Total result: 837
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Location: Leeds, West Yorkshire
... , clients, underwriters and senior business leaders.Compliance Awareness - Understanding of FCA, Lloyd's and internal regulatory requirements, with a focus on ...
Company: Sedgwick
(1 month ago)
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Location: London
... standards.Experience with financial service regulations and regulations such as FCA, SEC, MAS, DORA. Proficient knowledge of network security principles and ...
Company: Janus Henderson
(1 month ago)
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Location: London
... relationships with wider teams.Ensuring the team’s compliance with FCA requirements, Consumer Duty, vulnerable customer handling and GDPR obligations.Partnering ...
Company: Marshmallow
(1 month ago)
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Location: London
... adjustments or anything else, please let us know. *As an FCA-regulated business, we conduct background checks (DBS and AML) on ...
Company: Raylo
(1 month ago)
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... :Trust Payments is an MFSA-regulated in Malta; and an FCA-regulated company in the UK. We provide a range of ...
Company: Trust Payments
(1 month ago)
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Location: London
... including the code of conduct which incorporates the PRA and FCA Conduct.Undertake training on Beazley policies and procedures as delivered ...
Company: Beazley
(1 month ago)
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Location: London
... .Education / ExperienceRegional qualifications and certifications for trading and supervisory (PRA/FCA/FINRA/FRB/OSFI etc).Strong understanding of macro and micro ...
Company: Scotiabank
(1 month ago)
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Location: London
... Insurance Market. Strong knowledge of UK Financial Crime legislation and FCA expectations. Experience supporting an MLRO or Deputy MLRO is advantageous ...
Company: Harrison Holgate
(1 month ago)
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Location: London
... carry out their role.Under the guidance provided by the FCA and PRA, firms should have regard to the following when ...
Company: Citigroup
(1 month ago)
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Location: London
... compliance training and communicate regulatory updates.Maintain compliance reporting, KRIs, FCA RegData administration, and management information.Produce compliance communications and newsletters ...
Company: cer Financial
(1 month ago)
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Location: London
... framework includes NIST 800, ISO 27001, cybersecurity guidelines from PRA, FCA and ICO, familiar with GDPR regulation.Strong knowledge of Data ...
Company: People First Recruitment
(1 month ago)
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Location: London
... a criminal investigation by the police, the SFO, HMRC, the FCA, the HSE, the EA, etcAdvising in relation to a large ...
Company: Burges Salmon
(1 month ago)
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Location: London
... , investors, intermediaries, media, and regulatory bodies (e.g., ESMA, the FCA, and other regional regulatory authorities), including in sensitive or high ...
Company: Moodys
(1 month ago)
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Location: London
... asset regulation and supervisory frameworks (e.g. UK FSMA and FCA guidance, MiCA, HKMA virtual asset guidance)Consulting or Big Four ...
Company: Baringa
(1 month ago)
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Location: Wilmslow, Cheshire
... the financial planning market including products and servicesWorking knowledge of FCA RulesPrevious management experience in an IFA/wealth anagement environmentStrong interpersonal ...
Company: Idex Consulting
(1 month ago)
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Location: London
... our Finance team on our regulated entities, prepare and produce FCA Remuneration data submissions for companies in Singapore, UK, Dubai and ...
Company: Taylor James Resourcing
(1 month ago)
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Location: London
... reviews. Ensure all activities are carried out in line with FCA regulations and company compliance procedures. Work collaboratively with internal teams ...
Company: Harrison Holgate
(1 month ago)
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Location: Birmingham, West Midlands
... ., HMRC in the UK), and other regulatory guidelines (e.g., FCA in the UK or equivalents in other countries). This includes ...
Company: Park Place Technologies
(1 month ago)
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Location: Newcastle Upon Tyne, Tyne and Wear
... services security: experience designing controls for regulated financial environments, including FCA/PRA expectations, PCI-DSS, and secure integration patterns for core ...
Company: Version 1
(1 month ago)
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Location: London
... share presentation with presenter for approvalCoordinate production of presentationsUnderstand SEC, FCA, and other regulatory rules in order to develop materials in ...
Company: Hudson York Farrell
(1 month ago)
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