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... customers' needs to provide appropriate optional extras to maximise sales opportunities. Work within FCA rules. Helping to resolve any customer queries and enquiries. Liaising with Insurance companies when ...

Company: Carlton Recruitment Solutions Ltd (5 days ago)

... liability associated with commercial property business; US Homeowners and High Value Home business; FCA / PRA and Lloyd’s rules and regulations including conduct risk and contract certainty ...

Company: Munich Re (5 days ago)

... reinsurance reporting mechanisms and minimum standards. Good understanding of regulatory requirements (FCA and PRA), obligations of a certified function holder and Lloyd's compliance ...

Company: ENGINEERINGUK (5 days ago)

... reports, including annual accounts filings, tax filings, REIT compliance reporting and FCA reporting as required for the funds. Input into quarterly fund reports and board reports. Other Be the key ...

Company: Octopus (5 days ago)

... CASS Audits. Maintaining up to date technical knowledge of CASS and related FCA regulations as well as assisting the Audit Partners and Directors with CASS Audit planning work ...

Company: Johnston Carmichael (5 days ago)

... to safeguard the bank and its strategy. You will be fully conversant with the rules and regulations from the FCA. This is an exciting new position at this new challenger bank ...

Company: Jas Gujral (5 days ago)

... effective processing of transaction dealing errors and ensure ongoing compliance with the relevant FCA CASS rules. As an Operations Executive - Assurance, your responsibilities will include ...

Company: Evelyn Partners Limited (5 days ago)

... delivery of quality and value adding policy guidance. Constant monitoring of FCA and other regulatory and industry related communications. Assimilate regulatory information and communicate to clients and internal ...

Company: NJR Recruitment Ltd (5 days ago)

Junior Consultant: Fraud Practice Appointed to the FCA’s Skilled Person Panel for Financial Crime, we enable our clients to stay ...

Company: Plenitude Consulting (5 days ago)

... in 2014 by a team of proven FinTech entrepreneurs, we are an FCA regulated payments business that is driven to be the payment partner of choice ...

Company: Vitesse (5 days ago)

... reporting as appropriate. Ad hoc finance projects and reporting. To perform all duties in line with the FCA Individual Conduct Rules as documented in the Employee Handbook. Any other duties as reasonably required. Key ...

Company: SiriusPoint Ltd. (5 days ago)

... of compliance monitoring within a retail bank. Strong working knowledge of the FCA handbook, specifically PRIN, SYSC, COCON, CONC, COBS, BCOBS, MCOB, DISP ...

Company: ziprecruiter (5 days ago)

... recommended technical and behavioural competencies training required for your role. Conduct: Act in accordance with the FCA/PRA Code of Conduct. Business Continuity: Fulfil all prescribed business continuity ...

Company: Jas Gujral (5 days ago)

... client recommendations. Be fully conversant with, and adhere to, the rules and procedures contained in the Company's FCA Insurance Business Compliance Manual. Explore opportunities for new business generation and be an ...

Company: CBRE (5 days ago)

... progress, and report on key milestones. Support compliance initiatives by ensuring adherence to FCA regulations and industry best practices. Develop and maintain training materials and process documentation for team ...

Company: ziprecruiter (5 days ago)

... desirable Understanding of legal and regulatory requirements within the world of insurance, for example GDPR, FCA & TCF desirable. Ideally a previous background in Insurance / finance industry. Excellent ...

Company: howden group holdings (5 days ago)

... Management Principles. Strong knowledge of regulatory frameworks and experience of PRA and FCA engagement. Red Hot Rewards Generous holidays - 38.5 days annual ...

Company: ziprecruiter (5 days ago)

... Rules You must: Act with integrity. Act with due skill, care and diligence. Be open and cooperative with the FCA, the PRA and other regulators. Pay due regard to the interests of customers and treat them fairly. Observe ...

Company: Marex Spectron (5 days ago)

... client new business, renewals, midterm adjustments, and lapses in accordance with current procedures and FCA requirements. Liaise with insurers and other third parties regarding the administration of clients’ insurance ...

Company: ziprecruiter (5 days ago)

... addressing inquiries Ensure adherence to regulatory requirements throughout client interactions and comply with FCA regulations. Stay updated through in-house training and professional development initiatives to enhance ...

Company: Fortrade (5 days ago)