Total result: 452
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Location: Birmingham
... -broking existing business Ensuring all business activity fully complies with FCA regulation Handling any complaints in accordance with company procedures and ...
Company: NFP, an Aon company (Europe)
(1 week ago)
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Location: London
... Risk & Compliance to ensure adherence to regulatory standards (including FCA expectations). Incentives & Variable Pay Review and rationalise bonus and ...
Company: Brown & Brown UK
(1 week ago)
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Location: Birmingham
... . Molo is regulated by the UK's Financial Conduct Authority (“FCA”) and is a wholly-owned subsidiary of the privately owned ...
Company: Molo
(1 week ago)
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... to deliver tailored financial planning solutions Ensure all work meets FCA regulations and internal compliance standards What we're looking for ...
Company: Nigel James Associates Ltd
(1 week ago)
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Location: Orpington
... with training team Maintaining day to day Compliance procedures for FCA Regulation Maintain a detailed understanding of changing market condition and ...
Company: Brown & Brown UK
(1 week ago)
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Location: Kingston upon Hull
... Ensuring all processes and standards are met in line with FCA regulations, maintaining showroom excellence in line with manufacturer standards Champion ...
Company: Stratstone
(1 week ago)
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Location: Greater London
... of the equities markets A working knowledge of the relevant FCA rules and regulations. Experience in surveillance project delivery. Strong attention ...
Company: Black Swan Group
(1 week ago)
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Location: London
... adjusting across commercial and/or domestic claims Solid understanding of FCA regulations and Treating Customers Fairly (TCF) principles Able to manage ...
Company: Stride Resource Management
(1 week ago)
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Location: Manchester
... . Ensure cases progress efficiently and comply with internal, SRA, and FCA requirements where applicable. Utilise case management systems and digital workflows ...
Company: EXPRESS SOLICITORS
(1 week ago)
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Location: Luton
... proposals Support the implementation of the GCAP Procurement strategy within FCA and across wider Lines of Business Build and maintain strong ...
Company: LHH
(1 week ago)
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Location: London
... Manager / equivalent role • Strong understanding of risk frameworks, governance, and FCA regulatory expectations Desirable • Degree in a quantitative or analytical discipline ...
Company: Waterhouse-Kern Associates
(1 week ago)
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Location: London
... and policy development across key mortgage and housing areas, including: FCA and PRA mortgage regulation, Arrears and possessions policy, Later life ...
Company: MEMBERSHIP BESPOKE
(1 week ago)
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Location: London
... that the business continues to meet its obligations as an FCA-regulated investment manager. This role will also work closely with ...
Company: Austin Andrew
(1 week ago)
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Location: Whiteley, Fareham
Employee Benefits Adviser - FCA Regulated This is an FCA-regulated advisory role. Applicants must have experience providing regulated employee ... line with service level agreements Ensuring full adherence to processes, FCA guidelines , and compliance standards Maintaining required CPD and IDD Presenting ...
Company: The Administration Hub Limited
Job type: permanent
(2 weeks ago)
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Location: Old Swan, Merseyside
... former social worker in 1994, Foster Care Associates (FCA) is an established fostering agency which forms part ... complaints and representation procedures as detailed in the FCA policies and procedures. Provide and record regular supervision ... to allocated foster parents in line with FCA's Operational Standards. Work in partnership in a ...
Company: The FCA
Job type: permanent
(2 weeks ago)
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Location: Bond
... handled fairly, thoroughly, and in line with FCA DISP regulations, Complaint Management Policies, and clients’ ... resolve complex cases. Ensure all complaint handling meets FCA DISP, data protection, and internal governance requirements ... understanding of customer service best practice. Knowledge of FCA DISP rules and TCF principles. Experience writing ...
Company: Teleperformance
(2 weeks ago)
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Location: Maidenhead
... the culture, standards and pace. Ensure robust compliance with FCA and SRA requirements while building a business that scales ... and LPAs and a clear understanding of regulated environments (FCA/SRA) is desirable. Or experience of managing services / ... to help, whenever you need. FCA Statement We're regulated by the FCA, so some roles may be subject ...
Company: Dignity Funerals Limited
Job type: permanent
(2 weeks ago)
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Location: Knaresborough
... with a background in the motor industry or other FCA-regulated environments? This is an opportunity to join ... To ensure the Account Managers comply with company and FCA policies and procedures To ensure Account Manager follow ... Manager experience, preferably within the automotive industry or a FCA-regulated environment. A proven ability in managing and ...
Company: Oracle Car Finance
(2 weeks ago)
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Location: City of London
... legislation, rules and regulation, as well as the FCA Handbook and other applicable regulators’ rules and principles ... FSMA, MiFID II/MiFIR, EMIR, MAR, and FCA Handbook requirements. Demonstrated experience engaging with global regulators, such ... as the FCA, ESMA, CySEC, ASIC, and the HK SFC. ...
Company: ATFX Connect
(2 weeks ago)
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Location: City of London
... with UK regulatory frameworks (EMRs, PSRs, MLRs, FCA requirements) Lead regulatory reporting, horizon scanning, and ... firm Strong working knowledge of UK regulatory frameworks (FCA, EMRs, PSRs, MLRs, SYSC, JMLSG) Proven ... experience engaging directly with regulators (e.g. FCA) Experience leading and scaling compliance teams Technical Expertise ...
Company: Harrington Starr
(2 weeks ago)
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