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... to test tokenization structures within the Sandbox; FCA Authorisation: Leading Ctrl Alt’s MiFID authorisation ... be responsible for engaging relevant stakeholders through the FCA authorisation process, preparing the required application and ... parties and ensure regulatory reporting requirements to the FCA are met. Manage other conduct and compliance ...

Company: Ctrl Alt (2 months ago)

... for jurisdictional performance, regulatory compliance (including FCA CASS where applicable), exemplary client service, ... fixes. Regulatory Compliance and Relationships (including FCA CASS, where applicable) Ensure continued compliance ... , robust reconciliations, and resilient operations. Core FCA CASS Responsibilities (where applicable) Governance & ...

Company: BNY Mellon (2 months ago)

... commercial, customer, and regulatory targets. Governance & Board Accountability: Hold FCA SMF1 and SMF3 responsibilities, ensuring effective governance, accountability, and oversight ... growth through strategic leadership and operational excellence. Deep understanding of FCA regulation, governance, and conduct standards, with experience of holding ...

Company: Age Partnership Job type: permanent (2 months ago)

... — ensuring the business remains fully aligned with FCA, AML, and e-money requirements. Key Responsibilities ... and oversee regulatory submissions and reports to the FCA and other authorities. Provide expert regulatory guidance ... prepaid, or e-money environments. Deep understanding of FCA regulatory frameworks, AML/CTF, and financial crime prevention ...

Company: www.cardandpaymentjobs.com (2 months ago)

... Ensure compliance with the company’s regulatory requirements under the FCA. Adhere to the operational risk framework for your role ... reflecting Company Values. At all times comply with the FCA’s Code of Conduct. Ensure that you are fully ... , care and diligence Be open and cooperative with the FCA, the PRA and other regulators Pay due regard to ...

Company: Rex Technologies GmbH (2 months ago)

... regulatory compliance, particularly with Financial Conduct Authority (FCA) cyber‑related controls. Proficiency in cloud security ... cyber and information security controls align with FCA expectations and industry standards External Audit & ... assessment Working knowledge of NIST, ISO 27001, FCA Handbook (SYSC), and relevant NCSC guidance Excellent ...

Company: PEXA UK (2 months ago)

... lead regulatory strategy and the end-to-end FCA licence application process (Payments Institution) with their appointed ... rate basis. Key Requirements: Proven experience managing FCA licence applications for a Payments Institution or EMI ... (end-to-end). Strong knowledge of FCA regulatory frameworks, AML/CTF obligations, safeguarding, and ...

Company: Twenty84 (2 months ago)

... the anticipated Car Finance Redress SchemeEnsure full compliance with SRA, FCA, and ICO regulatory requirementsSupport the COLP and COFA, guiding on ... at a senior or board levelIn-depth knowledge of SRA, FCA, and ICO regulatory frameworksCommercially minded, with confidence advising senior stakeholders ...

Company: Recruited UK Job type: permanent (2 months ago)

... scales. Ensure all data architecture decisions align with regulatory requirements — FCA, GDPR, Solvency II, IFRS 17 and BCBS 239. Define and ... in day‑to‑day delivery. Act with integrity, adhering to FCA regulatory frameworks and ensuring best possible outcomes for customers. What ...

Company: Somerset Bridge (2 months ago)

... and supports robust, scalable, and compliant security operations aligned with FCA Consumer Duty and broader regulatory obligations. What you will do ... , compliance reporting, and validation of control effectiveness. Commit to the FCA Consumer Duty principle by ensuring we drive good customer outcomes ...

Company: Intrum (2 months ago)

... regulatory expectations (e.g., ISO 27001, NIST CSF, CIS Controls, FCA/PRA expectations, DORA) The role is for you if You ... Services organisations You understand regulatory expectations within Financial Services, including FCA/PRA requirements, DORA, and data protection regulations You have a ...

Company: PwC UK Job type: permanent (2 months ago)

... ) responsible for Compliance Advice and 2nd line Assurance for all FCA-regulated products (ETFs, ISAs, Pensions, etc.). Manage, oversee, and support ... a Retail Investments and/or Pensions environment with familiarity with FCA-regulated product distributions (ETFs, ISAs, Pensions, etc.). Experience working with ...

Company: Willow Resourcing Limited (2 months ago)

... Conduct assessments of existing and emerging industry regulation (e.g., FCA, ICO) and evaluate operational impacts Translate regulatory requirements into clear ... ; Professional Skills Strong knowledge of Operational Resilience, business continuity, and FCA regulatory obligations Good understanding of risk management frameworks, control design ...

Company: Homeprotect Home Insurance Job type: permanent (2 months ago)

... that aligns with long-term organisational goals and adhere to FCA regulations and guidelines; Lead regulatory engagement, maintain open and constructive ... relationships with the FCA and other regulatory bodies, as well as engagement with auditors ...

Company: WorldFirst (2 months ago)

... Implement MI and reporting frameworks suitable for future exit Oversee FCA regulatory responsibilities and governance Recruit and develop a lean, high ... Candidate Profile Senior leadership experience in UK insurance broking Strong FCA regulatory and operational knowledge P&L responsibility for a ...

Company: Barker Munro Recruitment (2 months ago)

... Drafting and maintaining compliance policies and procedures in line with FCA requirements Designing and delivering compliance training for staff at all ... within an insurance intermediary or insurer Strong knowledge of the FCA Handbook, particularly PRIN, SYSC, COCON, COND, FIT, TC, PROD, ICOBS ...

Company: Sellick Partnership Job type: contract (2 months ago)

... lasting impact About Our Client Fast-growing and highly entrepreneurial FCA regulated financial services/Fin Tech business with strong corporate backing ... (ACA/ACCA/CIMA) with senior finance leadership experience in an FCA regulated environment. Proven track record in financial systems implementation and ...

Company: Page Executive (2 months ago)

... VAT and Corporation Tax compliance Complete and submit all required FCA regulatory financial reporting Maintain robust internal controls to minimise regulatory ... a senior finance role within financial services Direct experience with FCA regulatory reporting Experience managing accounts in a fast-paced, professional ...

Company: Orlaroseassociates (2 months ago)

... recommendations to senior management. Ensure compliance with UK regulatory requirements (FCA, PRA, Lloyd’s standards where applicable). Contribute to the continuous ... in pricing, reserving, or capital modeling. Familiarity with regulatory frameworks (FCA, PRA) and Solvency II principles. Strong technical proficiency in actuarial ...

(2 months ago)

... to budget. About Us LGPS Central (LGPSC) Ltd is the FCA regulated asset manager for eight local authority pension funds across ... . Has or can meet all the requirements of being an FCA approved person. What do we offer? We are proud to ...

Company: LGPS Central (2 months ago)