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... process. Liaising with providers to deliver a seamless service to our clients. Work to FCA approved standards, ensuring work is compliant and within data protection ... process.  Liaising with providers to deliver a seamless service to our clients.  Work to FCA approved standards, ensuring work is compliant and within data protection guidelines ...

Company: Hawk 3 Talent Solutions Job type: permanent (1 week ago)

... and protection sector. * Ensure all advice is compliant with FCA standards and regulations. * Work in a consistent and compliant manner to FCA standards. * Take on a minimum of 20 pre ...

Company: Search Job type: permanent (1 week ago)

... experience in insurance or financial services, youll understand the importance of maintaining FCA standards, creating effective monitoring plans, and integrating Consumer Duty ... audits, file checks, and monitoring. * Keeping ahead of regulatory changes with FCA, ICO, and other industry updates. * Report directly to the Board and influence decision ...

Company: Equation Recruitment Job type: permanent (1 week ago)

... banking institution is searching for a new VP Legal Counsel with FCA regulated payments and products experience to join their team. Operating on a hybrid ... 4+ post-qualification experience as a solicitor in the UK A strong background dealing with FCA regulations including payments Experience working within a financial / banking institution The ability ...

Company: Michael Page Legal (1 week ago)

... -based rule mappings, covering specific chapters of the FCA Handbook. * Prepare summaries and formal briefings covering significant FCA or PRA publications, such as speeches, consultation papers ...

Company: Investec (1 week ago)

... and maintaining records in Workday to evidence achievement. Regulatory Responsibilities Abide by the FCA Conduct Rules and other applicable FCA rules and regulations. Abide by Barings rules and regulations. Complete ...

Company: Barings (1 week ago)

... line-of-defence assurances, in compliance with SYSC 6.1 of the FCA Handbook. Liaising with and reporting to regulators and law enforcement agencies (including performing ... relating to regulatory compliance. Experience with engaging with regulatory authorities such as the FCA. Experience of investigating compliance-related incidents. #J-18808-Ljbffr

(1 week ago)

... to help bring SBers on a journey with them. This role is regulated by the FCA and it will have specific responsibilities under those regulations. We’ll explain ... (SM&CR), you’ll also be subject to enhanced check and referencing in accordance with the FCA’s guidelines. About Simply Business We insure small businesses and enable ...

Company: Simply Business (1 week ago)

... maintain a constructive and appropriate dialogue with the relevant regulators, including the NCA, the FCA and others to ensure that any regulatory activities, i.e., reporting obligations are met ... suspicious activities, ownership for breach reporting if required, as well as FCA REP-CRIM reporting. Lead the reporting annual risk assessment activity ...

Company: Vodafone (1 week ago)

... maybe the perfect opportunity for you. This growing consultancy business supports FCA regulated firms to align purpose and strategy with regulatory expectations around ... minimum of 5 years' experience in regulatory/advisory consultancy or an FCA regulated financial services background are required. In addition, industry/compliance qualifications ...

(1 week ago)

... Management. Perform role always ensuring adherence to the expected behaviours stated in the FCA Conduct Rules. Knowledge, Skills and Experience: Experience in incident management or a ... e within the wealth or asset management sector. Impact awareness and knowledge of FCA Client Asset Sourcebook (CASS) rules. Knowledge and understanding of investment ...

Company: Griffin Fire (1 week ago)

... statutory accounts and audit Working within prescribed guidelines (FCA, ISAE, SOx) Prepare and assist with the regulatory filings including quarterly FCA filing and annual Work with the tax team to resolve ...

Company: RGF Staffing UK Limited (1 week ago)

... come from a financial services background and has therefore worked within an FCA environment. Part Time Finance Director - Benefits Performance related bonus ... worked within the Financial Services industry Experience in reporting regulatory returns with BOE and FCA Experience of working within either the mortgage or lending industry #J-18808-Ljbffr

Company: Howett-thorpe Recruitment Consultants Limited Job type: temporary (1 week ago)

... the office and supporting different functions within the business. Key Role and Responsibilities: FCA Reporting and Consumer Duty submissions (monthly 6 – 7 days of ... support role, ideally within finance or a related industry. Experience working in FCA Regulatory framework. Strong organisational skills with the ability to multitask and prioritize ...

Company: THC Recruitment (1 week ago)

... technologies. To ensure compliance with company and other relevant standards/ regulations (FCA, TCF, DPA and H&S) always. Engage in Requirement gathering and workshop facilitation. ... Availability Management. Good understanding of Capacity Management. Knowledge of FCA requirements (including TCF). Experience in supplier management with a view to ...

Company: First Central Services (1 week ago)

... compliance with leading regulatory standards (e.g., DORA, Bank of England, FCA, NIST, etc.). Cybersecurity Operating Model Transformation - Assessing, designing and implementing effective and outcome ... e.g., NIST CSF, ISO27001, CIS Critical Controls, NIS2, DORA, FCA, Bank of England). Relevant Cybersecurity qualifications such as CISSP/CISM/CompTIA ...

Company: jobs24.co.uk (1 week ago)

... compliance with leading regulatory standards (e.g., DORA, Bank of England, FCA, NIST, etc.). Cybersecurity Operating Model Transformation – Assessing, designing and implementing effective and outcome ... Controls), regulations (e.g., NIS2) and financial regulations (e.g., DORA, FCA, Bank of England, etc.). Have an understanding of the future of Gen AI ...

Company: Capgemini (1 week ago)

... the Prudential Regulation Authority (PRA) and Financial Conduct Authority (FCA) As part of Atom bank’s commitment to the FCA’s Consumer Duty, Atom will take all reasonable ...

Company: Atom Bank (1 week ago)

... the Prudential Regulation Authority (PRA) and Financial Conduct Authority (FCA). As part of Atom bank’s commitment to the FCA’s Consumer Duty, Atom will take all reasonable ...

Company: Atom Bank (1 week ago)

... ) Good knowledge of outsourcing and TPRM regulations (e.g. PRA, EBA and FCA). Experience of a variety of TPRM consulting engagements and therefore good ...

Company: Made4Tech Global Job type: permanent (1 week ago)