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... remedies function at the Financial Conduct Authority! About the FCA The FCA regulates the conduct of 45,000 firms in the UK to ensure our financial markets are honest, fair ... advanced evidence-led and foundational thinking to how the FCA intervenes in UK financial services, embedding the latest competition thinking into wider policymaking, as ...

Company: Financial Conduct Authority (6 days ago)

... / department The Listings Department sits within the Market Oversight Directorate (MO) at the Financial Conduct Authority. The Department has a key role in the regulation of capital markets activity ... framework. About the FCA The FCA regulates the conduct of 50,000 firms in the UK to ensure our financial markets are honest, fair and competitive. We ...

Company: Financial Conduct Authority (2 days ago)

... day duties Always operating within the requirements of the applicable Financial Conduct Authority rules and regulations. Identify and establish contact with potential clients. ... and Regulation: Ensure adherence to all relevant UK financial regulations and laws, including those by the Financial Conduct Authority (FCA) and other bodies. Keep a ...

(1 day ago)

... Previous experience within the finance sector, with a strong understanding of financial products, regulations, and market dynamics. Our Recruitment Process: Initial Call: ... under the strict guidelines and regulations set forth by the Financial Conduct Authority (FCA). We are committed to maintaining the highest standards of integrity and professionalism ...

Company: Hometree Marketplace Limited (5 days ago)

... under the strict guidelines and regulations set forth by the Financial Conduct Authority (FCA). We are committed to maintaining the highest standards of integrity and professionalism ... of market integrity, and the promotion of healthy competition within the financial services industry. Equal Opportunity Employer At Hometree, we are committed to creating ...

Company: Hometree Marketplace Limited (5 days ago)

... Previous experience within the finance sector, with a strong understanding of financial products, regulations, and market dynamics. Our Recruitment Process: Initial Call: ... under the strict guidelines and regulations set forth by the Financial Conduct Authority (FCA). We are committed to maintaining the highest standards of integrity and professionalism ...

Company: Hometree (5 days ago)

... under the strict guidelines and regulations set forth by the Financial Conduct Authority (FCA). We are committed to maintaining the highest standards of integrity and professionalism ... of market integrity, and the promotion of healthy competition within the financial services industry. Equal Opportunity Employer At Hometree, we are committed to creating ...

Company: Hometree Marketplace Limited (5 days ago)

... under the strict guidelines and regulations set forth by the Financial Conduct Authority (FCA). We are committed to maintaining the highest standards of integrity and professionalism ... of market integrity, and the promotion of healthy competition within the financial services industry. Equal Opportunity Employer: At Hometree, we are committed to creating ...

Company: Hometree Marketplace Limited (3 days ago)

... under the strict guidelines and regulations set forth by the Financial Conduct Authority (FCA). We are committed to maintaining the highest standards of integrity and professionalism ... of market integrity, and the promotion of healthy competition within the financial services industry. Equal Opportunity Employer: At Hometree, we are committed to creating ...

Company: Hometree Marketplace Limited (3 days ago)

... breaking remedies function at the Financial Conduct Authority! About the FCA The FCA regulates the conduct of 45,000 firms in the UK to ensure our financial markets are honest, fair ... advanced evidence-led and foundational thinking to how the FCA intervenes in UK financial services, embedding the latest competition thinking into wider policymaking, as ...

Company: PSR Limited (3 days ago)

... Chip is a trading name of Chip Financial Ltd and is authorised by the Financial Conduct Authority under the Payment Services Regulation 2017 for the ... ClearBank Limited, authorised by the Prudential Regulation Authority and regulated by the Financial Conduct Authority and Prudential Regulation Authority under registration number 754568. ClearBank ...

(1 day ago)

... Great Lakes Insurance UK Limited ("GLLS"), regulated by Prudential Regulation Authority and the Financial Conduct Authority, is a fully owned subsidiary of Great Lakes ... partners. Develop data-driven monitoring systems to manage conduct and reputational risks and support strong financial outcomes. Support business development through tailored ...

Company: Munich Re (2 hours ago)

... Lakes Insurance UK Limited (“GLLS”), regulated by Prudential Regulation Authority and the Financial Conduct Authority, is a fully owned subsidiary of Great Lakes Insurance ... . Develop data-driven monitoring systems to manage conduct and reputational risks and support strong financial outcomes. Support business development through tailored ...

Company: Munich Re (1 day ago)

... Resilience framework in line with The Bank of England, Financial Conduct Authority ('FCA') and Prudential Regulatory Authority ('PRA') requirements. SIEL business units comprise Private ... SEI Investments (Europe) Limited ('SIEL') is authorised and regulated by the Financial Conduct Authority (FRN 191713). #J-18808-Ljbffr Remote working/work at home ...

Company: SEI Investments (Europe) Ltd. (2 hours ago)

... hin the complex and evolving landscape of financial regulations, particularly those set by the Financial Conduct Authority (FCA). The ideal candidate will ... in a Regulatory Compliance role. Understanding of the UK financial regulatory environment, including the Financial Conduct Authority (FCA) and its rules and regulations. Expertise in the FCA ...

Company: PayDo (3 days ago)

... new business and product initiatives to ensure compliance with the Financial Conduct Authority’s Client Asset requirements. Contribute to strategic planning ... Experience in a financial services environment. Understanding of the application of other Financial Conduct Authority, Prudential Regulation Authority, and Markets in Financial Instruments ...

Company: JPMorgan Chase & Co. (2 days ago)

... shoulder the burden of compliance (of being Directly Authorised by the Financial Conduct Authority (FCA)) so their customers can concentrate on running their day to day ... able to understand and effectively convey relevant regulation and legislation from the Financial Conduct Authority (ICOBS / CONC) Adhere to the ethos of Consumer Duty in all work ...

Company: Emponics (4 days ago)

... SpecificationEssential Project Management experience in a firm regulated by the Financial Conduct Authority. In-depth understanding of regulatory requirements, consumer duty ... diplomacy and sensitivity. Desirable Experience in a firm regulated by the Financial Conduct Authority, with regards to: AML/CTF KYC and Customer Due Diligence Experience ...

Company: Moneycorp Bank Limited (4 days ago)

... Great Lakes Insurance UK Limited (“GLLS”), regulated by Prudential Regulation Authority and the Financial Conduct Authority, is a fully owned subsidiary of Great Lakes Insurance ... Distribution Directive Ensuring compliance with Munich Re’s Code of Conduct and the FCA Conduct Rules If you are excited about this role but your experience does not ...

Company: ERGO Group AG (1 day ago)

... space. Cynergy Bank plc is authorised by the Prudential Regulation Authority and regulated by the Financial Conduct Authority and the Prudential Regulation Authority. Eligible deposits with Cynergy Bank plc are protected by ...

Company: Cynergy Bank Limited (2 days ago)