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... governance requirements and applicable regulatory standards, including Consumer Duty and FCA expectations. Maintain a strong understanding of the consumer insurance market ...

Company: Chubb Life Fund (3 weeks ago)

... ’ balance sheets, and counting. We’re licensed in the UK (FCA), Europe (DNB), and New York (NYDFS), with over 260 amazing ...

(3 weeks ago)

... .S. teams and regional compliance colleagues. You will advise on FCA rules, AIFMD, MiFID II, GDPR, and MAS, develop compliant processes ...

Company: Neuberger Berman (3 weeks ago)

... banking partners, and ensure compliance with UK AML/CTF and FCA expectations. #J-18808-Ljbffr

Company: Jobtailor (3 weeks ago)

... of “Good Repute”. Further information can be found in the FCA Handbook. About You We’re looking for a high-potential ...

Company: NFU Mutual (3 weeks ago)

... with senior stakeholders across a number of functions.• Responsible forquarterly FCA reportingOversee end-to-end finance operations for in-scope entities ...

Company: Taylor James Resourcing (1 month ago)

... senior stakeholders across a number of functions.• Responsible for quarterly FCA reportingOversee end-to-end finance operations for in-scope entities ...

Company: Taylor James Resourcing (1 month ago)

... looking for a Financial Controller with experience of working in FCA Regulated Broking/Trading environments.This role provides experienced accounting & ...

Company: Taylor James Resourcing (1 month ago)

... looking for a Financial Controller with experience of working in FCA Regulated Broking/Trading environments.This role provides experienced accounting & ...

Company: Taylor James Resourcing (1 month ago)

... senior decision-making. Coordinate regulatory reporting and FCA engagement, ensuring timely and accurate responses. ... services compliance or regulatory consulting with deep FCA conduct knowledge. Proven experience designing and ... money sectors is highly desirable. Familiarity with FCA portals and regulatory returns advantageous. Competencies Strong ...

Company: Hackajob Ltd Job type: permanent (1 month ago)

... from regulators across EMEA but primarily from the FCA and Senior Manager Function applications and associated ... voice recordings, client documentation, etc. Liaising with the FCA / PRA to co-ordinate and arrange regulatory meetings, ... , and attend, related onsite meetings with the FCA.Support the firm’s governance arrangements, including contributing ...

Company: Goldman Sachs (1 month ago)

... , UK law, banking standards, and internal policies. Key Regulatory ResponsibilitiesHold FCA Senior Management Functions: SMF16 – Compliance Oversight SMF17 – Money Laundering Reporting ... . Develop and maintain compliance policies and monitoring programmes. Liaise with FCA, PRA, and other regulators. Investigate fraud, misconduct, and compliance ...

Company: cer Financial (1 month ago)

... Prudential Regulatory Authority (“PRA”);The Financial Conduct Authority (“FCA”);The Bermudan Monetary Authority (“BMA”); Guernsey Financial Services ... to Lloyd’s, the PRA and the FCA, as required.Reporting and Governance:Assisting with ... and non-secondees to undertake any remediation activities.FCA and Lloyd’s Returns:Overseeing the Lloyd’s ...

Company: Ascot Group (1 month ago)

... Our team works with a varied portfolio of FCA-regulated clients, including investment firms, payment institutions, ... payment institutions, e-money institutions or other FCA-regulated businesses. Strong experience of CASS audits, particularly ... , 7 and 8.Good understanding of the FCA CASS rules, safeguarding requirements and wider regulatory ...

Company: Moore Kingston Smith (1 month ago)

... supporting regulator engagement (e.g., with the CBI, FCA, or an equivalent EU competent authority), including notifications, ... or the UK Cryptoasset Regime (i.e., FCA authorisation for regulated cryptoasset activities under the Financial ... Operational Resilience Act in the EU, or the FCA/PRA operational resilience regime in the UK)Outstanding ...

Company: kraken (1 month ago)

... clients on UK financial services regulation, including FCA and PRA rules and guidance.Providing regulatory support ... skilled person reviews.Liaising with regulators, including the FCA and PRA.Drafting and reviewing policies, procedures, and ... or a regulatory body.Good working knowledge of FCA Handbook, PRA Rulebook, and relevant legislation.Experience ...

Company: Thomson LRC (1 month ago)

... Manager will include:Monitor regulatory developments from PRA, FCA, EBA, and Basel and conduct horizon scanningTranslate ... materialsMaintain process documentation and support responses to PRA/FCA queries and remediation actionsEnsure ICAAP and ILAAP ... candidate will have: Strong knowledge of PRA, FCA, EBA frameworks including CRR/CRD, Basel III/IV ...

Company: cer Financial (1 month ago)

... timely submission of regulatory reports in accordance with PRA, FCA, and Basel III requirements.The ideal candidate will ... BT, EL, MLAR PRA110, and PRA104 to 108, to FCA, PRA / Bank of EnglandAssist in the preparation and validation ... ALMM, PRA110, FSA017, MLAR, BT and EL to FCA, PRA and Bank of England.Perform variance analysis and reconciliations ...

Company: Additional Resources (1 month ago)

... ) with a clear runway to profitability and an FCA-authorised product live in the UK and EU. Tier ... migration starts Q2).• Own regulatory financial reporting to the FCA.RequirementsESSENTIAL• ACA / ACCA qualified, 2–4 years ... developing a small team.DESIRABLE• Prior exposure to FCA reporting.• NetSuite implementation experience.• Advanced Excel / SQL ...

Company: Newstone Talent Solutions (1 month ago)

... ’s Compliance & Financial Crime Framework in line with FCA, PRA, and international standards (e.g. FATF).Ensure ... and applicable laws.Act as primary liaison with regulators (FCA, PRA, NCA).Advise Senior Management on regulatory changes and ... compliance, AML, and financial crime risk.Strong knowledge of FCA/PRA rules, AML/CTF, GDPR, and SMCR.Proven ...

Company: cer Financial (1 month ago)