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Location: London
... investment products and investment firms across MiFID II, AIFMD, UCITS, FCA conduct rules, ESG regulations.The firm and team is going ...
Company: Chadwick Nott
(3 weeks ago)
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Location: London
... , JVs, corporate restructuringsPortfolio transfersPRA/FCAAdvising insurers, brokers, MGAs, reinsurers, other FCA regulated companiesThe successful candidate will be an E&W ...
Company: Chadwick Nott
(3 weeks ago)
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Location: London
... the Institute and Faculty of Actuaries FIA (or equivalent being FCAS, FIAA) with extensive experience within a Lloyd’s/London Market ...
Company: SCOR Global Life
(2 weeks ago)
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Location: London
... :Bring proven complaints-function leadership experience within financial services. Apply FCA DISP, Consumer Duty and Financial Ombudsman Service requirements confidently in ...
Company: Zopa
(2 weeks ago)
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Location: London
... candidates from several backgrounds.Particularly relevant experience could include:The FCA or another UK financial-services regulator, ideally within supervision, enforcement ...
Company: Barclay Simpson Corporate Governance Recruitment
(2 weeks ago)
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Location: London
... reporting risks.QualificationsProven experience in prudential regulatory reporting within an FCA-regulated (MIFIDPRU) investment firm or a PRA-regulated banking institution ...
Company: WISE
(2 weeks ago)
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Location: Birmingham, West Midlands
... policies, procedures and technical guidance.Ensuring guidance remains aligned with FCA requirements and good industry practice.Providing technical input into complex ...
Company: Idex Consulting
(2 weeks ago)
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Location: Bath, Somerset
... is Wipro UK entity, authorised by the Financial Conduct Authority (FCA), the UK financial services regulator, to undertake regulated activities on ...
Company: Wipro
(2 weeks ago)
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Location: London
... achieving good outcomes for consumers; and to comply with the FCA and PRA's Conduct Rules. Key Responsibilities:The development of ...
Company: Arbuthnot Latham
(2 weeks ago)
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Location: London
... carry out their role.Under the guidance provided by the FCA and PRA, firms should have regard to the following when ...
Company: Citigroup
(2 weeks ago)
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Location: London
... businesses (e.g. MIFID II/MiFIR, EMIR, UMR, SFTR, CSDR, FCA CASS, AIFMD, MAR etc.,);Strong analytical and risk management skills ...
Company: JP Morgan Chase
(2 weeks ago)
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Location: London
... an insurer or reinsurer, ideally within the London marketStrong, hands-on FCA regulatory reporting experienceSomeone comfortable getting into the detail and managing ...
Company: Idex Consulting
(2 weeks ago)
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Location: London
... services experience would be advantageous with awareness of APRA, PRA, FCA. Desired Qualifications Certified Information Systems Security Professional (CISSP) Sherwood Applied ...
Company: QBE Insurance Group
(2 weeks ago)
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Location: London
... statutory and regulatory returns across the UK and Europe.Support FCA regulatory reporting and capital monitoring requirements. About you:ACA qualified ...
Company: Trace Recruitment
(2 weeks ago)
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Location: London
... and strong data governance.• Monitor compliance with regulatory requirements, including FCA Consumer Duty obligations and customer outcomes.• Coordinate responses to regulatory ...
Company: Edenbrook
(2 weeks ago)
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Location: Cardiff, South Glamorgan
... partnership models.Demonstrated working knowledge and practical assessment of key FCA frameworks, specifically Consumer Duty and the Insurance Distribution Directive (IDD ...
Company: Future PLC
(2 weeks ago)
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Location: London
... turnover up to 80 million, including specialist audits e.g. FCA, pensions, solicitors, and charities. Jobs to be completed from planning ...
Company: ProTalent
(2 weeks ago)
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£100,000
Location: London, South East
... : Act as Chief Actuary, holding key function responsibility under PRA/FCA requirem... JBLK1_UKTJ
Company: High Finance (UK) Limited
Job type: temporary
(2 weeks ago)
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Location: Cardiff, South Glamorgan
... credit card or SME lending.Sound regulatory knowledge, including GDPR, FCA requirements, insolvency and the Equalities Act, along with a genuine ...
Company: Capital on Tap
(2 weeks ago)
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£75,000
Location: Ardwick, Manchester
... Financial Advisor Requirements: - Essential: Diploma in Regulated Financial Planning (or FCA approved equivalent) - Essential: Experience as a practicing Financial Advisor with ...
Company: Premier Jobs UK Limited
Job type: permanent
(2 weeks ago)
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