Total result: 605
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£28,000 - 40,000 - Annum
Location: Bristol
... finance paperwork Managing outstanding payments within the designated timescales Incorporating FCA-approved approaches when presenting and selling finance and insurance products ...
Company: Perfect Placement
Job type: permanent
(1 month ago)
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£80,000 - 100,000
Location: Greater London
... ideal candidate will have senior compliance experience in a UK FCA-regulated firm and a strong understanding of financial regulations. The ...
Company: Nova Wealth
(1 month ago)
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£80,000 - 120,000
Location: Greater London
... relevant regulators and external stakeholders (including the FCA where applicable). Develop, implement, and maintain ... regulatory and AML frameworks, including EMRs, PSD2, FCA Handbook, MLR 2017, and JMLSG guidance. ... submitting regulatory returns and compliance reporting (including FCA‑related reporting where applicable). Excellent leadership skills ...
Company: British Electronic Payments Institution Limited
(1 month ago)
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£55,000
Location: Lincoln, Lincolnshire
... penetration and add-on products. Adhering to the Company's FCA and data protection obligations by accurately collecting all customer contact ...
Company: Listers
Job type: permanent
(1 month ago)
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£50,000 - 70,000
Location: High Wycombe
... are fully presented to every customer Ensuring full compliance with FCA regulations Running daily sales meetings to drive focus, performance, and ...
Company: Citygate Automotive
(1 month ago)
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£100,000 - 130,000
Location: Greater London
... co-operative relationship with Lloyd's, the PRA / FCA and other regulatory bodies as appropriate. Ensures the ... compliance team understands the implications of PRA / FCA and Lloyd's regulation for Talbot and its subsidiary ... of compilation of responses on Lloyd's/ PRA/ FCA consultative documents where relevant. Design systems of control, monitors ...
Company: American International Group, Inc.
(2 months ago)
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£60,000 - 80,000
Location: Greater London
... aware that it is a Certified Role, subject to the FCA and PRA Certification Regime. The Certification Regime is one element ... carry out their role. Under the guidance provided by the FCA and PRA, firms should have regard to the following when ...
Company: Citigroup Inc.
(2 months ago)
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£90,000 - 120,000
Location: Greater London
... Group Financial Controller Ensure appropriate governance and compliance within an FCA-regulated environment Candidate Profile We are looking for a commercially ... environment. Key requirements include Proven experience within a FinTech or FCA-regulated business Strong understanding of SaaS business models and KPIs ...
Company: Finatal
(2 months ago)
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£80,000 - 120,000
Location: Manchester
... representations required in client documentation. Work closely with Compliance on FCA requirements and broader regulatory change, and help shape firm policies ... deliver succinct, practical advice. Working knowledge of FSMA and the FCA Handbook. A pragmatic, solutions‑first approach; comfortable as a true ...
Company: BNY
(2 months ago)
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£40,000 - £65,000/annum
Location: Wokingham, Berkshire
... opportunities. * Oversee sales processes and ensure compliance with company and FCA guidelines. * Produce accurate sales forecasts and departmental reports. * Work closely ...
Company: Pembrook Resourcing
Job type: permanent
(2 months ago)
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£28,000 - 36,000 - Annum
Location: LE3, Leicester, City of Leicester
... correspondence * Liaising with providers to chase outstanding information * Maintaining the FCA daybook for advisers * Processing letters of authority and organising policy ...
Company: North Oak Recruitment
Job type: permanent
(2 months ago)
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£90,000 - 150,000
Location: Greater London
... investigations and enforcement actions involving bodies such as the ICO, FCA, SRA and international regulators. Leading litigation and disputes arising from ...
Company: Cyber UK
(2 months ago)
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£120,000 - 180,000
Location: Greater London
... structures, acting as the primary liaison with regulators (e.g., FCA and SEC) and ensuring institutional‑grade precision. Challenge and support ...
Company: QuantumLight
(2 months ago)
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£70,000 - 90,000
Location: Greater London, Remote
... role requires proven experience in proposition development and understanding of FCA regulations. The candidate will work closely with stakeholders to ensure ...
Company: Wealth Wizards Limited
(2 months ago)
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Location: Greater London, Remote
... plans. What You’ll Do Ensure that our FCA regulated business activities are compliant with applicable rules and ... how to incorporate these into daily operations. Own the FCA Reg Data reporting schedule throughout the year. Provide ... and ideally ten year experience in Compliance in an FCA regulated environment, with thorough knowledge of AIFMD and SMCR ...
Company: Vctavern
(2 months ago)
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Location: Greater London
... plans. What You’ll Do Ensure that our FCA regulated business activities are compliant with applicable rules and ... how to incorporate these into daily operations. Own the FCA Reg Data reporting schedule throughout the year. Provide ... and ideally ten year experience in Compliance in an FCA regulated environment, with thorough knowledge of AIFMD and SMCR ...
Company: Vctavern
(2 months ago)
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Location: Greater London
... risk, compliance and regulatory framework, including MiFID II, FCA requirements and internal governance standards. Work closely with the ... technology colleagues to realise these. Good working knowledge of FCA requirements and MiFID II best‑execution rules, with ... is subject to the Conduct Rules set by the FCA. This role is a certified position. We are ...
Company: Jupiter Asset Management
(2 months ago)
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Location: Greater London
... risk, compliance and regulatory framework, including MiFID II, FCA requirements and internal governance standards. Work closely with the ... technology colleagues to realise these. Good working knowledge of FCA requirements and MiFID II best‑execution rules, with ... is subject to the Conduct Rules set by the FCA. This role is a certified position. We are ...
Company: Jupiter Asset Management
(2 months ago)
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£100,000 - 150,000
Location: Greater London
... , governance, and reporting integrity Regulatory Reporting & Governance Oversee PRA/FCA regulatory reporting submissions including COREP, FINREP, Pillar 3, liquidity and ... and prudential reporting Experience engaging with regulators including PRA and FCA Deep understanding of financial controls, liquidity, capital management, and regulatory ...
Company: Warner Scott Recruitment
(2 months ago)
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£80,000 - 120,000
Location: Greater London
... regulation such as POCA and MLR. Comprehensive understanding of the FCA Handbook (COBS, SYSC and PROD), consumer duty, Senior Managers & ... monitoring plans, assurance work and management information requirements. Experience with FCA authorisation applications, FSMA section 165 requests and section 166 skilled ...
Company: FTI Consulting
(2 months ago)
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