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... , governance, and reporting integrity Regulatory Reporting & Governance Oversee PRA/FCA regulatory reporting submissions including COREP, FINREP, Pillar 3, liquidity and ... and prudential reporting Experience engaging with regulators including PRA and FCA Deep understanding of financial controls, liquidity, capital management, and regulatory ...

Company: Warner Scott Recruitment (1 week ago)

... demonstrating and communicating the expected levels of behaviour and integrity. FCA Conduct Rules - Individual Conduct Rules You must act with integrity ... and diligence. You must be open and cooperative with the FCA, PRA and other regulators. You must pay due regard to ...

Company: Beazley Management Limited (1 week ago)

... expectations, including: EU AI Act (and UK divergence where applicable) FCA, PRA and ICO expectations relating to AI, data protection, model ... services regulation relevant to AI (e.g. EU AI Act, FCA, PRA, ICO) Awareness of model risk management, data governance, privacy ...

Company: M&G plc (1 week ago)

... Regulatory law in Birmingham. The role involves advising clients on FCA compliance and complex regulatory issues within the asset management sector ... candidates will have over 8 years' PQE, strong knowledge of FCA regulation, and experience in client management. The firm offers hybrid ...

Company: Yolk Recruitment Ltd (1 week ago)

... ‑competitive, and aligned to the company's strategy, regulatory expectations (FCA/PRA), and internal governance standards. As a Reward and EVP ... changes for joiners and leavers Ensure reward practices comply with FCA and PRA remuneration rules, including Material Risk Takers (MRTs), deferrals ...

Company: Together (1 week ago)

... a subject matter expert on UK general insurance regulation and FCA requirements Support and maintain positive relationships with regulators Lead and ... compliance role within UK General Insurance Strong understanding of the FCA regulatory framework (Consumer Duty, PROD, etc.) Experience interacting with regulators ...

Company: Lutine Bell (1 week ago)

... ; Governance Ensure procurement and vendor oversight activities are aligned with FCA, LGPS pooling requirements, and internal policies. Contribute to audits, compliance ... procurement processes. About Us LGPS Central (LGPSC) Ltd is the FCA regulated asset manager for fourteen local authority pension funds across ...

Company: LGPS Central (1 week ago)

... Table: Hands-on conduct risk experience within insurance Solid knowledge of FCA sourcebook including PRIN, ICOBS, and PROD Strong organisational, analytical, and ... collaborate effectively across teams and stakeholder groups Commitment to upholding FCA and Lloyd’s conduct standards Willingness to support and lead ...

Company: Davies Talent Solutions (1 week ago)

... advise on a broad range of sophisticated regulatory matters, including: FCA regulation and authorisation projects for new market entrants and fintechs ... in financial services regulatory law Have experience advising on the FCA Handbook and regulatory compliance Bring exposure to payments, fintech, e ...

Company: Taylor Root (1 week ago)

... accordance with the following Conduct Rules as specified by the FCA: - You must act with integrity - You must act with due ... diligence - You must be open and co-operative with the FCA, PRA and other regulators - You must pay due regard to ...

Company: Argenta Group (1 week ago)

... focus on EU regulatory requirements, cross-border product design and FCA authorisation work. Both are acknowledged as leading individuals in the ... . The firm has recently advised on high-profile matters including FCA authorisation for a major crypto business, the $24.25 billion ...

Company: Buchanan Law (1 week ago)

... conversant with Company Procedures manual and the requirements of the FCA Rules and to implement and maintain procedures as stipulated. Carry ... duties and processes in accordance with the Rules of the FCA and any other applicable Codes of Practice. What’s on ...

Company: Brown & Brown UK (1 week ago)

... monitored. Regulatory & Risk Management Maintain compliance with applicable PRA, FCA and regulatory requirements relevant to Treasury activities. Support regulatory submissions ... , IRRBB and Treasury investment activities. Experience operating within PRA and FCA regulated environments. Proven exposure to ALCO, senior management committees and ...

Company: Market Talent Ltd (1 week ago)

... process in line with PRA SS1/26 and Lloyd's, FCA and PRA regulatory frameworks, including drafting incident summaries, root cause ... Munich Re Group frameworks Horizon scanning of regulatory developments across FCA, PRA and Lloyd's, conducting impact assessments and ensuring the ...

Company: DVF Recruitment (1 week ago)

... development. Handle complaints, performance management and HR-related matters. Ensure FCA, Consumer Duty and compliance standards are maintained. Build strong relationships ... experience. Previous team leadership or management experience. Strong understanding of FCA regulations, Consumer Duty and T&C requirements. Proven ability ...

Company: Dobson Welch Recruitment Specialists (1 week ago)

... Fund formation and structuring Ongoing regulatory compliance and governance matters FCA regulatory issues Fintech and digital assets regulation Regulatory change and ... regulatory matters, including formation, structuring and ongoing compliance Advising on FCA regulatory requirements and governance frameworks Conducting regulatory analysis and drafting ...

Company: SSQ (1 week ago)

... You will lead sports compliance strategy and operations across UK FCA-regulated sports spread betting, UK Gambling Commission-regulated fixed odds ... will work in close partnership with our existing Head of FCA Compliance, Legal and MLRO, and will provide senior leadership and ...

Company: Pentasia (1 week ago)

... financial crime regulatory developments, assessing publications and papers from the FCA and relevant industry bodies, conducting gap analysis and briefing a ... 2017, the Joint Money Laundering Steering Group Guidance, and the FCA Financial Crime Guide. Bonus points for other financial crime legislation ...

Company: DF Capital (1 week ago)

... Preparing Reward papers and analysis for Remuneration Committee governance Supporting FCA-aligned regulatory remuneration requirements, including deferral calculations Overseeing benefits administration ... Finance stakeholders Good working knowledge of governance or regulatory frameworks (FCA exposure beneficial) What This Role Offers This is a unique ...

Company: Middlemore (1 week ago)

... , Risk, and Compliance teams to ensure all partner activity meets FCA requirements and relevant regulatory frameworks. Act as a visible and ... take ownership from initial idea through to delivery. Familiarity with FCA regulation and Consumer Duty, with an ability to navigate compliance ...

Company: Blue Light Card (1 week ago)