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... across the organisation. Ensure ongoing compliance with FCA regulations, including Consumer Duty, SMCR and relevant ... regulatory compliance and maintaining effective relationships with the FCA. Lead and develop the risk and compliance ... compliance professional with a strong understanding of FCA regulations and the ability to operate effectively ...

Company: Avenue Scotland Job type: permanent (1 week ago)

... Assessing criticality and materiality, applying DORA and FCA/PRA criteria to determine whether an arrangement supports ... including the DORA register of information, the FCA register of material third party arrangements, and notifications ... the EBA Guidelines on Outsourcing Arrangements, and FCA and PRA outsourcing and third party expectations. ...

Company: Cedar Cares, Inc (1 week ago)

... executive team and central to our engagement with the FCA. Equally, you'll sit shoulder-to-shoulder ... ).Prior SM&CR senior manager experience and FCA approval.Experience lending responsibly to financially underserved, thin ... a Senior Management Function or Certification Function under the FCA's Senior Managers & Certification Regime, subject to ...

Company: Monese (1 week ago)

... — including engagement with the Financial Conduct Authority (FCA), compliance with the Digital Operational Resilience Act ( ... reporting obligations. Maintain current knowledge of the FCA Handbook (SYSC, SM&CR), operational ... and post-incident review — in line with FCA operational resilience and DORA incident-reporting expectations. Ensure ...

Company: Unavailable (1 week ago)

... — including engagement with the Financial Conduct Authority (FCA), compliance with the Digital Operational Resilience Act ( ... reporting obligations. Maintain current knowledge of the FCA Handbook (SYSC, SM&CR), operational ... and post-incident review — in line with FCA operational resilience and DORA incident-reporting expectations. Ensure ...

Company: StoneX Group (1 week ago)

... the Sanctions and Anti-Money Laundering Act, JMLSG, the FCA Financial Crime Guide, SYSC 6.3, and payments/EMI ... the programme for internal audit, skilled-person reviews, and FCA scrutiny. Build the operating model as the team grows. ... a point - MLR 2017, JMLSG, POCA, UK sanctions, FCA expectations - and how it lands in a payments product. You ...

Company: Maven Ventures (1 week ago)

... recruitment contact is Jennifer Wishart via Jennifer. Your external recruitment contact is Tahir ... . Significant work is underway to help ensure that FCA is ready for this transition, and can deliver ... priorities shift frequently Ability to represent yourself and the FCA professionally and credibly, with effective oral and presentation ...

Company: Financial Conduct Authority (1 week ago)

... business processes to provide the business with assurance on FCA regulated business areas.Ensure compliance requirements are adhered to. ... and mitigate risks.Liaise with the regulators (i.e FCA) or Lloyds in regards to queries or issues.Monitor ... filing of various returns to Lloyd's and the FCA as required.Attend external training events to enhance own ...

Company: The Recruiter Specialists (1 week ago)

... payments and e-money ecosystem. You will lead FCA authorisation projects (EMI/API), conduct compliance audits ... SMCR mapping, and financial crime frameworks. Support/Manage FCA engagement, including clarifications, follow-ups, and readiness ... e-money market. Provide proactive regulatory insight on FCA updates, industry changes, and emerging risks. ...

Company: Sterling Williams Job type: permanent (1 week ago)

... , UK law, banking standards, and internal policies. Key Regulatory ResponsibilitiesHold FCA Senior Management Functions: SMF16 – Compliance Oversight SMF17 – Money Laundering Reporting ... . Develop and maintain compliance policies and monitoring programmes. Liaise with FCA, PRA, and other regulators. Investigate fraud, misconduct, and compliance ...

Company: cer Financial (1 week ago)

... hold, or be capable of obtaining, FCA approval as a PSD Individual with responsibility ... ·        Ensure regulatory obligations are met in line with FCA expectations. Stakeholder Engagement & Training ·        Review ... At least 5 years' compliance experience within an FCA-regulated environment. ·        Strong knowledge of regulatory compliance ...

Company: Vero HR Job type: permanent (1 week ago)

... within: Motor finance Car sales (dealership or broker) Financial services / FCA-regulated environment Experience handling finance-based sales conversations, including: Affordability ... & suitability discussions Compliance-focused customer journeys Working to FCA standards and processes Proven ability to work towards targets, KPIs ...

Company: CarFinance 247 (1 week ago)

... of Professional Standing (SPS) from an FCA-accredited body Essential Satisfactory regulatory and compliance ... history, with eligibility for certification under the FCA Senior Managers and Certification Regime Essential Chartered ... Regulatory and Professional Judgement Strong understanding of FCA requirements, Consumer Duty, suitability and fair value ...

Company: Verelogic Job type: permanent (1 week ago)

... handled efficiently and in line with internal SLA's and FCA timescales. You'll be part of a small, ... for the Complaints Handler Ensuring all actions comply with FCA guidelines and internal procedures Supporting the wider team with ... Outcome. All employees must adhere to Tier 1 of the FCA Conduct Rules below : 1. You must act with integrity ...

Company: Premia Solutions Limited (1 week ago)

... , and third-party/outsourcing risk management in accordance with FCA expectations and DORA standards This is a build-and-run ... basis: DORA Art. 28–44; EBA/GL/2019/02; FCA SYSC 8; Operational Resilience (PS21/3), including mapping of third ... operationally, not just that it exists Benchmark against the FCA’s 2025 multi-firm WDP review and the shift in ...

Company: Monese (1 week ago)

... The role-holder is expected to meet the following FCA Conduct Rules when performing their role under the Certification ... Conduct Rule (COCON) Responsibilities I abide by the FCA’s Conduct Rules when discharging my responsibilities described above. ... and diligence I must be open and cooperative with the FCA, the PRA and other regulators I must pay due ...

Company: Fidelity International (1 week ago)

... embedding of a strong risk culture consistent with FCA principles, Consumer Duty, and Treating Customers Fairly ... Act as the senior management contact for risk-related FCA matters, supervisory reviews, and thematic work, while ... and Expertise Senior risk management experience within an FCA-regulated financial services firm, ideally an EMI, payments ...

Company: IFX Payments (1 week ago)

... (PRA), Bank of England, Financial Conduct Authority (FCA) and other relevant regulatory authorities, as applicable. Maintain ... engagement with the PRA, Bank of England, FCA, external auditors and other relevant stakeholders. Provide ... knowledge of PRA, Bank of England and FCA regulatory requirements relevant to banking. Demonstrable hands-on ...

Company: Antal International Network (1 week ago)

... Manager will include:Monitor regulatory developments from PRA, FCA, EBA, and Basel and conduct horizon scanningTranslate ... materialsMaintain process documentation and support responses to PRA/FCA queries and remediation actionsEnsure ICAAP and ILAAP ... candidate will have: Strong knowledge of PRA, FCA, EBA frameworks including CRR/CRD, Basel III/IV ...

Company: cer Financial (1 week ago)

... timely submission of regulatory reports in accordance with PRA, FCA, and Basel III requirements.The ideal candidate will ... BT, EL, MLAR PRA110, and PRA104 to 108, to FCA, PRA / Bank of EnglandAssist in the preparation and validation ... ALMM, PRA110, FSA017, MLAR, BT and EL to FCA, PRA and Bank of England.Perform variance analysis and reconciliations ...

Company: Additional Resources (1 week ago)