Job search

... abuse risks. Tracking best practice as set out in regulatory communications such as the FCA’s Market Watch and keeping abreast of industry concepts and events in order ... mitigate those risks. In-depth knowledge of UK and EU financial regulations including the FCA Handbook, MiFID, MAR, and other relevant regulatory frameworks. Direct experience using ...

Company: CBOE (2 weeks ago)

... expert guidance on complaints, resolving complex scenarios in line with company and FCA guidelines. Train and mentor claims assessors on complex scenarios, veterinary terminology ... and efficiency. Compliance & Quality Control: Ensure adherence to company, legal, and FCA policies, maintaining high standards of service and compliance. Conduct audits ...

Company: Napo Limited (2 weeks ago)

... maintain regulatory compliance in the UK. We're Looking For Experience working in a FCA regulated firm in a Compliance role. Working knowledge of UK financial service regulations ... (FSMA, FCA Handbook, PSRs and EMRs). Experience working in B2B lending, banking, payment services ...

Company: Capital on Tap (2 weeks ago)

... relevant external bodies on the full range of such issues: notably HMT, FCA, the relevant trade associations and consultants. The range of potential work is ... , the role involves engagement with senior representatives of the international banks, HMT, FCA, trade bodies and consultancies, requiring credibility and strong influencing skills. Key internal ...

Company: Bank of England (2 weeks ago)

... and ensure the Bank implements and adheres to the relevant Financial Conduct Authority (FCA), Information Commissioner Office (ICO), Serious Organised Crime Agency (SOCA ... account manager or client services role. Good knowledge and experience of FCA Regulations. Technical understanding of all practices and procedures relevant to onboarding new ...

Company: Additional Resources (2 weeks ago)

... and maintaining records in Workday to evidence achievement. Regulatory Responsibilities Abide by the FCA Conduct Rules and other applicable FCA rules and regulations. Abide by Barings rules and regulations. Complete ...

Company: Barings (2 weeks ago)

... develop and implement auditing methodologies for expected credit losses (ECL) across FCA-regulated entities. Reporting to the Head of National Audit Technical and Head ... impact by: Leading the development and implementation of ECL auditing methodologies for FCA-regulated clients Collaborating with sector and modelling experts to enhance audit quality ...

Company: RSM (2 weeks ago)

... by monitoring the compliance of business activity. Applying working knowledge of FCA regulations such as Consumer Duty Regulations and Payment Services Regulations and Policies ... practice. A good understanding of the Payment Services Regulations 2017 and FCA regulations, in areas including complaint handling, safeguarding, operational resilience and ...

Company: Amazon (2 weeks ago)

... in insurance or financial services, you'll understand the importance of maintaining FCA standards, creating effective monitoring plans, and integrating Consumer Duty principles ... audits, file checks, and monitoring. Keeping ahead of regulatory changes with FCA, ICO, and other industry updates. Reporting directly to the Board and influencing decision- ...

Company: Equation Recruitment (2 weeks ago)

... -based rule mappings, covering specific chapters of the FCA Handbook. * Prepare summaries and formal briefings covering significant FCA or PRA publications, such as speeches, consultation papers ...

Company: Investec (2 weeks ago)

... and maintaining records in Workday to evidence achievement. Regulatory Responsibilities Abide by the FCA Conduct Rules and other applicable FCA rules and regulations. Abide by Barings rules and regulations. Complete ...

Company: Barings (2 weeks ago)

... into vehicle, finance, and insurance sales. We will provide you with sales process, FCA and compliance training through our Sales Orientation course and specific manufacturer training, so your ...

Company: Team Recruitment Ltd Job type: permanent (2 weeks ago)

... but not essential Organised and comfortable working to deadlines and under pressure Good understanding of FCA requirementsFor more information regarding the role of Buy to Let Underwriter please contact us Stellar ...

Company: Stellar Select Job type: permanent (2 weeks ago)

... knowledge desirable). Familiarity with accounting and auditing. Ideally have background in pension schemes, LLPs, FCA & charities. Apply now for this exceptional Audit Assistant Manager opportunity to work with a dynamic ...

Company: Additional Resources Job type: permanent (2 weeks ago)

... communicator with the ability to build relationships with customers and colleagues, being compassionate and considerate. Knowledge of FCA and Consumer Duty guidelinesBy applying you will be registered as a candidate with Marc Daniels ...

Company: Marc Daniels Job type: contract (2 weeks ago)

... constructive feedback to staff · Reporting any compliance breaches to the relevant person · Following PRA, FCA and internal procedures at all times To be considered for this role, you must have / be: · Previous customer service supervisory ...

Company: Pearson Whiffin Recruitment Ltd Job type: permanent (2 weeks ago)

... financial exclusion issues and a passion for supporting underserved communities. * Knowledge of FCA regulations and financial products. * Ability to manage data, maintain accurate records, and report ...

Company: Glu Recruit Job type: permanent (2 weeks ago)

... needed Ensure documentation is of a high standard, whilst being fully compliant with the FCA or other regulatory bodies Knowledge: Prior Quality Assurance experience Experience within a commercial ...

Company: Howden Insurance Brokers Ltd Job type: contract (2 weeks ago)

... role you must have/be: · Previous experience within a target focused sales environment. · Experience within an FCA regulated environment would be a significant advantage. · Excellent communication skills. · Ability ...

Company: Pearson Whiffin Recruitment Ltd Job type: permanent (2 weeks ago)

... Committee. • Reporting the removal decision in a professional manner to Broker Support, the Broker, FCA, and other Lenders. • Prepare Management Reports, ensuring they are prepared in time for Exco or Credit ...

Company: Personnel Selection Job type: permanent (2 weeks ago)