Job search

... commercial acumen, with extensive experience in UK and US regimes, FCA and SEC jurisdictions, and knowledge of alternative asset management. #J ...

Company: Austin Andrew Ltd (3 weeks ago)

... from first principles, and operate with minimal process while maintaining FCA fit, taking a strategic hand in scaling a fintech business ...

Company: Broadgate (3 weeks ago)

... style. You will be the senior compliance voice, own the FCA relationship, and drive consumer credit and regulatory programs with an ...

Company: Alexander Barnes Ltd (3 weeks ago)

... experience in the fund management space (AIFMD is essential) UK FCA and US SEC experience highly desirable Knowledge of ESG/SFDR ...

Company: Aria Partners Limited (2 weeks ago)

... should have at least 8 years in fund management compliance; FCA/SEC experience is desirable; ESG/SFDR #J-18808-Ljbffr

Company: Aria Partners Limited (2 weeks ago)

... with 5+ PQE Excellent knowledge of consumer credit, payments and FCA regulation Commercial, pragmatic and solutions-focused approach Comfortable working independently ...

Company: The Stephen James Partnership (2 weeks ago)

... should have 10+ years in financial services/fintech compliance, strong FCA expertise, and relevant certifications. This senior role offers direct impact ...

Company: Bits (2 weeks ago)

... have 5+ PQE in financial services regulation, strong knowledge of FCA rules and a pragmatic, business-facing approach. #J-18808-Ljbffr

Company: The Stephen James Partnership (2 weeks ago)

... PI insurance costs through group buying power - Full compliance and FCA support - Acturis and full IT infrastructure - Accounts, HR, and back ...

Company: Coversure Job type: permanent (2 weeks ago)

... targets Ensure all activity is carried out in line with FCA requirements and compliance standards About You This role would suit ...

Company: NRG (2 weeks ago)

... to ensure compliance excellence. You will shape regulatory strategy for FCA rules, Consumer Duty, and promotions, driving timely actions and clear ...

Company: Capital on Tap (3 weeks ago)

... firm's compliance framework in accordance with FCA rules and applicable legislation. Monitor regulatory ... content and marketing communications to ensure compliance with FCA requirements. Chair Risk & Compliance Committee ... Regulations and SM&CR. Experience managing FCA Supervisory and Authorisations interactions and regulatory reporting Strong ...

Company: Robinhood (3 weeks ago)

... activity Develop compliance policies, controls, monitoring, and reporting structures Support FCA engagement, submissions, and ongoing regulatory dialogue Oversee transaction monitoring, risk ... operating in regulated payments or multi-jurisdictional environments Familiarity with FCA SM&CR regime (ideally SMF17 experience) Strong stakeholder ...

Company: Russam (3 weeks ago)

... compliance with the company’s regulatory requirements under the FCA Adhere to the operational risk framework for your role ... Ensuring compliance with the company’s regulatory requirements under the FCA, NFA, AMF, AFM, MAS. Adhere to the operational ... care and diligence Be open and cooperative with the FCA, the PRA and other regulators Pay due regard to ...

Company: Rex (3 weeks ago)

... advice function, giving timely, practical advice on FCA rules, Consumer Duty, financial promotions, safeguarding and ... (Desirable) FinTech / Payments Background: Experience in an FCA-regulated EMI, payments or banking firm, ideally with ... Jurisdictional Experience: Experience engaging directly with the FCA, or co-ordinating across jurisdictions (for ...

Company: Capital on Tap (3 weeks ago)

... ensuring they remain robust, effective and aligned with FCA expectations. Acting as SMF16 / Compliance Oversight Function ... Acting as a senior point of contact for FCA regulatory and compliance matters. Providing pragmatic regulatory ... SMF16 approval. A strong understanding of the FCA regulatory framework applicable to financial planning businesses. ...

Company: IDEX Consulting Ltd. (3 weeks ago)

... department aims are achieved Monitoring adhere to the FCA Conduct Rules and supporting the Board with regulatory report ... to date and comply with employment law and applicable FCA rules and guidance. ● Support governance and risk management ... perform to high standards and always adhering to the FCA Conduct Rules and all relevant policies and procedures ...

Company: Alexandrite Recruitment Ltd Job type: permanent (3 weeks ago)

... hear from individuals with recent Compliance experience within the FCA regulated Insurance industry. This is a brand-new ... * Keeping abreast on the latest Compliance laws and FCA regulations including GDPR and assessing the potential impact of ... or MGA * Knowledge of rules and requirements of the FCA and the Lloyds market * First class people skills ...

Company: Clark James recruitment Job type: permanent (3 weeks ago)

... regulated banking environment together with strong PRA and FCA engagement experience. They will be comfortable advising ... risk representative in interactions with the PRA and FCA as required Anticipate and help address regulatory ... regulated banks Significant experience of direct PRA and FCA engagement Strong enterprise risk management and risk ...

Company: BDO LLP Job type: contract (3 weeks ago)

... Full Time, 37.5 Hours Per Week Environment: FCA-Regulated Customer Sales Environment We're looking for Inbound ... and system updates. * Ensure all conversations adhere to FCA and company compliance standards. * Achieve and exceed ... a regulated environment. * Experience working within an FCA-regulated environment would be desirable, but is not essential ...

Company: CCA Recruitment Group Job type: permanent (3 weeks ago)