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... regions and time zones Strong understanding of operational resilience regulations (FCA, DORA, NIST, etc.) Experience designing and running crisis scenarios and ...

Company: Lorien (2 weeks ago)

... and make decisions using data and critical thinking. Understanding of FCA regulations, Consumer Duty, and working in a regulated financial services ...

Company: MoneyPlus (2 weeks ago)

... , particularly consumer credit, consumer duty and the FCA handbook * Act as the first point of ... when required * Ensure you are regularly updating your FCA handbook knowledge and regulatory requirements Key Experience: * ... years’ experience in Compliance within an FCA environment * Solid knowledge of FCA regulations and requirements * Solid understanding ...

Company: James Frank Associates Job type: permanent (3 weeks ago)

... social worker in 1994, Foster Care Associates (FCA) is an established fostering agency which forms part ... including complaints and representation procedures in line with FCA policies Providing and recording regular supervision to allocated ... foster parents in line with FCA's Operational Standards Working in partnership using a ...

Company: The FCA Job type: permanent (3 weeks ago)

... an equal opportunity to contribute and thrive within our community. FCA Certification Regime & Conduct Rules L&C is ... breaches of the Conduct Rules will be reported to the FCA annually. Should you apply for a Certified role in ... and diligence You must be open and cooperative with the FCA, the PRA and other regulators You must pay due regard ...

Company: London & Country Mortgages (3 weeks ago)

... decisions Ensure accurate, timely reporting to the FCA and relevant authorities Deliver financial insights to ... leadership and the board Maintain compliance with FCA regulations and accounting standards Identify financial risks ... or senior finance leadership role Strong knowledge of FCA regulations and regulated financial environments Experience from ...

Company: MERJE (3 weeks ago)

... . This phase focuses on establishing an FCA authorised investment management company with a dedicated ... compliance across the organisation, ensuring adherence to FCA requirements and internal policies Develop and maintain ... or regulated financial services Strong knowledge of FCA regulatory frameworks and financial crime requirements Experience ...

Company: Hoffmann Reed (3 weeks ago)

... , and non-misleading manner, in full accordance with FCA regulatory standards. Employees in this role do not provide ... and must include appropriate risk disclosure in line with FCA requirements. Relationship management. Build and maintain professional client ... and compliance requirements as set out by the FCA The training period also serves as a mutual ...

Company: Fortrade Job type: permanent (3 weeks ago)

... and non-misleading manner, in full accordance with FCA regulatory standards. Employees in this role do not provide ... and must include appropriate risk disclosure in line with FCA requirements. Relationship management. Build and maintain professional ... and compliance requirements as set out by the FCA * The training period also serves as a mutual ...

Company: Fortrade Job type: permanent (3 weeks ago)

... FP logs on a monthly basis Assisting in changes to FCA register (assisting in submitting CF1 Applications and making changes to ... in Financial Services Compliance/Risk roles - able to navigate FCA handbooks, review FCA communications Ability to review/draft compliance policies/processes Must ...

Company: Massenhove Recruitment Limited Job type: permanent (3 weeks ago)

... care. Here to help, whenever you need. FCA Statement We're regulated by the FCA, so some roles may be subject to ...

Company: Dignity Funerals Limited Job type: temporary (3 weeks ago)

... Maximising profitability through finance, insurance, and add-on products Ensuring FCA compliance and adherence to company procedures Delivering an exceptional, professional ... skills Professional, credible and comfortable working in a premium environment FCA accredited This is a rare opportunity to join a major ...

Company: The Solution Automotive Limited Job type: permanent (3 weeks ago)

... must hold an appropriate qualification as set out in the FCA Training and Competency Guide Sourcebook. ROLE: * Adhering and keeping up ... to date with to the FCA rules, the firm’s compliance procedures and the firm’s ...

Company: SelectStaff Recruitment Job type: permanent (3 weeks ago)

... conversion, and client feedback to suggest improvements Ensure compliance with FCA guidelines, GDPR, and internal standards at all times Support with ... experience managing digital or specialist insurance schemes Working knowledge of FCA regulatory requirements in relation to insurance salesIf you are interested ...

Company: Red Recruitment Job type: permanent (3 weeks ago)

... submission of regulatory returns, ensuring data accuracy and compliance with FCA requirements. Collaborate with the wider compliance function to ensure coordinated ... the insurance and/or claims management sector. Strong understanding of FCA regulations and the ability to articulate Consumer Duty requirements. Excellent ...

Company: Drive Further Job type: permanent (3 weeks ago)

... identify and manage claims-related issues. * Maintain ongoing compliance with FCA regulations and other legal or risk frameworks. Knowledge, Experience & ... : * Knowledge of Motor Claims (preferred but not essential) * Understanding of FCA regulations, FOS principles, and TCF initiatives * Strong workload planning and ...

Company: Aioi Nissay Dowa Europe Job type: permanent (3 weeks ago)

... , reputational and conduct risks. Ensure full compliance with AML, KYC, FCA Conduct of Business, MiFID II and internal governance standards. Maintain ... : Strong knowledge of UK and European regulatory frameworks i.e. FCA, MiFID II, AML/KYC. Education: Bachelor’s degree in Finance ...

Company: DBS Bank (3 weeks ago)

... deliver fair value and positive customer outcomes in line with FCA expectations. The Role Working closely with senior stakeholders, you will ... to conduct risk, product governance or compliance advisory Understanding of FCA regulatory requirements (e.g. Consumer Duty / PROD) Strong analytical skills ...

Company: IPS Group (3 weeks ago)

... and finance advice Prepare quotes, complete paperwork, and ensure full FCA compliance Work toward individual and team targets Deliver outstanding customer ...

Company: Pybus Recruitment Job type: permanent (3 weeks ago)

... is processed both efficiently and effectively and that it follows FCA guidelines for Treating Customers Fairly. The process will include assessing ...

Company: Red Recruitment Job type: permanent (3 weeks ago)