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... investment management outsourcing solutions that help corporations, financial institutions, financial advisers and ultra-high-net-worth families ... of SEI and is authorised by the Financial Conduct Authority in the UK to provide certain regulated services ... ’) is authorised and regulated by the Financial Conduct Authority (FRN 191713). #J-18808-Ljbffr

Company: SEI Job type: contract (1 day ago)

... as well guidance and policy provided by the Financial Conduct Authority (FCA) and industry news & trends to ... assurance, or process improvement, preferably within financial services Proficiency in root cause analysis methodologies, ... trends and patterns. Knowledge of the Financial Conduct Authority’s regulatory requirements and standards relevant to ...

Company: esure Job type: contract (3 days ago)

... People management experience including performance management and recruitment within a financial services industry. Experience of multi-site management is desirable. ... Brom is authorised by the Prudential Regulation Authority and regulated by the Financial Conduct Authority and Prudential Regulation Authority. Register no. 104877. the West Brom ...

Company: West Bromwich Building Society Job type: permanent (5 days ago)

... a Certified role under the PRA & UK Financial Conduct Authority - Individual Accountabilities Regulations and may require the ... clients, understand their needs, expectations and financial goals to develop and propose appropriate investment ... clients, understand their needs, expectations and financial goals to develop and propose appropriate investment ...

Company: Barclays UK (5 days ago)

... and submission of regulatory reports and returns to the Financial Conduct Authority. Key Skills & Experience Experience in a similar ( ... detail with an ability to analyse complex financial information and provide credible challenge to the Company ... ’s directors, managers and financial advisers. Ability to build and maintain relationships ...

Company: MERJE (19 hours ago)

... final decisions alongside the Complaints Officer. * Apply DISP and wider Financial Conduct Authority (FCA) expectations consistently, balancing regulatory compliance with fair, customer-focused ... a strong proven track record of managing complaints in a financial services environment and be confident handling complex complaints independently. You ...

Company: Torus Recruitment Solutions Job type: permanent (1 day ago)

... expectations. As a designated Senior Management Function (SMF) under the Financial Conduct Authority’s Senior Managers & Certification Regime (SM&CR) this role carries ... , proportionate and aligned with FCA expectations for operational resilience and financial sector stability. Maintain robust governance oversight and risk management frameworks ...

Company: WTW (1 day ago)

Senior Lawyer (full-time or part-time opportunities available) Division – Legal Division Salary - National (Edinburgh and Leeds) ranging from £60,900 to £76,000 and London £66,900 to £83,500 per annum (Salary offered will be based on skills and experience) About the FCA The FCA regulates the conduct of 45,000 firms in the UK to ensure our ...

Company: Financial Conduct Authority (10 hours ago)

... trading name of Khepri Advisers Limited, which is authorized and regulated by the Financial Conduct Authority (FRN 692447). Role Description This is an entrepreneurial ... marketing materials (teasers, information memoranda, management presentations) and input into financial analysis and valuation. Design and manage buyer processes: target lists ...

Company: JR United Kingdom (1 week ago)

... sales across Intrum’s credit management and financial solutions portfolio * Identify and secure new ... Proven success in B2B enterprise sales, specifically within Financial Services. * Experience managing long, complex sales cycles ... and authorised and regulated by the Financial Conduct Authority. We will conduct credit, fraud, criminal record, right ...

Company: Intrum Justitia (1 week ago)

... a Certified role under the PRA & UK Financial Conduct Authority - Individual Accountabilities Regulations and may require the ... clients, understand their needs, expectations and financial goals to develop and propose appropriate investment ... clients, understand their needs, expectations and financial goals to develop and propose appropriate investment ...

Company: Barclays (1 week ago)

... Responsibilities Analyze of data to identify patterns and revenue opportunities Conduct back testing and assessing pricing, risk management and execution strategies ... ) and (where appropriate) approval by the UK Financial Conduct Authority and/or the Prudential Regulation Authority to carry out such activities. #J-18808-Ljbffr

Company: JPMorgan Chase & Co. (2 weeks ago)

... development initiatives. Qualifications required: ● Previous experience in sales, telesales, or financial services. ● Excellent communication skills, with the ability to convey complex ... whilst advancing your skills and expertise in the financial services industry. Fortrade Ltd. is authorized and regulated in the UK by the Financial Conduct Authority

Job type: permanent (2 weeks ago)

... . Required Qualifications: ● Previous experience in sales, telesales, or financial services. ● Strong communication skills via phone & email. ● ... whilst advancing your skills and expertise in the financial services industry. We offer one week and a ... first interview. Fortrade Ltd. is authorized and regulated in the UK by the Financial Conduct Authority

Job type: permanent (2 weeks ago)

... in multi‑asset investing and a passion for financial markets to join our Investments function. This senior ... , commercial acumen and experience in the UK financial adviser and wealth markets. As one of ... role you’ll be ‘Certified’ under the Financial Conduct Authority / Prudential Regulation Authority’s Senior Managers and Certification Regime (SMCR). ...

Company: Aviva (2 weeks ago)

... Coast Pensions Partnership Ltd is authorised and regulated by the Financial Conduct Authority. Registered in England Number: (phone number removed) and Registered Office ...

Company: Border to Coast Job type: permanent (2 weeks ago)

About the FCA At the FCA, we’re creating a fair and more resilient financial system. We’re establishing more transparent relationships between financial services and customers, building trust in financial markets and protecting vulnerable consumers. We’re currently on an exciting journey as we drive forward significant organisational, people, ...

Company: Financial Conduct Authority (2 weeks ago)

A leading financial regulatory body in the UK is seeking a Head of Department to lead the Wholesale Buy-side Directorate. This role involves oversight of the asset management sector, developing regulatory strategies, and managing a diverse team. The successful candidate will have a strong background in regulation, excellent leadership skills, and ...

Company: Financial Conduct Authority (2 weeks ago)

... sums of money * Level 4 qualification in financial advice recognised by the Financial Conduct Authority Reference number: BBBH23369 Keywords: Business Development Manager, ... Sales Manager, New Business Development, Level 4, Financial Advisor, Private ...

Company: Ernest Gordon Recruitment Limited Job type: permanent (3 weeks ago)

... redress on behalf of clients • Dealing with financial mis-selling claims – PCP/car finance commission ... via our case management system • Progressing financial mis-selling claims from inception through to ... with relevant regulations and legal standards, including the Financial Conduct Authority (FCA) guidelines. Experience required: • Qualified ...

Company: Means Resource Talent Solutions Limited (3 weeks ago)