Total result: 1,089
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Location: Royal leamington spa, midlands
... for clients. Regulatory Compliance: Ensure all advice and transactions comply with Financial Conduct Authority (FCA) regulations. Networking & Lead Generation: Build and maintain strong relationships with clients, estate ...
Company: Heat Recruitment
(5 days ago)
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Location: London (orpington), south east england
... credit control on allocated cases. Be conversant with Company Procedures manual and the requirements of the FCA Standards and Rules and to implement and maintain procedures as stipulated. Be aware of market conditions ...
Company: Brown & Brown UK
(5 days ago)
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Location: Scotland
... -3 years PQE considered Experience in commercial contract negotiation, ideally within an FCA-regulated environment or a financial services setting. Pragmatic, confident, and solutions-oriented ...
Company: Iconic Resourcing
(5 days ago)
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Location: London, south east england
... understanding of the financial services industry, including relevant regulations (e.g., FCA, MiFID, AIFMD). Experience in data protection and privacy law, with a sound understanding ...
Company: AlTi Tiedemann Global
(5 days ago)
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Location: London, south east england
... , particularly Excel. Is studying towards a Certificate in Paraplanning. Is familiar with FCA rules and compliance procedures. Holds relevant industry qualifications. Possesses strong organisational ...
Company: The Graduate Project
(5 days ago)
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Location: London, south east england
... fund administration; Private fund regulation (AIFMD, MiFID II, SFDR, EMIR, FCA Regulations etc); Trading, execution and clearing; and Derivatives, repos and securities lending. Key Responsibilities ...
Company: Cleveland & Co
(5 days ago)
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Location: Liverpool, north west england
... role supporting the Group CFO in leading & over-seeing: Prudential management under both PRA & FCA The management of the allocation & maintenance of capital Co-ordinate annual ICAAP ...
Company: Davies Talent Solutions
(5 days ago)
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Location: Chorley, north west england
... , must be able to quickly build relationships • Strong employment law knowledge and understanding of FCA rules as they relate to HR policies & practices. • Highly organised and able to manage ...
Company: Artis Recruitment
Job type: temporary
(5 days ago)
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Location: London, south east england
... of pricing tools, dashboards, and profitability exercises while ensuring compliance with TAS and FCA regulations.
Company: Eames Consulting
(5 days ago)
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Location: London, south east england
... products, including pensions, ISAs, investment accounts, and protection. • Strong understanding of FCA regulations and guidelines, including MiFID II, GDPR, and PRIIPS. • Excellent organisational, communication ...
Company: Antony George Recruitment
(5 days ago)
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... Security Security Strategy: Develop and execute a robust security framework in line with FCA, PRA, GDPR, and industry standards. Incident Management: Act as the first line of ...
Company: MERJE
(5 days ago)
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Location: London, south east england
... : Advise on global regulatory frameworks such as UCITS Directive, MiFID II, PRIIPs, FCA regulations, and other applicable requirements. Provide guidance on marketing and cross-border distribution of ...
Company: Cleveland & Co
(5 days ago)
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Location: London, south east england
... in responding to exchange and regulatory enquiries or requests. Experience Proven compliance experience in an FCA-regulated firm (Investment bank, brokerage, trading house, etc.) Fixed income or commodities ...
Company: Black Swan Group
(4 days ago)
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Location: Reading, south east england
... Wipro company: Servaada is a separate legal entity, authorised by the FCA and has been set up by Wipro to provide regulated outsourcing services within the Financial Services ...
Company: Wipro
(4 days ago)
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Location: Milton keynes, south east england
... customer data management system and provide clear recommendations. Ensure reviews align with FCA, PRA, and JMLSG guidelines. Establish final beneficial ownership within entities and flag potential ...
Company: Parkside Recruitment
(4 days ago)
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Location: Birmingham, midlands
... in engaging with clients, customers, and suppliers. Proficient in MS Word & Excel. Understanding of FCA guidelines. Thrives under pressure in a fast-paced environment. Ability to lead ...
Company: C&M Travel Recruitment
(4 days ago)
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Location: Newcastle-upon-tyne, tyne and wear, north east england
... dealing with in-depth and highly technical compliance queries Have a comprehensive knowledge of FCA Handbook Be required to read and summarise important industry papers MiFIDPRU Knowledge desirable ...
Company: Clayton Davies
(4 days ago)
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Location: Manchester, north west england
... ) · Good knowledge of outsourcing and TPRM regulations (e.g. PRA, EBA and FCA). · Experience of a variety of TPRM consulting engagements and therefore good ...
Company: Made4Tech Global
(4 days ago)
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Location: London (city of london), south east england
... to support business growth and efficiency. Ensure regulatory compliance, particularly within Lloyd’s and the FCA framework. Oversee outsourcing agreements and service provider relationships. Key Skills & Experience ...
Company: Eames Consulting
(4 days ago)
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... understanding of UK, EU, and global compliance regulations, including GDPR, Consumer Duty, FCA, PCI-DSS, and Operational Resilience. Experience with ISO 27001, NIST, or other security frameworks ...
Company: TRIA
(3 days ago)
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