Job search

... knowledge of regulatory requirements governing Depositary business under UK AIFMD / FCA FUNDS sourcebook / CASS rules.Strong team management experience proven track ... the safeguarding and segregation of client assets in accordance with FCA CASS rules.Interact with Group Compliance in relation to queries ...

Company: Citco Group (1 month ago)

... team while establishing the operating model and culture. • Build FCA-compliant governance, operational processes and strategic relationships with insurers, underwriters ... scaling successful insurance propositions or businesses. • Strong knowledge of FCA regulation, UK insurance compliance and established relationships across insurers, underwriters ...

Company: Fintelligent (1 month ago)

... aware that it is a Certified Role, subject to the FCA and PRA Certification Regime. The Certification Regime is one element ... carry out their role. Under the guidance provided by the FCA and PRA, firms should have regard to the following when ...

Company: Citigroup (1 month ago)

... aware that it is a Certified Role, subject to the FCA and PRA Certification Regime.The Certification Regime is one element ... carry out their role.Under the guidance provided by the FCA and PRA, firms should have regard to the following when ...

Company: Citigroup (1 month ago)

... controls as regulations evolveSupport the management of regulatory relationships, including FCA interactions and reportingTrack regulatory developments and translate them into clear ... environment. You bring:Experience in a compliance role within an FCA-regulated firm, ideally in fintech, payments, mortgages, or property financeGood ...

Company: GetGround (1 month ago)

... the Consumer Rights Act, the Payment Services Regulations and the FCA Handbook including the Consumer Duty.Be self-motivated and committed ... to keep yourself updated ahead of changes to laws and FCA guidance and able to advise the business on future change ...

Company: Thomson LRC (1 month ago)

... , not static decks.Ensure the framework meets the requirements of FCA PS21/3, PRA SS1/21, DORA, and equivalent EU expectations ... environment (payments, e-money, banking, or similar).Working knowledge of FCA PS21/3, PRA SS1/21, DORA, and the Bank of ...

Company: Teya Solutions (1 month ago)

... , care and diligenceYou must be open and cooperative with the FCA, the PRA and other regulators.You must pay due regard ... the financial services industry and, therefore, is regulated by the FCA (Financial Conduct Authority) and the PRA (Prudential Regulation Authority). It ...

Company: Pension Insurance Corporation plc (1 month ago)

... 'll manage a varied caseload involving claims against SRA and FCA regulated professionals, providing strategic, commercially focused legal advice from first ... claims involving SRA regulated law firms and solicitors, together with FCA regulated professionals.Investigating liability, indemnity, causation and quantum issues.Advising ...

Company: eNL Legal Recruitment (1 month ago)

... standards of integrity, professionalism, and ethical conduct in line with FCA expectations. All employees are expected to demonstrate behaviours that support ... and the integrity of the financial system. Adherence to the FCA’s Conduct Rules is not only a regulatory requirement but ...

Company: Charles Stanley (1 month ago)

... support business strategy, operational improvement and growth initiativesSupport and embed FCA-compliant processes, ensuring best practice across client servicing, documentation and ... clients and insurers, setting expectations and resolving issuesSolid understanding of FCA requirements and regulatory standards within a broking environmentHands-on, ...

Company: Idex Consulting (1 month ago)

... pay gap report and reward submissions to the PRA and FCA.Own the integrity, governance and ongoing development of reward data ... of remuneration regulations, reward governance, external reporting and relevant PRA/FCA requirements.Experience preparing Board, Remuneration Committee or senior executive-level ...

Company: Investec (1 month ago)

... aware that it is a Certified Role, subject to the FCA and PRA Certification Regime. The Certification Regime is one element ... carry out their role.  Under the guidance provided by the FCA and PRA, firms should have regard to the following when ...

Company: Citigroup (1 month ago)

... internal policies.Deliver suitability letters and reports in line with FCA standards.Leadership & SupportProvide strategic leadership to paraplanners, associate wealth ... Regime (SMCR). All staff must comply with the PRA and FCA Individual Conduct Rules:Act with integrityAct with due skill, care ...

Company: Schroders (1 month ago)

... recommendations.Monitor the evolving regulatory landscape (including but not limited FCA, EMIR, MiFID II) and ensure timely escalation and response to ... experience of regulatory reporting obligations and control frameworks relevant to FCA-regulated broker-dealers or investment banks.Strong project management credentialsUnderstanding ...

Company: StoneX (1 month ago)

... control frameworks to ensure ongoing compliance with HMRC ISA regulations, FCA requirements, and relevant European tax authority rules. Escalate control breaches ... willingness to develop expertise in these products.Working knowledge of FCA regulations, particularly relating to retail investment products, client money/assets ...

Company: Interactive Brokers (1 month ago)

... of Compliance UK in ensuring that Partners Group's two FCA-licensed firms comply with their legal and regulatory obligations under ... a similar regulated financial services environment.Strong knowledge of the FCA rules and an understanding of MiFID and/or AIFMD is ...

Company: Partners Group Holding (1 month ago)

... aware that it is a Certified Role, subject to the FCA and PRA Certification Regime.The Certification Regime is one element ... carry out their role.Under the guidance provided by the FCA and PRA, firms should have regard to the following when ...

Company: Citigroup (1 month ago)

... , review and negotiate commercial agreements, and provide support on regulatory (FCA) matters. It will be involved in all areas across payments ... business- Provide advice and support on a range of complex FCA regulatory matters and projects- Work closely with senior executives within ...

Company: Elliot Marsh (1 month ago)

... acquisition, in-life risk management and collections strategiesTranslate complex regulatory requirements (FCA, Ofgem, ICO) into clear, actionable product deliverablesPartner with engineering ... segmentation strategies, and working with DCAsStrong understanding of regulatory frameworks (FCA, Ofgem, CRA data, GDPR)Data-led mindset with experience ...

Company: ENSEK (1 month ago)