Total result: 442
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£150 - 200
Location: Manchester
... returns, capital and solvency frameworks). Experience managing regulatory interactions (PRA, FCA, EIOPA, NAIC, or equivalent). Proven leadership in finance, actuarial, or ...
Company: Forge Talent
(2 months ago)
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£150 - 200
Location: City of Edinburgh, Scotland
... be based on skills and experience) About the FCA The FCA regulates the conduct of 45,000 firms in the ... and fight crime Engage with colleagues across the FCA, including FCA senior management and external stakeholders Work in a diverse ... the role, please contact Raimonda at Raimonda.Stankute@fca Applications must be submitted through our online ...
Company: Financial Conduct Authority
(2 months ago)
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£150 - 200
Location: London, England
... successful candidate will have experience in managing FCA regulated audits and CASS audits, with exemplary ... to enhance audit teams understanding of relevant FCA regulations and risk management practices. Providing input ... similar professional accountancy qualification. Practical experience of FCA/PRA regulated entity audits including application of ISAs ...
Company: BDO UK LLP
(2 months ago)
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£200 +
Location: London
... . Maintain a strong regulatory relationship with the FCA and other relevant bodies, supporting regulatory reporting ... Compliance Manager, or equivalent. Direct experience in UK FCA-regulated money transfer, e-money, or fintech ... obligations (MLRs 2017), JMLSG guidance, and relevant FCA handbooks. Proven success designing and scaling compliance and ...
Company: Paysend
(2 months ago)
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£150 - 200
Location: London, England
... Compliance Manual, policies, and monitoring programme. Ensure ongoing compliance with FCA regulations (including IPRU-INV and MIFIDPRU) and US regulatory requirements ... a buy-side legal or compliance role. Strong understanding of FCA and NFA/CFTC regulatory frameworks. Familiarity with MIFIDPRU/IPRU-INV ...
Company: Compliance Professionals
(2 months ago)
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£150 - 200
Location: London, England
... Act 2018. Research and implement laws and regulations from the FCA, advising the business accordingly. Aid with FOIA requests. Support the ...
Company: Danos Group
Job type: contract
(2 months ago)
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£150 - 200
Location: London, England
... compliance and risk management related to financial licenses authorised by FCA. What you will be doing: Contract drafting and negotiation Legal ...
Company: Edenred Belgium SA
(2 months ago)
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£200 +
Location: London, England
... is a global payments company licensed and regulated by the FCA in the UK. It offers regulated end-to-end payment ...
Company: Clear Junction Limited
(2 months ago)
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£150 - 200
Location: Leeds, England
... (RRP) ICAAP and Pillar 3 reporting Senior Managers & Certification Regime FCA Systems and Controls - especially in relation to Compliance and Risk ...
Company: RSMUK
(2 months ago)
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£150 - 200
Location: London, England
... disclosures; and have deep knowledge of the UK Companies Act, FCA Listing Rules, Disclosure and Transparency Rules and UK / EU Market ...
Company: Barclays
(2 months ago)
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£150 - 200
Location: London, England
... compliance with Munich Re’s Code of Conduct and the FCA Conduct Rules. You will be rewarded with a great compensation ...
Company: Munich Re
(2 months ago)
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£150 - 200
Location: London, England
... Undertake regular learning and development and align with company and FCA requirements Adhere to company and regulatory policies and guideline at ...
Company: Vodafone
(2 months ago)
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£150 - 200
Location: London, England
... role profiles - please do not delete when editing Understand how FCA Conduct Rules apply to you as an employee of RSA ...
Company: Falcon Smart IT (FalconSmartIT)
(2 months ago)
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£200 +
Location: London, England
... landscape and related risk considerations Familiarity with UK regulatory requirements (FCA, AML, KYC, etc.) Proven ability to interpret financials and assess ...
Company: InterQuest Group
(2 months ago)
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£150 - 200
Location: Greater London
... in a simple and accessible way. In-depth knowledge of FCA/PRA requirements related to product and pricing risk. Proven ability ...
Company: MERJE
(2 months ago)
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£150 - 200
Location: City of Westminster
... regulation. Ensure systems in place for compliance with FCA client categorisation and financial promotions rules and US marketing ... . Act as central point of contact with the FCA, SEC and other regulatory bodies relevant to the ... SMF16/17 Demonstrable expertise on global regulations including FCA and SEC rules Demonstrable knowledge of fund structures ...
Company: The company
(2 months ago)
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£200 +
Location: London
... implement programmes to support FDA Ltd’s compliance with the FCA rules. This includes creating, monitoring, and reviewing policies, procedures, and ... specific compliance matters and with the overall compliance programme (including FCA digital asset requirements). Provide input and identify solutions to senior ...
Company: E Fundresearch
(2 months ago)
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£125 - 150
Location: London
... aware that it is a Certified Role, subject to the FCA and PRA Certification Regime. The Certification Regime is one element ... carry out their role. Under the guidance provided by the FCA and PRA, firms should have regard to the following when ...
Company: Citi
(2 months ago)
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£150 - 200
Location: Bristol
... operational resilience. Establish and maintain robust compliance frameworks that meet FCA and PRA requirements, proactively adapting to regulatory changes and emerging ... and maintain strong relationships with key regulatory bodies, including the FCA and PRA, ensuring timely, accurate communication that reflects AXA’s ...
Company: AXA UK
(2 months ago)
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£200 +
Location: London
... of these with clients where appropriate › Adhere to all relevant FCA requirements and compliance, completing all necessary training within the required ... relevant Senior Manager and Certification Regime Rules set by the FCA. This role will perform the following certified functions: o Certification ...
Company: SEI Investments Company
(2 months ago)
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