Total result: 1,185
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£60 - 80
Location: London
... . Act with due skill, care, and diligence. 3. Be open and co-operative with Lloyd’s, the FCA, the PRA, and other regulators. 4. Pay due regard to the interests of customers and treat them ...
Company: Ki Insurance
Job type: temporary
(2 weeks ago)
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£60 - 80
Location: London
... market manipulation; Assessment of clients’ reporting and compliance with the SEC, CFTC, DOJ, FCA, SFO and other regulatory bodies’ rules and regulations; Valuations of business assets and quantification ...
Company: AlixPartners, LLP
(2 weeks ago)
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£60 - 80
Location: London
... , Recovery Plan and Resolution Packs. Review and challenge all the regulatory returns required for BoE, FCA and PRA, forming part of the 2LOD. (Liquidity, Compliance, Financial Information, Capital ...
Company: BRUIN Financial
(2 weeks ago)
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£60 - 80
Location: London
... complaint handling processes, customer experience principles, and industry regulations (e.g., FCA, GDPR, KYC/AML). Familiarity with QA tools and CRM systems. Experience managing ...
Company: Chip
(2 weeks ago)
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£100 - 125
Location: London
... excellent mix of clients, ranging from corporate, through to not for profit, creative and FCA Regulated clients. The successful candidate will be given responsibility for their own client portfolio ...
Company: KYVANO
(2 weeks ago)
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£100 - 125
Location: London
... the traditional FX brokerage. Being an agile business, ECAP are able to partner with multiple FCA regulated and authorised firms to amalgamate a broad suite of products and risk ...
Company: Exchange Capital Partners Limited
(2 weeks ago)
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£100 - 125
Location: London
... closely with team members located in EMEA and globally. The role follows the Certification regime of FCA. Qualifications: 10 plus years of investment management experience BA/BS ...
Company: State Street
(2 weeks ago)
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£60 - 80
Location: London
... Combined Business (preferably in this Sector). Compliance & Regulatory Responsibilities Remain compliant with FCA requirements at all times. Acquire appropriate approvals to ensure compliance with company policy, procedures ...
Company: howden group holdings
(2 weeks ago)
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£100 - 125
Location: London
... a highly experienced and motivated HR Director to join a rapidly growing FCA-regulated asset and investment management business based in Central London. As the HR Director ...
Company: Hunter Executive Search And Selection Limited
(2 weeks ago)
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£60 - 80
Location: London
... trading abilities with a broad panel of brokers and good knowledge of the FCA and other relevant regulation and legislation Strong commercial business acumen to create and deliver business ...
Company: Aviva
(2 weeks ago)
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£80 - 100
Location: London
... to detail. Ability to work independently and manage tight deadlines. Relevant qualifications (ACII, FCA Level 1 preferred but not required). Qualifications: A-levels and/or a degree in a ...
Company: howden group holdings
(2 weeks ago)
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£80 - 100
Location: Glasgow
... ’re looking for: We are seeking an individual who possesses demonstrable knowledge of FCA regulations, governance frameworks, and compliance standards. In addition, the successful candidate will have the ability ...
Company: Golden Charter Ltd
(2 weeks ago)
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£60 - 80
Location: London
... customers fairly, and adhering to rules, codes of conduct, and guidelines as issued by the firm and FCA. Ensuring all administration and paperwork is undertaken in accordance with company procedures and timescales. About ...
(2 weeks ago)
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£60 - 80
Location: London
... Comprehensive understanding of IFRS accounting principles and local French GAAP. Experience with FCA, French, NFA, and Dubai prudential reporting requirements. Exposure to global regulations with a ...
Company: TP ICAP Group
(2 weeks ago)
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£80 - 100
Location: London
... that have a direct bearing on key responsibilities and accountabilities. Technical knowledge of FCA, current case law and legislation as they pertain to customers and intermediaries. Significant experience ...
Company: howden group holdings
(2 weeks ago)
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£60 - 80
Location: Manchester
... ., ISO 27001, NIST CSF, PCI DSS) and regulatory requirements (PDS2, GDPR, FCA OpRes, CQUEST, CBEST etc). Set up AWS Config and AWS Organizations to enforce ...
Company: LHV Bank
(2 weeks ago)
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£60 - 80
Location: London
... tools such as Tableau essential. Experience with share database administration and knowledge of FCA Conduct Rules will be highly beneficial. #J-18808-Ljbffr
Company: Oakleaf Partnership
(2 weeks ago)
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£60 - 80
Location: London
... UK and international financial crime legislation, regulation and best practice, including the Money Laundering Regulations, the FCA Financial Crime Guide for Firms, JMLSG, Wolfsberg documentation etc. Experience of onboarding ...
Company: Clear Street
(2 weeks ago)
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£80 - 100
Location: Bristol
... , e.g., Python, SQL/SAS, WTW Radar / Earnix. Knowledge of FCA regulatory guidance, including emerging changes. To be considered for this role we are looking for someone who ...
Company: RAC Motoring Services
(2 weeks ago)
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£60 - 80
Location: London
... , engaging PR consultants, advising on notification obligations; managing regulatory investigations (ICO and FCA) and notifying and liaising with criminal authorities. Dealing with litigation connected to cyber matters including ...
Company: TN United Kingdom
(2 weeks ago)
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