Total result: 1,070
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Location: Leeds
... adheres to Consumer Duty principles, supports the needs of vulnerable customers and is FCA Support the Digital User Research lead in managing the demand pipeline and ongoing engagement ...
Company: YBS
(1 week ago)
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Location: Bromsgrove, Worcestershire
... , where necessary ensuring accurate and timely recording Assistance with past-business auditing in relation to FCA Thematic Reviews, as directed by Risk and T&C Supporting Risk and T&C in the periodic ...
Company: AFH Wealth Management
Job type: permanent
(1 week ago)
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£24,000 - 28,000 - Annum
Location: Taunton
... the application process. Liaising with providers to deliver a seamless service to our clients. Work to FCA approved standards, ensuring work is compliant and within data protection guidelines when ...
Company: Hawk 3 Talent Solutions
Job type: permanent
(1 week ago)
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Location: M5, Salford, Greater Manchester
... initiatives. Valuable Experience: * Financial services industry experience, including knowledge of FCA regulatory requirements, particularly operational resilience, third-party risk management, change ...
Company: AJ Bell Business Solutions Limited
Job type: permanent
(1 week ago)
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£40,000 - 50,000 - Annum
Location: Durham, County Durham
... marketing demands and changes in campaign strategies. * Comply with legislative standards which includes FCA advertising standards and the GDPR. * Produce result driven reports and analyse successes to help ...
Company: Zenith People
Job type: contract
(1 week ago)
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£28,000 - 50,000 - Annum
Location: Maidstone, Kent
... with the Area Manager and colleagues. * Complete all documentation required by the Company. * Act in accordance with the FCA Code of Conduct for Company Representatives. * Work to a programme agreed with the Area ...
Company: Clark James recruitment
Job type: permanent
(1 week ago)
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£1,500 Signing Bonus, 30 days holiday, pension
Location: Slough
... It would also be great if you had experienceof working in an FCA regulated environment Ideally WIAPS and CCNSG or NVQ Level 2 - but not essential. At HomeServe ...
Company: HomeServe
Job type: permanent
(1 week ago)
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Location: Towcester, Northamptonshire
... to maintain accurate records (Insurers, Consultants, Internal Management) Maintain competencies compliant with FCA regulations The Rewards: A negotiable basic salary coupled with all the normal benefits (Pension, Holiday ...
Company: Brown & Brown
Job type: permanent
(1 week ago)
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Location: London, south east england
... as well as implementing solutions to bolster first line defences Existing knowledge of FCA regulations along with MiFID II, MiFIR & EMIR rules and guidance and the ability to horizon ...
Company: Coopman Search and Selection | B Corp™
(1 week ago)
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£150 - 200
Location: Newcastle-upon-tyne, tyne and wear, north east england
... services. Proven ability to design and implement monitoring plans. Extensive understanding of the FCA handbook and the regulatory environment for financial services. Strong proficiency in communication and stakeholder engagement ...
Company: Careers Plus
(1 week ago)
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£60 - 80
Location: Greater London
... processes, delivery schedules, and post-sale follow-ups. Compliance: Ensure adherence to all FCA rules, regulations and Consumer Duty obligations by checking & approving all proposals are issued ...
Company: Motus Group
(1 week ago)
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£60 - 80
Location: London
... manager for the firm's regulated entity in the UK, fulfilling obligations and responsibilities as required by the FCA Contribute to broader initiatives within the team, working to strengthen internal controls and compliance frameworks ...
Company: Plum
(1 week ago)
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£60 - 80
Location: London, WFH
... . Engage with clients across various sectors, including cryptocurrency, recruitment companies, charities, and FCA-regulated funds. Utilise CCH software for practice management and Caseware for audit and accounts ...
Company: Reed
(1 week ago)
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£60 - 80
Location: City Of London
... the preparation, review, and approval of Internal Capital Adequacy and Risk Assessment (ICARA) for the FCA and Internal Capital Adequacy Assessment Process (ICAAP) for the CBI documents and associated submissions ...
Company: Goodman Masson
(1 week ago)
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£60 - 80
Location: London
... FRS 102 and IFRS. Detailed knowledge of the Companies Act and LLP Act. FCA Handbook knowledge would be a bonus but is not essential. Ability to use proprietary ...
Company: 2i Recruit Ltd
(1 week ago)
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£60 - 80
Location: London
... 2016+) Additional Role Details This role is subject to the Conduct Rules set by the FCA. Don't meet every requirement? At Jupiter we are dedicated to building a diverse ...
Company: Jupiter Asset Management Ltd
(1 week ago)
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£100 - 125
Location: London
... agency and other commitments made to carriers and clients •Ensure compliant processing of contracts as per FCA and contract certainty requirements •Check policies, market presentations and client documentation as appropriate ...
Company: Willis Towers Watson
(1 week ago)
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£100 - 125
Location: London
... client relationships Effective communication and presentation skills Good understanding of compliance and FCA regulation Ability to work well independently, as well as part of a team ...
Company: Aon
(1 week ago)
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£80 - 100
Location: London
... are made. Be aware of and comply with the rules and requirements of the Financial Conduct Authority (FCA) and any other legal/regulatory/risk management frameworks, keeping abreast of any changes. What you ...
Company: Direct Line Insurance Group
(1 week ago)
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£125 - 150
Location: London
... complies with its regulatory obligations under the UK Benchmarks Regulation (BMR) and the relevant sections of the FCA's Handbook. This position will report to the Head of Legal and Compliance ...
Company: Intercontinental Exchange
(1 week ago)
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