Location: London, south east england
... ability to discretely handle highly confidential and sensitive information. Experience making filings with the FCA and the CSSF. Our ambition is simple – to do our best for our people, clients and communities. We are determined to make a ...
Company: Bruin
(5 days ago)
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Location: Manchester, north west england
... compliance KPIs, covering all key aspects of regulatory compliance for Ofcom, ICO, FCA (where applicable) and other agreed associated customer impacting compliance. Implement and manage the compliance ...
Company: TalkTalk
(5 days ago)
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Location: London, south east england
... experience within financial services, specifically in residential mortgage compliance. Good understanding of the FCA’s regulatory approach and framework. Ability to work independently and collaboratively to achieve business ...
Company: NRG Resourcing
(5 days ago)
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... specialist from the Wealth Management arena with an excellent working knowledge of the FCA regulations impacting this sector. A Level 4 Qualification is essential ...
Company: Willow Resourcing Limited
(5 days ago)
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Location: London, south east england
... updated on regulatory changes relating to relevant financial crime legislation as well as, PRA, FCA, Lloyd’s and other regulations. Build out and maintain Financial Crime control frameworks ...
Company: Miryco Consultants Ltd
(5 days ago)
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Location: London (city of london), south east england
... , particularly PowerPoint and Excel (data review, manipulation, cleansing, distillation) Understanding of the FCA Conduct Rules What we offer: A competitive salary, depending on experience 25 days ...
Company: DBS Bank
(5 days ago)
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Location: London, south east england
... process. Ensure timely preparation and submission of regulatory filings with bodies such as the FCA, SEC, and other relevant regulators. Assist with regular compliance checks, including personal account ...
Company: Rutherford
(5 days ago)
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Location: Aylesbury, south east england
... Strong organization, planning, and problem-solving skills Knowledge of regulatory frameworks (FCA, PRA, TPR) This role requires a detail-oriented, proactive professional who ...
Company: IGA Talent Solutions
(5 days ago)
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Location: London, south east england
... understanding of UK and European payments regulations, including PSD2, the Electronic Money Regulations, and FCA requirements. Product development knowledge: Experience advising on product structuring, licensing, and regulatory ...
Company: The Stephen James Partnership
(5 days ago)
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Location: London, south east england
... experience. This will be for a 6-12 month contract. Experience advising on the FCA Handbook, consumer protection and privacy laws would be beneficial. Flexible working offered ...
Company: Major, Lindsey & Africa
(5 days ago)
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Location: London, south east england
... the Institute and Faculty of Actuaries (IFoA) and regulatory standards set by the PRA/FCA. Work towards completion of actuarial examinations, if applicable. Candidate Profile ...
Company: Arthur Recruitment
(5 days ago)
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Location: London, south east england
... compliance function, preferably within investment/wealth management sector. Comprehensive understanding of FCA rules and guidance, including Consumer Duty, MiFiD regulations, UCITS fund products ...
Company: Investigo
Job type: contract
(5 days ago)
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Location: Chipping norton, south east england
... & letter, outlining requirements or duties undertaken. Ensure all work is carried out within FCA regulations and within company guidelines. This is a busy, varied role which will ...
Company: Oval Recruit Ltd.
(5 days ago)
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Location: Liverpool, north west england
... opportunity The Role: Dealing with the full investment administration lifecycle Managing client accounts Adhering to FCA regulations Processing investment transactions as per client instructions Utilising multiple bespoke systems ...
Company: Marshall Moore Recruitment Specialists
Job type: internship
(5 days ago)
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Location: London, south east england
... the Compliance Team. Support an open and cooperative relationship with Lloyd’s, the PRA, the FCA and the BMA Work across departments to proactively develop positive relationships as they help ...
Company: Miryco Consultants Ltd
(5 days ago)
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Location: Manchester, north west england
... training. Strong communication, facilitation, and interpersonal skills. Desirable Familiarity with advising on training in FCA-regulated environments. If this sounds like an exciting challenge and you meet ...
Company: Nobul Resourcing Solutions
(5 days ago)
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Location: London, south east england
... the UK regulatory landscape for Commodities derivatives markets. Familiarity with key regulatory frameworks including FCA Handbook, MiFID2, and MAD/MAR. Knowledge of REMIT regulations and trading venue ...
Company: Black Swan Group
(5 days ago)
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Location: London, south east england
... · Understanding of international regulatory requirements – desirable · Ability to demonstrate deep technical FCA regulatory knowledge and experience - essential · Hands on experience developing and embedding regulatory change ...
Company: Arthur Recruitment
(5 days ago)
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Location: London, south east england
... . If you’re looking for a role where you can bring your understanding of FCA and PRA legal and international insurance compliance issues, whilst working in an autonomous ...
Company: Arthur Recruitment
(5 days ago)
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Location: Leatherhead, south east england
... : Experience of working across key operational functions within a regulated industry (FCA would be advantageous) Understanding of respective business functions; Operations, Customer Services ...
Company: Novo Executive Search
(5 days ago)
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