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... strict adherence to company policies regarding Financial Crime, TCF, GDPR and FCA regulations. Maintain and extend professional relationships with intelligence suppliers, professional ... full training and continuous coaching in house you will be given full in-depth FCA regulated industry knowledge and have all the tools necessary to help you personally ...

Company: Acorninsure (2 weeks ago)

... ) Regulations 2017, Criminal Finance Act, POCA, FCA guidance, FATF and JMLSG initiatives, Compliance reporting, planning and monitoring, FCA and NCA reporting requirements Compliance experience within a ...

Company: Checkout Group (2 weeks ago)

... roles is essential; Regulatory know-how: Experience in an FCA regulated environment or a good understanding of FCA regulations; TCF principles: A strong belief in Treating ...

Company: Prima Assicurazioni (2 weeks ago)

... ) Regulations 2017, Criminal Finance Act, POCA, FCA guidance, FATF and JMLSG initiatives, Compliance reporting, planning and monitoring, FCA and NCA reporting requirements Compliance experience within a ...

Company: Coatue Management L.L.C. (2 weeks ago)

... MA of CFC Syndicate 1988 to ensure the Syndicate operates in accordance with FCA requirements Support the relationship with the MA including preparation for CFC Syndicate 1988 and ... About you The ideal candidate will have strong technical knowledge of the FCA handbook and / or Lloyds Principles, alongside the application of principles based ...

Company: CFC (2 weeks ago)

... provide reports to Compliance team. Review of financial promotions in line with FCA COBS rules and other jurisdictions where funds are registered (EU, US and globally). ... conflicts of interest. Assist in the preparation of regulatory reporting returns to the FCA within set timeframes. EXPERIENCE REQUIRED: 2 years’ experience within the investment ...

Company: Compliance Professionals (2 weeks ago)

... is in the process of applying for a licence by the UK Financial Conduct Authority ("FCA") to carry out regulated activities in the UK including Insurance Distribution, Consumer Credit ... retail customers contact centres desirable; Good knowledge and understanding of the FCA handbook; Excellent communication skills both verbal and written; Ability to ...

Company: Accenture (2 weeks ago)

... complex market concepts to stakeholders and enhance business relationships. In-depth understanding of FCA Rules relating to Trading. Proven experience identifying market opportunities and risks, leveraging ... Role Details This role is subject to the Conduct Rules set by the FCA. This role is a certified position. Don’t meet every requirement ...

Company: Jupiter Asset Mgmt (2 weeks ago)

... aware of and comply with the rules and requirements of the Financial Conduct Authority (FCA) and any other legal/regulatory/risk management frameworks, keeping abreast of any changes ... in product change and product development. A good understanding of FCA regulations and governance awareness. Excellent stakeholder management with an ability ...

Company: Direct Line Insurance Group (2 weeks ago)

FCA RESPONSIBILITIES AND DUTIES in line with CAFCASS Service Standards You will provide advanced ...

Company: Randstad Care (2 weeks ago)

... to Build and hold relationships with the UK's key digital regulators, the ICO, CMA, OFCOM and FCA as well as with the wider network of UK regulators Build and hold relationships within and outside Government ...

Company: Bluetownonline Job type: permanent (2 weeks ago)

... health challenges • Consistent attention to detail and ability to adhere to necessary guidance and rules such as FCA, GDPR and all other organisational policies and legal obligation to ensure strict compliance   As leading charity ...

Company: Harris Hill Job type: permanent (2 weeks ago)

... standards Demonstrate a good understanding of a regulatory environment, ideally FCA regulated What happens next? If this sounds like you and you’d like to join ...

Company: Cabot Financial (2 weeks ago)

... Solicitor experienced in Financial Crime and General Crime Experience in cases involving the SFO, FCA, CPS, NCA and HMRC Ability to manage own caseload Ability to work to deadlines/targets ...

Company: William James Recruitment (2 weeks ago)

... and Financial Planners. Responsibilities: Comply with the Financial Services and Markets Act 2000 and the relevant FCA rules at all times Comply with the relevant compliance, TCF, T&C and, financial crime (anti ...

Company: Medlock Partners Job type: permanent (2 weeks ago)

... Securities Ltd (GFISL) is a swap dealer authorised and regulated by the FCA in the U.K. Aurel Partners is an Agency business and uses GFISL ...

Company: Aurel Partners - a division of BGC (2 weeks ago)

... with emphasis on the generation of Configuration Baselines Verification and Audit (May have participated in or led FCA/PCA) Working hand-in-hand with our engineering delivery teams to ensure the Project dataset ...

Company: CBSButler Job type: contract (2 weeks ago)

... , articulating this to Members. 8. Ensure all relevant business activities fully comply with FCA regulation and company Conduct Framework process and promote and embed a TCF culture ...

Company: Bravo Networks Job type: placement student (2 weeks ago)

... so, we invite you to consider this exciting opportunity. Our client, a leading FCA-regulated provide... JBLK1_UKTJ

Company: April Faith Recruitment Ltd (2 weeks ago)

... Role Details This role is subject to the Conduct Rules set by the FCA. #J-18808-Ljbffr

Company: Jupiter Asset Management Ltd (3 weeks ago)