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... relevant customer responses have been adhered to in line with FCA guidelines. * Providing clear and constrictive feedback to team members. * Highlighting ...

Company: Equiniti Job type: contract (1 month ago)

... ’s compliance policies and procedures, Code of Ethics, and the FCA’s Conduct Rules Calculating order requirements for several strategies and ...

Company: The company (1 month ago)

... group under evolving safeguarding rules published by the FCA and the CASS regime. Outside of the ... institution or corporation while ensuring compliance. Familiarity with FCA, FATF, and EU regulatory requirements. Ability to ... operational integrity and ethical conduct. Understanding of FCA safeguarding requirements and experience guiding the direction of ...

Company: Saxton Leigh (2 months ago)

... procurement strategy and regulatory frameworks. Experience in material outsourcing within FCA-regulated businesses and a strong understanding of the financial services ... improvement. Solid understanding of business operations and regulatory requirements, including FCA and Gibraltar FSC guidelines on outsourcing. Behaviours: Ambitious and driven ...

Company: First Central Services (2 months ago)

... : Pension Schemes, Charities and Not for Profit Organisations, Solicitors, and FCA regulated entities. Experience Audit Supervisor * ACA or ACCA qualified. * At ...

Company: Real Recruitment Job type: permanent (2 months ago)

... placements, programme structuring, and documentation quality. * Ensure Compliance & Governance – Uphold FCA standards and internal audit processes. * Drive Commercial Results – Collaborate with ...

Company: Equation Recruitment Job type: permanent (2 months ago)

... carry out their role. Under the guidance provided by the FCA and PRA, firms should have regard to fitness and propriety ...

Company: Citi (2 months ago)

... business opportunities. Compliance & Reporting Ensure all client activity adheres to FCA regulations and internal compliance standards. Maintain accurate and up-to ...

Company: Radiant Financial (2 months ago)

... BCM & OR practices comply with UK regulatory requirements (e.g., FCA, PRA, Bank of England) and the Parent Bank’s requirements ...

Company: Dnevo Partners (2 months ago)

... work with integrity and openness, complying at all times with FCA requirements. Candidate must have prior experience in US Binding Authorities ...

Company: Amwins Global Risks (2 months ago)

... currently hold both the SMF 16 & SMF 17 FCA Control functions, or have held them in the last ... “Generalist Compliance” experience either gained from a UK “FCA Registered” Banking background gained from a reputable Bank (and ... . Strong understanding of different Compliance Regulations such as: FCA handbook – you must have a strong understanding and ...

Company: Martis Search (2 months ago)

... &P checks and maintenance of the FCA directory for all certified staff. Also support with FCA SMF applications, where required. Support the ... and knowledge of all relevant regulatory rules, in particular, MIFID, FCA COLL, PROD and Consumer Duty rules. Detailed understanding of Investment ...

Company: Progeny (2 months ago)

... high-risk activities. Leverage thorough knowledge of Card Schemes, Regulators (FCA, PRA & others as appropriate), correspondents, to ensure compliance and to ... a senior leadership role. Deep understanding of UK payments regulations, FCA supervisory frameworks, and card scheme requirements (Visa/Mastercard). Prior experience ...

Company: Shift4 Europe (formerly Finaro) (2 months ago)

... the business, collaborating with other business areas. * Maintain compliance with FCA, PRA and regulatory standards, always acting with integrity and professionalism ...

Company: i2i recruitment Job type: permanent (2 months ago)

... skills. Experience: Experience of managing supplier service provision in an FCA regulated environment. Experience of driving performance through focusing on continual ...

Company: First Central Services (2 months ago)

... , including policies, manuals, and monitoring programs. Ensure ongoing compliance with FCA regulations and relevant US regulatory requirements. Conduct regular reviews of ... -side legal or compliance role. Regulatory Knowledge: Strong understanding of FCA and NFA/CFTC frameworks. Knowledge of MIFIDPRU/IPRU-INV is ...

Company: Orlaroseassociates (2 months ago)

... , and more. Key Responsibilities Lead complex regulatory consulting projects for FCA and PRA regulated clients Deliver engagements across regulatory due diligence ... - they are looking for an experienced Director Deep knowledge of FCA/PRA regulation and the financial services landscape Demonstrable experience of ...

Company: Danos Group (2 months ago)

... returns to be completed and deadlines for submission to the FCA/PRA/other regulators. Advise senior management and staff on changes ... standards of behaviour and code of conduct issued by the FCA under the Senior Managers Regime. #J-18808-Ljbffr

Company: LGBT Great (2 months ago)

... and binders Insurance compliance (including non-financial misconduct, SMCR, the FCA Handbook, motor finance) Engagement with HMT, PRA, and ... FCA—including lobbying Solvency II Cyber We are looking for someone ...

Company: MEMBERSHIP BESPOKE (2 months ago)

... Agile teams. Perform impact analysis of regulatory changes (e.g., FCA requirements, GDPR, data security) on insurance brokerage processes and systems ...

Company: N Consulting Limited (2 months ago)