Job search

... summarised in your job description, you are also required to comply at all times with the FCA/PRA Conduct Rules: You must act with integrity. You must act wit ... h due skill, care and diligence. You must be open and cooperative with the FCA, the PRA and other regulators. You must pay due regard to the interests of customers ...

Company: Wells Fargo & Company (1 week ago)

... Selling finance, insurance products, and additional products. Working within the FCA regulations and company guidelines. Matching customers’ needs to the relevant finance ... Manager, Transaction Manager or Sales Controller role within the Motor Trade.  Must be FCA Accredited. Full UK Driving License. Consultant – Beatrice Dickinson Octane ...

Company: Octane Recruitment Job type: permanent (1 week ago)

... small finance team (currently 3 staff) Overseeing HR processes, H&S, FCA compliance, and company secretarial duties Providing operational finance support – including ... systems Strong understanding of business operations and commercial finance HR, H&S, FCA or company secretarial knowledge desirable Automotive or motor trade background is beneficial ...

Company: Silcom Recruitment Limited Job type: permanent (1 week ago)

Operational Risk / ORMF / RCSA / Risk / PRA / FCA / Regulatory / Framework / Operational Resillience / Finance / Bank / Banking / Building Society / Financial / ... and rolling out policies and procedures * Experience working in a regulated environment (PRA/FCA) This is a fantastic opportunity to join a firm on the path to becoming ...

Company: 2mrw Group Job type: permanent (1 week ago)

... dealership promotions. Conduct regular sales meetings and performance reviews. Ensure FCA compliance and adherence to company and industry standards. Key Skills & Competencies: ... Business Manager, Assistant Sales Manager, or Sales Controller preferred. FCA accreditation and understanding of finance and insurance products. Full UK driving licence ...

Company: Pembrook Resourcing Job type: permanent (1 week ago)

... for this role must be aware that it is a Certified Role, subject to the FCA and PRA Certification Regime. The Certification Regime is one element of the Individual ... assessed as fit and proper to carry out their role. Under the guidance provided by the FCA and PRA, firms should have regard to the following when assessing fitness and propriety: • ...

Company: Citigroup Inc. (1 week ago)

... for this role must be aware that it is a Certified Role, subject to the FCA and PRA Certification Regime. The Certification Regime is one element of the Individual ... assessed as fit and proper to carry out their role. Under the guidance provided by the FCA and PRA, firms should have regard to the following when assessing fitness and propriety: • ...

Company: Citi (1 week ago)

... set out above, the role will also become responsible for: Ensure compliance with FCA PROD 4 requirements Satisfying all regulatory reporting requirements in collaboration with the reporting function ... Ensuring compliance with Munich Re’s Code of Conduct and the FCA Conduct Rules You will be rewarded with a great compensation package, on ...

Company: Munich Re (1 week ago)

... in office, 2 working from home Keywords: Compliance, Regulatory, Risk Management, FCA Handbook, Data Privacy, Financial Services Laws Our client, ABN Amro ... : * Professional qualifications such as the CISI Diploma or equivalent * Strong knowledge of the FCA Handbook and key Exchange rules * Ability to undertake broad compliance monitoring activities ...

Company: ABN AMRO Bank N.V. (1 week ago)

... , United Kingdom 5 days ago Senior Project / Programme Manager (Change / FCA / Financial Services) West Yorkshire, England, United Kingdom 1 week ago ... , United Kingdom 1 month ago Senior Project / Programme Manager (Change / FCA / Financial Services) Leeds, England, United Kingdom 6 days ago York ...

Company: Arcadis (1 week ago)

... regular governance meetings. Requirements: Strong knowledge of regulatory frameworks including FCA rules, National Savings regulations, relevant HMRC/HMT/OAG policies, and ... experience working in regulated or shadow FCA environments. Expert understanding of UK and EU data protection legislation, including ...

Company: Atos SE (1 week ago)

... Department framework. • Ensuring compliance with the company’s regulatory requirements under the [FCA, NFA, AMF, AFM, MAS] • Adhere to the operational risk framework for your role ensuring ... of integrity and conduct and reflecting Company Values. • At all times complying with the FCA’s Code of Conduct [UK only] /Marex’s Code of Conduct [ ...

Company: Marex Group (1 week ago)

... effective way Collating finance proposals for customers To ensure full compliance to FCA guidelines on the selling of financial services products by all relevant staff ... . Skills/Experience FCA Accredited Excellent relationship building skills with internal and external stakeholders Ability to lead ...

Company: Intoloop (1 week ago)

... MLRO and Financial Crime Compliance role Experience either directly with FCA / PRA / BoE regulators, or with regulations and requirements associated with the FCA / PRA / BoE Knowledge and experience of best practice in financial ...

Company: Revolut (1 week ago)

... insight with key stakeholders across the financial services sector and bodies such as the FCA and HM Treasury in order to improve the whole financial services ecosystem. We also ... of the NED’s of the Financial Ombudsman Service will be made by the FCA. To find out more, please click Apply. For a confidential conversation about the role, please ...

Company: GatenbySanderson (1 week ago)

... A key focus of the role is to ensure compliance with both Lloyd’s and FCA conduct requirements, safeguard the customer journey and ensure Arch’s products offer ... standard preferred University degree (or similar) desirable Experience Working knowledge of FCA conduct/customer requirements Working knowledge of improving customer experience Experience ...

Company: Starr Underwriting (1 week ago)

... SFCR and RSR reports UK solvency submissions Stakeholder and local requirements such as FCA, IUA, and ONS data requests Management information related to regulatory ... monitoring Maintaining regulatory reporting controls and documentation Performing all duties in line with FCA Conduct Rules Performing other duties as required United behind common ...

Company: AXA UK (1 week ago)

... intermediaries Provide input and feedback on improvements to the external facing proposition. Ensuring that the FCA policy of treating customers fairly is followed as well working in accordance with 7IM ... manager and 7IM In this role, it's essential that you consistently follow the FCA's Consumer Duty principles. You're expected to act in good faith ...

Company: 7IM (1 week ago)

... compliance with relevant UK and EU regulations, including the Financial Conduct Authority (FCA) rules, Market Abuse Regulation (MAR), relevant exchange rules and other ... practices applicable to global futures business. Familiar with the Financial Conduct Authority (FCA) rules, Market Abuse Regulation (MAR), relevant derivative exchange rules and ...

Company: CLSA (1 week ago)

... UK. You'll regularly engage with external bodies including the Financial Conduct Authority (FCA), the National Crime Agency (NCA), law enforcement, and auditors. You will also ... of Crime Act 2002 and the Terrorism Act 2000. Strong understanding of FCA expectations and the Financial Crime Guide. Practical experience with SARs, risk assessments, CDD ...

Company: Carta (1 week ago)