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£26,500 - 27,500 - Annum
Location: Watford, Hertfordshire
... . Fortrade is authorised and regulated by the Financial Conduct Authority (FCA), FRN (phone number removed). The role operates in an execution ...
Company: Fortrade
Job type: permanent
(1 month ago)
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£26,500 - 27,500 - Annum
Location: Watford, Hertfordshire
... . Fortrade is authorised and regulated by the Financial Conduct Authority (FCA), FRN (phone number removed). The role operates in an execution ...
Company: Fortrade
Job type: permanent
(1 month ago)
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£57,000 - 65,000 - Annum
Location: OX16, Banbury, Oxfordshire
... match the following: * ACA or ACCA qualification or equivalent experience – FCA or FCCA is desirable * Minimum of 2 years post-qualification ...
Company: Curtis Recruitment Limited
Job type: permanent
(1 month ago)
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£40,000 - 85,000 - Annum
Location: Northampton
... relevant at Senior Wealth Manager level. A strong understanding of FCA requirements and the importance of high-quality, compliant advice. What ...
Company: Stewart Johnson Partners Limited
Job type: permanent
(1 month ago)
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£35,000 - 45,000 - Annum
Location: Harrogate, North Yorkshire
... Legal Cashiers within the team. Ensuring compliance with SRA regulations, FCA requirements, tax legislation and accounting procedures. Performing bank reconciliations and ...
Company: Ashley Kate HR & Finance
Job type: permanent
(1 month ago)
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£150,000 - 230,000
Location: Greater London
... Society of Ireland; from 2028 onwards, the Financial Conduct Authority (FCA). The Head of Compliance will oversee the following Maples and ...
Company: Maples Group
(1 month ago)
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£130,000 - 180,000
Location: Greater London
... risks, regulatory change, MI, complaints and FCA publications ** *Maintain a monitoring universe covering ... Board, and present it at committees ** *Support FCA supervisory engagement, information requests and skilled person ( ... *Demonstrable compliance monitoring experience within a UK FCA regulated firm, including designing, owning and delivering ...
Company: Lendable Ltd
(1 month ago)
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£120,000 - 190,000
Location: Leicester
... that sits around it. The Group operates in an FCA‑regulated environment, continues to grow through acquisition, and ... senior business leaders, and ensure the Group meets FCA and UK regulatory expectations including relevant certifications What we ... evolving technology landscape, active AI adoption and an FCA‑regulated client base. This is not a steady‑ ...
Company: Mattioli Woods Limited
(1 month ago)
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£24,000 - 28,000 - Annum
Location: DE74, Lockington, Leicestershire
... , client file requirements and the regulatory requirements imposed by the FCA and deliver against these agreed service standards. * To follow Company ...
Company: North Oak Recruitment
Job type: permanent
(1 month ago)
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£35,000
Location: Edinburgh, Scotland
... terms and confirm cover Maintaining accurate client records and ensuring FCA compliance throughout Contributing to a small, collaborative team with a ...
Company: Get Recruited (UK) Ltd
(1 month ago)
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£120,000 - 180,000
Location: Greater London
... regulatory environments (e.g., NIS2, DORA, sectoral regulators e.g. FCA, PRA and privacy frameworks). Demonstrated ability to analyse complex security ...
Company: Control Risks
(1 month ago)
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£130,000 - 180,000
Location: Greater London, Hybrid
... the Head of Compliance and work closely with the Board, FCA engagement teams and cross-functional partners. This senior role combines ...
Company: Lendable Ltd
(1 month ago)
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£140,000 - 190,000
Location: Greater London
... de Luxembourg, and from 2028 onwards, the Financial Conduct Authority (FCA). The Head of Compliance will oversee the following Maples and ...
Company: Maples Group - Legal Services
(1 month ago)
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£58,000
Location: Loughborough
... penetration and add-on products. Adhering to the Company's FCA and data protection obligations by accurately collecting all customer contact ...
Company: Listers
Job type: permanent
(1 month ago)
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£150,000 - 190,000
Location: Greater London
... global regulatory requirements (e.g., GDPR, DORA, KSA, UAE, MASA, FCA, CSSF, SEC, Central Bank of Ireland, data protection laws) Partner ...
Company: Apex Group Ltd
(1 month ago)
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£50,000 - 75,000 - Annum
Location: Ardleigh, Essex
... effectively. * You will ensure all advice and actions comply with FCA regulations and company standards. Essential Requirements & Qualifications * You will ... financial services administration, sales, financial planning. * A strong understanding of FCA regulations and financial operations. * You will have exceptional communication, interpersonal ...
Company: Service Service
Job type: permanent
(2 months ago)
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£35,000 - 55,000 - Annum
Location: Worcester
... penetration and add-on products. Adhering to the Company's FCA and data protection obligations by accurately collecting all customer contact ...
Company: Listers
Job type: permanent
(2 months ago)
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£50,000-£65,000
Location: Waddon, Greater London
... , exercise judgement and take ownership of assignments Experience working with FCA regulated clients would be advantageous Strong Excel and general IT ...
Company: TPF Recruitment
Job type: permanent
(2 months ago)
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£50,250
Location: Hallow, England
... penetration and add-on products. Adhering to the Company's FCA and data protection obligations by accurately collecting all customer contact ...
Company: Listers
(2 months ago)
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