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... In our recent inspection (November 2022), Ofsted rated FCA Thames Valley OUTSTANDING. We are a motivated, child ... complaints and representation procedures as detailed in the FCA policies and procedures. Provide and record regular supervision ... to allocated foster parents in line with FCA's Operational Standards. Work in partnership in a ...

Company: FCA Job type: permanent (6 days ago)

... single Compliance Manager role that covers multiple compliance domains, including: - FCA (financial conduct & regulatory reporting), - Employment law / HR compliance, - ... appropriate mitigation strategies related to H&S, regulatory standards, sales practices, FCA guidelines, and contractor performance. * Oversee the selection, onboarding, and ...

Company: HARMONY NEW ENERGY AUTO SERVICE (LONDON) LTD Job type: permanent (3 days ago)

... Services Regulatory Compliance Ensure compliance with the Financial Conduct Authority (FCA) and Prudential Regulation Authority (PRA) where the organisation handles: ... obligations, including non-financial misconduct standards. Ensure the organisation meets FCA expectations around workplace culture, diversity, and psychological safety. About the ...

Company: Healix (6 days ago)

... to test tokenization structures within the Sandbox; FCA Authorisation: Leading Ctrl Alt’s MiFID authorisation ... be responsible for engaging relevant stakeholders through the FCA authorisation process, preparing the required application and ... parties and ensure regulatory reporting requirements to the FCA are met. Manage other conduct and compliance ...

Company: Ctrl Alt (6 days ago)

... protection activities across the Group, ensuring adherence to FCA and ICO regulations. You will hold Senior ... scanning and impact assessment of regulatory developments, translating FCA requirements into business plans Act as a primary ... Proven experience as SMF16 and DPO in a FCA regulated environment, ideally in a lending environment Extensive ...

Company: Together - loans, mortgages & finance (5 days ago)

... resolving them in line with agreed standards and FCA regulations Manage your own caseload, ensuring all ... service experience, supported by solid knowledge of FCA and FOS regulatory guidelines Excellent customer service skills ... time management skills Commitment to regulatory compliance, including FCA, TCF, and Data Protection regulations What we offer ...

Company: Vermelo RPO Job type: permanent (3 days ago)

... resolving them in line with agreed standards and FCA regulations Manage your own caseload, ensuring all ... service experience, supported by solid knowledge of FCA and FOS regulatory guidelines Excellent customer service skills ... time management skills Commitment to regulatory compliance, including FCA, TCF, and Data Protection regulations What we offer ...

Company: Vermelo RPO Job type: permanent (1 hour ago)

... company’s risk management framework in line with FCA, SMCR, and Consumer Duty requirements. Working ... the risk management framework in line with FCA and internal governance standards Support implementation of ... Regulatory Risk, Strategic Risk, Risk Framework, Risk Governance, FCA, SMCR, Consumer Duty, Pensions, Financial Services, Risk Reporting ...

Company: Spider Job type: permanent (6 days ago)

... maintain compliance registers, policies, and regulatory documentation. Assist with FCA regulatory returns and contribute to the production and maintenance of ... make the appropriate adjustments. Additional keywords: Compliance Associate, Compliance Officer, FCA Compliance, Regulatory Compliance, Pension Compliance, Investment Compliance, SMCR, Consumer ...

Company: Spider Job type: permanent (1 day ago)

... . * Completing the annual USS Group (USSL, USSIM, FCA registered SPVs) Financial Crime Risk Assessments. * Preparing the ... * Excellent working knowledge of FCA rules and industry best practice relating to: FCA Conduct of Business rules, ... (in particular SM&CR), SUP, and other key FCA Handbook requirements. * Understanding of market abuse and financial ...

Company: USS Investment Management Limited (4 days ago)

... working within a compliance and/or risk department of a FCA regulated company? Our financial services client is seeking an experienced ... the relevant business area. Candidate requirements: Detailed technical knowledge and FCA Handbooks including CONC, DISP, PRIN and SYSC, legislative frameworks such ...

Company: Signet Recruitment and Retention (5 days ago)

... cycles with clear outcomes and accountability Ensure platform compliance with FCA, CCA, and data protection regulations Manage third‑party tech partnerships ... uptime Implement robust data and cyber risk frameworks aligned with FCA expectations Represent technology and innovation strategy to investors and the ...

(10 hours ago)

... relation to various lines commercial insurance, whilst ensuring full FCA compliance.   The overall purpose of the role will ... portfolio Ensuring all business activity fully complies with FCA regulation and company procedures Handle any complaints in ... products Experience of working to high standards of FCA compliance I.T. skills including use of an ...

Company: JMG Group Job type: permanent (1 day ago)

... can lead from the front, shaping process, managing FCA interactions, and driving a culture built on integrity ... as the main point of contact for the FCA Develop and implement policies, monitoring frameworks, and training ... planning or wider financial services Solid understanding of FCA rules, monitoring, and T&C frameworks Excellent communication ...

Company: BWD Search & Selection (6 days ago)

... in a senior compliance leadership role within a UK FCA-regulated firm, holding SMF16 (Compliance Oversight) or ... broader financial services sectors In-depth knowledge of FCA regulations, particularly CASS and COBS, including the ... directives such as AIFMD Comprehensive understanding of the FCA’s Consumer Duty requirements Good working knowledge ...

Company: Broadgate (3 days ago)

... UK and internationally. You'll require approval by the FCA & PRA, as this is a Senior Manager function ... compliance with SMF 16 obligations, as defined in the FCA rulebook (SYSC and SUP). * Responsible for oversight of ... external (including with the Group’s regulators, particularly the FCA and PRA). * Experience of providing constructive challenge to ...

Company: Lloyds Bank plc (1 day ago)

... - ideally pensions or investment products - and a deep understanding of FCA regulations, accounting standards, and regulatory frameworks. Professionally qualified (ACA, ACCA ... , Regulatory Compliance, Strategic Financial Leadership, People Management, ACA, ACCA, CIMA,FCA Reporting. This vacancy is being advertised and handled through Spider ...

Company: Spider Job type: permanent (6 days ago)

... . Ensure financial transactions are completed correctly and files are fully FCA compliant by following internal compliance procedures. Ensure all client records ... and Maths Previous experience in Financial Services (Desirable) Understanding of FCA rules, ethics and financial regulations (Desirable) A working knowledge of ...

Company: Service Service Job type: permanent (2 days ago)

... : Assisting with the preparation and formatting of reports for the FCA and other regulatory bodies. Helping to track and manage compliance ... at Director-level or above. Direct experience working within an FCA-regulated environment (Financial Services). Previous experience supporting a director or ...

Company: Lucy Walker Recruitment Job type: permanent (2 days ago)

... with regulators and manage the bank's relationship with the FCA/PRA. Oversight of frauds, legal/criminal actions, and internal escalation ... roles within the financial sector. Proven experience managing regulatory relationships (FCA, PRA). In-depth knowledge of UK financial regulatory frameworks and ...

Company: LJ Recruitment Job type: permanent (1 day ago)