£125 - 150
Location: London
... groups. Supporting Commercial UK Core and Net New innovation initiatives. Ensuring compliance with FCA regulations and internal requirements. How this opportunity is different In this role, you will ...
Company: clevelcrossing.com - Jobboard
(2 weeks ago)
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£80 - 100
Location: Leeds
... Planning (RRP), ICAAP and Pillar 3 reporting Senior Managers & Certification Regime, FCA Systems and Controls – especially in relation to Compliance and Risk Management Frameworks & Governance & Conduct ...
Company: RSM UK
(2 weeks ago)
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£80 - 100
Location: London
... , UK deposit products, and UK custody products. Knowledge of UK Retail regulations, including with respect to the FCA Consumer Duty, MiFID 2, Individual Savings Account regulations, PRIIPs, MAR ...
Company: J.P. MORGAN
(2 weeks ago)
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£60 - 80
Location: Daventry
... to take control of your branch and lead your people, whilst meeting FCA standards and delivering top-notch customer service and creating positive outcomes. You ...
Company: UK Nationwide
(2 weeks ago)
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£60 - 80
Location: Rotherham
... driven leader of people and a change management expert with a corporate FCA regulated background. The successful candidate will form a senior leadership team ...
Company: Sewell Wallis Ltd
(2 weeks ago)
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£60 - 80
Location: London
... offerings, in a transfer agency oversight and/or investor support function. Understanding of FCA CASS rules ideally with operational knowledge/experience of CASS oversight. Strong ...
Company: Capital Group
(2 weeks ago)
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£100 - 125
Location: London
About Us:Archax operates a centralized crypto exchange alongside an FCA-regulated Multilateral Trading Facility (MTF). In addition to these core services, Archax ...
Company: Archax Ltd
(2 weeks ago)
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£100 - 125
Location: London
... level or equivalent. Previous experience in a Credit Ratings environment (or in another similar FCA/ESMA-supervised sector). Highly organised and efficient, with the ability to multi-task and meet ...
Company: Fitch Group
(2 weeks ago)
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£60 - 80
Location: London
... , providing financial information to the Prudential Regulation Authority (“PRA”), Financial Conduct Authority (“FCA”) and the Bank of England. This is a service-orientated business comprised ...
Company: J.P. MORGAN
(2 weeks ago)
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£100 - 125
Location: London, Hybrid
... receive financial planning services together with a sound working knowledge of the FCA Handbook, particularly on Financial Crime Prevention and Training and Competency. The role will report to the Managing ...
Company: Nelson Scott LLP
(2 weeks ago)
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£125 - 150
Location: London
About us Archax operates a centralized crypto exchange alongside an FCA-regulated Multilateral Trading Facility (MTF). In addition to these core services, Archax ...
Company: Archax Ltd
(2 weeks ago)
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£60 - 80
Location: Manchester
... understanding of the unique needs of different audiences Detailed knowledge of the FCA Conduct of Business Rules, the Senior Executive Accountability Regime (SMCR), MiFID ...
Company: BNY Mellon
(2 weeks ago)
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£60 - 80
Location: Reading
... non-paying customers to good book * Negotiate agreeable repayment terms in accordance with FCA principals of TCF * Quickly identify vulnerable individuals and escalate these cases ...
Company: Investec
(2 weeks ago)
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£60 - 80
Location: London
... to continue to develop knowledge of any pricing related matters. Knowledge and understanding of FCA regulations and Lloyd’s standards. Knowledge and understanding of the underlying principles of ...
Company: Munich Re
(2 weeks ago)
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£60 - 80
Location: London
... MS Word & Excel. Confident communicator with clients, customers, and suppliers. Understanding of FCA regulations. Flexible and adaptable, able to work under pressure. Strong leadership and team ...
Company: YourRecruit
(2 weeks ago)
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£80 - 100
Location: London
About Us Archax operates a centralized crypto exchange alongside an FCA-regulated Multilateral Trading Facility (MTF). In addition to these core services, Archax ...
Company: Archax Ltd
(2 weeks ago)
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£60 - 80
Location: Greater London
... processes, delivery schedules, and post-sale follow-ups. Compliance: Ensure adherence to all FCA rules, regulations and Consumer Duty obligations by checking & approving all proposals are issued ...
Company: Motus Group
(2 weeks ago)
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£60 - 80
Location: London, WFH
... . Engage with clients across various sectors, including cryptocurrency, recruitment companies, charities, and FCA-regulated funds. Utilise CCH software for practice management and Caseware for audit and accounts ...
Company: Reed
(2 weeks ago)
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£60 - 80
Location: City Of London
... the preparation, review, and approval of Internal Capital Adequacy and Risk Assessment (ICARA) for the FCA and Internal Capital Adequacy Assessment Process (ICAAP) for the CBI documents and associated submissions ...
Company: Goodman Masson
(2 weeks ago)
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£60 - 80
Location: London
... FRS 102 and IFRS. Detailed knowledge of the Companies Act and LLP Act. FCA Handbook knowledge would be a bonus but is not essential. Ability to use proprietary ...
Company: 2i Recruit Ltd
(2 weeks ago)
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