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... -family offices. We work in a joint venture with an FCA-regulated partner in the United Kingdom. The platform is functionally ...

Company: Icebrg.co (1 month ago)

Employee Benefits Adviser - FCA Regulated This is an FCA-regulated advisory role. Applicants must have experience providing regulated employee ... in line with service level agreements Ensuring full adherence toprocesses, FCA guidelines, and compliance standards Maintaining requiredCPD and IDD Presenting complex ...

Company: The Administration Hub Job type: permanent (1 month ago)

... in a call centre, contact centre, or other FCA‑regulated outbound sales environment? This is an opportunity ... referrals Maintain adherence to company standards and FCA policies and procedures Ensure Account Managers follow ... ideally within a call centre, contact centre, automotive, or FCA‑regulated sales environment Proven ability to manage, motivate, ...

Company: Oracle Car Finance (1 month ago)

... firms, brokers and capital markets participants on FCA and SEC regulatory obligations, prudential frameworks and ... firms Provide senior regulatory advice covering FCA and SEC obligations Oversee compliance monitoring programmes ... navigate regulation with confidence and clarity. From FCA authorisation to ongoing compliance, prudential oversight ...

Company: Cosegic Job type: permanent (1 month ago)

... development. This phase focuses on establishing an FCA authorised investment management company with a dedicated senior ... met as the organisation establishes and evolves its FCA authorised investment management company Provide independent risk ... of engaging with regulators and operating within FCA regulated environments Ability to design and build ...

Company: Hoffmann Reed (1 month ago)

... act at all times within the FCA Principles for Business and to comply with FCA and internal procedures at all times in ...

Company: Get Recruited (UK) Ltd Job type: permanent (1 month ago)

... Own recurring regulatory financial and capital filings in line with FCA and Bank of England requirements Lead regulatory capital reporting and ... clearing house, exchange, custodian or securities depository Direct experience with FCA‑regulated entities and regulatory capital reporting Comfort implementing and owning ...

Company: ClearToken Job type: permanent (1 month ago)

... conversant with Company Procedures manual and the requirements of the FCA Rules and to implement and maintain procedures as stipulated. Carry ... duties and processes in accordance with the Rules of the FCA and any other applicable Codes of Practice. What’s on ...

Company: Brown & Brown UK (1 month ago)

... , and capital allocation Ensure full compliance with regulatory frameworks (EMI, FCA) and manage audits and regulator interactions Supervise safeguarding, client funds ... , and schemes (e.g., Visa / Mastercard) Deep understanding of EMI/FCA regulations, safeguarding, and regulatory reporting Experience with financial planning, scaling ...

Company: Evotym Job type: permanent (1 month ago)

... lead engagements with investment firms, offering senior regulatory advice on FCA and SEC obligations. The ideal candidate will have experience in ... financial services and strong technical knowledge of FCA regulations. You will oversee compliance monitoring, lead client relationships, and ...

Company: Cosegic Job type: permanent (1 month ago)

Medical Underwriter, Stirling, Hybrid Summary of the role A FCA regulated life & pensions service provider are seeking a dedicated ...

Company: Sanderson Recruitment Job type: permanent (1 month ago)

... FP logs on a monthly basis Assisting in changes to FCA register (assisting in submitting CF1 Applications and making changes to ...

Company: Massenhove Recruitment Job type: permanent (1 month ago)

... development initiatives and collaborate with colleagues Ensure full compliance with FCA regulations, internal policies, and CPD requirements

Company: The Administration Hub Job type: permanent (1 month ago)

... systems and third-party tech stack Compliance & Regulation * Ensure FCA and regulatory compliance (GABRIEL, PII, CPD, T&C) * Liaise ...

Company: Lime Professional Services Job type: permanent (1 month ago)

... penetration and add-on products. Adhering to the Company's FCA and data protection obligations by accurately collecting all customer contact ...

Company: Listers Job type: permanent (1 month ago)

... Presentable, professional, and team-oriented Full UK driving licence (manual) FCA accreditation (we’ll provide training)Octane Recruitment Consultant – Billy Olivier ...

Company: Octane Recruitment Job type: permanent (1 month ago)

... ; Competence, coaching, supervisory or quality assurance role. Strong understanding of FCA regulation and the UK regulatory environment. Effective communicator with strong ...

Company: NRG Resourcing Job type: internship (1 month ago)

... , activities and best practice are delivered. Ensure you are meeting FCA regulatory requirements Able to build long standing relationships with insurers ...

Company: Brown & Brown UK (1 month ago)

... selling other products Maintaining day to day compliance procedures for FCA regulation Effectively managing individual diary Managing personal work workflow effectively ...

Company: Brown & Brown UK (1 month ago)

... your career Desirable Experience in financial services, motor finance, or FCA‑regulated sales Strong organisation and attention to detail Pay & ...

Company: Oracle Car Finance (1 month ago)