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... complaints and responding in a timely and appropriate manner within FCA guidelines and timescales. Ensure that complainants are treated in a ... role within the financial services sector. Knowledge of the various FCA rules and guidance relating to the above sector (i.e ...

Company: HL Partnership Job type: permanent (3 weeks ago)

... with colleagues to ensure workloads are completed efficiently. * Comply with FCA and Money Laundering regulations. * Act as a customer service champion ... complaints to directors and client ML concerns to the MLO/FCA in line with regulations. Required Qualifications 5 GCSEs grade 5 ...

Company: Purely Recruitment Solutions Job type: permanent (3 weeks ago)

... to spot trends, prevent backlogs, and drive performance - Ensuring full FCA compliance and supporting GDPR and confidentiality requirements - Contributing to recruitment ... role - Confident communication skills, written and verbal - Solid understanding of FCA, FOS, and general claims compliance - Excellent organisation and prioritisation skills ...

Company: Red Dot Search UK Limited Job type: permanent (3 weeks ago)

... protection obligations, and breach notification processes, ensuring the bank meets FCA, PRA, PSR, and other applicable regulatory expectations. Operational Responsibilities Lead ... RULE 3: You must be open and cooperative with the FCA, the PRA and other regulators. CONDUCT RULE 4: You must ...

Company: iFAST Global Bank Ltd (3 weeks ago)

... , governance, and reporting integrity Regulatory Reporting & Governance Oversee PRA/FCA regulatory reporting submissions including COREP, FINREP, Pillar 3, liquidity and ... and prudential reporting Experience engaging with regulators including PRA and FCA Deep understanding of financial controls, liquidity, capital management, and regulatory ...

Company: Warner Scott Recruitment (3 weeks ago)

... regulation such as POCA and MLR. Comprehensive understanding of the FCA Handbook (COBS, SYSC and PROD), consumer duty, Senior Managers & ... monitoring plans, assurance work and management information requirements. Experience with FCA authorisation applications, FSMA section 165 requests and section 166 skilled ...

Company: FTI Consulting (3 weeks ago)

... as a key point of contact for regulators (primarily the FCA) and external auditors Support with strategic decision making to enable ... Deep understanding of the payments industry Experience working with the FCA Extremely ambitious with a desire to keep learning Advanced Excel ...

Company: Pearse Professionals (3 weeks ago)

... crypto across the EU Lead regulatory relationships proactively across the FCA, CySEC, ASIC, DFSA, and CMA – and build those relationships in ... , brokerage, CFD, or closely adjacent Deep multi‑jurisdictional regulatory knowledge – FCA and CySEC are essential; ASIC, DFSA, CMA, and MiCA/CASP ...

Company: Capital Com Australia limited (3 weeks ago)

... aware that it is a Certified Role, subject to the FCA and PRA Certification Regime. The Certification Regime is one element ... carry out their role. Under the guidance provided by the FCA and PRA, firms should have regard to the following when ...

Company: Citigroup Inc. (3 weeks ago)

... standards of integrity, professionalism, and ethical conduct in line with FCA expectations. All employees are expected to demonstrate behaviours that support ... and the integrity of the financial system. Adherence to the FCA’s Conduct Rules is not only a regulatory requirement but ...

Company: Raymond James UK (3 weeks ago)

... internally and externally. This also includes coordinating, implementing and embedding FCA changes (such as Non-Financial Misconduct) into practice. Other Demonstrating ... interacting with customers, your actions should align with upholding the FCA's Consumer Duty principles, thereby contributing to fair and beneficial ...

Company: Seven Investment Management (3 weeks ago)

... aware that it is a Certified Role, subject to the FCA and PRA Certification Regime. The Certification Regime is one element ... carry out their role. Under the guidance provided by the FCA and PRA, firms should have regard to the following when ...

Company: Citi (3 weeks ago)

... role. Key responsibilities of the Senior Consultant; Provide support with FCA applications across insurance, consumer credit and mortgage firms; Answer clients ... their regulatory framework and controls; Keep up to date with FCA and industry wide developments to assist clients; Review and analyse ...

Company: Coopman Search and Selection | B Corp™ (3 weeks ago)

... compliance into daily operations, support audits, and monitor regulatory changes (FCA, PRA, AML, GDPR) to ensure timely implementation. Culture & Training ... , Business Continuity, Outsourcing & Third‑Party Risk, Cybersecurity, Data Management, FCA/PRA rulebooks) and the ability to translate complex regulations into ...

Company: The Nottingham (3 weeks ago)

... role. Key responsibilities of the Senior Consultant; Provide support with FCA applications across insurance, consumer credit and mortgage firms; Answer clients ... their regulatory framework and controls; Keep up to date with FCA and industry wide developments to assist clients; Review and analyse ...

Company: Coopman Search and Selection | B Corp™ (3 weeks ago)

... , finance, or business administration. Thorough knowledge and comprehension of the FCA manual and recommended procedures for the sector. Hands‑on knowledge of ... a range of regulatory reporting methods. Working knowledge of the FCA. Excellent interpersonal and communication abilities. Excellent analytical abilities and attention ...

Company: Mandarin Recruitment (3 weeks ago)

... committees. Act as a senior point of contact with the FCA on CASS matters, supporting regulatory engagement, reviews, and information requests ... , outsourcing arrangements, and operating model changes. Translate regulatory developments and FCA expectations into practical, business‑focused actions. Oversee the effectiveness of ...

Company: Northern Trust (3 weeks ago)

... POCA and MLR. Comprehensive understanding of the requirements under the FCA Handbook (in particular, COBS, SYSC and PROD), consumer duty, Senior ... and management information requirements. Experience with or strong understanding of FCA authorisation applications, FSMA section 165 requests and section 166 skilled ...

Company: FTI Consulting (3 weeks ago)

... customer-first car buying journey. This is an office-based, FCA-regulated sales role, ideal for someone with expe Please click ...

Company: CarFinance 247 (3 weeks ago)

... settlements with professionalism and confidence. Maintain accurate records, adhere to FCA guidelines, and manage a proactive diary system for efficient follow ...

Company: The People Pod Job type: permanent (3 weeks ago)