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Location: Slough
... advanced dispute mediation and contract maturity. Grounded firmly in the Financial Conduct Authority (FCA) Consumer Duty framework, you will champion customer centricity ... "Good Outcomes," protecting vulnerable customers, and upholding fair market conduct while sharpening your financial, commercial, and operational skill sets. Rotational Pathway 1 ...
Company: Connect Recruitment
Job type: contract
(4 days ago)
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Location: London
... years at the centre of the world's financial markets.Our expertise, intellectual capital and global ... -border basis, including under the rules of the Financial Conduct Authority (FCA), the UK and EU Prospectus Regulation, ... with US counsel.Advise on the conduct of business and financial promotion requirements applicable to equity distribution and ...
Company: Rothschild & Co
(6 days ago)
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Location: Bath, Somerset
... company:Servaada is Wipro UK entity, authorised by the Financial Conduct Authority (FCA), the UK financial services regulator, to undertake regulated activities on behalf ... existing ones, to maximize efficiency, accuracy and adherence to all Financial Conduct Authority regulations, particularly CASS 6, 7 & 8Ensure that Treating Customers ...
Company: Wipro
(4 days ago)
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Location: London
... Limited (“GLLS”), regulated by Prudential Regulation Authority and the Financial Conduct Authority, is a fully owned subsidiary of ... time role guiding and shaping the Delegated Authority Management Suite (DAMS) as a product ... or project managerSpecific MGA knowledge and delegated authority experience would be highly desirableExperience in working ...
Company: Munich Re
(4 days ago)
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Location: London
... solutions. Reflecting our experience within financial services and financial technology our UK office is based ... (‘SIEL’) is authorised and regulated by the Financial Conduct Authority (FRN 191713).SEI’s competitive advantage:To ... (‘SIEL’) is authorised and regulated by the Financial Conduct Authority (FRN 191713).AI Acceptable Use in the application ...
Company: SEI Investments Developments
(6 days ago)
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Location: London
... Lakes Insurance UK Limited (“GLLS”), regulated by Prudential Regulation Authority and the Financial Conduct Authority, is a fully owned subsidiary of Great Lakes Insurance ... & Experience:Several years of experience working in Insurance, Reinsurance, Financial services and regulated environments is preferred.Assess business capabilities, operating ...
Company: Munich Re
(6 days ago)
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Location: London
... (CASS) and safeguarding work monitored by the Financial Conduct Authority (FCA)Review and sign off deliverables, and ... our wider technology, risk and advisory teamsManage engagement financials, including scoping, budgeting, resourcing, fee recovery ... quality, including in regulatory inspections by the Financial Reporting Council (FRC) and the Public ...
Company: Grant Thornton
(6 days ago)
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Location: Bath, Somerset
... Servaada is Wipro UK entity, authorised by the Financial Conduct Authority (FCA), the UK financial services regulator, to undertake regulated activities on behalf ... experience within Investment Administration, Wealth Management, Platform Operations or Financial Services OperationsStrong understanding of investment products, platforms and custody ...
Company: Wipro
(5 days ago)
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£90,000
Location: Redditch, England
... leaders to ensure day-to-day activities are conducted in line with relevant legislation, regulation and ... Serve as the principal compliance contact for the Financial Conduct Authority (FCA) in relation to the broking operations. ... cooperative relationships with the FCA, the Prudential Regulation Authority (PRA) and other relevant regulators. Experience ...
Company: Pave Talent Partners Limited
(2 days ago)
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... including C-level executives, elected mayors, regional authorities, and public sector leaders.Identify emerging market ... , health, education, emergency services, and regional authorities.Knowledge of regional devolution, public sector procurement, and ... Need to KnowWe are regulated by the Financial Conduct Authority and all offers of employment for this ...
Company: Vodafone
(6 days ago)
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... positioned as a trusted partner across regional authorities, combined authorities, and public sector stakeholders.Coach and support ... policies.Need to KnowWe are regulated by the Financial Conduct Authority and all offers of employment for this ... to background checks, including criminal (DBS) and financial checks to meet the regulators standards.If you ...
Company: Vodafone
(5 days ago)
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£23,812
Location: Tipton, England
... : People management experience including performance management and recruitment within a financial services industry. Someone who shows up every day with a ... Brom is authorised by the Prudential Regulation Authority and regulated by the Financial Conduct Authority and Prudential Regulation Authority. Register no. 104877. ‘the West Brom ...
Company: West Bromwich Building Society
(2 days ago)
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Location: London
... .Built to be resilient, Ascot maximizes client financial security while delivering bespoke products and world class ... 10 years experience in either (Re)Insurance, Financial Services (or equivalent regulated industry), a law ... Key Function Holder (KFH) role under the Financial Conduct Authority’s Senior Managers and Certification Regime. Ability to ...
Company: Ascot Group
(6 days ago)
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Location: Bristol, Gloucestershire
... organisation, with an understanding of the Prudential Regulation Authority (PRA) and Financial Conduct Authority (FCA) operational resilience framework.You have experience designing and ... a substantial health insurance contribution, Employee Assistance Programme, and financial wellbeing coaches.We also encourage and support colleagues to pursue ...
Company: Bank of Ireland
(3 days ago)
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Location: London
... as outlined in the UK Financial Conduct Authority’s Code of Market Conduct and MAR.The role reports ... surveillance, exchange operations or a similar regulated financial markets environmentStrong understanding of secondary market trading, market ... opportunities and build a secure future with financial independence. Colleagues can get involved through ...
Company: London Stock Exchange Group
(4 days ago)
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£180,000 - 260,000
Location: Greater London
... s/University degree Strong grasp of macroeconomics, financial economics, and local rates drivers Solid rates ... econometrics/data science Familiarity with economic and financial databases such as Haver and Bloomberg ... appropriate) approval by the UK Financial Conduct Authority and/or the Prudential Regulation Authority to carry out such activities. ...
(5 days ago)
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Location: London
... metLiaise with regulatory bodies such as the Financial Ombudsman ServiceTakes ownership for their own ... operates within the financial services industry and, therefore, is regulated by the FCA (Financial Conduct Authority) and the ... PRA (Prudential Regulation Authority). It is a requirement ...
Company: Pension Insurance Corporation plc
(6 days ago)
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Location: Newbury, Berkshire
... Finance, Commercial and Delivery teams, turning financial information into meaningful insight that will support confident ... , governance and delivery requirements.You’ll analyse financial information to identify risks, challenges and opportunities, ... .Need to KnowWe are regulated by the Financial Conduct Authority and all offers of employment for this ...
Company: Vodafone
(2 days ago)
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... parental leave policies.Need to KnowWe are regulated by the Financial Conduct Authority and all offers of employment for this role are subject ... to background checks, including criminal (DBS) and financial checks to meet the regulators standards.If you require any ...
Company: Vodafone
(6 days ago)
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Location: Birmingham, West Midlands
... of client relationships to identify the clients financial goals, challenges, and risk tolerance to ... ensure a positive and continuous relationship.Assessment of financial, legal, and operational risks associated with client ... Certified role under the PRA & UK Financial Conduct Authority - Individual Accountabilities Regulations and may require the ...
Company: Barclays
(6 days ago)
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