Job search

... of management information Ensure the submission of regulatory returns to the FCA in a timely manner and respond to standard requests in a timely manner ... knowledge of financial services regulation, in particular good knowledge of FCA and European rules as well as the communication and organisational skills necessary for the role Ability to work ...

Company: Partners Capital (1 week ago)

... outcome will be successfully managing Crezco’s EMI license application with the UK FCA. Legal & compliance policies and procedures: ensuring Crezco adopts and/or implements the correct ... ensure compliance with applicable laws and standards while actively engaging with the FCA as a key stakeholder in Crezco’s future. Third-party banking partner ...

Company: Crezco Limited (1 week ago)

... monitor changes in regulation, industry best practice and market expectations (e.g. PRA/FCA, NGFS Scenarios, Climate Change Committee Updates, UK SRS), and translate these into clear ... competing priorities and deliver against timelines. Desirable Knowledge & Experience Exposure to PRA/FCA climate risk guidance (e.g. SS3/19, CP25/10) and climate ...

Company: Cynergy Bank Limited (1 week ago)

... & oversight - Manage regulatory and customer outcome reporting for our Board, underwriters and the FCA, taking ownership of recommendations and actions and seeing them through to completion. ... financial services sector, ideally in insurance; a strong understanding of the FCA Handbook and Consumer Duty; experience in a fast-growth start-up or ...

Company: Open (1 week ago)

... communication of these with clients where appropriate Adhere to all relevant FCA requirements and compliance, completing all necessary training within the required timeframe Familiarise yourself ... the relevant Senior Manager and Certification Regime Rules set by the FCA. This role will perform the following certified functions: Certification - Client ...

Company: SEI Investments (Europe) Ltd. (1 week ago)

... governance forums. Skills and Experience: In depth regulatory knowledge of FCA regulation, including knowledge of the FCA Consumer Duty. Experience in planning and executing Compliance Monitoring activities ...

Company: ziprecruiter Job type: contract (1 week ago)

... real-time infrastructure. Strong understanding of UK regulatory frameworks (e.g. FCA, CONC, affordability, TCF) and their practical application to lending and collections. Confident ... . Professional Memberships. Learning Suite for e-courses. Internal Training Programmes. FCA & Regulatory training. Hybrid Working. Casual dress code. Workplace socials ...

Company: Zilch (1 week ago)

... lying for this role must be aware that it is a Certified Role, subject to the FCA and PRA Certification Regime. The Certification Regime is one element of the Individual ... assessed as fit and proper to carry out their role. Under the guidance provided by the FCA and PRA, firms should have regard to the following when assessing fitness and propriety ...

Company: Citigroup Inc. (1 week ago)

... Committee and Boards. Maintain expert knowledge of the UK regulatory environment (FCA, PRA, Lloyd’s) and relevant global developments. Ensure all oversight and ... Agent / Syndicate). Strong knowledge of the UK regulatory environment, particularly FCA/PRA conduct and governance standards. Proven experience designing and implementing compliance ...

Company: HFG (1 week ago)

... lying for this role must be aware that it is a Certified Role, subject to the FCA and PRA Certification Regime. The Certification Regime is one element of the Individual ... assessed as fit and proper to carry out their role. Under the guidance provided by the FCA and PRA, firms should have regard to the following when assessing fitness and propriety ...

Company: Citigroup Inc. (1 week ago)

... A key focus of the role is to ensure compliance with both Lloyd’s and FCA conduct requirements, safeguard the customer journey and ensure Arch’s products offer ... standard preferred University degree (or similar) desirable Experience Working knowledge of FCA conduct/customer requirements Working knowledge of improving customer experience Experience ...

Company: Arch Europe Insurance Services Ltd (1 week ago)

... appetite. Ensure all financial promotions are approved in accordance with the standards set out by the FCA Ensuring that the firm have in place a robust risk-based annual compliance ... )) gained in a wealth/financial planning firm Specific understanding/knowledge of the FCA COBS/SYSC rules. An ability to lead and oversee an established compliance ...

Company: MERJE (1 week ago)

... firm’s Compliance Monitoring Programme Oversee regulatory reporting obligations (including FCA RegData returns, transaction reporting, suspicious transaction reporting, and breach notifications). ... gained in a Private Equity / Private Markets environment Practical knowledge of the FCA Handbook (particularly COBS, SYSC, MAR, FUND, and SM&CR). Strong ...

Company: MERJE (1 week ago)

... architecture principles, security policies, and regulatory expectations (e.g., FCA, PRA, GDPR). 2. Stakeholder Engagement Engage effectively with a ... to bridge business and technical conversations. Familiarity with UK regulatory standards, including FCA regulations and GDPR compliance. Experience with agile/hybrid project environments, and ...

Company: Albany Beck (1 week ago)

... the Prudential Regulation Authority (PRA) and Financial Conduct Authority (FCA) As part of Atom bank’s commitment to the FCA’s Consumer Duty, Atom will, take all reasonable ...

Company: Atom Bank (1 week ago)

... internal audit functions within banking or financial services. * In-depth knowledge of PRA, FCA and wider regulatory requirements. * Excellent stakeholder management skills, with experience engaging at Board ...

Company: 2mrw Group Job type: permanent (1 week ago)

... in order to maximise the quality and content of the customer database (adhering to the Company’s FCA obligations).About you You may be an existing sales manager, sales ...

Company: Listers Job type: permanent (1 week ago)

... a market leading standard of customer service. To treat customers fairly in line with FCA requirements. To understand general insurance procedures and take the appropriate action required. To adapt ...

Company: pib Group Job type: permanent (1 week ago)

... optimisation. Regulatory & Compliance Excellence * Ensure your team operates within the bounds of FCA principles, client contracts, and internal policies. * Support ongoing training and upskilling to maintain ...

Company: ADORE RECRUITMENT LTD Job type: permanent (1 week ago)

... performance Build strong relationships with new and existing business clients Ensure compliance with FCA regulations and company policies Maintain strong working relationships with manufacturers and suppliers Monitor ...

Company: Pembrook Resourcing Job type: permanent (1 week ago)