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... -backed deals) Enterprise-wide regulatory transformation (UK/EU frameworks including FCA) AI governance, data strategy and operational resilience Board, Audit & ...

Company: Kingsley Green Recruitment (1 week ago)

... restructuring matters Previous in‑house or secondment experience Understanding of the FCA Handbook and Consumer Duty considerations Personal Characteristics Client‑centric, pragmatic ...

Company: Taylor Root (1 week ago)

... and advise the company accordingly • Comply with the PRA and FCA rules for approved persons including the carrying out of those ...

Company: Audit & Risk Recruitment (1 week ago)

... with training team Maintaining day to day Compliance procedures for FCA Regulation Maintain a detailed understanding of changing market condition and ...

Company: Brown & Brown UK (1 week ago)

... capital, private equity or asset management Strong knowledge of UK (FCA), US (SEC/CFTC), Luxembourg (CSSF), and Jersey (JFSC) regulatory frameworks ...

Company: Coopman Search and Selection | B Corp™ (1 week ago)

... overseeing all engagement with the Financial Conduct Authority (FCA). Through leading the delivery of accurate, timely, ... a critical role in ensuring the firm meets FCA standards, including the Principles for Businesses, Consumer ... point of contact internally and externally for all FCA engagement, ensuring consistent, accurate, and timely interactions ...

Company: Gerrard White Job type: permanent (2 weeks ago)

... to the Board of the Financial Conduct Authority (FCA). These appointments offer a unique opportunity to contribute ... of the UK’s financial system. About the FCA The FCA is an independent regulator with the strategic objective ... of England and the Prudential Regulation Authority, the FCA regulates financial services to protect consumers, maintain market ...

Company: Financial Conduct Authority (2 weeks ago)

... to improve processes and strengthen customer outcomes Ensure compliance with FCA regulation, Consumer Duty and Vulnerable Customer guidanceWhat We're Looking ... Proven experience within Collections (regulated environment preferred) Strong understanding of FCA requirements and vulnerable customer guidance Excellent communication, empathy and negotiation ...

Company: Experis Job type: permanent (2 weeks ago)

... and technical research meet defined quality standards and FCA regulatory requirements, while helping to mitigate business ... to enhance advice quality Ensure adherence to FCA regulations, industry standards and internal policies Support ... planning and reporting writing Background within an FCA regulated financial services firm Diploma qualified, with ...

Company: New Appointments Group Job type: permanent (2 weeks ago)

... (Technical Administrator) Location: St Helens Sector: FCA-Regulated Financial Services Full-time | Permanent A ... Maintaining accurate, compliant client records in line with FCA requirements You will work closely with advisers, ... re looking for someone who has: Experience within FCA-regulated financial services (Desirable) Strong technical understanding ...

Company: Get-Recruited (UK) Ltd Job type: permanent (2 weeks ago)

... Financial Services) Location: St Helens Sector: FCA-Regulated Financial Services Full-time | Permanent A ... Maintaining accurate, compliant client records in line with FCA requirements You will work closely with advisers, ... re looking for someone who has: Experience within FCA-regulated financial services (Desirable) Strong technical understanding ...

Company: Get-Recruited (UK) Ltd Job type: permanent (2 weeks ago)

... ensure the firm continues to operate to the highest FCA standards by: * Conducting file checks and suitability ... regulatory reporting * Helping the business keep pace with FCA updates and thematic reviews * Contributing to a ... exposure You'll bring: * Strong understanding of FCA frameworks and regulated environments * Exceptional attention to detail ...

Company: Search Job type: permanent (2 weeks ago)

... our established governance frameworks. * Operate within an FCA-regulated role, upholding specific responsibilities under the ... challenges. **This role may be subject to FCA regulations, which we'll determine during the hiring ... is regulated, there will be specific responsibilities under FCA regulations, including enhanced checks and referencing. We ...

Company: Travelers Canada (2 weeks ago)

... care. Here to help, whenever you need. FCA Statement We're regulated by the FCA, so some roles may be subject to ...

Company: Dignity Funerals Limited Job type: permanent (2 weeks ago)

... customer-first car buying journey. This is an office-based, FCA-regulated sales role, ideal for someone with experience in motor ... full journey from application to payout Ensuring every interaction is FCA-compliant and custo Please click on the apply button to ...

Company: CarFinance 247 Job type: permanent (2 weeks ago)

... identify client risks * Ensure all advice is in line with FCA regulations * Support other areas of the business when required Key ... a Financial Advisor, with a strong knowledge of pensions * Ensure FCA rules and regulations are met at all times * Strong working ...

Company: James Frank Associates Job type: temporary (2 weeks ago)

... Funeral plan lead conversion and branch performance Regulatory compliance (FPA, FCA, GDPR) Community reputation and trust Your work ensures families receive ... systems Ensure full compliance with: Funeral Planning Authority (FPA) standards FCA regulations G Please click on the apply button to read ...

Company: Heart of England Cooperative Society Job type: permanent (2 weeks ago)

... internal processes Maintain accurate notes and ensure all interactions meet FCA regulatory requirements Use internal systems and databases to record information ... needs What we're looking for Experience working in an FCA‑regulated environment or with customer data Strong communication and customer ...

Company: Guidant Global Job type: contract (2 weeks ago)

... coverage, benefits, and exclusions clearly * Ensure all activity complies with FCA guidelines * Support sales and service teams with warranty presentations * Maintain ... field sales * Strong communicator with solid negotiation skills * Knowledge of FCA compliance (desirable) * IT competent (CRM, DMS, MS Office) * Customer-focused ...

Company: Brooke Harrison Recruitment Job type: permanent (2 weeks ago)

... meet key deadlines. Keep up to date with relevant legislation, FCA guidance, and evolving market developments. Provide support and guidance to ... task completion. Adhere to regulatory and corporate compliance standards, including FCA requirements and antimoney laundering obligations. Assist with audit processes and ...

Company: Netbox Recruitment Job type: permanent (2 weeks ago)