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... . Unipaas Financial Services Limited is regulated by the Financial Conduct Authority (FCA) as an Authorised Payment Institution (No. 929994). Unipaas is certified as PCI ...

Company: UNIPaaS (3 weeks ago)

... and operating structures, investment strategies and asset classes Solid knowledge and understanding of the FCA regulations for Funds and Depositary responsibilities Previous relevant risk management or compliance experience ...

Company: Northern Trust (3 weeks ago)

... . Contribute to the analysis of Client data for presentation to Insurers. Ensure compliance with Group and FCA procedures, regulations and requirements. Liaise with agents and prepare/populate MRC with appropriate information ...

Company: Harrison Holgate (3 weeks ago)

... including identification of breaches. Support the design and delivery of relevant FCA training & competence requirements to all staff. Engage regularly with Compliance Monitoring ... colleagues to advise on upcoming FCA regulatory change, compliance interpretation changes and policy changes. Who you ...

Company: Vodafone (1 month ago)

... function in this. This is a role for an individual with broad FCA regulatory experience and excellent interpretation, judgement, organisation and presentation skills. Moreover, ... provide SME advice is preparing Vanguard employees and Senior Staff for FCA visits and thematic inspections. Have strong presentational skills to engage with Senior ...

Company: The Vanguard Group (4 weeks ago)

... Identifying and documenting key systems and controls for demonstrating compliance with applicable FCA regulations. Developing opportunities and helping to win new business through ... Managers Regime for asset and wealth managers as well as elements of the broader FCA regime and requirements. The ability to make and develop strong relationships, listen ...

Company: PwC UK (4 weeks ago)

... regulatory requirements. Manage the regulatory requirements of DIS stemming from the FCA rules relating to General Insurance and Consumer Credit Broking activities, including ... oversight of appointed representatives and an understanding of the outcomes from the FCA's Thematic review (TR16/6: Principals and their appointed representatives in ...

Company: Davies (4 weeks ago)

... of seamless financial transactions. Responsibilities Monitor and ensure compliance with the FCA regulations, UK laws, and international standards related to electronic money and payment ... of new regulatory requirements. Prepare and submit regulatory reports to the FCA and other relevant authorities as required. Develop, review, and update internal ...

(4 weeks ago)

... let us know if you require any reasonable adjustments during the recruitment process. FCA Conduct Rules You must act with integrity. You must act with due ... skill, care and diligence. You must be open and cooperative with the FCA, the PRA and other regulators. You must pay due regard to the interests of customers and treat ...

Company: Aventum Group (4 weeks ago)

... BAU. Ensuring compliance with the company’s regulatory requirements under the FCA Adhere to the operational risk framework for your role ensuring that all regulatory or ... Act with integrity Act with due skill, care and diligence Be open and cooperative with the FCA, the PRA and other regulators Pay due regard to the interests of customers and treat ...

Company: Marex (1 month ago)

... the ambitious Finance Director, you will serve as the finance lead for TSS UK, the FCA-regulated trading entity, as well as for TSS entities outside of the U ... , capital, liquidity, and all accounting matters Maintain the ICARA and related processes for the UK FCA-registered legal entity, including regular communications with the Board You should ...

Company: Two Sigma Investments, LLC. (1 month ago)

... maintain a comprehensive financial crime risk management framework in accordance with FCA regulations, industry best practices (JMLSG), and internal policies including robust ... of AML/KYC requirements and industry best practices (JMLSG/ FCA reviews), including on customer due diligence and enhanced due diligence requirements and proactive ...

Company: Raisin (4 weeks ago)

... arrangements, Consumer Duty, SM&CR, governance, front office controls, and the FCA regulatory framework. Experience working for a regulator, consultancy, or within the industry ... of AWM business models; Technically proficient in the conduct aspects of the FCA regime as it applies to asset and wealth management firms; Experience in providing ...

Company: PwC UK (4 weeks ago)

... electronically and talk to clients at the same time. * Proven background of working within FCA and process guidelines without detriment to the customers quality of service * Working ... work under tight deadlines and pressure. Experience: * Experience working in an FCA environment * Experience working in a call centre sales environment * Experience of ...

Company: Collab Talent Solutions Ltd Job type: permanent (1 month ago)

... KPIs to measure business needs and potential risks. * Maintain records to demonstrate FCA compliance, from recruitment to ongoing training. * Conduct weekly file checks ... , and identify training needs. * Perform regular audits to ensure compliance with FCA regulations. * Provide guidance on regulatory matters and support the Head of Compliance. * ...

Company: Heat Recruitment Ltd Job type: permanent (4 weeks ago)

... , you are expected to: Ensure compliance with the company’s regulatory requirements under the FCA. Adhere to the operational risk framework for your role ensuring that all regulatory or company ... standards of integrity and conduct and reflecting Company Values. At all times comply with the FCA’s Code of Conduct. Ensure that you are fully aware of ...

Company: Marex (1 month ago)

... incorporation of a wider workshare partnership for the GCAP product, working closely with FCA (Future Combat Air) and future joint ventures. DEOS (Distributed Electrooptic System ... incorporation of a wider workshare partnership for the GCAP product, working closely with FCA (Future Combat Air) and future joint ventures. Key Responsibility Areas: You ...

Company: Leonardo UK Ltd (1 month ago)

... Level 4 qualified with an appropriate qualification that allows advice giving (FCA Activity 4). Candidates must currently be holding Competent Adviser Status (CAS) under ... onshore UK FCA jurisdiction (i.e. does not include the Channel Islands and Isle of Man) at the point ...

Company: HSBC (1 month ago)

... processes. Essential Experience and Skills: Regulatory Expertise: Strong knowledge of FCA rules related to retail banking. Experience mapping policies and procedures to ... regulatory requirements, particularly those set by the FCA and/or the Payment Services Regulator. Policy Background: While not a primary ...

Company: Griffin Fire (1 month ago)

... reconciliation tasks to verify and ensure the accurate and timely transaction reporting to the FCA. To maintain the required static data and submit other required data on ... Investment Management Industry primarily focusing on the delivery of regulatory reporting to the FCA, US tax reporting to the IRS and UK tax reporting to the HMRC. Expert ...

Company: Walker Crips Group (4 weeks ago)