Total result: 497
|
Location: London, Remote
... illustrations and documentation Creating and preparing technical suitability reports Ensuring FCA regulations and compliance are met Supporting with ad hoc projects and tasks ... to interpret complex planning into clear and concise reports Understand and apply FCA suitability requirements Excellent Word and Excel skills Essentially the ability to work ...
Company: Financial Divisions
(2 weeks ago)
|
|
£100 - 125
Location: London
... change projects. Your knowledge and skills: Knowledge of overseas distribution requirements, FCA COBS Regulations specific to financial promotions. AIFMD and UCITS, cross-border ... skills Strong analytical skills Able to produce training material which interprets FCA rules into simple English. Able to use initiative, work unsupervised and comfortable ...
Company: AXA Group
(2 weeks ago)
|
|
£150 - 200
Location: London
... About you The successful candidate will most likely come from a lending/FCA background, be highly solutions driven and have solid decision-making capabilities. Ideally ... . Strong knowledge of financial regulations and experience with UK regulatory bodies such as the FCA, PRA, and ICO (desired but not essential). Proven experience managing a legal team ...
Company: Taylor Root
(2 weeks ago)
|
|
£60 - 80
... your application and a member of our Talent Acquisition Team will be in touch! FCA Statement Please note that this role is subject to meeting regulatory ... requirements. As an FCA-regulated organisation, we are committed to adopting the highest standards and we do this by ...
Company: Dignity Plc
(2 weeks ago)
|
|
£60 - 80
Location: London
... demonstrate and maintain regulatory compliance in the UK. What we’re looking for Experience working in a FCA regulated firm in a Compliance role. Working knowledge of UK financial service ... regulations (FSMA, FCA Handbook, PSRs and EMRs). Experience working in B2B lending, banking, payment ...
Company: Capital on Tap
(2 weeks ago)
|
|
£60 - 80
... . A member of our Talent Acquisition Team will contact you shortly. FCA Statement Please note that this role is subject to meeting regulatory ... requirements. As an FCA-regulated organisation, we are committed to adopting the highest standards and we do this by ...
Company: Dignity Plc
(2 weeks ago)
|
|
£60 - 80
Location: London
... Role Description Support the preparation of all regulatory reporting covering COREP, FINREP, FCA returns including MLAR, Product Sales returns and BoE Statistics at the Group and ... experience and knowledge of CRR II rules. Experience with COREP, FINREP, and FCA returns including MLAR. Excellent communication, able to work collaboratively with peers ...
Company: Empirical Search Limited
Job type: temporary
(2 weeks ago)
|
|
£60 - 80
Location: London
... strong, working knowledge of relevant regulatory requirements (preferably Lloyd's, FCA, PRA, CBI and BMA) At least five years relevant experience in a ... You must act with due skill, care and diligence You must be open and cooperative with the CBI, FCA, the PRA and other regulators You must pay due regard to the interests of customers and treat them ...
Company: Hamilton
(2 weeks ago)
|
|
£60 - 80
Location: Chipping Barnet
... Focusing on your ability to sell financial solutions to our customers whilst ensuring FCA compliance at all times. Business Manager Experience: You MUST have experience as a Business ... car dealership environment. You must possess an in-depth knowledge of FCA regulations. You will need to be professional, approachable, and enthusiastic to drive the ...
Company: Jago Consultants
(2 weeks ago)
|
|
£60 - 80
Location: London
... purposes. Compliance: Comply with the Bank's Conduct rules, as prescribed by the PRA and FCA including the most recent sixth conduct rule; “you must act to deliver good ... employee (if relevant). Comply with all relevant regulations as prescribed by the PRA and FCA including your role under the Bank's undertaking to Operational Resilience. Comply ...
Company: Forsyth Barnes
(2 weeks ago)
|
|
£60 - 80
Location: London
... Analyse and keep up to date with regulatory changes and new rules from the FCA, PRA, and PSR and educate the business on these. Contribute to the enhancement of ... not be considered. Experience within a banking environment. Great understanding of FCA and PRA regulations. Exposure to assisting in the drafting of policies and procedures. SPONSORSHIP ...
Company: Compliance Professionals
Job type: contract
(2 weeks ago)
|
|
£60 - 80
Location: London
... and keep up to date with regulatory changes and new rules from the FCA, PRA and PSR and educate the business on these. Contribute to the enhancement of the ... will not be considered. Experience within the banking environment. Great understanding of FCA and PRA regulations. Exposure to assisting in the drafting of policies and procedures. SPONSORSHIP ...
Company: Compliance Professionals
Job type: contract
(2 weeks ago)
|
|
£60 - 80
Location: London
... quantitative and qualitative data to enable product reviews to be carried out in line with FCA requirements. Contribute towards driving a positive culture of raising awareness ... regulatory awareness, in particular, working knowledge of: Insurance Distribution Directive (IDD), FCA PROD 4 rules, and Consumer Duty Rules. You will have experience in ...
Company: CFC
(2 weeks ago)
|
|
£60 - 80
Location: Preston
... . You must act with due skill, care and diligence. You must be open and cooperative with the FCA, the PRA and other regulators. You must pay due regard to the interests of customers and treat ... You must observe proper standards of market conduct. Compliance with the FCA Conduct Rules is required at all times and will be evidenced through annual ...
Company: PIB Insurance Brokers
(2 weeks ago)
|
|
£60 - 80
Location: London
... of industries is on offer within an exciting client portfolio, including FCA regulated and Not for Profit entities. This also includes international groups, Technology ... firm. Demonstrate supervisory experience for a small team. Have experience with Not for Profit and FCA regulated entities. Be commercially aware with a client focus. If you are ...
Company: Austin Rose Associates
(2 weeks ago)
|
|
£60 - 80
Location: London
... reporting monitoring, to ensure the company continues to meet reporting requirements under FCA, MiFID and EMIR rules. Liaising with regulators, including responding to routine queries, ... of suspicious transactions/orders and the submission of reports to the relevant authority (FCA, NCA and HMT) as required. Work with the business to drive through a ...
Company: Compliance Professionals
(2 weeks ago)
|
|
£60 - 80
Location: Liverpool
... strict adherence to company policies regarding Financial Crime, TCF, GDPR and FCA regulations. Maintain and extend professional relationships with intelligence suppliers, professional ... full training and continuous coaching in house you will be given full in-depth FCA regulated industry knowledge and have all the tools necessary to help you personally ...
Company: Acorninsure
(2 weeks ago)
|
|
£60 - 80
Location: London
... ) Regulations 2017, Criminal Finance Act, POCA, FCA guidance, FATF and JMLSG initiatives, Compliance reporting, planning and monitoring, FCA and NCA reporting requirements Compliance experience within a ...
Company: Checkout Group
(2 weeks ago)
|
|
£60 - 80
Location: London
... roles is essential; Regulatory know-how: Experience in an FCA regulated environment or a good understanding of FCA regulations; TCF principles: A strong belief in Treating ...
Company: Prima Assicurazioni
(2 weeks ago)
|
|
£60 - 80
Location: London
... ) Regulations 2017, Criminal Finance Act, POCA, FCA guidance, FATF and JMLSG initiatives, Compliance reporting, planning and monitoring, FCA and NCA reporting requirements Compliance experience within a ...
Company: Coatue Management L.L.C.
(2 weeks ago)
|
©2017 l3ehnam