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... Handling sensitive information and following data protection principles Adhering to strict FCA guidelines Providing a professional service and promoting our brand in a ... offer comprehensive training and continuous in-house coaching. You'll receive in-depth, FCA-regulated industry knowledge and all the tools necessary to grow your career with us. We ...

Company: Acorn Insurance Ltd Job type: permanent (2 weeks ago)

... growth plans. Key Responsibilities Lead compliance activity across GDPR, FCA, and ESG frameworks Design and manage risk frameworks for financial reporting and energy ... experience in compliance, audit, or risk management Strong working knowledge of GDPR, FCA regulations, and ESG standards Background in finance, fintech, SaaS, or similar regulated ...

Company: First Achieve Ltd Job type: permanent (2 weeks ago)

... and procedures at all times. * You operate within the rules and requirements of the FCA and any other legal, regulatory and risk management frameworks, ensuring all changes and procedures ... g. GDPR) and governance practices (desirable). * Awareness of FCA requirements or financial services regulation (desirable). Skills & Competencies * Proactive wit ...

Company: Aioi Nissay Dowa Europe Job type: contract (2 weeks ago)

... support adviser on boarding, deliver training, and supervise activity in line with FCA expectations - particularly around Consumer Duty. Key Responsibilities: Design and deliver ... supervision, training, or T&C management in financial services Strong understanding of FCA regulations and T&C schemes (Openwork experience a plus) Excellent communication ...

Company: Brook Street Job type: permanent (2 weeks ago)

... responsibilities include: * Managing the finance and insurance process, ensuring profitability and full FCA compliance * Handling finance applications from proposal through to payout * ... a main dealer environment * Strong knowledge of F&I products and FCA compliance requirements * Excellent communication and influencing skills, with a customer-first ...

Company: ASi Recruitment Job type: permanent (2 weeks ago)

... through client retention and new business development. * Ensure all advice and documentation meet FCA requirements and internal quality standards. * Collaborate with a team of skilled ... Progress toward Level 6 / Chartered status (desirable). * Solid knowledge of FCA regulations (e.g., COBS, Consumer Duty) and compliance standards. * Strong ...

Company: Adaptive Careers Job type: permanent (2 weeks ago)

... sales targets. Ensure compliance with regulations and procedures as laid down by the FCA by keeping up to date with all change in the regulatory framework. Ownership ... the lettings industry. Ensure compliance with regulations and procedures as laid down by the FCA by keeping up to date with all change in the regulatory framework. Schedule appropriate ...

Company: pib Group Job type: permanent (2 weeks ago)

... Supporting the compliance team to ensure all documentation and advice processes adhere to FCA regulations Contributing to the continuous improvement of operational processes and documentation ... , ISAs, bonds, and protection policies Working knowledge of FCA regulations and financial planning compliance requirements Proficiency in financial planning ...

Company: Gemini Wealth Management Limited Job type: permanent (2 weeks ago)

... orders. Delivering the highest standards of customer care. Treating customers fairly and in-keeping with FCA rules. Achieving sensible and agreed sales targets. Maintaining and updating the client database ... , as we will look to train you up to becoming a fully qualified (FCA compliant) sales consultant over time. You must have a good head for figures ...

Company: The Solution Auto Job type: permanent (2 weeks ago)

... While not directly interacting with customers, your actions should align with upholding the FCA's Consumer Duty principles, thereby contributing to fair and beneficial outcomes for ... firm and in-house Financial Services experience Prior relevant industry experience in FCA regulatory framework highly desirable. Proficient in use of Microsoft Office ...

Company: 7IM (2 weeks ago)

... and support Chubb’s key regulatory relationships in the UK, including the PRA, FCA and Lloyd’s. Responsibilities Working with the Senior Compliance Manager – Regulatory ... lead and support Chubb’s regulatory interactions in the UK, in particular the PRA, FCA and Lloyd’s, and ensure timely, accurate and complete responses and returns. Lead ...

Company: Chubb (2 weeks ago)

... changes and industry best practices. Ensure the team’s processes and outputs meet FCA and POCA standards. Act as a point of contact for internal audit, external ... leadership or team lead experience. In-depth knowledge of UK and EU AML regulations, FCA guidelines, and industry standards. Experience working with transaction monitoring systems (e.g ...

Company: LHV UK Limited (2 weeks ago)

... against business goals. Compliance & Risk Management: Ensure all operations adhere to FCA regulations, maintaining the highest standards of governance and risk management. ... : Proven Experience: Significant experience in an operational leadership role, ideally within the FCA-regulated financial advice space, with a track record of building and ...

Company: CF30 Consulting (Independent Recruitment Consultancy) (2 weeks ago)

... EU regulatory requirements, including Market Abuse Regulation (MAR), MiFID, and the FCA Handbook. Develop, enhance, and monitor compliance policies, procedures, and control frameworks ... bank. Deep knowledge of UK/EU regulations, including MAR, MiFID, and the FCA Handbook. Familiarity with the UK Takeover Code, UK Listing Rules, Transparency Rules, and ...

Company: Meraki Talent (2 weeks ago)

... files to ensure compliance with regulations and company standards. Ensure their Appointed Representatives are, as per FCA guidelines, always Treating Customers Fairly and delivering good customer outcomes. Provide compliant ...

Company: Get Staffed Online Recruitment Limited Job type: permanent (2 weeks ago)

This is an Audit Manager role with a focus on FCA CASS compliance, particularly Chapters 6 and 7. The position is based primarily at my ...

Company: Clear IT Recruitment (2 weeks ago)

... (desirable). * Ability to quickly adapt to changing claims processes and procedures. * Understanding of the FCA regulatory framework, FOS ethos, and Treating Customers Fairly (TCF) initiatives. * Proactive in managing ...

Company: Aioi Nissay Dowa Europe Job type: permanent (2 weeks ago)

... and business plan refreshes. Ensure all statutory and regulatory returns land on time (RSH, FCA, Companies House). Oversee insurance administration. Line-manage the Rent & Service Charge ...

Company: Liquid Job type: permanent (2 weeks ago)

... life mortgage products from the whole market, and they are directly authorised by the FCA. Their enquiries are generated from their own web sites, digital and social marketing ...

Company: Kings Permanent Recruitment Ltd Job type: permanent (2 weeks ago)

... solutions. Analyse trade and transaction reporting exceptions submitted to regulators (e.g. FCA, CBI, BaFin) and support remediation efforts. Drive innovative analysis and provide regular ...

Company: Hays Technology Job type: contract (2 weeks ago)