...

Company: Microsoft (1 week ago)

... good customer outcomes, a strong conduct culture and adherence to FCA, Lloyd’s and other regulatory requirements.Key Responsibilities:-Support the ... , Governance, and regulators.Skills, Knowledge and Expertise:-Strong knowledge of FCA Consumer Duty, Conduct Risk and the UK regulatory environment.-Experience ...

Company: Edenbrook (1 week ago)

... Suspicious Transaction and Order Reports (STORs) for submission to the FCA, and other EMEA National Competent AuthoritiesProduce metrics, MI and associated ... analysis Efficiently respond to regulatory enquiries from the FCA and other overseas regulatorsPrioritise multiple tasks and escalate issues, where ...

Company: JP Morgan Chase (1 week ago)

... aware that it is a Certified Role, subject to the FCA and PRA Certification Regime.The Certification Regime is one element ... carry out their role.Under the guidance provided by the FCA and PRA, firms should have regard to the following when ...

Company: Citigroup (1 week ago)

... promotions!• This role is regulated by the Financial Conduct Authority (FCA) under the Senior Managers and Certification Regime. This means that ... in this role. For more information you can visit the FCA website or ask your recruiter who can explain further. Important ...

Company: Metro Bank (1 week ago)

... to all applicable regulations, including but not limited to the FCA's Client Assets Sourcebook (CASS).We are seeking a diligent ... ’ll do:Support the groups compliance with Financial Conduct Authority (FCA) CASS, Central Bank of Ireland (CBI) CAR, and MiFID II ...

Company: Citigroup (1 week ago)

... , and implementation of new or amended regulatory requirements (e.g., FCA, or other applicable regulators).Support preparation of responses to regulatory ... an advantage.Working knowledge of relevant regulatory frameworks (e.g., FCA rules, MiFID II, AML/CTF requirements) as applicable to the ...

Company: Lazard (1 week ago)

... customer service, maintaining accurate records, and ensuring full compliance with FCA and Company standards, this role offers the chance to influence ... and follow-up systems. Ensure adherence to company policies and FCA regulatory requirements. Benefits: Highly competitive salary and commission package Accredited ...

Company: Sandown Group Job type: permanent (1 week ago)

... technical guidance Ensuring compliance with underwriting guidelines, internal procedures, and FCA regulations About You: Proven experience in Professional Indemnity underwriting Strong ... -making skills Able to manage a portfolio and work independently FCA-compliant, with strong attention to regulatory standards CII-qualified desirable ...

Company: Stride Resource Management Careers (1 week ago)

... orders accurately from order to delivery Ensure all documentation meets FCA, DVLA, and manufacturer requirements Manage registrations, invoicing, and deal files ... customers Ability to work under pressure and meet deadlines Desirable FCA compliance knowledge and experience with regulated finance products Experience with ...

(1 week ago)