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... an in-house environment, whether on secondment or otherwise. Experience and some knowledge of the FCA Handbook. Values Committed, motivated and focussed. Combining high performance with high ... Additional Role Details This role is subject to the Conduct Rules set by the FCA. Don't meet every requirement? At Jupiter we are dedicated to building a ...

Company: Jobs via eFinancialCareers (3 weeks ago)

... investment process Carry out financial crime oversight Carry out FCA functions and contact Complete AML/ KYC for new investments Provide accurate ... Compliance experience within the private markets or alternative investment space Familiarity with FCA requirements and relevant regulators Exposure to both legal and compliance would be advantageous ...

Company: PER, Private Equity Recruitment (3 weeks ago)

... encompassing Asset Management Distribution and Institutional Fiduciary Management activities MiFID and FCA Handbook requirements on how new and existing products and services can be structured to operate ... financial services compliance professional with a solid understanding of FCA rules and guidance, including Consumer Duty. In-depth understanding of ...

Company: SEI Investments (3 weeks ago)

... compliance with leading regulatory standards (e.g., DORA, Bank of England, FCA, NIST, etc.). Cybersecurity Operating Model Transformation– Assessing, designing and implementing effective and ... ), regulations (e.g., NIS2) and financial regulations (e.g., DORA, FCA, Bank of England, etc.). Relevant Cybersecurity qualifications such as CISSP / CISM / ...

Company: Capgemini (3 weeks ago)

... issues. Assist in providing a timely response to requests for information from the FCA. Apply a risk-based and common-sense approach to the compliance monitoring ... Chartered status. You will need to have sound solid knowledge of FCA rules and regulations and their interpretation/implementation, with the ability to train and develop others. Over and ...

Company: Lime Search & Select Ltd Job type: internship (3 weeks ago)

... Key Responsibilities: Regulatory Advice: Provide compliance advice to Private Client lending on FCA rules for secured lending (MCOB, CONC) and PRA BTL regulations. Advise ... Extensive experience in compliance advisory, particularly in regulated lending. Strong knowledge of FCA and PRA regulations (MCOB, CONC, Consumer Duty, BTL lending). Experience in ...

Company: Barclay Simpson (3 weeks ago)

... . Responsible for achieving monthly KPIs input & output metrics and business revenue targets. FCA-regulated insurance experience. Diary management. Manage the pipeline daily to promote a ...

Company: Portfolio Payroll Limited Job type: permanent (3 weeks ago)

... sales goals in alignment with business plans. * Regulatory Compliance: Ensure all activity meets FCA or CQC requirements. * Relationship Building: Expand your portfolio and contribute to our culture of ...

Company: Nobul Resourcing Solutions Job type: permanent (3 weeks ago)

... as published from time to time Promote and be mindful of the general principals of FCA compliance including but not limited to Treating Customers Fairly, Financial Crime, Data Protection and Anti ...

Company: pib Group Job type: permanent (3 weeks ago)

... and manage ongoing client servicing requests. Preparation & Maintenance of Client Files as per FCA regulations Confirm client risk profiling is determined, up-to-date and recorded ...

Company: Tate Job type: permanent (3 weeks ago)

... Word & Excel  Able to communicate confidently with clients, customers and suppliers  understanding of FCA  Flexible/adaptable and able to work under pressure  Strong leadership skills  Strategic ...

Company: Altitude-Recruitment Limited Job type: permanent (3 weeks ago)

... for the customers. * Close the sale, handling customer objections where appropriate. * At all times operate within the FCA compliance requirements. * Maintain an excellent level of data accuracy/integrity ...

Company: Hawk Brown Recruitment Job type: permanent (3 weeks ago)

... Updating systems and handling cases from initial application through to completion Working to FCA regulations, including security checks Liaising internally with a variety of teams ...

Company: Jems Recruitment Ltd Job type: permanent (3 weeks ago)

... and optimising sales conversion rates. All calls made, will be in line the companies process and FCA regulations. As you will be speaking to potentially vulnerable customers, you will need ...

Company: Obscurant Recruitment Solutions Ltd Job type: permanent (3 weeks ago)

... ) Knowledge: * Excellent technical knowledge of cyber risks and exposures * Understanding of the FCA T&C role and importance of Compliance within a regulated industry. * You will have an ...

Company: pib Group Job type: permanent (3 weeks ago)

... credit control on allocated cases. Be conversant with Company Procedures manual and the requirements of the FCA Standards and Rules and to implement and maintain procedures as stipulated. Be aware of market conditions ...

Company: Brown & Brown Job type: permanent (3 weeks ago)

... administrator, mortgages or loans, legal support etc looking for your next step. Experience within an FCA regulated environment. Proficiency in Microsoft Office, QuickBooks, Excel and CRM systems. GCSEs ...

Company: Causon Business Finance Job type: permanent (3 weeks ago)

... of ISAE3402 compliance in a service organization. Sound working knowledge of FCA rules and their application to real estate investment management. Proven track record ...

Company: CBRE (3 weeks ago)

... well-rounded financial services compliance professional with a solid understanding of FCA (Financial Conduct Authority) rules and guidance, including Consumer Duty, MiFiD regulations ...

Company: SEI Investments (Europe) Ltd. (3 weeks ago)

... drive regulation within our markets and an awareness of the key reporting requirements of the FCA and other regulatory bodies where appropriate. Ability to develop and maintain an in-depth commercial ...

Company: Legal & General (3 weeks ago)