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... certification, compliance with the UK Operational Resilience regulatory rules set out in FCA’s SYSC15A and will also work towards maintaining our ISO27001:2022 ... working within both Continuity standards and knowledge of operational resilience regulations (FCA & PRA) with the ability to think strategically and understand integration of legal and ...

Company: ARAG Legal Services UK (1 week ago)

... support their growth in the UK, leading the compliance function through an FCA application and developing relevant compliance procedures & surveillances. You will also ... policy implementation. Key Responsibilities Lead the preparation of the Firm’s FCA application, develop related procedures, surveillance, and regulatory submissions. Supervise ...

Company: Coopman Search and Selection | B Corp™ (1 week ago)

... deliver regulatory training and manage compliance attestations. Prepare periodic FCA regulatory reporting and respond to ad-hoc regulatory queries. Conduct ... Assessments. Person Specification: Experience in risk and compliance within financial services (FCA-regulated) Confident interpreting regulation and advising the business Excellent written and ...

Company: Eden Scott (1 week ago)

... resilience requirements set by the Bank of England, Financial Conduct Authority (FCA), and Prudential Regulation Authority (PRA). You'll be instrumental in developing, implementing, and ... , preferably in a bank or regulated entity. Knowledge and understanding of PRA, FCA and Bank of England regulations on operational resilience, including SS1/21 and ...

Company: iFAST Global Bank Ltd (1 week ago)

... Partner with Compliance to ensure HR processes, policies, and training programs meet FCA and other regulatory standards. Oversee the design and delivery of regulatory training and ... exposure to SMCR. Deep understanding of the Senior Managers and Certification Regime and FCA regulations. Strong knowledge of employment law, HR policy development ...

Company: Fidarsi (1 week ago)

... regulatory requirements and internal policies. Skills and Knowledge Strong understanding of FCA regulations and UK compliance frameworks Ability to perform under pressure and meet ... Senior Managers and Certification Regime (SMCR) and direct experience engaging with the FCA Experience with DTC (Direct-to-Consumer) financial products is essential ...

Company: Just Group plc (1 week ago)

... Review and expand existing CASS policies and procedures Maintain the CASS framework, including FCA rule mapping and controls, to ensure ongoing compliance Manage CASS relations ... with the FCA Document and report CASS breaches Advise on CASS risk management, assist in ICARA ...

Company: Austin Andrew (1 week ago)

... fantastic colleagues. Your responsibilities Provide proactive advisory support, interpreting and applying FCA, TPR, and wider regulatory requirements. Lead or oversee compliance audits, control reviews ... Professional qualifications (e.g. ICA, CISI) strongly preferred. Knowledge of FCA/TPR pension rules, CASS, AML, GDPR, and investment/fund structures ...

Company: Penfold (1 week ago)

... intermediaries Provide input and feedback on improvements to the external facing proposition. Ensuring that the FCA policy of treating customers fairly is followed as well working in accordance with 7IM ... manager and 7IM In this role, it's essential that you consistently follow the FCA's Consumer Duty principles. You're expected to act in good faith ...

Company: 7IM (1 week ago)

... meet and exceed performance targets Ensure all complaints are investigated and resolved in line with FCA regulations, internal policies, and industry best practices Act as point of ... banking or wider financial services sector. Strong working knowledge of FCA DISP rules and regulatory requirements around complaints handling. Demonstrable leadership ...

Company: Kroo Ltd (1 week ago)

... of management information Ensure the submission of regulatory returns to the FCA in a timely manner and respond to standard requests in a timely manner ... knowledge of financial services regulation, in particular good knowledge of FCA and European rules as well as the communication and organisational skills necessary for the role Ability to work ...

Company: Partners Capital (1 week ago)

... outcome will be successfully managing Crezco’s EMI license application with the UK FCA. Legal & compliance policies and procedures: ensuring Crezco adopts and/or implements the correct ... ensure compliance with applicable laws and standards while actively engaging with the FCA as a key stakeholder in Crezco’s future. Third-party banking partner ...

Company: Crezco Limited (1 week ago)

... monitor changes in regulation, industry best practice and market expectations (e.g. PRA/FCA, NGFS Scenarios, Climate Change Committee Updates, UK SRS), and translate these into clear ... competing priorities and deliver against timelines. Desirable Knowledge & Experience Exposure to PRA/FCA climate risk guidance (e.g. SS3/19, CP25/10) and climate ...

Company: Cynergy Bank Limited (1 week ago)

... & oversight - Manage regulatory and customer outcome reporting for our Board, underwriters and the FCA, taking ownership of recommendations and actions and seeing them through to completion. ... financial services sector, ideally in insurance; a strong understanding of the FCA Handbook and Consumer Duty; experience in a fast-growth start-up or ...

Company: Open (1 week ago)

... communication of these with clients where appropriate Adhere to all relevant FCA requirements and compliance, completing all necessary training within the required timeframe Familiarise yourself ... the relevant Senior Manager and Certification Regime Rules set by the FCA. This role will perform the following certified functions: Certification - Client ...

Company: SEI Investments (Europe) Ltd. (1 week ago)

... governance forums. Skills and Experience: In depth regulatory knowledge of FCA regulation, including knowledge of the FCA Consumer Duty. Experience in planning and executing Compliance Monitoring activities ...

Company: ziprecruiter Job type: contract (1 week ago)

... real-time infrastructure. Strong understanding of UK regulatory frameworks (e.g. FCA, CONC, affordability, TCF) and their practical application to lending and collections. Confident ... . Professional Memberships. Learning Suite for e-courses. Internal Training Programmes. FCA & Regulatory training. Hybrid Working. Casual dress code. Workplace socials ...

Company: Zilch (1 week ago)

... lying for this role must be aware that it is a Certified Role, subject to the FCA and PRA Certification Regime. The Certification Regime is one element of the Individual ... assessed as fit and proper to carry out their role. Under the guidance provided by the FCA and PRA, firms should have regard to the following when assessing fitness and propriety ...

Company: Citigroup Inc. (1 week ago)

... Committee and Boards. Maintain expert knowledge of the UK regulatory environment (FCA, PRA, Lloyd’s) and relevant global developments. Ensure all oversight and ... Agent / Syndicate). Strong knowledge of the UK regulatory environment, particularly FCA/PRA conduct and governance standards. Proven experience designing and implementing compliance ...

Company: HFG (1 week ago)

... lying for this role must be aware that it is a Certified Role, subject to the FCA and PRA Certification Regime. The Certification Regime is one element of the Individual ... assessed as fit and proper to carry out their role. Under the guidance provided by the FCA and PRA, firms should have regard to the following when assessing fitness and propriety ...

Company: Citigroup Inc. (1 week ago)