Total result: 442
|
£125 - 150
Location: London
... and other popular investments – like Crypto. * Strong understanding of the FCA regulations applicable over retail investments, particularly the Consumer Duty, COBS ...
Company: IG Group
(1 month ago)
|
|
£125 - 150
Location: City Of London
... carry out their role. Under the guidance provided by the FCA and PRA, firms should have regard to the following when ...
Company: Citigroup Inc.
(1 month ago)
|
|
£150 - 200
Location: City Of London
... regulations (e.g., MiFID II, Dodd Frank Act) and relevant FCA regulatory requirements and expectations on market abuse surveillance programmes. * Strong ...
Company: MUFG Bank, Ltd
(1 month ago)
|
|
£150 - 200
Location: City Of London
... Strong technical knowledge of UK corporate governance, company law and FCA requirements Prior experience working with Investment Trusts or listed funds ...
Company: G2 Legal Limited
(1 month ago)
|
|
£200 +
Location: London
... relevant Senior Manager and Certification Regime Rules set by the FCA. MiFID II Category: Staff giving information about investment products, investment ...
Company: SEI
(1 month ago)
|
|
£30,000 - 32,500 - Annum
Location: BS16, Kendleshire, South Gloucestershire
... insurance insuarnce credt credit bank bank banking banking FCA fca fac IFA IFA financial conduct authority bristol ... insurance insuarnce credt credit bank bank banking banking FCA fca fac IFA IFA financial conduct authority bristol ... insurance insuarnce credt credit bank bank banking banking FCA fca fac IFA IFA financial conduct authority bristol ...
Company: Emponics
Job type: permanent
(1 month ago)
|
|
£35,000 - Annum
Location: Dartford, Kent
... act at all times within the FCA Principles for Business and to comply with FCA and internal procedures at all times in ...
Company: Get-Recruited (UK) Ltd
Job type: permanent
(1 month ago)
|
|
£125 - 150
Location: Bath
... Wipro Servaada is Wipro's UK entity, authorised by the FCA (the UK financial services regulator) to undertake regulated activities on ... , care and diligence Must be open and cooperative with the FCA and other regulators Must pay due regard to the interests ...
Company: Wipro
(1 month ago)
|
|
£200 +
Location: London
... line Assurance with regards to all products regulated by the FCA (ETFs, ISAs, Pensions etc.). You’ll take responsibility for all ... record of managing and developing Compliance teams Strong familiarity with FCA regulations affecting ETFs, ISAs, Pensions, and related products Experience working ...
Company: Willow Resourcing Limited
(1 month ago)
|
|
£40,000 - 60,000 - Annum
Location: London
... administrative support to clients in the financial services sector, including FCA regulated businesses. Due to continued growth, they are seeking a ...
Company: Clear IT Recruitment
Job type: permanent
(1 month ago)
|
|
Location: Manchester, Greater Manchester
... , and investments Overseeing property-related transactions Preparing information for HMRC/FCA and third parties Supporting and coaching colleagues, checking work, and ...
Company: Focus Resourcing
Job type: permanent
(1 month ago)
|
|
£60,000 - 80,000 - Annum
Location: WD7, Radlett, Hertfordshire
... build succession and business continuity plans. * Ensure contracts, policies, and FCA/SMCR obligations are watertight. * Provide people data and dashboards for ...
Company: Nouvo Recruitment
Job type: permanent
(1 month ago)
|
|
£150 - 200
Location: London, England
... markets transactions In-depth knowledge of the UK Listing Rules, FCA regulations, and other relevant legal frameworks Excellent commercial awareness and ...
Company: Idex Consulting
(1 month ago)
|
|
£125 - 150
Location: London
... organisation by leading engagement with key stakeholders including the Government, FCA and the Financial Ombudsman Service. Key Requirements Demonstratable ability to ...
Company: Hanson Search
(1 month ago)
|
|
£125 - 150
Location: London
... communicating members' views at meetings with external bodies including the FCA and other trade associations. Management, organisation, and coordination of a ...
Company: Hanson Search
(1 month ago)
|
|
£125 - 150
Location: London
... being advantageous. Good understanding of private assets, real estate and FCA regulations. Self-motivated individual with the ability to prioritize and ...
Company: Mason Blake
(1 month ago)
|
|
£200 +
Location: London, England
... internal security policies and external regulatory standards (e.g., GDPR, FCA). Implement controls using Azure Policy, Defender for Cloud, and RBAC ... ) and Azure DevOps. Desirable Familiarity with regulatory frameworks (e.g., FCA, GDPR). Experience working in a multi-region enterprise environment. Strong ...
Company: Moneycorp Bank Limited
(1 month ago)
|
|
£150 - 200
Location: Manchester
... of the organisation. Experience & Qualifications: Previous compliance experience in an FCA-regulated firm, ideally within platform, financial advice or asset management ... sectors Strong working knowledge of the FCA Handbook, particularly COBS, COLL, and Consumer Duty Degree and/or ...
Company: AJ Bell Management Limited
(2 months ago)
|
|
£30,000 - 45,000 - Annum
Location: Leicester, City of Leicester
... all times • Commitment to maintaining Fit and Proper status under FCA rules, including honesty, integrity and reputation, competence and capability, financial ...
Company: North Oak Recruitment
Job type: permanent
(2 months ago)
|
|
£25,500 - 26,500 - Annum
Location: Watford, Hertfordshire
... adherence to regulatory requirements throughout client interactions and comply with FCA regulations. ● Stay updated through in-house training and professional development initiatives ...
Company: Fortrade
Job type: permanent
(1 month ago)
|
©2017 l3ehnam