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... regulation including MAR, MIFID II, EMIR, Dodd‑Frank and the FCA Handbook. Deep understanding of non‑financial risk and conduct oversight ...

Company: HSBC (2 weeks ago)

... markets and protecting vulnerable consumers. About The FCA At the FCA, we’re creating a fair and more ... the latest technology developments to ensure that the FCA continually adapts and innovates. Providing leadership to divisional ... the executive committee and senior leadership across the FCA to ensure maximum efficiency of the organisation Develop ...

Company: Financial Conduct Authority (3 weeks ago)

... and renewal of overseas licences Assisting with FCA information requests through collation and assessment of ... regulatory developments and supporting change initiatives Using FCA systems such as Connect and RegData for ... in analysing and interpreting data Exposure to FCA regulatory requirements and processes Comfortable managing multiple stakeholders ...

Company: Howden (3 weeks ago)

... After-Sales, Fleet Management, Local Finance, and FCA Compliance. Reporting directly to the UK Company ... and financial controls. * Ensure strict compliance with FCA regulations, UK employment law, data protection, and ... energy-vehicle experience advantageous. * Strong understanding of FCA compliance, UK employment law, and dealership financial ...

Company: HARMONY NEW ENERGY AUTO SERVICE (LONDON) LTD Job type: contract (3 weeks ago)

... Prepare and submit VAT returns and assist with FCA regulatory reporting. Oversee staff expense management and ... Act in accordance with Consumer Duty rules and FCA Conduct rules. Assist the Financial Controller with ... ) and advanced Excel skills.Desirable: Experience supporting FCA regulatory returns. Experience with financial system migrations or ...

Company: Deerfoot Recruitment Solutions Limited Job type: permanent (3 weeks ago)

... for ensuring the business remains fully compliant with FCA regulations and internal policies. You'll work closely ... Act as the primary point of contact for FCA-related matters Oversee client file reviews and ... management or IFA experience preferred) Strong understanding of FCA regulations and the financial planning landscape Excellent communication ...

Company: Reed Specialist Recruitment Job type: permanent (3 weeks ago)

... with integrity, transparency, and within regulatory frameworks, including FCA, PRA, and AML obligations. You'll help shape ... include: Regulatory Compliance - Keep us in line with FCA/PRA requirements, prepare reports, and stay on top ... compliance role within financial services Strong knowledge of FCA/PRA, SM&CR, AML frameworks Familiarity with relevant ...

Company: Office Angels Job type: permanent (3 weeks ago)

... financial regulations (e.g. GDPR, PCI DSS, SOX, FCA requirements) Establish and enforce security policies, standards, and procedures ... controls and business agility SM&CR Responsibilities As an FCA regulated company, Ascot Lloyd is required to adhere to ... You must be open and co‑operative with the FCA, PRA and other regulators You must pay due regard ...

Company: Ascot Lloyd (3 weeks ago)

... assurance, and compliance with ISO 27001 and FCA requirements. This is a senior leadership role ... security framework and assurance programs including ISO 27001, FCA standards, SOC audits, and lender assurances Maintain ... operations in a regulated or financial services environment (FCA exposure preferred). Strong understanding of security governance, ...

Company: PEXA Group Limited (3 weeks ago)

... and Safety, environmental compliance, and site presentation. Ensure compliance with FCA standards for all pre-need funeral and memorial plans. About ... care. Here to help, whenever you need. FCA Statement We’re regulated by the FCA, so some roles may be subject to ...

Company: Dignity Plc (3 weeks ago)

Head of Compliance & MLRO FCA registration, Compliance, MLRO Reading based £75,000 Our client ... within Financial Services including holding a similar role in an FCA regulated firm. You will relish working in a fast ... and support the business in its application process with the FCA Develop and implement relevant compliance screening programmes to provide ...

Company: www.cardandpaymentjobs.com (3 weeks ago)

... day oversight, implementation, and engagement with the FCA. Responsibilities Lead the compliance and regulatory affairs ... team. Act as the main liaison with the FCA — overseeing authorisation submissions, regulatory engagement, and ongoing ... experience at a senior compliance level within an FCA-regulated firm — must have MiFID experience. Payments ...

Company: FincSelect (3 weeks ago)

... be responsible for assisting operational teams in complying with the FCA CASS rules. You will be a part of a growing ... with regulatory requirements, including consumer duty. Competence, knowledge and skills * FCA CASS experience and knowledge, particularly chapters 6, 7, 8 & 10 ...

Company: AJ Bell Business Solutions Limited Job type: permanent (3 weeks ago)

... and improve processes to minimise leakage and ensure compliance with FCA and company standards. Promote a positive, collaborative team culture while ... . Ensure accurate and timely allocation of tasks within departmental and FCA guidelines. Take a proactive role in identifying potential fraud, questionable ...

Company: MPJ Recruitment Ltd Job type: permanent (3 weeks ago)

... on leads, liaise with lenders, and ensure every recommendation meets FCA compliance standards. As you develop confidence and experience, you’ll ... UK driving licence and clean credit history are essential for FCA registration. Above all, you’ll be motivated by the opportunity ...

Company: Cameron James Professional Recruitment Job type: permanent (3 weeks ago)

... for clients. • Compliance and Regulation: Ensure all activities align with FCA regulations and company compliance standards. Stay informed of regulatory and ... insurance platforms and client management systems. o Strong understanding of FCA regulations and Consumer Duty obligations. • Desirable: o CII qualification or ...

Company: Cameron James Professional Recruitment Job type: permanent (3 weeks ago)

... * Assess mortgage applications against underwriting criteria, company policy, and FCA regulation * Provide timely updates to brokers and proactively chase outstanding ... & Qualifications * CeMAP qualification desirable but not essential * Solid understanding of FCA regulations * Experience underwriting 1st and/or 2nd charge mortgage applications ...

Company: Brooke Harrison Recruitment Job type: permanent (3 weeks ago)

... Skills and Experience * * Good understanding of regulatory requirements including FCA Consumer Outcomes, the FCA Handbook, and Data Protection. * Experience conducting quality assurance ...

Company: Lawes Group Recruitment Job type: contract (3 weeks ago)

... to enhance the customer experience * Ensure all complaint handling meets FCA regulations and company standards What we’re looking for in ... to produce well-structured, professional final response letters * Knowledge of FCA guidelines (advantageous but not essential) * A proactive, customer-focused approach ...

Company: SVB Solutions Job type: permanent (3 weeks ago)

... this role will be subject to: PRA Individual Conduct Standards FCA Senior Individual Conduct Rules Further information on the Senior Managers ... & Certification Regime can be found on the FCA website. #J-18808-Ljbffr

Company: Phoenix (3 weeks ago)