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... Risk & Compliance team’s objectives—all while meeting FCA requirements.About youExperience in a conduct-focused, FCA-regulated environment.Strong understanding of regulatory frameworks ...

Company: None Job type: permanent (1 week ago)

... a Senior Underwriter to ensure that applications are processed and approved within company and FCA guidelines Key Responsibilities: * Manage a pipeline of bridging cases and prioritise ... Key Competencies: * Experience of underwriting bridging finance loans including FCA regulated loans and development finance * Excellent understanding of compliance ...

Company: Nouvo Recruitment Job type: permanent (1 week ago)

... - ​£60k) + Benefits + Bonus Deerfoot Recruitment is working with an established FCA-authorised outsourced service provider in the financial services sector, seeking a talented ... office attendance Real career development opportunities with a fast-growing, FCA-authorised financial services providerInterested in joining a forward-thinking tech team ...

Company: Deerfoot Recruitment Solutions Limited Job type: temporary (1 week ago)

... Responsibility * To possess a thorough up-to-date understanding of the relevant PRA/FCA rules in particular which includes Conduct Risk, Consumer Duty, TCF, MiFID ... and to effectively engage with all the staff members. * To manage and complete regulatory notifications using the PRA / FCA online platform

Company: Quantum Group Job type: permanent (1 week ago)

... of integrity and conduct and reflecting Company Values. At all times comply with the FCA’s Code of Conduct and Marex’s Code of Conduct Ensure ... Rules Act with integrity Act with due skill, care and diligence Be open and cooperative with the FCA, the PRA and other regulators Pay due regard to the interests of customers and treat them fairly ...

Company: Marex (2 weeks ago)

... support firms through every stage of their regulatory journey; from FCA Authorisation to ongoing compliance strategy, prudential oversight, health checks, and ... boards Ability to design and deliver internal sales training Knowledge of FCA regulations or compliance consulting landscape Effective communicator with strong influencing and presentation ...

Company: Cosegic (2 weeks ago)

... changes and industry best practices. Ensure the team’s processes and outputs meet FCA and POCA standards. Act as a point of contact for internal audit, external ... leadership or team lead experience. In-depth knowledge of UK and EU AML regulations, FCA guidelines, and industry standards. Experience working with transaction monitoring systems (e.g ...

Company: LHV Bank (2 weeks ago)

... aligned to procurement strategy and regulatory frameworks. Experience in material outsourcing within FCA-regulated businesses and a strong understanding of the financial services ... understanding of business operations and regulatory requirements, including FCA and Gibraltar FSC guidelines on outsourcing. Behaviours: Ambitious and driven to succeed ...

Company: First Central Services (1 week ago)

... . Responsibilities Maintain a strong understanding of relevant legislation, PRA and FCA requirements, and applicable industry guidance within a banking context. Identify and ... protection training across the business. Ideal Candidate In-depth knowledge of FCA and PRA regulations, conduct risk, and UK data protection laws. Strong understanding ...

Company: InterQuest Group (1 week ago)

... communication of these with clients where appropriate Adhere to all relevant FCA requirements and compliance, completing all necessary training within the required timeframe Familiarise yourself ... the relevant Senior Manager and Certification Regime Rules set by the FCA. This role will perform the following certified functions: Certification - Client ...

Company: SEI Investments Company (1 week ago)

... communication of these with clients where appropriate Adhere to all relevant FCA requirements and compliance, completing all necessary training within the required timeframe Familiarise yourself ... the relevant Senior Manager and Certification Regime Rules set by the FCA. This role will perform the following certified functions: Certification - Client ...

Company: SEI Investments Company (1 week ago)

... of high potential talent Compliance & Risk Management Accountable for FCA regulations and internal compliance requirements; ensure timely adherence Promote ... organisational levels Self-discipline and organisation Well-developed knowledge of FCA requirements and standards How we support our colleagues In addition to our comprehensive benefits ...

Company: Aon (1 week ago)

... lying for this role must be aware that it is a Certified Role, subject to the FCA and PRA Certification Regime. The Certification Regime is one element of the Individual ... assessed as fit and proper to carry out their role. Under the guidance provided by the FCA and PRA, firms should have regard to the following when assessing fitness and propriety: ...

Company: Citigroup Inc. (1 week ago)

... , and other high-risk activities Leverage knowledge of Card Schemes and Regulators (FCA, PRA, and others as appropriate) and correspondents to ensure compliance and provide effective liaison ... in a senior leadership role Deep understanding of UK payments regulations, FCA supervisory frameworks, and card scheme requirements (Visa/Mastercard) Prior ...

Company: Shift4 (1 week ago)

... asset managers and other intermediary clients. The role holder must meet the criteria for an FCA Certified Role. Are you that person? The Sales & Sales Support AVP within State ... but able to work independently where required First Degree or equivalent FCA certification and consistently keeping knowledge and competencies appropriate for future annual ...

Company: State Street (1 week ago)

... Outsourcing Governance & Regulatory Compliance: Act as the SME on EBA Outsourcing Guidelines, DORA, FCA PS21/3, and global outsourcing regulatory frameworks. Lead outsourcing governance ... , procurement, or risk (ICA, CIPS, IRM, ISO); knowledge of MiCAR, PSD2, FCA PS21/3. What you can expect from us Fair and competitive salary at every stage of ...

Company: BVNK (2 weeks ago)

... customer experience Proven Complaint Handling experience in an FCA regulated environment High level understanding of the FCA DISP regulations Excellent written and verbal communication skills ...

Company: Octopus Energy Job type: contract (2 weeks ago)

... live experiences. Ensure all product development complies with applicable regulations (such as FCA, Consumer Duty), and company standards, working with compliance and legal teams as ... knowledge of Agile methodologies and sprint-based delivery Understanding of FCA regulatory framework and delivering compliant change Competence & Skills Understanding ...

Company: AJ Bell (2 weeks ago)

... Financial Misconduct initiatives Drafting and maintaining compliance policies and procedures in line with FCA requirements Designing and delivering compliance training for staff at all levels, including ... environment within an insurance intermediary or insurer Strong knowledge of the FCA Handbook, particularly PRIN, SYSC, COCON, COND, FIT, TC, PROD ...

Company: Sellick Partnership Job type: contract (1 week ago)

... Financial Misconduct initiatives Drafting and maintaining compliance policies and procedures in line with FCA requirements Designing and delivering compliance training for staff at all levels, including ... environment within an insurance intermediary or insurer Strong knowledge of the FCA Handbook, particularly PRIN, SYSC, COCON, COND, FIT, TC, PROD ...

Company: Sellick Partnership (1 week ago)