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... within the Bank. Assess the interpretation and implementation of relevant FCA requirements, considering regulatory intent and prevailing industry practices. Evaluate the ...

Company: Robert Half Careers (5 days ago)

... rebalance risk, support growth and improve lives. The FCA will focus on four priorities:   Be a smarter regulator ... ; predictable, purposeful and proportionate. The FCA will improve its processes and embrace technology to ... regulatory and criminal operations, civil proceedings and the FCA’s Proceeds of Crime team sits within WUBI.    ...

Company: Financial Conduct Authority (FCA) (5 days ago)

... recruitment contact is Steve Christopher via Steve. internal recruitment contact is ... paymentsCoach, mentor, and develop talent across the FCA, building analytical and risk management capabilities that ... elevate organisational performanceRole model FCA values as part of the senior leadership ...

Company: Financial Conduct Authority (FCA) (5 days ago)

... its consumer protection objective.Role responsibilitiesLead the FCA’s supervisory relationships with assigned CRAs, ... close partnerships with senior stakeholders across the FCA, bringing insights together to inform supervisory ... colleagues across Capital Markets and enhancing the FCA’s supervisory effectivenessWork closely with colleagues across ...

Company: Financial Conduct Authority (FCA) (4 days ago)

... recruitment contact is Raimonda via raimonda. internal recruitment contact is Katie via ... programme of work, collaborating closely with the FCA.The Future Payment Systems and Infrastructure team ... transparent regulatory approach as oversight transitions into the FCA. Working closely with other authorities, industry participants ...

Company: Financial Conduct Authority (FCA) (6 days ago)

... external recruitment contact is Raimonda via raimonda. internal recruitment contact is Fizah via ... Office (ICO) and impact confidence in the FCA as a regulator.Role responsibilitiesThis role focuses on ... redactions where necessaryLiaise with business areas across the FCA to obtain information, provide guidance, build effective ...

Company: Financial Conduct Authority (FCA) (3 days ago)

... external recruitment contact is Raimonda via raimonda.  Your internal recruitment contact is ... finance services.   The Revenue Operations team delivers the FCA's fee-raising function, managing the modelling ... stakeholders  Build and maintain effective relationships across the FCA and with external regulatory bodies, representing the ...

Company: Financial Conduct Authority (FCA) (3 days ago)

... external recruitment contact is Steve Christopher via steve. internal recruitment contact is Katherine Whipps ... via katherine. must be submitted through our ... the design and lead the delivery of the FCA’s supervisory strategy for the CT, helping improve ...

Company: Financial Conduct Authority (FCA) (2 days ago)

Foster Care Associates (The FCA) Fostering Service Manager Salary: Up to £50,000 per annum, ... Parent and social worker in 1994, Foster Care Associates (The FCA) is an established fostering agency and forms part of the ... long way since those early days. Over the years, The FCA has built a strong reputation for excellence and now offers ...

Company: The FCA Job type: permanent (3 days ago)

... Reporting: Compiling, reviewing and submitting accurate financial reports to the FCA; performing daily/monthly reconciliations; monitoring and safeguarding client funds ... degree or relatedProven experience of operating in compliance roles within FCA regulated environmentsDemonstrable experience holding SMF16 and SMF17Relevant professional compliance ...

Company: Carousel Consultancy (6 days ago)

... outcomes, with a particular emphasis on the FCAs multi-occupancy buildings insurance regime and leaseholder ... in multi-occupancy buildings. Confident, timely FCA interactions and notifications, with zero missed regulatory ... disclosures and remuneration governance. Leading or contributing to FCA authorisations, variations of permission, and wind-down ...

Company: Alexander Bonhill (3 days ago)

... management, financial planning or investment management environment. Strong knowledge of FCA regulation, Consumer Duty, SMCR, AML and financial crime requirements. ... Compliance, Financial Planning Compliance, Investment Management Compliance, Asset Management Compliance, FCA Compliance, Consumer Duty, SMCR, AML, Financial Crime, Compliance Monitoring ...

Company: Deerfoot Recruitment Solutions (6 days ago)

... resilience, supplier management and technology risk.As the FCA expands its use of AI, including emerging agentic ... dependencies.Resilience for critical services: Ensure the FCA’s technology estate, including its digital, data ... ensuring value for money.External credibility: Represent the FCA with government, regulators, industry bodies and standards ...

Company: Global Resourcing (4 days ago)

... — including engagement with the Financial Conduct Authority (FCA), compliance with the Digital Operational Resilience Act ( ... reporting obligations. Maintain current knowledge of the FCA Handbook (SYSC, SM&CR), operational ... and post-incident review — in line with FCA operational resilience and DORA incident-reporting expectations. Ensure ...

Company: BDO LLP Job type: permanent (6 days ago)

... and trendsCollating and consolidating the monthly return to the FCA (CMAR), the annual stratification survey and any ad ... requests for information relating to CASS made by the FCA, the Financial Ombudsman Service (FOS) or the ... of associated controls and processesSound understanding of the FCA's Client Assets Sourcebook (CASS) requirementsWorking knowledge ...

Company: Legal and General (6 days ago)

... established financial redress businesses, operating within an FCA regulated group structure. Since our founding we ... ensuring accuracy, clarity, tone and compliance with FCA guidelines Identifying errors, inconsistencies or areas for ... moving, volume driven operation Working within an FCA regulated framework to ensure all client communications ...

Company: Direct Redress Careers (6 days ago)

... adherence to, internal policies, procedures and regulatory obligations, including FCA Conduct Rules and Treating Customers Fairly principles. Complete all mandatory ... representatives) Person Specification Knowledge / Experience / Skills Role falls within the FCA Certification Regime, with responsibility for compliance with all applicable regulatory ...

Company: Arbuthnot Latham & Co., Limited (4 days ago)

... Location: LondonReporting To: CEOPurposeManage and oversee DNA’s approach to FCA Consumer Duty including end-to-end management of customer complaints ... (FOS) as requiredAbout YouStrong working knowledge of FCA Consumer Duty related Customer Complaint FCA rules.Proven experience in complaints handling and/or ...

Company: DNA Payments (4 days ago)

... diligenceYou must be open and cooperative with the FCA, the PRA and other regulators.You must pay ... services industry and, therefore, is regulated by the FCA (Financial Conduct Authority) and the PRA (Prudential Regulation ... Basic knowledge of regulatory requirements and expectations including FCA and PRA principles.Understanding of business processes, ...

Company: Pension Insurance Corporation plc (2 days ago)

... risks and escalate appropriately Provide practical guidance around FCA regulation, internal policy and best practice Act ... Management and Adviser teams Keep up to date with FCA requirements, Consumer Duty, AML and financial crime** ... market. CeMAP or equivalent desirable. Strong knowledge of FCA regulation, Consumer Duty, AML and conduct risk. Coaching ...

(6 days ago)