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Location: City Of London, England
... have: Deep technical knowledge of the UK regulatory landscape, including FCA and Lloyd’s requirements. A proactive approach to improving processes ...
Company: CFC
(1 month ago)
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Location: Greater London, England
... Compliance Act as the primary point of contact with the FCA and PRA; Promote a robust and professional Compliance culture in ...
Company: Compliance Professionals
(1 month ago)
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Location: Greater London, England
... services industries. Strong understanding of relevant regulatory frameworks (e.g. FCA). Demonstrated ability to lead cross‑organisational projects and influence senior ...
Company: Nest pensions
(1 month ago)
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Location: Greater London, England
... contact with regulators. Ideal candidates will possess substantial knowledge of FCA and PRA regulations, along with experience in a fast-paced ...
Company: Compliance Professionals
(1 month ago)
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Location: City Of London, England
... skill, care and diligence. Be open and cooperative with the FCA, the PRA and other regulators. Pay due regard to the ...
Company: Marex Group
(1 month ago)
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Location: Greater London, England
... -financial crime audits, and liaise with regulators such as the FCA and PRA. The ideal candidate will have corporate banking experience ...
Company: Compliance Professionals
(1 month ago)
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Location: Greater London, England
... in a simple and accessible way. In-depth knowledge of FCA/PRA requirements related to product and pricing risk. Proven ability ...
Company: MERJE
(1 month ago)
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Location: England
... have senior leadership experience in UK insurance broking and strong FCA regulatory knowledge. Competitive salary package including equity opportunities is provided ...
Company: Barker Munro Recruitment
(1 month ago)
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Location: York and North Yorkshire, England
... Services compliance and proven capabilities in managing relationships with the FCA. The position comes with an excellent benefits package for the ...
Company: Lime People Search & Select Ltd
(1 month ago)
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Location: London, England
... work with integrity and openness, complying at all times with FCA requirements. Candidate must have prior experience in US Binding Authorities ...
Company: Amwins Global Risks
(1 month ago)
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... , payments, and emerging regulatory frameworks (e.g., MiCA, PSD2/3, FCA, FinCEN, MAS, etc.). Experience managing legal entities across multiple jurisdictions ...
Company: Cryptopay Ltd.
(1 month ago)
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Location: Greater London, England, Hybrid
... the compliance framework, managing regulatory relationships, and ensuring alignment with FCA and AML requirements. The ideal candidate will have a proven ...
Company: www.cardandpaymentjobs.com
(1 month ago)
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... trading as an AR), owning and developing the firm’s FCA compliance framework, including PSRs, Consumer Duty, AML, KYC etc.) You ...
Company: Willow Resourcing
(1 month ago)
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... — ensuring the business remains fully aligned with FCA, AML, and e-money requirements. Key Responsibilities ... and oversee regulatory submissions and reports to the FCA and other authorities. Provide expert regulatory guidance ... prepaid, or e-money environments. Deep understanding of FCA regulatory frameworks, AML/CTF, and financial crime prevention ...
Company: www.cardandpaymentjobs.com
(1 month ago)
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Location: Leeds, England
... commercial, customer, and regulatory targets. Governance & Board Accountability: Hold FCA SMF1 and SMF3 responsibilities, ensuring effective governance, accountability, and oversight ... growth through strategic leadership and operational excellence. Deep understanding of FCA regulation, governance, and conduct standards, with experience of holding ...
Company: Age Partnership
(1 month ago)
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£200 +
Location: Greater London
... overseas teams to align on UK regulatory requirements and FCA rules. Support surveillance and controls teams with transaction monitoring ... to the team. Maintain detailed knowledge of MiFID II, FCA, PRA, FX Global Code, and other regulations. Represent ... skills; Up-to-date knowledge on MiFID 2, MAR, FCA, PRA, FX Global Code, FMSB Practice Standards and ...
Company: SGS Société Générale de Surveillance SA
(2 months ago)
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Location: Leeds, England
... relationship with the regulator and ensuringsatisfactory outcomes of FCA reviews/exercises As the ideal candidate you will ... with an understanding of the regulatory environment, particularly FCA systems & controls and conduct of business regulation ... of managing a successful relationship with the FCA Have experience of dealing with client assets in ...
Company: Lime People Search & Select Ltd
(1 month ago)
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Location: Greater London, England
... the Compliance function, ensuring effective adherence to FCA and PRA regulatory frameworks. Act as the Bank ... decisions. Coordinate regulatory reporting and communications with the FCA, PRA, NCA and other relevant authorities. Deliver ... similar environment Strong knowledge of UK regulatory frameworks, FCA/PRA conduct rules, SMCR, AML regulations, and ...
Company: ETRA Talent
(1 month ago)
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Location: Manchester, England
... procurement strategy and regulatory frameworks. Experience in material outsourcing within FCA-regulated businesses and a strong understanding of the financial services ... improvement. Solid understanding of business operations and regulatory requirements, including FCA and Gibraltar FSC guidelines on outsourcing. Behaviours: Ambitious and driven ...
Company: First Central Services
(1 month ago)
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Location: City Of London, England
... regulatory requirements (e.g., SEC 17a‑4/18a‑6, FINRA, FCA, MiFID II) and complete due diligence and security reviews. Track ... knowledge of global regulatory frameworks (e.g., SEC/CFTC, FINRA, FCA, MiFID II) related to electronic communications and record‑keeping. Product ...
Company: IPC Systems
(1 month ago)
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