Job search

... system, safeguarding society, and empowering our clients to meet their regulatory obligations. Appointed to the FCA’s Skilled Person Panel for Financial Crime, we enable our clients to stay ...

Company: Plenitude Consulting (1 day ago)

... within investment or wealth management is essential, please Strong working knowledge of the FCA Handbook (COBS, DISP, COLL) Ability to interpret regulatory requirements and turn them ...

Company: Hurst Point Group (1 day ago)

... or professional services Strong knowledge of UK Procurement regulations and financial services compliance (FCA, EBA Reg HH, PSR, etc.). Procurement and Supply Chain in-depth knowledge Team ...

Company: McGregor Recruitment (1 day ago)

... audiences across UK, Europe, and Asia Strong knowledge of relevant regulations including FCA COBS, Consumer Duty, MiFID II, UCITS IV, AIFMD, and GDPR Ability ...

Company: LegalAndGeneral (1 day ago)

... in 2014 by a team of proven FinTech entrepreneurs, we are an FCA-regulated business providing global claim funds management and payment solutions. Operating ...

Company: Vitesse PSP (1 day ago)

... stakeholder engagement and influencing skills. • Familiarity with EMEA regulatory frameworks (e.g., FCA, PRA, EU regulations) is highly desirable. If you believe you ...

Company: Pontoon Solutions (1 day ago)

... decision flows for new and existing customers. Awareness of relevant regulation and regulators. (FCA / PRA, SS1/23, others) Successful background in creating go to market and commercialisations strategies ...

Company: Experian plc (1 day ago)

... operational process for teams of people. Hold appropriate professional qualifications for supervising FCA approved persons. Competent in both performing the controlled function and in supervising and assessing team ...

Company: Barclays (1 day ago)

... knowledge and adherence to data protection legislation and regulatory requirements (e.g. GDPR, FCA SYSC, PCI DSS), as well as extensive experience and understanding of security analysis ...

Company: ARAG Legal Services UK (1 day ago)

... requirements in relation to standards, Health & Safety, cash management, security and stock management, FCA compliance, refunds and discounts. What's in it for you Our goal is to celebrate our people ...

Company: Virgin Media O2 (1 day ago)

... , target results and future plans. Ensure the team follows the Financial Conduct Authority (FCA) standards so all finance products that are sold meet the guidelines. Review and comply with the manufacturer ...

Company: Waylands (1 day ago)

... understanding of the unique needs of different audiences Detailed knowledge of FCA, MiFID, MIFIR, EMIR and MAR rules and regulatory requirements AT BNY, our culture speaks ...

Company: BNY Mellon Capital Markets, LLC (1 day ago)

... , preferably in the London market. You’ll need a detailed understanding of the FCA rulebooks impacting the insurance sector and must possess excellent communication and stakeholder management skills ...

Company: Willow Resourcing Limited (1 day ago)

... years’ experience in a Compliance role or equivalent in retail financial services Understanding of FCA Handbook regulations that are relevant to the business Familiarity with the practical application of the Consumer ...

Company: Abound (1 day ago)

... , England, United Kingdom 1 week ago COMPLIANCE & MARKETING PROJECTS MANAGER – FCA COMPLIANCE EXPERIENCE (ANY SECTOR) WITH PREVIOUS CONSUMER FACING FIN PROMS EXPERIENCE REQUIRED ...

Company: PwC UK (1 day ago)

... interviewing at Mott MacDonald by 2x Senior Project / Programme Manager (Change / FCA / Financial Services)Senior Project Manager (Defence & Security) Leeds, England, United ...

Company: Mott MacDonald (1 day ago)

... therefore subject to the relevant Senior Manager and Certification Regime Rules set by the FCA. MiFID II Category ›Staff giving information about investment products, investment ...

Company: SEI Investments Company (1 day ago)

... potential compliance breaches. Prior experience in a Compliance role is desirable, in a FCA regulated company. Knowledge of Lloyds insurance market would be desirable Strong ...

Company: Morgan McKinley (1 day ago)

... . Governance & Compliance: Ensure continued compliance with relevant regulations and standards (e.g., FCA, GDPR, ISO 27001, NIST, PCI DSS, SOC 2). Identify, assess ...

Company: Broster Buchanan (1 day ago)

... : You must act with due skill, care and diligence Rule 3: You must be open and cooperative with the FCA, PRA and any other regulators Rule 4: You must pay due regard to the interests of customers ...

Company: Schroders (1 day ago)