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... Suspicious Transaction and Order Reports (STORs) for submission to the FCA, and other EMEA National Competent AuthoritiesProduce metrics, MI and associated ... analysis Efficiently respond to regulatory enquiries from the FCA and other overseas regulatorsPrioritise multiple tasks and escalate issues, where ...

Company: JP Morgan Chase (2 weeks ago)

... aware that it is a Certified Role, subject to the FCA and PRA Certification Regime.The Certification Regime is one element ... carry out their role.Under the guidance provided by the FCA and PRA, firms should have regard to the following when ...

Company: Citigroup (2 weeks ago)

... lives, this is a good place to build a career. FCA Statement Dignity is part of a group that includes ... FCA-regulated activities, and some roles may be subject to relevant ...

Company: Dignity Funerals Limited (2 weeks ago)

... commercial conversations. Operate within a regulated environment. Move quickly inside FCA financial promotions and Consumer Duty obligations, working with Compliance as ... . Every email, post and notification sits inside Consumer Duty and FCA financial promotions rules. You'll find the creative space inside ...

Company: Hackajob Ltd Job type: permanent (2 weeks ago)

... with company procedure. Ensure all business activity fully complies with FCA regulation and company procedures as detailed in the Conduct Polices ... lines insurance products Experience of working to high standards and FCA Compliance Strong administration skills, coupled with a very keen eye ...

Company: Butterworth Spengler Job type: permanent (2 weeks ago)

... lives, this is a good place to build a career. FCA Statement Dignity is part of a group that includes ... FCA-regulated activities, and some roles may be subject to relevant ...

Company: Dignity Funerals Limited (2 weeks ago)

... resolution * Maintaining accurate records on internal systems * Ensuring compliance with FCA regulations and company procedures * Supporting colleagues and assisting with wider ... * Cert CII qualified or actively working towards qualification * Knowledge of FCA regulations and insurance compliance requirements For more information regarding this ...

Company: First Recruitment Services Job type: permanent (2 weeks ago)

... effectively. * You will ensure all advice and actions comply with FCA regulations and company standards. Essential Requirements & Qualifications * You will ... financial services administration, sales, financial planning. * A strong understanding of FCA regulations and financial operations. * You will have exceptional communication, interpersonal ...

Company: Service Service Job type: permanent (2 weeks ago)

... . · Maintain an audit-ready environment, ensuring transfer processing adheres to FCA, HMRC, CASS, and industry rules. Skills, Experience & Competencies · Extensive ... and implement improvements. Skills & Qualifications · Knowledge of Consumer Duty FCA principle 12. · 10+ years of experience in financial services or ...

Company: Morris Sinclair Recruitment Job type: permanent (2 weeks ago)

... products, services and retailer network while ensuring full compliance with FCA and GDPR regulations. No previous automotive experience? No problem – full ... customer service across every interaction. Ensure all conversations comply with FCA regulations and company standards. Maintain accurate customer records and process ...

Company: Quality Personnel Services Ltd (2 weeks ago)

... overseas based compliance staff. Lead all compliance interactions with the FCA, including thematic requests, supervisory dialogues, and regulatory submissions. Responsible for ... , then please send your details to our MD, David Symes FCA, at (including a contact no) however please ...

(3 weeks ago)

... ensure we maintain the highest standards of compliance with the FCA Client Assets Sourcebook (CASS). As part of the first line ... , developing, and executing robust testing frameworks to ensure compliance with FCA CASS regulations Interpreting and implementing CASS regulations, proactively identifying and ...

Company: Revolut (3 weeks ago)

... UK and EU regulatory frameworks affecting asset management businesses, including FCA rules, MiFID, AIFMD and UCITS. Interpreting and implementing regulatory ... European financial services regulation affecting asset managers. Experience advising on FCA regulated activities and investment management products. Excellent technical skills combined ...

Company: Taylor Root (3 weeks ago)

... Asset Management to deliver effective operational strategies. Ensure compliance with FCA requirements, Consumer Duty, governance standards and operational controls. Lead, coach ... , end-of-contract processes and operational governance. Strong knowledge of FCA regulations, Consumer Duty and delivering fair customer outcomes. Organised, commercially ...

Company: BNP Paribas Personal Finance (2 weeks ago)

... providing challenge, leadership, and direction to ensure the firm meets FCA expectations under SYSC, Consumer Duty, Operational Resilience, and Outsourcing & ... , regulatory expectations, and client outcomes. Operational Resilience — Ensure compliance with FCA operational resilience rules, including impact tolerances, mapping, scenario testing, and ...

Company: Black Swan Group (2 weeks ago)

... function from the ground up and lead the journey toward FCA e-money authorisation. You will own policy creation, monitoring and ... for AML, sanctions and transaction monitoring, and engage with the FCA while reporting directly to the founders and Board. This is ...

Company: Harmonic Finance™ | Certified B Corp (2 weeks ago)

... . Ensure compliance with all regulatory, contractual, and governance requirements, including FCA and Consumer Duty expectations. This role is registered under the ... environments, with a strong understanding of governance, risk management, and FCA requirements. Proven track record of delivering analytical transformation, process optimisation ...

Company: Intrum Justitia (2 weeks ago)

... or financial advisory practice serving high-net-worth clients.•    An FCA-approved Level 4 RDR-compliant qualification in financial planning, or ...

Company: Schroders (3 weeks ago)

... with relevant regulatory frameworks, including but not limited to UK (FCA, PRA, and BoE rulemaking), European (MiCA, TATF), and global (GENIUS ...

Company: Goldman Sachs (3 weeks ago)

... platforms (e.g., Kyriba, Icap, Treasury)Understanding of regulatory frameworks (FCA, PRA, FIU regulations)Background in risk management and hedging strategiesExperience ...

Company: BVNK (3 weeks ago)