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Location: Glasgow, Glasgow City
... – Alternative Business Finance and Real Estate Capital Capiyada is an FCA-regulated firm specialising in raising capital for a broad range ...
Company: Sales Agents Plus
Job type: permanent
(1 month ago)
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£55,000 - 65,000 - Annum
Location: Nottingham, Nottinghamshire
... in matters involving authorities such as the Police, CPS, HMRC, FCA and other regulatory bodies • Attend police stations and courts nationwide ...
Company: Clear Legal & Financial Recruitment
Job type: permanent
(4 weeks ago)
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£45,000 - 55,000 - Annum
Location: SO14, Southampton, Hampshire
... a high degree of customer service awareness, Inc. TCF and FCA guidelines. Key Responsibilities Setting, achieving, and delivering against performance targets ...
Company: Knight Temple recruitment Ltd
Job type: permanent
(4 weeks ago)
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Location: Bristol, south west england
... advice in a planning-led environment Essential: Strong understanding of FCA regulatory requirements Desirable: Track record of building and maintaining client ...
Company: Premier Jobs UK Limited
Job type: permanent
(1 month ago)
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£90,000 - 130,000
Location: Belfast
... level. Essential criteria: Strong Corporation Tax experience CTA and/or FCA qualification Excellent technical knowledge of R&D tax relief ...
Company: Hunter Savage
(1 month ago)
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£90,000 - 150,000
Location: Greater London
... investors, listed investment companies, and industry advisers. Possess understanding of FCA Listing Rules and some understanding of Prospectus Rules and the ...
Company: Jefferies
(4 weeks ago)
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£90,000 - 150,000
Location: Greater London
... compliance professional with proven experience in regulated financial services, strong FCA/PRA knowledge, and the ability to oversee monitoring, governance and ...
Company: Coopman Search and Selection | B Corp™
(4 weeks ago)
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£60,000 - 70,000 - Annum
Location: Brierley Hill, West Midlands
... Main responsibilities include: Regulatory Interpretation & Horizon Scanning - interpreting PRA, FCA and wider regulatory requirements impacting reporting obligations, including Prudential returns ... looking for Strong understanding of UK prudential regulatory frameworks (PRA/FCA). Experience in regulatory reporting within a bank, building society ...
Company: Dudley Building Society
Job type: permanent
(1 month ago)
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£70,000 - 77,000 - Annum
Location: Glasgow, Glasgow City
... outcomes, and that they are aligned to the FCA’s regulatory requirements. * Whilst this role ... line with internal lending policies, risk appetite, and FCA regulatory obligations. * Customer service - To assist within ... of both mortgage regulation and conduct requirements, including FCA requirements and customer outcome considerations. * A strong track ...
Company: Your Mortgage Recruiter
Job type: permanent
(1 month ago)
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£120,000 - 180,000
Location: Greater London
... firms, brokers and capital markets participants on FCA and SEC regulatory obligations, prudential frameworks and ... firms Provide senior regulatory advice covering FCA and SEC obligations Oversee compliance monitoring programmes ... a supervisory environment. Strong technical knowledge across FCA regulatory frameworks including MiFID, AIFMD, SMCR ...
Company: Cosegic
(1 month ago)
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£60,000
Location: Bristol, Avon
... our nominated lenders. Ensuring that all documentation is accurate and FCA compliant. About you You may be an existing retail manager ... all company, manufacturer and finance house paperwork is correct and FCA compliant. Motor trade, automotive or car dealership experience is preferred ...
Company: Listers
Job type: permanent
(1 month ago)
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£50,000
Location: Hoddesdon, Hertfordshire
... broad range of owner-managed businesses, including solicitor firms and FCA-regulated organisations, providing high-quality audit and advisory services. The ... : Statutory audits Solicitors' Accounts Rules (SRA) audits Client money audits FCA-regulated entities Owner-managed businesses across a range of sectors ...
Company: Robert Half
Job type: permanent
(1 month ago)
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£100,000
Location: Greater Manchester
... regulators, banking partners and key internal stakeholders. Ensure compliance with FCA requirements, anti-money laundering legislation and wider regulatory obligations. Produce ... operational efficiencies. Strong analytical and problem-solving abilities. Knowledge of FCA regulatory requirements and industry best practice. What's on Offer ...
Company: Adria Solutions
Job type: permanent
(1 month ago)
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£40,000
Location: Mansfield Woodhouse
... act at all times within the FCA Principles for Business and to comply with FCA and internal procedures at all times in ...
Company: Get Recruited Ltd
Job type: permanent
(1 month ago)
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£60,000
Location: Kingston upon Hull, East Riding of Yorkshire
... with customers, lenders, and business partners. Ensure full compliance with FCA regulations and dealership processes. Support and work alongside the sales ... communication, negotiation, and relationship-building skills. A thorough understanding of FCA compliance requirements. A customer-first approach with a passion for ...
Company: The Solution Automotive Limited
Job type: permanent
(1 month ago)
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£120,000 - 190,000
Location: Greater London
... that aligns with long-term organisational goals and adheres to FCA regulations and guidelines. Lead regulatory engagement, maintain open and constructive ... relationships with the FCA and other regulatory bodies, and engage with auditors and banking ...
Company: Ants
(1 month ago)
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£50,000
Location: Bristol, Avon, Hybrid
... : Bristol or Salisbury Hybrid Working Summary of the role An FCA-regulated business is seeking a dedicated professional to join the ...
Company: Sanderson Recruitment
(1 month ago)
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£30,000
Location: Bristol
... fair, compliant outcomes for clients and customers in line with FCA regulations and internal policies. Reporting to the Senior Operational Governance ...
Company: Alexander Mae (Bristol) Ltd
(1 month ago)
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£55,000 - £65,000/annum
Location: Reading, Berkshire
... performance and profitability. * Monitor KPIs, forecasts, and departmental performance. * Ensure FCA compliance and dealership processes are adhered to. * Maximise finance, insurance ...
Company: Pembrook Resourcing
Job type: permanent
(1 month ago)
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£60,000
Location: Aberdeen, Aberdeenshire
... communication and coaching skills Good knowledge of compliance (e.g. FCA, GDPR, Health & Safety) A passion for helping customers find ...
Company: 360 Resourcing
Job type: permanent
(1 month ago)
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