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... best practices Holds technical expertise and knowledge of legal and regulatory requirements, including FCA/Lloyd’s regulation Experience providing thought leadership in culture, inclusion, and engagement ...

Company: Aspen Group (14 hours ago)

... of term structure and deposit mix. Governance & Risk • Ensure compliance with PRA, FCA, and internal governance standards including KYC/AML for commercial deposit clients. • Work ...

Company: OakNorth (14 hours ago)

... this sounds like you, please send your details to our MD, David Symes FCA, at (including contact number). Please note, we cannot reply ...

Company: Compliance Recruitment Solutions (14 hours ago)

... with regulatory requirements and internal policies. Acting with integrity, demonstrating high standards, and adhering to FCA’s Code of Conduct. Reporting policy breaches, escalating risks, and contributing ...

Company: Marex Spectron (14 hours ago)

... 27002, NIST, CIS-20, PCIDSS) and the UK regulatory environment (e.g., ICO, FCA, PRA and CQC). Benefits Our benefits are designed to make health happen for our people. Viva is ...

Company: BUPA (14 hours ago)

... an existing client base or introducer relationships. What You’ll Do Provide bespoke, FCA-compliant financial advice to HNW clients Transition and grow your client portfolio ...

Company: JR United Kingdom (14 hours ago)

... to assist the Head of Exposure Management in implementing changes introduced in Lloyd’s, FCA, and PRA rules which require a sound understanding of data reporting ...

Company: MS Amlin (14 hours ago)

... with integrity. Act with due skill, care and diligence. Be open and co-operative with Lloyd’s, the FCA, the PRA, and other regulators. Pay due regard to the interests of customers and treat them fairly. Observe ...

Company: Ki Insurance (14 hours ago)

... progression Managing the adviser’s diary and client meetings Working with and adhering to company and FCA policies and procedures Skills required: Excellent industry experience and product knowledge Minimum ...

Company: www.topfinancialjobs.co.uk - Jobboard (14 hours ago)

... , collaborative relationship Ensuring compliance with Munich Re’s Code of Conduct and the FCA Conduct Rules At Munich Re, Diversity, Equity, and Inclusion foster innovation and resilience ...

Company: Munich Re (14 hours ago)

... ) Responding promptly to compliance requests Complying with the Financial Services and Markets Act 2000, FCA rules, and relevant regulations Maintaining a positive and professional attitude Staying updated ...

Company: Artemis Recruitment Consultants Ltd Job type: internship (14 hours ago)

... services or investment banking Familiarity with relevant regulatory frameworks (e.g., PRA, FCA) Strong stakeholder management and influencing skills Analytical mindset with strong problem-solving ...

Company: JR United Kingdom (14 hours ago)

... understandable recommendations to customers in all cases, and in writing · Aware of and complying with the rules of the FCA and the set procedures of the business to achieve compliance Comply with the requirements laid down ...

Company: Artemis Recruitment Consultants Ltd (14 hours ago)

... use of new technology; Customer Service: Positive attitude to find solutions in line with FCA principles; Uses customer feedback to improve service; Effectiveness & Adaptability: Able to maintain ...

Company: Killik & Co (14 hours ago)

Job Description Actuarial Analyst, Hybrid - Bristol Summary of the role A FCA regulated life & pensions service provider are seeking a dedicated professional to join the ...

Company: ziprecruiter (14 hours ago)

... , effective, and expert administrative support to the Technical Team and Broking Divisions, in accordance with compliance, FCA, and internal audit guidelines. Our defined career pathways offer opportunities to develop, gain experience ...

Company: Travail Employment Group (14 hours ago)

... Meeting the required standards for providing fair financial advice and services to our customers, adhering to FCA regulations Do you have what it takes to be a Stratstone colleague? We’re looking for someone ...

Company: Stratstone (14 hours ago)

... offer comprehensive training and continuous in-house coaching. You'll receive in-depth, FCA-regulated industry knowledge and all the tools necessary to grow your career with us. We celebrate diversity and are committed ...

Company: The Granite Group (14 hours ago)

... managers handle the paperwork Compliance & Training – Ongoing support to keep you on track and FCA-compliant Your Responsibilities Provide expert mortgage & protection advice Carry out ...

(14 hours ago)

... and complaints environment at a similar level. A good working knowledge of FCA and FOS guidelines is essential, in particular: ICOBs, DISP, CIDRA 2012, and DPA ...

Company: ziprecruiter (14 hours ago)