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... 400 to £70,000 per annum (Salary offered will be based on skills and experience) About the FCA The FCA regulates the conduct of 45,000 firms in the UK to ensure our financial markets are honest ... best for both sides. Follow this link to see what life is like at the FCA - Life at the FCA We support hybrid working which means you will be able to work ...

Company: Financial Conduct Authority (1 week ago)

... ,600 per annum (Salary offered will be based on skills and experience). About the FCA The FCA regulates the conduct of 45,000 firms in the UK to ensure our financial ... risks and incidents. Track and produce detailed Management Information on incidents reported to the FCA by regulated firms. Advise, support and educate supervisors and the wider ...

Company: Financial Conduct Authority (1 week ago)

... 92,100 per annum (Salary offered will be based on skills and experience) About the FCA The FCA regulates the conduct of 45,000 firms in the UK to ensure our financial markets are ... identify and prioritise sector risks of harm Act as an ambassador for the FCA on the consumer finance market, both internally and externally, providing expertise, insight ...

Company: Financial Conduct Authority (1 week ago)

... h focus and efficiency to support the important work of EMO in service of the FCA's Mission. The Specialist Intelligence Department (SID) has four teams, focused ... – to support investigations and deliver bespoke capabilities to support other areas of FCA like SPC and AUTHS: Data Exploitation, Proactive Detection, Partners and Insight and Specialist ...

Company: Financial Conduct Authority (1 week ago)

... Demonstrable experience in designing, implementing and managing compliance frameworks within FCA-regulated and non-regulated entities Experience leading regulatory reporting ... processes and acting as a liaison with regulators such as the FCA and NFA Strong knowledge in navigating the UK regulatory regime for financial services ...

Company: Middlemore (1 week ago)

... inform strategic decision-making. Compliance Management Ensure compliance with FCA regulations, PSD2, anti-money laundering (AML) requirements, and EU ... directives. Oversee regulatory and scheme interactions, including engagements with the FCA and other regulatory authorities, Visa, Mastercard, Amex, and Discover/Diners. Drive the ...

Company: PXP Financial (1 week ago)

... guidance, promoting good governance practices, and ensuring compliance with FCA requirements. Key responsibilities include: Providing clear regulatory advice to ... in a compliance or audit role, ideally within financial services Knowledge of the FCA Handbook and the ability to interpret and apply regulatory guidance Strong communication skills ...

(1 week ago)

... appropriate qualification or be willing to work towards one * Have detailed knowledge of the FCA and the record keeping requirements of the organisation. Responsibilities: * Keep up to date ... Financial Services & Markets Act 2000, and the FCA’s Senior Managers & Certification Regime * Have awareness of FCA initiatives such as Consumer Duty Specific ...

Company: ARC Recruitment Job type: permanent (1 week ago)

... Reviewing and approving marketing activity for technical accuracy and compliance with FCA regulations Representing the department at exhibitions, events, and member forums Maintaining ... personal and team compliance with FCA requirements, including completing CPDProcess Improvement: Implementing reporting systems to ...

Company: Lloyd Recruitment - East Grinstead Job type: permanent (1 week ago)

... Ensure the organization adheres to relevant regulatory requirements and internal policies, including the FCA Handbook and group compliance manuals. AML & KYC Management: Assist the MLRO ... track record in compliance within asset management, with strong knowledge of the FCA Handbook. Experience with UCITS funds, particularly in an Irish context, is ...

Company: Mason Blake (1 week ago)

... the strict guidelines and regulations set forth by the Financial Conduct Authority (FCA). We are committed to maintaining the highest standards of integrity and professionalism in all aspects ... member of our team, you will be expected to fully embrace and adhere to the FCA Code of Conduct obligations. These obligations are designed to ensure the fair ...

Company: Hometree Marketplace Limited (1 week ago)

... : Maintain positive relationships with relevant regulatory bodies, and lead the interactions with the FCA and other relevant standard setters. Engage with external bodies, such as the Lending ... will be a distinct advantage. Meet the fitness and proprietary requirements of the FCA for a PSD individual. Be able to demonstrate strong leadership and an ...

Company: Iwoca Ltd (1 week ago)

... and internal Policies' requirements. Broad understanding of the application of relevant FCA rules (mainly SYSC). Attention to detail and commitment to high quality and timely ... with creative thinking. Excellent interpersonal and influencing skills. Working knowledge of FCA Connect and RegData. How We Work Vanguard has implemented a hybrid working ...

Company: Vanguard Group (1 week ago)

... responsibilities for product governance and oversight. This includes ensuring our products meet the FCA's Consumer Duty regulations and are suitable for our UK retail clients. You ... departments to enhance ISA & Pension products and services, ensuring compliance with HMRC and FCA requirements Maintain up-to-date knowledge of rules, regulations, and ...

Company: Saxo Bank (1 week ago)

... ) Annual, Quarterly, Month End Accounts [IFRS] + Tax Regulatory Reporting and Filings (FCA, BoE, EMIR Capital, REC) Client Details My prestigious FS client (Commodity ... , Quarterly, Month End Accounts reported in IFRS Regulatory Capital Reporting and Filings (FCA, BoE, EMIR Capital, REC) Tax Filings Liaise closely with auditors Profile ...

Company: Michael Page International Rec Ltd (1 week ago)

... Where applicable, to adhere to Company processes with regard to FCA compliance and Treating Customers Fairly Where applicable, to ensure that GDPR, FCA, TCF and other regulatory requirements are met. Key Skills ...

Company: Vermelo RPO Job type: permanent (1 week ago)

... retail vehicle finance processes is a requirement, as is the need to become FCA qualified, and to uphold all the FCA principles of ‘treating customers fairly’. Whilst relevant experience could well have been gained ...

Company: Pembrook Resourcing Job type: permanent (1 week ago)

... retail vehicle finance processes is a requirement, as is the need to become FCA qualified and to uphold all the FCA principles of ‘treating customers fairly’. Whilst relevant experience could well have been gained ...

Company: Perfect Placement Job type: permanent (1 week ago)

... process. Liaising with providers to deliver a seamless service to our clients. Work to FCA approved standards, ensuring work is compliant and within data protection ... process.  Liaising with providers to deliver a seamless service to our clients.  Work to FCA approved standards, ensuring work is compliant and within data protection guidelines ...

Company: Hawk 3 Talent Solutions Job type: permanent (1 week ago)

... and protection sector. * Ensure all advice is compliant with FCA standards and regulations. * Work in a consistent and compliant manner to FCA standards. * Take on a minimum of 20 pre ...

Company: Search Job type: permanent (1 week ago)