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... international regulatory standards. Act as the primary liaison with regulators, including the FCA and PRA, managing relationships and responding to queries and audits. Provide strategic ... senior compliance role within financial services, with extensive knowledge of FCA and PRA regulations. Strong understanding of UK and EU regulatory frameworks ...

Company: Venn Group (4 weeks ago)

... data quality, security, and compliance with regulatory requirements such as GDPR and FCA standards. Data Management: Oversee data architecture, ensuring efficient integration ... Knowledge of regulatory requirements in the insurance sector (e.g., GDPR, FCA). Strong leadership, communication, and stakeholder management skills. Preferred Qualifications: ...

Company: Venn Group (4 weeks ago)

... data quality, security, and compliance with regulatory requirements such as GDPR and FCA standards. Data Management: • Oversee data architecture, ensuring efficient ... Knowledge of regulatory requirements in the insurance sector (e.g., GDPR, FCA). • Strong leadership, communication, and stakeholder management skills. Preferred Qualifications: • ...

Company: Venn Group (4 weeks ago)

... adhere to industry regulations and compliance standards (e.g., SOX, GDPR, FCA, DORA). Lead risk management efforts, focusing on data security, ... integrity. You must act with due skill, care and diligence. You must be open and cooperative with the FCA, the PRA and other regulators. You must pay due regard to the interests of customers and treat them ...

Company: Hamilton (4 weeks ago)

... necessary the remarketing of policies, issuing renewal documentation within timescales set out by the FCA. * Handle incoming client queries and mid-term adjustments, regarding policy coverage ...

Company: Heat Recruitment Ltd Job type: permanent (1 month ago)

... and Clients. Effectively manage individual diary. Maintaining day to day compliance procedures for FCA regulations. Maintaining a complete and comprehensive training record. Advising manager of ...

Company: Brown & Brown Job type: permanent (1 month ago)

... of Insurers. Daily responsibilities will include:  Prepare and invite renewals in line with FCA requirements. Develop relationships with customers and Insurers. Handle general enquiries competently and give ...

Company: Headway Recruitment Job type: permanent (4 weeks ago)

... knowledge and understanding of legislative and regulatory requirements, including Automatic Enrolment, TPR, FCA, DWP, HMRC (including tax rules for bereavement claims), DPA and any other relevant rules ...

Company: Peoples Partnership Job type: permanent (4 weeks ago)

... and network member amendments. Arrange cancellation of agent/introducer ToBAs in line with FCA guidelines and Group procedures. Produce reports to feedback management information to key stakeholders ...

Company: The Ardonagh Group Job type: temporary (1 month ago)

... line manager Be fully conversant with, and adhere to, the rules and procedures contained in the Company’s FCA Insurance Business Compliance Manual Explore opportunities for new business generation and be an ...

Company: CBRE (1 month ago)

... Rules You must: Act with integrity Act with due skill, care and diligence Be open and cooperative with the FCA, the PRA and other regulators Pay due regard to the interests of customers and treat them fairly Observe ...

Company: Marex Job type: contract (1 month ago)

... Rules You must: Act with integrity. Act with due skill, care and diligence. Be open and cooperative with the FCA, the PRA and other regulators. Pay due regard to the interests of customers and treat them fairly. Observe ...

Company: Marex (1 month ago)

... , to existing and prospective clients. Maintain your knowledge of investments, stock markets and FCA regulation, carrying out your own research for investment ideas and contributing to it in articles ...

Company: Fram Executive Search Limited (1 month ago)

... all claims handling responsibilities adhere to MS Amlin procedures, controls and Lloyd’s/FCA/PRA/J-SOX regulatory requirements and individual performance results in green Claims KPIs ...

Company: MS Amlin (1 month ago)

... procedures, policies and regulations including the code of conduct, which incorporates the PRA and FCA Conduct. Undertake training on Beazley policies and procedures as delivered by your line ...

Company: myGwork - LGBTQ+ Business Community (1 month ago)

... aspect of this role. Role Responsibilities Delivery of prudential regulatory reporting requirements (FCA, NFA, ACPR, DFSA, CFTC, EBA & DNB) and UK Client Money (CMAR). Working ...

Company: TP ICAP Group (1 month ago)

... . Conduct post-implementation reviews to gather feedback and assess outcomes. Ensure compliance with FCA regulations and uphold the highest standards of integrity with a focus on Consumer Duty ...

Company: Fram Executive Search Limited (1 month ago)

... have • Experience of working with law enforcement, or a regulatory or governmental body such as the FCA, HMT or equivalent body in another country. • Experience of working at a financial ...

Company: EY (1 month ago)

... , settlement processes, and associated risks. Familiarity with regulatory requirements for operational resilience, such as FCA PS21/3. Strong understanding of risk and control frameworks, including technology ...

Company: Capula Investment Management LLP (1 month ago)

... Global FX Ensure the FX rules and procedures are in line with new recommendations under FCA Remediation Programme, and new FX markets best practices. Challenge the existing practices and help ...

Company: Reed (1 month ago)