Total result: 942
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£60 - 80
Location: London
... all information is up to date and accessible. Ensure compliance with regulatory obligations, including the FCA 'know your client' requirements and the Consumer Duty Act. Digitise client records ...
Company: Artemis Recruitment Consultants Ltd
(1 month ago)
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£60 - 80
Location: Manchester
... career track record and consistent record of achievement. Knowledge: Solid understanding of FCA rules, regulations, principles and codes of practice. Up-to-date knowledge of ...
Company: First Central Services
(1 month ago)
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£60 - 80
Location: London
... overdue findings. Ensure compliance with Munich Re’s Code of Conduct and FCA Conduct Rules. Support regulatory reporting requirements with the reporting function as needed. Key Skills ...
Company: Munich Re
(1 month ago)
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£60 - 80
Location: London
... regarding operational risk management including, but not limited to, the Federal Reserve, FDIC, PRA, FCA, ECB, etc. Ensure that the impact from the firm's strategic plans, financial ...
Company: Moody's Investors Service
(1 month ago)
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£60 - 80
Location: London
... experience in reporting to Board of Directors preferred. Prior Central Bank, CSSF or FCA approval an advantage. Strong project and time management skills with the ability to multi ...
Company: Manulife Insurance Malaysia
(1 month ago)
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£60 - 80
Location: London
... firms how regulations apply to and impact their business. Assist in the submission of regulatory applications to the FCA, SEC, and CFTC. Onboard clients to our regulatory hosting business through review of ...
Company: Kroll
(1 month ago)
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£60 - 80
Location: London
... is essential; Strong knowledge of UK specific regulations; Knowledge of relevant FCA regulation, Financial Services and Markets Act and GDPR; Comfortable with/experienced in using electronic ...
Company: Artemis Recruitment Consultants Ltd
(1 month ago)
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£60 - 80
Location: London
... of any issues raised. Monitor and ensure compliance with local and international regulations such as the FCA requirements, SOX for US companies and keeping updated with any changes that may impact financial ...
Company: Morningstar, Inc.
(1 month ago)
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£60 - 80
Location: London
... broad client portfolio, including entrepreneurial companies, larger corporates, multinational groups, and FCA-regulated businesses. The successful candidate will oversee the corporate tax team, providing ...
Company: Brewer Morris
(1 month ago)
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£60 - 80
Location: London
... also become responsible for ensuring compliance with Munich Re’s Code of Conduct and the FCA Conduct Rules. You will be rewarded with a great compensation package, on target ...
Company: Munich Re
(1 month ago)
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£60 - 80
Location: London
... ’s Minimum Requirements: College/university degree or equivalent Attainment of the FIA/FCAS designation or equivalent preferred 7+ years of capital modelling experience, which ...
Company: The Emerald Group
(1 month ago)
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£60 - 80
Location: London
... understanding of the compliance and regulatory frameworks that apply to financial institutions regulated by the FCA and PRA in the UK. Ability to work independently, take initiative and have strong verbal and written communication ...
Company: HSBC
(1 month ago)
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£60 - 80
Location: London
... and US financial services regulation, including MAR, MiFID II, Swap-Dealer rules and the FCA Handbook. Experience advising on the application of rules and policies to specific transactions/deals ...
Company: Deutsche Bank
(1 month ago)
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£60 - 80
Location: London
... with integrity. Act with due skill, care and diligence. Be open and co-operative with Lloyd’s, the FCA, the PRA, and other regulators. Pay due regard to the interests of customers and treat them fairly. Observe ...
Company: Ki Insurance
(1 month ago)
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£60 - 80
Location: Glasgow
... . Provide an ethical, professional, and cost-effective broking service. Adhere to company and FCA regulations and guidelines. Identify correct markets for placement of risks. Identify new ...
Company: Lawes Insurance Recruitment
Job type: placement student
(1 month ago)
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£60 - 80
Location: London
... well-rounded financial services compliance professional with a solid understanding of FCA (Financial Conduct Authority) rules and guidance, including Consumer Duty, MiFiD regulations ...
Company: SEI Investments Company
(1 month ago)
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£60 - 80
Location: London
... ’s Business Ethics Policy. Ensure that activities comply with all relevant Company, FCA, and other regulatory and legal requirements. Assist with monitoring and confirmation of regulatory and legal compliance ...
Company: MS Amlin
(1 month ago)
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£60 - 80
Location: London
... role 4+ years of pricing experience in the London Market Knowledge and understanding of FCA regulations and Lloyd’s standards #J-18808-Ljbffr
Company: The Emerald Group
(1 month ago)
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£60 - 80
Location: London
... , collaborative relationship Ensuring compliance with Munich Re’s Code of Conduct and the FCA Conduct Rules At Munich Re, Diversity, Equity, and Inclusion foster innovation and resilience ...
Company: Munich Re
(1 month ago)
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£60 - 80
Location: City Of London
... transactions and financial reporting. Manage all reporting deadlines for US and UK regulated entities are met (NFA and FCA returns) and facilitate any audits and queries that follow. Manage and comply with local, state ...
Company: Freight Investor Services Ltd.
(1 month ago)
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