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... , and Engineering. Your primary focus will be on managing corporate legal matters and implementing FCA-driven policies that align with the company's strategic objectives. You will ...

Company: JMC Legal Recruitment (1 week ago)

... client relationships. Effective communication and presentation skills. Excellent understanding of compliance and FCA regulation. How we support our colleagues In addition to our comprehensive benefits package, we encourage ...

Company: Aon Hewitt (1 week ago)

... in the Air Sector, offering crucial capabilities to product teams such as Typhoon, Hawk and FCAS. This dynamic team is dedicated to ensuring the safety and integrity of products ...

Company: BAE Systems (1 week ago)

... with regulatory requirements. Regulatory filings: Prepare and submit all relevant regulatory filings, such as FCA returns. Training and Audits: Prepare and deliver compliance training across the organization and assist ...

Company: Moniepoint Group (1 week ago)

... What's next? Our team will be in touch. As a business regulated by the FCA we would advise you to familiarise yourself with the conduct regulations and in particular consumer ...

Company: St. James’s Place (1 week ago)

... and provide practical, actionable, and valuable recommendations. Familiar with the evolving regulatory expectations of the FCA with regard to retail investment products. Experience (or keen interest) in working in a fast ...

Company: Help Me Settle Ltd (1 week ago)

... continuous embedment of the EMEA regulatory requirements - UK (PRA- Prudential Regulation Authority/FCA- Financial Conduct Authority) and EU Digital Operational Resilience Act (DORA) as well ...

Company: Macquarie (1 week ago)

... advisory and/or Research advisory function in an International Investment Bank. Knowledge of FCA Rules relating to Investment Banking and Research, MAR, UK Takeover Code, FINRA Rule ...

Company: D Kent Consulting Group Llc (1 week ago)

... -on regulatory reporting in line with COREP and FINREP. Complete monthly and quarterly reporting tasks to the FCA and ACDPR. Prepare regulatory returns under IFPR, CRDV, and CR11. Be the go-to for technical ...

Company: London, United Kingdom (1 week ago)

... applying for this role must be aware that it is a Certified Role, subject to the FCA and PRA Certification Regime. The Certification Regime is one element of the Individual ...

Company: Citigroup Inc. (1 week ago)

... in London. This is an exciting opportunity to work for a FTSE-listed, FCA-regulated alternative asset manager with over 30 years' history and $68.5bn of ...

Company: Robert Walters UK (1 week ago)

... adherence. Knowledge of Consumer Duty rules or experience of operating in an FCA regulated environment with proven experience in being able to establish, implement and manage processes. Influential ...

Company: Vodafone (1 week ago)

... and frameworks, financial crime knowledge, and liaising with stakeholders at all levels. Detailed knowledge of FCA Regulations and AML / KYC policies, and technical expertise advising on compliance. A collaborative ...

Company: Kennedy Pearce Consulting (1 week ago)

... in financial planning would be desirable). good understanding of risk and regulation, particularly FCA. strong attention to detail, and the ability to see the bigger picture. strong planning, analytical ...

Company: Quilter plc (1 week ago)

... Review and update company policies and procedures to ensure compliance with FCA requirements Liaise with FCA representatives and address queries throughout the application process Prepare ... experience in financial services regulation or compliance In-depth knowledge of FCA regulations and the authorization process for brokerage firms Excellent project ...

Company: Octopus Energy Group (2 weeks ago)

... of supporting and coaching more junior team members would be advantageous. About the FCA The FCA regulates the conduct of nearly 45,000 firms in the UK to ensure our ... economy as a whole. For more information on what we do, our three-year strategy can be found here. The FCA's Values & Diversity Our ambition is to cultivate a culture of inclusion ...

Company: Robert Walters (2 weeks ago)

... company’s systems and controls that are designed to achieve compliance with FCA requirements, working to ensure to ensure all controls are in place to meet regulatory ... and principles to any given incident or compliance matter. Log receipt and review FCA notices and good practice guidance to determine applicability and advise procedural amendments ...

Company: Get Staffed Online Recruitment Limited Job type: permanent (2 weeks ago)

... Ensure AML records are created and retained in the correct manner and meet all FCA retention requirements. EXPERIENCE REQUIRED: Experience of working in a ... institution would be an advantage. Familiarity with UK financial services regulation (FCA Handbook) and commodity exchange regulations. Interpretation of regulatory requirements/exchange ...

Company: Compliance Professionals (2 weeks ago)

... Review and update company policies and procedures to ensure compliance with FCA requirements Liaise with FCA representatives and address queries throughout the application process Prepare ... experience in financial services regulation or compliance In-depth knowledge of FCA regulations and the authorization process for brokerage firms Excellent project ...

Company: Octopus Energy (2 weeks ago)

... accordance with industry standards and expectations of management, auditors, and the FCA, covering all regulatory risk overseen by general compliance, notably ... , implementing best practices, policies and procedures and culture in adhering to and promoting the FCA Consumer Duty with the organisation. Company Overview Interactive Brokers Group ...

Company: Interactive Brokers Group, Inc. (2 weeks ago)