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... , capable of mentoring a team Understanding of financial products and compliance requirements Understanding and adhering to the Financial Conduct Authority Tier 1 Conduct Rules Maintaining sufficient knowledge on regulatory matters ...

(4 hours ago)

... Lakes Insurance UK Limited (“GLLS”), regulated by Prudential Regulation Authority and the Financial Conduct Authority, is a fully owned subsidiary of Great Lakes Insurance SE ... by Great Lakes' outsourced service providers to ensure it meets the Financial Conduct Authority (FCA) Consumer Duty requirements. They will review communications and ...

Company: ERGO Group AG (2 days ago)

... Role Support the Head of Compliance as we engage and interact with the Financial Conduct Authority (i.e. obtaining regulatory permissions and regulatory approvals) on an ... ongoing basis. Experience interacting and dealing with Financial Conduct Authority. Possess prior experience of applying for FCA Part IV Application ...

Company: Story Terrace Inc. (4 hours ago)

... ; Regulatory reporting; UK CRR; CRD; Prudential Regulation Authority Rulebook; Financial Conduct Authority Handbook; Target Operating Model design; Regulatory gap ... mple familiarity with tender processes and proposition design;Knowledge of the financial services market and the regulatory institutions.RequirementsDegree level education.Chartered ...

Company: RSM International (3 days ago)

... laws and regulations by developing and implementing the policies and procedures; Conducting compliance risk assessments and elaborating an annual compliance ... a regulated financial institution; Experience in engaging with regulatory authorities (including the Financial Conduct Authority in the UK); Excellent knowledge of financial regulations such as ...

Company: Keyrock (1 day ago)

... London/ Hybrid Tech Stack - Senior Security Architect, Financial Services, Financial Conduct Authority (FCA) Regulations, IT Risk Management, Network ... someone with the experience with or wanting to learn industries/ technologies like Financial Services, Financial Conduct Authority (FCA) Regulations, IT Risk Management, Network Security, Data ...

Company: Noir (5 days ago)

... London/ Hybrid Tech Stack - Senior Security Architect, Financial Services, Financial Conduct Authority (FCA) Regulations, IT Risk Management, Network ... someone with the experience with or wanting to learn industries/ technologies like Financial Services, Financial Conduct Authority (FCA) Regulations, IT Risk Management, Network Security, Data ...

Company: Noir (4 days ago)

... regional regulatory relationships and respond to requests from the UK Financial Conduct Authority (FCA). Managing entity regulatory requirements such as UK Safeguarding ... minimal direction Experience in treasury and familiarity with financial statements Familiarity with UK and/or European financial regulation Able to quickly understand complex ...

Company: PayPal, Inc. (1 day ago)

... company, authorised by the Prudential Regulation Authority and regulated by the Financial Conduct Authority and Prudential Regulation Authority. Based in multicultural London, the banking ... – Assist the Data Protection Officer in further developing the framework, conducting investigations, and recording documentation. Projects – Assist in ad hoc ...

Company: BACB plc (2 days ago)

... support continuous embedment of the EMEA regulatory requirements - UK (PRA- Prudential Regulation Authority/FCA- Financial Conduct Authority) and EU Digital Operational Resilience Act (DORA) as well as The Australian Prudential ...

Company: Macquarie (2 days ago)

... subsidiary of Nest Corporation. Nest Invest is authorised and regulated by the Financial Conduct Authority (FCA). For the role holder, this means working in a regulated entity, and being required ...

Company: Nest pensions (5 days ago)

... space. Cynergy Bank plc is authorised by the Prudential Regulation Authority and regulated by the Financial Conduct Authority and the Prudential Regulation Authority. Eligible deposits with Cynergy Bank plc are protected by ...

Company: Cynergy Bank Limited (1 day ago)

... Great Lakes Insurance UK Limited (“GLLS”), regulated by Prudential Regulation Authority and the Financial Conduct Authority, is a fully owned subsidiary of Great Lakes Insurance ... collaborative relationship. Ensuring compliance with Munich Re’s Code of Conduct and the FCA Conduct Rules. You will be rewarded with a great compensation package, on ...

Company: Munich Re (2 days ago)

... summary: The individual will focus on three primary areas: the TORA UK entity and its compliance with the UK Financial Conduct Authority (FCA) regulation for its outsourced trading solutions (OTS), namely arranging (bringing about ...

Company: London Stock Exchange Group (2 days ago)

... origination and servicing of mortgage assets. The Company is authorised by the Financial Conduct Authority for regulated activities Overall Purpose of Job This role would suit ... the accuracy of TPRM data Assess external supplier reports for financial stability and financial crime issues, ensuring an exceptions or issues are suitability reviewed ...

Company: Kensington Mortgages (2 days ago)

... Credit Union Limited is authorised by the Prudential Regulation Authority and regulated by the Financial Conduct Authority and the Prudential Regulation Authority (FRN 574110).Companies Registration No. CU000012 Ballymena Causeway ...

Company: Beyond HR Job type: temporary (4 days ago)

... support the Global Head of Regulatory Reporting ensuring compliance with UK financial and regulatory reporting regulations for a UK broker dealer executing and clearing trades ... crypto assets. This role requires a deep understanding of Financial Conduct Authority (FCA) regulatory reporting requirements. What You’ll Do: Prepare and submit necessary ...

Company: Tbwa Chiat/Day Inc (1 day ago)

... to identify vulnerabilities and potential threats to critical business areas. Design and conduct testing, training, and simulation exercises to validate the effectiveness of continuity ... . Experience of working in a regulated environment, e.g., Financial Conduct Authority or similar role. An understanding of the regulatory environment applicable ...

Company: Barclay Simpson (2 days ago)

... identify vulnerabilities and potential threats to critical business areas. Design and conduct testing, training, and simulation exercises to validate the effectiveness of continuity ... planning. Experience of working in a regulated environment, eg Financial Conduct Authority or similar role. An understanding of the regulatory environment applicable ...

Company: Barclay Simpson Recruitment (2 days ago)

... and working with clients to create customized benchmarks, including for use within financial products. Preferred qualifications, capabilities, and skills Prior index experience ... by the Firm) and (where appropriate) approval by the UK Financial Conduct Authority and/or the Prudential Regulation Authority to carry out such activities. #J-18808-Ljbffr

Company: JPMorgan Chase & Co. (1 day ago)