Total result: 501
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£125 - 150
Location: London
... on client operations. Skills & Experience: Deep knowledge of the UK financial services sector and FCA regulatory framework. Proven consulting experience, with expertise in lending or wealth management. Alignment ...
Company: MERJE Ltd
(3 weeks ago)
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£100 - 125
Location: London
... applying for this role must be aware that it is a Certified Role, subject to the FCA and PRA Certification Regime. The Certification Regime is one element of the Individual ...
Company: Citigroup Inc.
(3 weeks ago)
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£100 - 125
Location: London
... Role Details This role is subject to the Conduct Rules set by the FCA. Don’t meet every requirement? At Jupiter we are dedicated to building a diverse ...
Company: Jupiter Asset Mgmt
(3 weeks ago)
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Exclusive: Global Head of Legal & Compliance – Lawyer with Asset Management Experience (inc AIF[...]
£150 - 200
Location: London
... with a Global Asset Management business. You will also have gained significant FCA Compliance experience, with a good knowledge of the relevant UK rules and regulations applicable ...
Company: Compliance Recruitment Solutions
(2 weeks ago)
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£100 - 125
Location: London
... and on budget. Maintain high standards of data security and governance. Key Requirements: FCA authorised: to deliver regulated advice relating to risk settlement transactions. Track record ...
Company: BWD Search
(2 weeks ago)
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£80 - 100
Location: London
... regulations, including the Senior Managers and Certification Regime (SM&CR), Conduct Rules, and FCA requirements. Ensure compliance with the annual Gender Pay Gap Reporting requirements for the UK. Act ...
Company: Houlihan Lokey - Corporate
(2 weeks ago)
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£60 - 80
Location: London, Hybrid
... requirements related to AML/ITC, Data Protection, Conduct Risk (e.g., FCA Consumer Duty), Fraud Risk and Complaints Handling in respect of retail products ...
Company: Crossell
(2 weeks ago)
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£60 - 80
Location: Blantyre
... Energy Retail in line with industry Codes of Practice and industry regulators (Ofgem, FCA). Control and implement the various Collection and Debt policies. Methods Manage the internal debt ...
Company: ScottishPower
(2 weeks ago)
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£60 - 80
Location: London
... qualifications desirable but not essential. Knowledge Working knowledge of international regulatory frameworks or FCA regulatory environment. Language skills desirable but not essential. Experience Experience of working ...
Company: MILLER INSURANCE LLC
(2 weeks ago)
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£60 - 80
Location: London
... roles. Knowledge about governmental and financial regulations and laws (incl. JMLSG guidance, FCA rules, etc.) Able to prioritize multiple projects and deadlines. Have strong attention to detail. Job status ...
Company: First People Recruitment
(2 weeks ago)
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£60 - 80
Location: London
... similar role preferably within an asset management firm. Strong knowledge of FCA rules and regulations coupled with sound knowledge of the financial services sector including ...
Company: Pictet
Job type: contract
(2 weeks ago)
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£60 - 80
Location: London
... and snacks; About Moneff Founded in 2015 and headquartered in London, we’re an FCA-regulated payment institution. Our business accounts and payment processing services help companies ...
Company: Moneff
(2 weeks ago)
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£60 - 80
Location: London
... imposed on individuals performing their role at Miller, such as Lloyd’s byelaws and FCA rules. • Promote Miller brand and values to enhance Miller’s reputation in the market ...
Company: MILLER INSURANCE LLC
(2 weeks ago)
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£60 - 80
Location: London
... . Demonstrating knowledge and application of the fundamentals of the appropriate obligations to UK EMIs and navigating the FCA handbook. Developing an excellent understanding of UK, EU, and US sanction regimes, keeping ...
Company: 3S Money
(2 weeks ago)
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£60 - 80
Location: London
... skills with the ability to engage proactively with portfolio managers and colleagues at all levels knowledge of the FCA’s regulatory rules relevant to asset managers attention to detail and strong analytical ...
Company: MERJE Ltd
(2 weeks ago)
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£60 - 80
Location: London
... within financial services, preferably within a CFD and Spread Betting firm Knowledge of FCA regulations, in particular rules and legislation relating to AML/Financial Crime Strong analytical ...
Company: Capital Com Australia limited
(2 weeks ago)
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£60 - 80
Location: Guildford
... portfolio in the UK. This post holder will have delegated authority passed to them under the FCA/PRA Senior Manager and Certification Regime, hence they have certain regulatory obligations ...
Company: Allianz Insurance Plc
(2 weeks ago)
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£60 - 80
Location: London
... in managing the expectations of our key external stakeholders, including our domestic regulators (both the FCA and Lloyd’s) The UK compliance manager is responsible for delivering exceptional service to CFC ...
Company: CFC
(2 weeks ago)
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£60 - 80
... principles, accounting standards (IFRS and US GAAP), regulatory requirements relating to payment businesses (FCA, NBB and US State Regulators), and reconciliation methodologies. Familiarity with reconciliation tools and ERP systems ...
Company: Zepzpay
(2 weeks ago)
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£60 - 80
Location: London
... a key role in the preparation of all regulatory reporting covering COREP, FINREP, FCA returns including MLAR, Product Sales returns and BoE Statistics at the Group and Solo ...
Company: Empirical Search Limited
(2 weeks ago)
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