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... of SLA and vendor performance management. International regulatory frameworks (SEC, FCA, ESMA, MiFID II, ASIC, etc.). Familiarity with exchange connectivity standards ...

(2 weeks ago)

... Companies Act, Listing Rules, and related regulatory frameworks. Experience with FCA supervision and Senior Managers Regime helpful. Experience with restructurings and ...

Company: MSCI Inc. (2 weeks ago)

... ’ll be expected to roll up your sleeves. Exposure to FCA regulation is advantageous Familiarity with multi-jurisdictional finance and tax ...

Company: Brewer Morris (2 weeks ago)

... in-house experience in Compliance, Regulation or Risk or with the FCA A recognise leader in Risk and Compliance topics for the ...

Company: Alpha FMC (2 weeks ago)

... key responsibilities Past business reviews and remediation programmes for firms FCA agreed actions including Section 166 reviews Issue identification and health ...

Company: EY (2 weeks ago)

... , and clearing mechanisms. Strong understanding of regulatory frameworks (e.g. FCA, EMIR) and interpersonal, communication and project management skills. Fluent in ...

Company: CLSA Global Markets Pte Ltd (2 weeks ago)

... a strong track record in business development and comfort in FCA-regulated environments. This position offers hybrid working and various benefits ...

(2 weeks ago)

... 's degree is required, along with a strong understanding of FCA CASS regulations. This position offers an opportunity to shape the ...

Company: BNY (2 weeks ago)

... of COLL, MiFID II and other relevant sections of the FCA Handbook Demonstrable knowledge of Market Abuse legislation and procedures, including ...

Company: Austin Andrew (2 weeks ago)

... always ensuring adherence to the expected behaviours stated in the FCA Conduct Rules. Experience Required: Strong knowledge of network architecture and ...

Company: Brooks Macdonald (2 weeks ago)

... make changes that pay off. Updraft is an award winning, FCA-authorised, high-growth fintech based in London. Our vision is ...

Company: updraft.com (2 weeks ago)

... , and risk‑management activities for Atos BPS Limited, a UK FCA regulated business providing outsourced life and pension administration services to ...

Company: Atos (2 weeks ago)

... of current market conditions. Always have regard to the basic FCA and GDPR requirements – always acting in the best interest of ...

Company: Dobson Welch Recruitment Specialists (2 weeks ago)

... to secure best-in-class placements. Ensure ongoing compliance with FCA requirements and AG London’s internal governance standards. Work with ...

Company: Harrison Holgate (2 weeks ago)

... strong cybersecurity controls and ensure compliance with relevant regulations (GDPR, FCA) Manage stakeholder relationships and provide clear communication at all levels ...

Company: Marks Sattin (2 weeks ago)

... investor grade board packs. Regulatory & Treasury Oversight: Lead on FCA safeguarding, capital adequacy (IFPR), and CASS / E money compliance. You ...

Company: JSS (2 weeks ago)

... products and data protection activities. Essential qualifications include experience in FCA regulated environments and at least 5 years PQE. The role ...

Company: Handepay Ltd (2 weeks ago)

... quality on all client deliverables, Awareness of and compliance with FCA Conduct rules Compliance with FRP Fit & Proper Persons test ...

Company: FRP Advisory (2 weeks ago)

... managing a finance team. The successful candidate will have ACA/FCA qualifications and 8-10 years of relevant experience. Strong Excel ...

Company: 4Wall (2 weeks ago)

... and activities Excellent credit analysis skills Familiar with all applicable FCA regulations Ability to navigate around and understand loan documentation Seniority ...

Company: MW Recruitment Limited (2 weeks ago)