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... that is consistent with achieving good outcomes for consumers and to comply with the FCA and PRA's Conduct Rules. Key Responsibilities: Responsible for dealing with routine ... Diligence on projects and queries, requests from Senior Management, Internal Audit and FCA. Be actively involved in business-wide projects as required. Risk: Responsible for ...

Company: Arbuthnot Latham (1 week ago)

... . The role includes copywriting/editing, managing communications through an ASA/FCA compliance approval process and some print management. General administrative duties ... outputs meet the guidelines of the various brands, are technically correct and compliant with FCA, GDPR, ASA and other regulations. Opportunities to add value to B2B marketing ...

Company: Benefact Group plc (1 week ago)

... compliance processes alongside advising members of the team relating to FCA regulation. You will be involved in monitoring calls, all documentation and ... me to be considered? Compliance Background from an Insurance broker FCA Compliance: Understands FCA requirements for insurance Attention to detail Regulatory Understanding What next? Apply today ...

Company: Heat Recruitment (1 week ago)

... documentation. Lead on periodic policy and procedure reviews to ensure ongoing alignment with FCA or client’s requirements. Lead horizon scanning for regulatory changes and assess ... Need A comprehensive working knowledge of FCA principles and relevant standards. Solid understanding of FCA requirements in general insurance distribution, particularly ...

Company: Momenta Group Global (1 week ago)

... are organised and updated, and easily accessible Compliance with FCA and company procedures Assist the team in complying with FCA and internal compliance procedures, ensuring all client files ... detail Sufficient understanding of the needs of Financial Services teams, FCA rules and compliances in order to effectively carry out the role Relevant ...

Company: Artemis Recruitment Consultants Ltd (1 week ago)

... the strict guidelines and regulations set forth by the Financial Conduct Authority (FCA). We are committed to maintaining the highest standards of integrity and professionalism in all aspects ... member of our team, you will be expected to fully embrace and adhere to the FCA Code of Conduct obligations. These obligations are designed to ensure the fair ...

Company: Hometree Marketplace Limited (1 week ago)

... risk. Ensuring compliance with the company’s regulatory requirements under the FCA. Adhere to the operational risk framework for your role ensuring that all ... Act with integrity. Act with due skill, care and diligence. Be open and cooperative with the FCA, the PRA and other regulators. Pay due regard to the interests of customers and treat them fai ...

Company: Marex Group (1 week ago)

... processes and company requirements. * Assist Management in the production and maintenance of FCA complaints and TCF work policies and procedures, with a focus on financial ... difficulties and vulnerability. * Understand and apply FCA CONC rules when dealing with each customer agreement. Other Duties * Assist in ...

Company: Parkside (1 week ago)

... revenue and developing the profitability of the business whilst ensuring full FCA compliance. Our Account Handlers ensure that a quality service ... and in line with company procedure. Ensuring all business activity fully complies with FCA regulation and company procedures as detailed in the Conduct Policies. Handling any complaints in accordance wit ...

Company: JMG Group (1 week ago)

... Reporting: Reporting under Consumer Duty for Service-Operations, ensuring compliance with FCA regulations, TCF, CONC, and internal policies. Work with debt charities, ... inclusion (essential). Will be able to demonstrate a strong understanding of FCA regulations and/or Consumer Duty. Customer-Centric Mindset: Ability to advocate for financially ...

Company: Love Success (1 week ago)

... the strict guidelines and regulations set forth by the Financial Conduct Authority (FCA). We are committed to maintaining the highest standards of integrity and professionalism in all aspects ... member of our team, you will be expected to fully embrace and adhere to the FCA Code of Conduct obligations. These obligations are designed to ensure the fair ...

Company: Hometree Marketplace Limited (1 week ago)

... relations, events, and content development for external use. Supporting the creation of FCAS content for use across digital and social channels. Providing support to the wider ... , Business Development, and international colleagues and partners, to manage the reputation of the FCAS programme and promote the company's position. Why BAE Systems? This ...

Company: jobs24.co.uk (1 week ago)

... and procedures that are designed to meet the regulatory standards set out in the relevant FCA rules and guidance, with particular reference to CASS regulation. Leadership within own area ... that are designed to meet the regulatory standards set out in the relevant FCA rules and guidance. KNOWLEDGE, SKILLS, EXPERIENCE REQUIRED: Extensive knowledge of ...

Company: Interactive Investor (1 week ago)

... for PayPoint’s clients (including services provided by PayPoint’s FCA regulated businesses) in collaboration with senior internal stakeholders, advising on other ... Draft and negotiate large, complex commercial agreements, including for PayPoint’s FCA regulated businesses in collaboration with senior internal stakeholders. Provide expert ...

Company: PayPoint Group (1 week ago)

... practices. The ideal candidate will bring a comprehensive understanding of the FCA regulatory environment, strong governance capabilities, and proven experience managing ... leadership role within the financial services or banking sector. In-depth knowledge of FCA/PRA regulations and SMF responsibilities. Strong strategic thinking and decision-making ...

(1 week ago)

... , ensuring they are embedded throughout the organisation. Ensure compliance with FCA and PRA regulatory record-keeping requirements and adherence to SMCR guidelines ... You must act with due skill, care and diligence You must be open and cooperative with the FCA, the PRA and other regulators. You must pay due regard to the interests of customers and ...

Company: Pension Insurance Corporation plc (1 week ago)

... documentation. Provide support for regulatory and compliance requirements, ensuring adherence to FCA and PRA rules. Coordinate and collaborate with other departments on issues needing ... information. Knowledge and understanding of Underwriting Principles, Legal Principles, FCA and Lloyd’s rules and regulations including contract certainty issues ...

Company: Munich Re (1 week ago)

Core member of our Quality & Risk Management team to ensure compliance with FCA regulatory requirements for a UK Financial Advisory business. The individual will be involved in ... respect of complex client engagements. Background in client delivery of FCA regulated services or in FCA compliance for a Financial Advisory firm would be essential Good ...

Company: Tbwa Chiat/Day Inc (1 week ago)

... promotional material for compliance with FCA rules. Ensuring compliance with the company’s regulatory requirements under the FCA and other UK regulators and applicable ... h integrity. Act with due skill, care and diligence. Be open and cooperative with the FCA, the PRA and other regulators. Pay due regard to the interests of customers and treat ...

Company: Marex Spectron (1 week ago)

... the strict guidelines and regulations set forth by the Financial Conduct Authority (FCA). We are committed to maintaining the highest standards of integrity and professionalism in all aspects ... member of our team, you will be expected to fully embrace and adhere to the FCA Code of Conduct obligations. These obligations are designed to ensure the fair ...

Company: Hometree Marketplace Limited (1 week ago)