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... asset managers and advisory firms regulated by the FCA, with an ever-increasing number of firms who ... reviews, and drafting compliance monitoring reports Managing certain FCA application processes on behalf of clients, for example in ... understanding of the UK regulatory landscape and the FCA Handbook Excellent customer service ethos Degree educated or ...

Company: Austin Andrew (3 days ago)

Employee Benefits Adviser - FCA Regulated This is an FCA-regulated advisory role. Applicants must have experience providing regulated employee ... line with service level agreements Ensuring full adherence to processes, FCA guidelines , and compliance standards Maintaining required CPD and IDD Presenting ...

Company: The Administration Hub Limited Job type: permanent (4 days ago)

... join a team delivering a large‑scale FCA remediation programme across multiple insurance products and ... customer redress calculations in line with approved FCA‑compliant methodologies and programme rule sets. Conduct ... (lookups, filters, SUMIFS, conditional logic). Familiarity with FCA remediation, DISP principles, or redress programmes (desirable). ...

Company: Vantage Point Global (1 day ago)

... assuring the quality of financial planning advice, ensuring compliance with FCA regulations. Candidates should have a minimum of 5 years' experience ... in quality assurance within FCA-regulated environments and possess strong analytical skills. The position offers ...

Company: New Appointments Group (3 days ago)

Financial Controller (FCA Regulatory Environment) Our client is a Global Financial Markets Trading ... looking for a Financial Controller with experience of working in FCA Regulated Broking/Trading environments. This role provides experienced accounting & ...

Company: Taylor James Resourcing (1 day ago)

... financial services, with a strong understanding of AML, KYC, and FCA rules. Excellent communication and analytical skills are essential. #J-18808 ...

(5 days ago)

... regulatory requirements. Essential skills include experience in compliance, knowledge of FCA regulations, and strong communication abilities. The position offers a salary ...

Company: Signature Recruitment (4 days ago)

... Programme. The role involves conducting compliance reviews, ensuring adherence to FCA regulations, and translating regulatory requirements into practical guidance for internal ...

Company: Career Choices Dewis Gyrfa Ltd (2 days ago)

... for financial businesses. The role involves assessing client files against FCA standards and maintaining professional relationships. Candidates need a Level 4 ...

Company: threesixty services LLP (1 day ago)

... Services Audit practice. This mid-senior level role involves managing FCA-regulated clients focusing on CASS reasonable assurance engagements. The ideal ...

Company: Danos Group (1 day ago)

... in a compliance role and a deep understanding of the FCA Handbook. Excellent communication, time management skills, and the ability to ...

Company: Kroll (1 day ago)

... providing file review services to clients and ensuring compliance with FCA requirements. Candidates should have a QCF Level 4 Diploma and ...

Company: SimplyBiz PLC (1 day ago)

... of experience in a compliance role and strong knowledge of FCA regulations. This position is remote-based, requiring occasional travel for ...

Company: Clayton Davies (16 hours ago)

... . The role necessitates ensuring claims are managed in line with FCA regulations while fostering a supportive environment. The ideal candidate will ...

Company: Munich Re (16 hours ago)

... should have over 5 years' experience in Compliance within an FCA environment, with solid knowledge of the Consumer Credit Act and ...

Company: James Frank Associates (16 hours ago)

... ensure that claims are processed fairly and in compliance with FCA regulations while fostering a supportive environment. The ideal candidate will ...

Company: Premier Guarantee (16 hours ago)

... work. The ideal candidate will have experience in audit within FCA regulated sectors and will play a key role in developing ...

Company: Stryker Corporation (16 hours ago)

... -pound telesales team in Birmingham. The ideal candidate will have FCA experience, strong leadership qualities, and a proven record of achieving ...

Company: Zachary Daniels (8 hours ago)

... ). Strong experience across the full employee life cycle. Experience with FCA essential Demonstrable gravitas and confidence to lead processes and advise ...

Company: Kingsley Green Recruitment (3 days ago)

A prominent financial services company in the United Kingdom is looking for a Financial Promotions Consultant. In this role, you will review and approve financial promotions while ensuring compliance with regulatory standards. You will work closely within a supportive team, providing guidance and utilizing your knowledge of financial products. The ...

Company: Aviva (4 days ago)