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... business processes to provide the business with assurance on FCA regulated business areas.Ensure compliance requirements are adhered to. ... and mitigate risks.Liaise with the regulators (i.e FCA) or Lloyds in regards to queries or issues.Monitor ... filing of various returns to Lloyd's and the FCA as required.Attend external training events to enhance own ...

Company: The Recruiter Specialists (1 month ago)

... documentation, and keep scheme design compliant with the FCA Remuneration Code - deferral, malus and clawback, and ... remuneration Support Compliance on reward obligations under the FCA Remuneration Code, MIFIDPRU and SYSC 19, including ... the business grows Desirable Working knowledge of the FCA Remuneration Code, MIFIDPRU and SYSC 19, Material ...

Company: Titan Wealth (1 month ago)

... for consumers; and to comply with the FCA and PRA’s Conduct Rules. Job Description ... ensuring alignment to enterprise objectives, regulatory requirements (FCA/PRA), and organisational risk appetite, with a ... operating within financial services regulatory frameworks, including FCA/PRA requirements and operational resilience obligations. Knowledge of ...

Company: Arbuthnot Latham (1 month ago)

... converting new business opportunitiesDelivering renewals, recommendations and clear client communicationsEnsuring FCA compliance and maintaining accurate records throughoutWhat they're looking forSolid ...

Company: Get Recruited UK Job type: permanent (1 month ago)

... :Trust Payments is an MFSA-regulated in Malta; and an FCA-regulated company in the UK. We provide a range of ...

Company: Trust Payments (1 month ago)

... through Investors in People Platinum, regulation by RICS and the FCA, and multiple industry awards, including Property Manager of the Year ...

Company: Rendall & Rittner Job type: permanent (1 month ago)

... and providing accurate product information. * Ensure adherence to finance and FCA regulations, and manage the handover process professionally. * Maintain high standards ...

Company: Future Prospects Group Ltd Job type: permanent (1 month ago)

... Work 2026 Nomination About Indevor Bonds Indevor Bonds is an FCA-regulated specialist surety brokerage, supporting housebuilders, developers, contractors and infrastructure ...

Company: Indevor Group Ltd Job type: permanent (1 month ago)

... working knowledge of investment-related regulation (e.g. ISAs, pensions, FCA CASS/COBS) Advanced Excel skills with experience handling and analysing ...

Company: Search Consultancy Ltd Job type: permanent (1 month ago)

... former social worker in 1994, Foster Care Associates (FCA) is an established fostering agency which forms part ... including complaints and representation procedures as detailed in FCA policies and procedures Provide and record regular supervision ... to allocated Foster Parents in line with FCA's Operational Standards Work in partnership in a ...

Company: The FCA Job type: permanent (1 month ago)

... authorised and regulated by the Financial Conduct Authority (FCA Reference: 609970), established in 2013. Our Watford ... strong written communication Commitment to ethical conduct and FCA compliance standards No finance degree needed. Attitude ... listen. Fortrade Ltd is authorised and regulated by the FCA, FRN: 609970. Non-advisory, execution-only role ...

Company: Fortrade Job type: permanent (1 month ago)

... our nominated lenders. Ensuring that all documentation is accurate and FCA compliant.About you You may be an existing retail manager ... all company, manufacturer and finance house paperwork is correct and FCA compliant. Motor trade, automotive or car dealership experience is preferred ...

Company: Listers Job type: permanent (1 month ago)

... exceptional customer service throughout the sales process ·Ensuring compliance with FCA and GDPR regulations ·Representing the business professionally within the local ... to work independently and pro actively ·Knowledge of finance and FCA compliance is advantageous ·Full UK Manual Driving Licence ·Right to ...

Company: Auto Skills UK Job type: permanent (1 month ago)

... Maintaining accurate client records and ensuring all advice complies with FCA requirements Contributing to the growth and success of the business ... Strong communication, presentation and report-writing skills Good understanding of FCA regulations and compliance requirementsPersonal Attributes Highly motivated and ambitious Driven ...

Company: Search Consultancy Ltd Job type: permanent (1 month ago)

... the development of regulatory infrastructure, build robust controls, and support FCA authorisation efforts while aligning with the firm’s strategic growth ... . This role requires deep FCA experience, data privacy governance, and a proactive leadership style to ...

Company: Aptia UK Limited (1 month ago)

... * Knowledge of regulation impacting IM business - SFDR, Consumer Duty, SMCR, FCA Principles and emerging regulatory landscape * Knowledge of Aladdin is desirable ... role is subject to the Conduct Rules set by the FCA. * This role is a certified position under the SMCR. *Don ...

Company: Jupiter Asset Mgmt (1 month ago)

... penetration and add-on products. Adhering to the Company's FCA and data protection obligations by accurately collecting all customer contact ...

Company: Listers Job type: permanent (1 month ago)

... , procedure and evidence • Experience dealing with investigations by HMRC, SFO, FCA, NCA or similar authorities beneficial • Excellent analytical, research and drafting ...

Company: Clear Legal & Financial Recruitment Job type: permanent (1 month ago)

... investment guidelines, and ensure regulatory adherence including SFDR, SMCR, and FCA principles. #J-18808-Ljbffr

Company: Jupiter Asset Mgmt (1 month ago)

... , seeks a strategic Head of Owl Payments to lead the FCA-regulated Payments Institution in the UK. This hands-on role combines ... and operations across UK and US geographies. Hybrid working with FCA oversight and global collaboration are central to the role. #J ...

Company: Tripadvisor LLC (1 month ago)