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... products meet regulatory expectations, deliver good customer outcomes, and align with FCA and European standards including Consumer Duty, MiFID II, IDD, and PRIIPs. Key ... Responsibilities: Lead the product governance framework, ensuring compliance with FCA PROD and Consumer Duty. Oversee product design, approval, and review processes. Act ...

Company: Searchability (UK) Ltd (1 day ago)

CASS MANAGER – GOOD EXPERIENCE OF FCA CASS REGULATIONS REQUIRED We are recruiting for a leading Financial Services Group, ... Services, Insurance, and Banking How to Apply Please send your details to the MD, David Symes FCA, at (including contact no). Note: we cannot reply to all applications ...

(47 minutes ago)

FOSTER CARE ASSOCIATES (THE FCA) Role: Senior/Supervising Social Worker Salary: Up to £39,142.63 Per Annum - Dependent ...

Company: FCA (3 days ago)

FOSTER CARE ASSOCIATES (THE FCA) Role: Associate Therapist - Fostering Location: Yorks and Lincs - Homebased Salary: £25 per hour ABOUT US ...

Company: FCA (4 days ago)

... £82,000 per annum (Salary offered will be based on skills and experience) About the FCA The FCA regulates the conduct of 45,000 firms in the UK to ensure our financial markets are ... both sides. Follow this link to see what life is like at the FCA - Life at the FCA Application Information This role is graded as Senior Associate - Regulatory Advert ...

Company: Financial Conduct Authority (3 days ago)

... Services Regulatory Compliance Ensure compliance with the Financial Conduct Authority (FCA) and Prudential Regulation Authority (PRA) where the organisation handles: Patient funds ... , including non-financial misconduct standards. Ensure the organisation meets FCA expectations around workplace culture, diversity, and psychological safety. About ...

Company: Healix (6 days ago)

... counsel. You will be responsible for engaging relevant stakeholders through the FCA authorisation process, preparing the required application and associated policies, procedures and other ... of onboarding third parties and ensure regulatory reporting requirements to the FCA are met. Manage other conduct and compliance risks Who are we looking for ...

Company: Ctrl Alt (46 minutes ago)

... ,300 per annum (Salary offered will be based on skills and experience) About the FCA The FCA regulates the conduct of 45,000 firms in the UK to ensure our financial markets ... both sides. Follow this link to see what life is like at the FCA - Life at the FCA Application Support We are dedicated to removing barriers and ensuring our application process ...

Company: Financial Conduct Authority (46 minutes ago)

... of the UK regulators. Assist with UK Data Protection Regulations as well as PRA/FCA Outsourcing and third-party risk management. Provide Training and guidance to staff. ... showing initiative to assist with projects. Experience of preparing regulatory returns to the FCA. Your experience must include: A strong proven experience in Regulatory Compliance ...

Company: Martis Search (2 days ago)

... Board, and working closely with global counterparts. Key Responsibilities Hold FCA Senior Manager responsibilities for Compliance Oversight (SMF16) and MLRO (SMF17), ... , transaction monitoring, and SAR management. Act as primary contact with the FCA, managing regulatory submissions, notifications, inspections, and remediation programmes. Present ...

Company: ETRA Talent (4 days ago)

... Responsibilities Lead and maintain the product governance framework to ensure compliance with FCA requirements, including Consumer Duty and PROD rules. Oversee product ... procedures in line with best practice and regulatory change. Liaise with regulators (FCA, where applicable) and ensure the business is prepared for thematic reviews or supervisory ...

Company: Protect Group (1 day ago)

... criminal and credit checks As a certified colleague your details will be published on the FCA’s Financial Services Register This role has been identified as a Client-dealing function ... Manager of certification employees under SYSC 27.8.13R as defined in the FCA Handbook(1) The function of managing or supervising a certification employee, directly ...

Company: Lloyds Bank plc (1 day ago)

... criminal and credit checks. As a certified colleague, your details will be published on the FCA’s Financial Services Register. This role has been identified as a Client-dealing ... Manager of certification employees under SYSC 27.8.13R as defined in the FCA Handbook. The function of managing or supervising a certification employee, directly or ...

Company: Lloyds Banking Group (46 minutes ago)

... ensuring robust mitigation plans are in place Ensure compliance with relevant FCA rules and guidance, including but not limited to: SYSC, the Principles for Businesses, ICOBS and ... Excellent report writing skills and proficiency in data analysis Familiarity with FCA reporting or experience interacting with the regulator Project risk management ...

Company: Barleycorn (2 days ago)

... re looking for: Significant experience in senior compliance monitoring or assurance within an FCA-regulated firm (investment platforms, wealth management, or stockbroking ideal). Strong ... knowledge of the UK regulatory framework, including FCA Handbook and Consumer Duty. Proven ability to design, deliver, and lead ...

Company: MERJE (1 day ago)

... in shaping and maintaining our product governance framework, ensuring full alignment with the FCA’s Consumer Duty, PROD requirements, and wider regulatory obligations. The ... Development, to provide strategic input on product governance matters. Monitor FCA publications, industry developments, and regulatory change, ensuring proactive updates to ...

Company: Venquis (1 day ago)

... Description Act as the registered MLRO for Visa Payments Ltd holding FCA accountability for the effectiveness of the AML and CTF framework and financial crime risk ... threat landscape and regulatory expectations Represent VPL in interactions with the FCA law enforcement agencies and external partners and participate in internal governance and risk ...

Company: Visa (5 days ago)

... of working for the Financial Conduct Authority (FCA) and / or advising firms and individuals regulated by the FCA and a deep knowledge of the FCA’s regulatory framework. You will ... and authorisation / approval cases Experience advising firms and individuals regulated by the FCA An ability to get up to speed quickly on matters (including new ...

Company: Kingsley Napley (2 days ago)

... regulations. You’ll also act as the principal point of contact with the FCA, managing all regulatory interactions and submissions. You’ll lead the design, implementation and monitoring ... preferably personal pensions, SIPPs etc.) and a strong track record of FCA engagement. Previous CASS experience would also be advantageous. This role will suit ...

Company: Willow Resourcing Limited (2 days ago)

... is struck between the commercial interests of MRS-NA BA; the goals of the FCA and the interests of their clients Conduct horizon scanning, notably UK and US regulation, to ... of the insurance market and placing process is necessary In-depth understanding of the FCA handbook as it relates to solo-regulated insurance intermediaries is essential, in ...

Company: The Emerald Group Ltd, Search and Selection (2 days ago)