Total result: 1,358
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£200 +
Location: London, England
... programmes Regulatory Due Diligence during transactions Skilled Person Reviews Review & Recommend reports on FCA Handbook rules Investment Risk Funds regulation in UK and Europe Regulatory Reporting Fund ...
Company: EY
(1 day ago)
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£200 +
Location: London
... therefore subject to the relevant Senior Manager and Certification Regime Rules set by the FCA. MiFID II This role is identified as: Staff giving information about investment ...
Company: Jobs via eFinancialCareers
(2 hours ago)
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£150 - 200
Location: Aberdeen City
... disaster recovery and penetration testing strategies. Prior exposure to regulatory or compliance frameworks (FCA, FFIEC, SOX, etc.). Ability to lead distributed teams across time zones and suppliers ...
Company: JR United Kingdom
(2 hours ago)
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£200 +
Location: London
... a plus. Strong communication skills, both written and spoken. Suitability to be an FCA SMCR Certification Function. CMC Markets is an equal opportunities employer ...
Company: CMC Markets
(2 hours ago)
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£150 - 200
Location: London
... Act 2018 Researching and implementing applicable laws and regulations handed down by the FCA and advising the business accordingly. Aiding with FOIA requests. Provide support to the wider business ...
Company: JR United Kingdom
Job type: contract
(2 hours ago)
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£200 +
Location: London
... experience, marketing mix and ROI. Ensure all marketing, CRM and data activities comply with FCA regulations and GDPR requirements. Customer Experience: Partner with Brand, Product, Engineering, UX ...
Company: Flagstone Group LTD
(2 hours ago)
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£150 - 200
Location: London
... and commercial contracts. Ideally, you will have a background in UK financial regulation and be familiar with the FCA Handbook. **On a day-to-day basis, you can expect to *** Advise on various consumer ...
Company: Lendable Ltd
(2 hours ago)
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£150 - 200
Location: London
... , SMCR, COBS, FinProm, etc. Experience dealing with regulators such the Financial Conduct Authority (FCA), Prudential Regulation Authority and/or other key UK and European regulators is preferred. Ability to manage ...
Company: Coinbase
(2 hours ago)
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£150 - 200
Location: London
... preferred) Skills: Expertise in financial services regulations (MiCA, PSD2, etc.) Familiarity with regulators like the FCA and Central Bank of Ireland Ability to manage cross-functional legal coordination ...
Company: Coinbase
(2 hours ago)
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£200 +
Location: London
... Management Ensure IT operations comply with regulatory requirements in the financial sector, including FCA, GDPR, and ISO standards. Identify and mitigate IT risks, ensuring data security ...
Company: Hantec Markets Holdings Limited
(2 hours ago)
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£200 +
Location: London
... operational risk events, control deficiencies and risks to management. What do you need to succeed? Must-have FCA registered. Undergraduate degree or equivalent in business or commerce. Coding ability is essential ...
Company: RBC
(2 hours ago)
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£150 - 200
Location: London
... , Economics or a related field or its equivalent; Attention to detail and strong transaction capability; FCA Compliant - Regulations, Securities & Derivatives; Self starter - ability to take initiative and drive ...
(2 hours ago)
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£150 - 200
Location: London
... services experience, ideally with an IFA Flexibility and persistence Knowledge of compliance and FCA requirements Role Responsibilities: Managing client files and conducting research for the Practice Principal Discussing ...
Company: TN United Kingdom
(2 hours ago)
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£150 - 200
Location: London
... documentation. Prepare and file the relevant statutory filings and regulatory filings (Companies House, FCA, NSM). Prepare, coordinate and release regulatory announcements using a range of ...
Company: Computershare
(2 hours ago)
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£200 +
Location: London
... (UK) values in promoting, monitoring, implementing best practices, policies and procedures and culture in adhering to and promoting the FCA Consumer Duty with the organisation.Seniority level Seniority levelDirector Employment type Employment ...
Company: Interactive Brokers
(2 hours ago)
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£150 - 200
Location: Portsmouth
... , England, United Kingdom 15 hours ago Future Combat Air System (FCAS) Product Security Engineer Fareham, England, United Kingdom 3 weeks ago ...
Company: SubSea Craft Limited
(2 hours ago)
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£150 - 200
Location: London
... Maintain strong relationships with Broking team and market contacts Ensure transparency and compliance with FCA and contract certainty requirements Ensure accurate data entry and review policies and documentation ...
Company: TN United Kingdom
(2 hours ago)
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£150 - 200
Location: London
... to detail Ability to multi-task Be self-motivated and proactive Previous use of FCA Connect (desirable); and Be able to work in a flexible and responsive manner according to business ...
Company: JR United Kingdom
(2 hours ago)
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£150 - 200
Location: London
... , advising on legislative impacts, conducting compliance audits, interpreting legal requirements, assisting with FCA applications, and supporting enforcement actions. YOUR AREAS OF KNOWLEDGE AND EXPERTISE You ...
Company: AG Integrate by Addleshaw Goddard
(2 hours ago)
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£200 +
Location: London
... , in order to generate compliant initial and ongoing income for the company Key Responsibilities: To comply with FCA rules and guidance and Compliance and T&C procedures. Proactively generate new business opportunities ...
Company: Artemis Recruitment Consultants Ltd
(2 hours ago)
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