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... process. Provide independent challenge to senior management and the organisation. Operate in line with FCA Handbook obligations (SYSC, COBS, MiFIDPRU, CASS where applicable). Deliver duties ... FRM, CISI Risk in Financial Services, PRM, ICA Diploma). Knowledge of FCA requirements, including MiFIDPRU, SYSC, and conduct risk obligations. Strong grasp ...

Company: Reed (1 week ago)

... , including Money Laundering Regulations, Proceeds of Crime Act, and FCA Guidelines, as well as our reporting obligations. Develop, implement, and maintain ... processes.. Lead regulatory engagement, maintain open and constructive relationships with the FCA and other regulatory bodies, as well as engagement with auditors and banking partners ...

Company: PingPong Payments (1 week ago)

... , process and people change. KEY OUTPUTS/PERFORMANCE MEASURES • Jobholder and teams to comply with FCA Sales regulations, working within agreed protocols. • Set and work to individual and team pre ...

Company: The MDU Job type: permanent (1 week ago)

... when required. Ensuring compliance with Munich Re's Code of Conduct and the FCA Conduct Rules. Experience required for the Delegated Authority Assurance Technician role; Be prepared to Travel ...

Company: Sellick Partnership Job type: permanent (2 weeks ago)

... and maintaining strong relationships with clients, underwriters, and insurers. * Compliance: Adhering to core compliance and FCA regulations. * Administration: Managing a pipeline of existing clients, processing policy ...

Company: Talent Sure Recruitment Limited Job type: permanent (2 weeks ago)

... details and Direct Debits are completed accurately. Follow all compliance and quality standards, including FCA Regulations and GDPR.Key Skills and Responsibilities of a Sales Consultant: Highly ...

Company: Red Recruitment Job type: permanent (2 weeks ago)

... queries from Spanish-speaking clients, including complaint resolution. * Ensure compliance with FCA guidelines and underwriter standards. * Accurately log and interpret data in the system, following up ...

Company: Real Recruitment Job type: permanent (1 week ago)

... queries from French-speaking clients, including complaint resolution. * Ensure compliance with FCA guidelines and underwriter standards. * Accurately log and interpret data in the system, following up ...

Company: Real Recruitment Job type: permanent (1 week ago)

... Telephony and contact centre services and containerisationAWS (Strong Experience): Experience/understanding of FCA rules and regulations along with ITIL experience is preferential but not essential. You will ...

Company: None Job type: permanent (1 week ago)

... parents. * Specialist audits include: Pension Schemes, Charities and Not for Profit Organisations, Solicitors, and FCA regulated entities. The Ideal Candidate Ideally you will have the following skills/experience ...

Company: Real Recruitment Job type: permanent (1 week ago)

... , new build). * Convert estate agency and database leads into successful completions. * Deliver FCA-compliant, whole-of-market advice. * Build long-term client relationships ...

Company: Cameron James Professional Recruitment Job type: permanent (1 week ago)

... important to us is that you have a proven background in Complaints Handling in a FCA regulated environment (with a sound understanding of DISP, CONC and MCOBS rules ...

Company: OPRA GROUP Job type: permanent (1 week ago)

... communication skills are essential. Understanding the needs of the businesses Financial Advisers as well as FCA rules and requirements

Company: Mulberry Recruitment Job type: permanent (1 week ago)

... . Knowledge of additional platforms (Reddit, Pinterest, Trustpilot, etc.). Familiarity with financial services and FCA/regulatory environments. Why join us? You’ll be part of a collaborative ...

Company: Adria Solutions Ltd Job type: permanent (1 week ago)

... knowledge of finance, insurance, and warranty products, with a solid understanding of FCA regulations. Skilled in negotiation, deal structuring, and team coaching. Valid UK driving licence ...

Company: Additional Resources Job type: permanent (1 week ago)

... value through cross-sell and upsell conversations Following structured call flows and FCA regulations to ensure compliance Consistently meeting personal and team targets while keeping ...

Company: Morson Talent Job type: permanent (1 week ago)

... a high-performance culture built on coaching, motivation, and accountability. Ensuring compliance with FCA, manufacturer, and company policies at all times. Representing the dealership at manufacturer and group level, maintaining ...

Company: Pembrook Resourcing Job type: permanent (1 week ago)

... Key Competencies: * Experience of assisting in underwriting development finance loans including FCA regulated loans and development finance * Excellent understanding of compliance aspects of ...

Company: Nouvo Recruitment Job type: permanent (1 week ago)

... parents. * Specialist audits include: Pension Schemes, Charities and Not for Profit Organisations, Solicitors, and FCA regulated entities. Experience Audit Supervisor * ACA or ACCA qualified. * At least 2 ...

Company: Real Recruitment Job type: permanent (1 week ago)

... Adviser Fully CeMAP qualified (or equivalent) Strong product knowledge and understanding of FCA regulations Confident communicator with a passion for customer service Self-starter who ...

Company: Kings Permanent Recruitment Ltd Job type: permanent (1 week ago)