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... effective, sustainable, and fully defensible to the FCA. This role is ideal for someone who’ ... investment platforms, wealth/investing products). Strong knowledge of FCA expectations and frameworks, including Consumer Duty, suitability, ... cause analysis, end‑to‑end documentation, and FCA‑defensible evidence standards. Strong analytical skills with ...

Company: InvestEngine Job type: permanent (3 weeks ago)

... Ensure compliance with the company’s regulatory requirements under the FCA. Adhere to the operational risk framework for your role ... reflecting Company Values. At all times comply with the FCA’s Code of Conduct. Ensure that you are fully ... , care and diligence Be open and cooperative with the FCA, the PRA and other regulators Pay due regard to ...

Company: Rex Technologies GmbH (3 weeks ago)

... date with lender criteria, products, and systems * Ensure compliance with FCA regulations and internal processes * Support overall F&I performance ... and influence customer decisions * Good understanding of finance products and FCA regulations * Experience as a Business Manager or Sales Manager is ...

Company: Elevata Job type: permanent (3 weeks ago)

... and secure competitive cover for clients Compliance & Admin * Ensure FCA and internal compliance standards are met * Maintain accurate and up ... within agricultural or rural insurance * Knowledge of Acturis * Understanding of FCA compliance requirements What’s on Offer * Opportunity to join a ...

Company: LNJ Recruitment Job type: permanent (3 weeks ago)

... compliance function end-to-end, ensuring the business operates within FCA frameworks while enabling continued commercial growth. You will play a ... frameworks Act as the primary point of contact with the FCA and relevant global regulators Oversee AML, KYC, sanctions, and transaction ...

Company: We Are Dcoded Job type: permanent (3 weeks ago)

... meet the highest standards of accuracy, governance, and compliance with FCA and internal risk management requirements. • Establish and maintain robust documentation ... , lineage, documentation standards, and data quality controls. • Experience operating within FCA-regulated or highly regulated environments. • Ability to produce compliant, traceable ...

Company: Aioi Nissay Dowa Europe Job type: permanent (3 weeks ago)

... our nominated lenders. Ensuring that all documentation is accurate and FCA compliant. About you You may be an existing retail manager ... all company, manufacturer and finance house paperwork is correct and FCA compliant. Motor trade, automotive or car dealership experience is preferred ...

Company: Listers Job type: permanent (3 weeks ago)

... , finance, and value-added product offerings Ensure full compliance with FCA regulations and internal standards Support site management with operational duties ... , and professional approach Excellent communication skills with customers and colleagues FCA accreditation or willingness to undertake training as requiredPerfect Placement are ...

Company: Perfect Placement Job type: permanent (3 weeks ago)

... or vulnerable customer interactions with empathy and in accordance with FCA requirements. Provide support on CCA remediation, voluntary disclosure bulk responses ... , and FOS complaint handling.Skills & Experience Knowledge of FCA Complaint Handling Rules (DISP) and relevant consumer protection laws. Experience ...

Company: Vibe Recruit Job type: contract (3 weeks ago)

... for clients. • Compliance and Regulation: Ensure all activities align with FCA regulations and company compliance standards. Stay informed of regulatory and ... insurance platforms and client management systems. o Strong understanding of FCA regulations and Consumer Duty obligations. • Desirable: o CII qualification or ...

Company: Cameron James Professional Recruitment Job type: permanent (3 weeks ago)

... products that meet their needs. Ensuring all activity complies with FCA regulations and internal procedures. Building and maintaining strong relationships with ... in person and over the phone. A good understanding of FCA guidelines and compliance requirements. A proactive and organised approach with ...

Company: Impact Recruitment Services Job type: permanent (3 weeks ago)

... , warranty, and add-on product sales Ensure full compliance with FCA regulations and best practices Support Sales Executives in closing deals ... step up Strong understanding of finance & insurance products and FCA compliance Commercially driven with a focus on profitability and performance ...

Company: Command Recruitment Job type: permanent (3 weeks ago)

... the anticipated Car Finance Redress SchemeEnsure full compliance with SRA, FCA, and ICO regulatory requirementsSupport the COLP and COFA, guiding on ... at a senior or board levelIn-depth knowledge of SRA, FCA, and ICO regulatory frameworksCommercially minded, with confidence advising senior stakeholders ...

Company: Recruited UK Job type: permanent (3 weeks ago)

... -end, ensuring fair, accurate and compliant outcomes in line with FCA regulations and internal policies. This is a hands-on role requiring ... claims and make decisions in line with policy terms and FCA guidelines Communicate with customers throughout the claims process, providing clear ...

Company: Pertemps Bristol Commercial Job type: permanent (3 weeks ago)

... framework aligns with local and international regulatory requirements (e.g. FCA, PRA, CSDR, EMIR). Expertise: Provide subject matter expertise on capital ... , delivery models, and regulatory considerations and regulatory requirements (e.g. FCA, PRA, CSDR) in post-trade outsourcing. Demonstrated experience steering or ...

Company: Projective Group (3 weeks ago)

... compliance Ensure all third-party supplier arrangements remain compliant with FCA SYSC 13.9 and Lloyd's Delegated Authority requirements Maintain ... complex third-party supplier contracts at scale Working knowledge of FCA SYSC 13.9, SMCR and IDTA obligations Confident engaging at ...

Company: pib Group (3 weeks ago)

... phase of its development. This phase focuses on establishing an FCA authorised investment management company with a dedicated senior leadership team ... understanding of financial governance, reporting and control frameworks Experience of FCA regulatory requirements, capital and liquidity management Proven ability to operate ...

Company: Hoffmann Reed Job type: permanent (3 weeks ago)

... supplier contracts. Provide guidance on UK financial services regulation (including FCA rules, COBS, PROD, Consumer Duty/Consumer Credit, and platform specific ... digital investment platforms. Expertise in UK financial services regulation, particularly FCA rules impacting retail investment products. Comfortable working in a fast ...

Company: Taylor Root (3 weeks ago)

... regulatory requirements (e.g., SEC 17a‑4/18a‑6, FINRA, FCA, MiFID II) and complete due diligence and security reviews. Track ... knowledge of global regulatory frameworks (e.g., SEC/CFTC, FINRA, FCA, MiFID II) related to electronic communications and record‑keeping. Product ...

Company: IPC Systems Job type: permanent (3 weeks ago)

... ) responsible for Compliance Advice and 2nd line Assurance for all FCA-regulated products (ETFs, ISAs, Pensions, etc.). Manage, oversee, and support ... a Retail Investments and/or Pensions environment with familiarity with FCA-regulated product distributions (ETFs, ISAs, Pensions, etc.). Experience working with ...

Company: Willow Resourcing Limited (3 weeks ago)