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... hoc duties assigned by the CRO and comply with the FCA/PRA’s Individual Conduct Rules, as outlined below. Skills and ...

Company: Zenith Bank (UK) Limited. (1 week ago)

... the Private Banking governance framework across the business, aligned to FCA/PRA expectations and internal policies. Key Responsibilities Own and deliver ...

Company: Emirates NBD (1 week ago)

... of Eclipse or Sequel systems would be advantageous Understanding of FCA requirements Strong working knowledge of Microsoft Word and Excel Excellent ...

Company: Nashrock Insurance Recruitment (1 week ago)

... . Maintain high standards of compliance, adhering to internal procedures and FCA requirements while ensuring all client data is handled securely (including ...

Company: Eden Scott (1 week ago)

... role involves analysing trading, client portfolios, and accounts to provide FCA regulated advice on areas such as pension transfers, bond surrenders ...

Company: Tate Recruitment (1 week ago)

... formation (credit experience advantageous). Deep familiarity with regulatory frameworks including FCA, AIFMD, MiFID II and, ideally, SEC considerations. Outstanding drafting, negotiation ...

Company: EJ Legal (1 week ago)

... be an advantage. Knowledge of mortgage processes, property finance, and FCA/PRA regulations are an advantage. Strong organisational and time management ...

Company: The Curve Group (1 week ago)

... ;C role • Strong knowledge of the UK regulatory environment and FCA regulation • Strong interpersonal and relationship building skills • Good IT skills ...

Company: John Charcol - Independent Mortgage Expertise Job type: internship (1 week ago)

... with banking products and services required). • Strong knowledge of the FCA/PRA Operational Policy Statement and EBA Outsourcing Guidelines. Understanding of ...

Company: Europe Arab Bank (1 week ago)

... -backed deals) Enterprise-wide regulatory transformation (UK/EU frameworks including FCA) AI governance, data strategy and operational resilience Board, Audit & ...

Company: Kingsley Green Recruitment (1 week ago)

... restructuring matters Previous in‑house or secondment experience Understanding of the FCA Handbook and Consumer Duty considerations Personal Characteristics Client‑centric, pragmatic ...

Company: Taylor Root (1 week ago)

... and advise the company accordingly • Comply with the PRA and FCA rules for approved persons including the carrying out of those ...

Company: Audit & Risk Recruitment (1 week ago)

... with training team Maintaining day to day Compliance procedures for FCA Regulation Maintain a detailed understanding of changing market condition and ...

Company: Brown & Brown UK (1 week ago)

... capital, private equity or asset management Strong knowledge of UK (FCA), US (SEC/CFTC), Luxembourg (CSSF), and Jersey (JFSC) regulatory frameworks ...

Company: Coopman Search and Selection | B Corp™ (1 week ago)

... to the Board of the Financial Conduct Authority (FCA). These appointments offer a unique opportunity to contribute ... of the UK’s financial system. About the FCA The FCA is an independent regulator with the strategic objective ... of England and the Prudential Regulation Authority, the FCA regulates financial services to protect consumers, maintain market ...

Company: Financial Conduct Authority (2 weeks ago)

... to improve processes and strengthen customer outcomes Ensure compliance with FCA regulation, Consumer Duty and Vulnerable Customer guidanceWhat We're Looking ... Proven experience within Collections (regulated environment preferred) Strong understanding of FCA requirements and vulnerable customer guidance Excellent communication, empathy and negotiation ...

Company: Experis Job type: permanent (2 weeks ago)

... and technical research meet defined quality standards and FCA regulatory requirements, while helping to mitigate business ... to enhance advice quality Ensure adherence to FCA regulations, industry standards and internal policies Support ... planning and reporting writing Background within an FCA regulated financial services firm Diploma qualified, with ...

Company: New Appointments Group Job type: permanent (2 weeks ago)

... (Technical Administrator) Location: St Helens Sector: FCA-Regulated Financial Services Full-time | Permanent A ... Maintaining accurate, compliant client records in line with FCA requirements You will work closely with advisers, ... re looking for someone who has: Experience within FCA-regulated financial services (Desirable) Strong technical understanding ...

Company: Get-Recruited (UK) Ltd Job type: permanent (2 weeks ago)

... Financial Services) Location: St Helens Sector: FCA-Regulated Financial Services Full-time | Permanent A ... Maintaining accurate, compliant client records in line with FCA requirements You will work closely with advisers, ... re looking for someone who has: Experience within FCA-regulated financial services (Desirable) Strong technical understanding ...

Company: Get-Recruited (UK) Ltd Job type: permanent (2 weeks ago)

... ensure the firm continues to operate to the highest FCA standards by: * Conducting file checks and suitability ... regulatory reporting * Helping the business keep pace with FCA updates and thematic reviews * Contributing to a ... exposure You'll bring: * Strong understanding of FCA frameworks and regulated environments * Exceptional attention to detail ...

Company: Search Job type: permanent (2 weeks ago)