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... to streamline report delivery. - Ensure all client interactions strictly meet FCA regulations and Consumer Duty requirements. - Maintain professional competence and continuous ... and ethical business development capabilities (essential). - Thorough working knowledge of FCA compliance standards and Consumer Duty outcomes (essential). About the business ...

Company: Premier Jobs UK Limited (1 week ago)

... robust audit trails and ensuring processes meet company procedures and FCA requirements Working closely with advisers, administrators, providers and the Finance ... , as would an understanding of adviser charging, commission structures and FCA-regulated environments. The ideal candidate will need to be comfortable ...

Company: Profiles Personnel Job type: temporary (1 week ago)

... escalations and complex cases through to resolution, in line with FCA complaints (DISP) rules Manage daily queues and workloads so service ... to work the queue alongside the team Working knowledge of FCA complaints handling and Consumer Duty Comfortable with data, KPIs and ...

Company: Vivo Talent Job type: permanent (1 week ago)

... for clients. • Compliance and Regulation: Ensure all activities align with FCA regulations and company compliance standards. Stay informed of regulatory and ... insurance platforms and client management systems. o Strong understanding of FCA regulations and Consumer Duty obligations. • Desirable: o CII qualification or ...

Company: Cameron James Professional Recruitment Job type: permanent (1 week ago)

... . Ensure robust governance frameworks are strictly maintained in line with FCA regulatory obligations, collaborating closely with internal compliance teams to ensure ... understanding of governance, compliance monitoring, and oversight requirements within an FCA-regulated environment If you wish to apply for the position ...

Company: Cameron James Professional Recruitment Job type: permanent (1 week ago)

... the Bank's Legal & Compliance function. Maintaining compliance with FCA and PRA regulations. Developing and enhancing compliance policies, procedures and ... as SMF16. Strong understanding of Wholesale Banking. Experience working with FCA and PRA regulatory frameworks. Knowledge of correspondent banking environments. Fluency ...

Company: Huxley Associates (1 week ago)

... hardest times in their lives; find your Life's work. FCA Statement Dignity Funeral Directors is part of a group that includes ... FCA-regulated activities. Some roles may require additional training, screening or ...

Company: Dignity Funerals Limited (1 week ago)

... chance to shape the future, find your Life's work. FCA Statement Dignity is part of a group that includes ... FCA-regulated activities, and some roles may be subject to relevant ...

Company: Dignity Funerals Limited Job type: contract (1 week ago)

... , warranties, service plans and protection products in a professional and FCA-compliant manner Maintain accurate customer records and follow-up activity ... to delivery Experience presenting finance and insurance products in an FCA-compliant manner Experience with prestige, performance, specialist or enthusiast-focused ...

Company: Renault Retail Group UK Ltd Job type: permanent (1 week ago)

... Operations role reports directly to the CEO of an established, FCA-regulated financial services business in Bolton, leading IT operations across ... , experience developing and onboarding AI solutions, and time in an FCA-regulated business. How they work They'll look for someone ...

Company: Red Dot Search UK Limited Job type: permanent (1 week ago)

... they need to make an informed decision, in line with FCA and internal requirements. Keep building your product knowledge and sales ... stay motivated in a busy sales environment. An understanding of FCA requirements, ideally gained within a regulated financial services environment. A ...

Company: Vitality Corporate Services Limited (1 week ago)

... privacy regulatory requirements Monitoring and advising on developments from the FCA, EBA, ESMA, ECB, CBUAE, VARA, DFSA, FSRA and relevant national ... a top law firm or in-house Strong knowledge of the FCA regulatory framework and UK financial services law; working knowledge of ...

Company: kast.xyz (1 week ago)

... and Risk (second and third lines), and engaging with regulators (FCA/PRA) where required. Managing external counsel and panel firms, including ... on the Consumer Credit Act, Financial Services and Markets Act, FCA Handbook (CONC, BCOBs, COBs, Consumer Duty) and the Payment Services ...

Company: Go Fractional (1 week ago)

... technologies, as well as insurance market trends, regulation (e.g., FCA, PRA, Consumer Duty), and InsurTech developments. Use this knowledge to ... risk management, and AI regulation (e.g., EU AI Act, FCA expectations on AI use). Familiarity with insurance platforms and data ...

Company: ExlService Holdings, Inc. (1 week ago)

... NIST, ISO 27001, SOC 1, SOC 2, DORA, MAS TRM, FCA, HKMA, ASIC, and FinCEN. You’ll work from our Amsterdam ... with international financial technology regulations and expectations, including MAS TRM, FCA, HKMA, DORA, ASIC, and FinCEN. Experience integrating GRC platforms, BI ...

Company: airwallex (1 week ago)

... a Director within its Financial Services consulting practice. Perfect profile: FCA, consulting, conduct risk, broad financial services experience. This is an ... candidates from several backgrounds. Particularly relevant experience could include: The FCA or another UK financial-services regulator, ideally within supervision, enforcement ...

Company: Barclay Simpson (1 week ago)

... challenge and, in the case of the AoV, aligns with FCA guidance (COLL 6.6.20 / Consumer Duty price & value ... role is subject to the Conduct Rules set by the FCA. Don’t meet every requirement? At Jupiter we are dedicated ...

Company: Jupiter Asset Management (1 week ago)

... payment schemes, service providers and external partners. Ensure compliance with FCA regulations, payment scheme requirements and wider financial crime legislation. Partner ... operating model design. Strong understanding of UK financial crime regulations, FCA requirements and AML legislation. Experience implementing AI, machine learning or ...

Company: Adria Solutions (1 week ago)

... : Trust Payments is an MFSA-regulated in Malta; and an FCA-regulated company in the UK. We provide a range of ... upsell. Governance and Risk Ensure all commercial activity complies with FCA, MFSA, scheme and applicable financial crime requirements. Work with Risk ...

Company: Trust Payments (1 week ago)

... applicable scheme documentation (including prospectuses; instruments of incorporation; trust deeds; FCA applications; schemes of arrangement; investor circulars; and risk management policies ... ) In-depth familiarity with authorised fund scheme documentation and the FCA authorisations process; Strong risk awareness with a deep understanding of ...

Company: BNY (1 week ago)