Total result: 442
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£125 - 150
Location: Glasgow
Essential Experience Understanding of FCA regulations and the Barclays Compliance Risk Framework People leadership experience ...
Company: Barclays
(1 month ago)
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£150 - 200
Location: City Of London
... to test tokenization structures within the Sandbox; FCA Authorisation: Leading Ctrl Alt’s MiFID authorisation ... be responsible for engaging relevant stakeholders through the FCA authorisation process, preparing the required application and ... parties and ensure regulatory reporting requirements to the FCA are met. Manage other conduct and compliance ...
Company: ctrl-alt.co
(1 month ago)
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Location: Leeds
... on compliance queries, especially with regard to FCA Handbook requirements, by providing practical interpretations of regulatory ... and procedures to ensure effective compliance with the FCA and other regulatory requirements. Represent the Compliance ... of the UK financial services sector and FCA regulation. Good understanding of General Data Protection ...
Company: TransUnion
Job type: permanent
(1 month ago)
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£200 +
Location: City Of London, England
... strong commercial acumen. Deep understanding of UK insurance regulations, including FCA and PRA requirements, Solvency II, GDPR, and other relevant UK ... Technology | InsurTech UK | Digital Insurance Transformation | UK Insurance Consultancy Jobs | FCA Insurance Compliance | PRA Insurance Compliance | Insurance Strategy UK | Insurance Sector ...
Company: Projective Group
(1 month ago)
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£125 - 150
... Regime, the role holder must adhere to the FCA’s Conduct Rules and the FCA’s Fitness and Propriety Requirements ***The role ...
Company: FNZ (UK) LTD
(1 month ago)
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£200 +
Location: London
... that aligns with long-term organisational goals and adhere to FCA regulations and guidelines. Lead regulatory engagement, maintain open and constructive ... relationships with the FCA and other regulatory bodies, as well as engagement with auditors ...
Company: WorldFirst
(1 month ago)
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£150 - 200
... ) responsible for Compliance Advice and 2nd line Assurance for all FCA-regulated products (ETFs, ISAs, Pensions, etc.). Manage, oversee, and support ... a Retail Investments and/or Pensions environment with familiarity with FCA-regulated product distributions (ETFs, ISAs, Pensions, etc.). Experience working with ...
Company: Willow Resourcing Limited
(1 month ago)
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£150 - 200
Location: City Of London
... that all company activities are in compliance with UK and FCA laws and regulations. Consumer Duty Compliance: Implement and oversee strategies ... people leader, able to motivate and encourage. Deep understanding of FCA regulatory environment. Have interest in technology and automation, especially AI ...
Company: Zego
(1 month ago)
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£150 - 200
Location: City Of London
... effectively engage with other parts of the Group. Experience Required FCA registered candidate - SM16 Wide-ranging compliance experience in a retail ... Head of compliance Minimum of 5 years' experience working with FCA and PRA regulators and with Board level stakeholders. Good understanding ...
Company: Compliance Professionals
(1 month ago)
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£150 - 200
Location: City Of London
... Have a good understanding of relevant legislation, the PRA and FCA Handbooks Identifies the regulatory risks the bank faces, mitigating controls ... assessments, regulatory reporting, or governance frameworks. Full understanding of the FCA Handbook For further information please contact Natalie Eshelby #J-18808 ...
Company: Compliance Professionals
(1 month ago)
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Location: Hertfordshire
... sectors are extensive and include manufacturing, distribution, retail, wholesale, property, FCA regulated entities, professional organisations, recruitment, charities, academies and pension schemes ...
Company: Asset Workforce
Job type: permanent
(1 month ago)
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£40,000 - 60,000 - Annum
Location: London
... facilitation experience * Understanding of compliance in financial communications (e.g., FCA,) * Familiarity with SEO and content distribution strategies
Company: RMK Talent Solutions
Job type: permanent
(1 month ago)
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£32,000 - Annum
Location: Croydon
... and Registration Maintaining accurate customer data, and ensure compliance with FCA regulations. General Administration duties for the Car Sales ExecutiveRequirements: Sales ...
Company: Perfect Placement
Job type: permanent
(1 month ago)
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£40,000 - 45,000 - Annum
Location: Evlo Lisburn, BT28 1AG Lisburn
... whilst ensuring compliance with the requirements of the Company, the FCA and other regulatory organisations. Role Responsibilities: - Achievement of the Managers ...
Company: Everyday Loans
Job type: permanent
(1 month ago)
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£150 - 200
Location: Birmingham, England
... including the code of conduct which incorporates the PRA and FCA Conduct Rules. Undertake training on Beazley policies and procedures as ...
Company: Beazley
(1 month ago)
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£150 - 200
Location: London, England
... regulations (e.g., MiFID II, Dodd Frank Act) and relevant FCA regulatory requirements and expectations on market abuse surveillance programmes. **Education ...
Company: MUFG Bank, Ltd
(1 month ago)
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£150 - 200
Location: London, England
... achieving good outcomes for consumers; and to comply with the FCA and PRA's Conduct Rules. Key Responsibilities: Lead, manage and ...
Company: Arbuthnot Latham
(1 month ago)
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£150 - 200
Location: Milton Keynes, England
... in broad commercial work. Knowledge of Consumer Credit and/or FCA regulatory work is highly desirable. Proven leadership skills, with experience ...
Company: Michael Page (UK)
(1 month ago)
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£150 - 200
Location: London, England
... strong relationships with Lloyd’s representatives and regulatory bodies (PRA, FCA). **Candidate Profile ****Essential Qualifications & Experience *** Extensive experience in Lloyd’s ...
Company: AXIS Capital
(1 month ago)
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£125 - 150
Location: London
... of Conduct and Complaints team Adherence to Lloyd's and FCA regulatory requirements Fostering a positive conduct environment Experience: 5+ years ...
Company: Miryco Consultants Ltd
(1 month ago)
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