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... -hoc regulatory projects. You will provide strategic compliance advice relevant to the FCA and SEC/NFA/CFTC and provide clients with tailored and proportionate regulatory solutions, setting ...

Company: ziprecruiter (1 day ago)

FOSTER CARE ASSOCIATES (THE FCA) Role: Senior/Supervising Social Worker - 12 Months Fixed Term Salary: Up to £38, ...

Company: FCA Job type: contract (4 days ago)

FOSTER CARE ASSOCIATES (THE FCA) Role: Supervising Social Worker - ASYE Applications Welcome Salary: £31,201 to £33,003 Per ...

Company: FCA (1 day ago)

... ,000 per annum (Salary offered will be based on skills and experience) About the FCA The FCA regulates the conduct of 45,000 firms in the UK to ensure our financial markets ... both sides. Follow this link to see what life is like at the FCA - Life at the FCA Application Support We are dedicated to removing barriers and ensuring our application process ...

Company: Financial Conduct Authority (5 days ago)

... ,400 per annum (Salary offered will be based on skills and experience) About the FCA The FCA regulates the conduct of 45,000 firms in the UK to ensure our financial markets ... both sides. Follow this link to see what life is like at the FCA - Life at the FCA Application Support We are dedicated to removing barriers and ensuring our application process ...

Company: PSR Limited (1 day ago)

... ,000 per annum (Salary offered will be based on skills and experience) About the FCA The FCA regulates the conduct of 45,000 firms in the UK to ensure our financial markets ... best sides. Follow this link to see what life is like at the FCA - Life at the FCA Application Support We are dedicated to removing barriers and ensuring our application process ...

Company: Financial Conduct Authority (2 days ago)

... ,100 per annum (salary offered will be based on skills and experience) About the FCA The FCA regulates the conduct of 45,000 firms in the UK to ensure our financial markets ... both sides. Follow this link to see what life is like at the FCA - Life at the FCA Application Support We are dedicated to removing barriers and ensuring our application process ...

Company: Financial Conduct Authority (5 days ago)

... 93,900 per annum (salary offered will be based on skills and experience) About the FCA The FCA regulates the conduct of 45,000 firms in the UK to ensure our financial markets ... lifestyle. Follow this link to see what life is like at the FCA - Life at the FCA Application Support We are dedicated to removing barriers and ensuring our application process ...

Company: Financial Conduct Authority (1 day ago)

... ,800 per annum (salary offered will be based on skills and experience) About the FCA The FCA regulates the conduct of 45,000 firms in the UK to ensure our financial markets ... both sides. Follow this link to see what life is like at the FCA - Life at the FCA Application Support We are dedicated to removing barriers and ensuring our application process ...

Company: Financial Conduct Authority (1 day ago)

... ,400 per annum (Salary offered will be based on skills and experience) About the FCA The FCA regulates the conduct of 45,000 firms in the UK to ensure our financial markets ... both sides. Follow this link to see what life is like at the FCA - Life at the FCA Application Support We are dedicated to removing barriers and ensuring our application process ...

Company: Financial Conduct Authority (4 days ago)

... 83,450 per annum (salary offered will be based on skills and experience) About the FCA The FCA regulates the conduct of 45,000 firms in the UK to ensure our financial markets ... lifestyle. Follow this link to see what life is like at the FCA - Life at the FCA Application Support We are dedicated to removing barriers and ensuring our application process ...

Company: Financial Conduct Authority (1 day ago)

... Leadership: Develop and continuously evolve a robust QA framework aligned with FCA regulations (including CONC, SYSC, and PRIN) and internal policies. Regulatory ... Compliance: Ensure QA processes support compliance with FCA expectations, particularly around the quality of advice, transparency, customer vulnerability, and ...

Company: JR United Kingdom (4 days ago)

... on construction and operational sites, regulatory risks for all entities and with a FCA focus for the FCA regulated entity, Bluefield Partners LLP, cyber security risk for ... management and conduct risk processes, specifically supporting our compliance monitoring activity for the FCA regulated entities in the group, is another area that this rol ...

Company: Bluefield (4 days ago)

... Regulatory Environment Review and Advice   • To monitor, interpret and report on mainly FCA regulations, ESG changes, data protection with the DPO and changes impacting ... implications of regulatory developments. • To ensure the firm maintains compliance with the FCA Handbook (particularly ICOBS, CONC, SYSC, DISP, and PRIN) and other regulatory ...

Company: MDU Services Ltd Job type: permanent (1 day ago)

... an Electronic Money Institution (EMI) from the UK Financial Conduct Authority (FCA). We are committed to providing secure, efficient, and compliant payment and e- ... Strong understanding of UK financial regulatory obligations, particularly safeguarding requirements and FCA reporting. • Proficient in financial software tools (e.g. Xero, Sage) and ...

Company: 泛付 PanPay (12 hours ago)

... h a course of recommended action to Management Keeping up to date with the FCA and Industry sources to assist with providing the firm with regular updates Commercial Awareness ... Financial services background and experience highly desirable Knowledge of FCA regulations desirable Educational attainment at degree level not essential but would be ...

Company: JR United Kingdom (6 days ago)

... department Liaison with compliance services to ensure all documentation being used is correct and FCA / Provider updates are being adhered to Oversight of Investment Committee outcomes ... essary for the role as it will include reporting of records, responding to FCA requests. Regular communication and reporting will be required to the firm’s senior ...

Company: s1jobs (1 day ago)

... informal knowledge sharing and training to colleagues. Key Responsibilities FCA Function Understand and comply with the requirements and expectations of the FCA’s individual conduct rules (COCON 2.1 ... manager conduct rules (COCON 2.2 Senior manager conduct rules - FCA Handbook). Client Service Within a client service team structure, lead or support ...

Company: Grosvenor Group (1 day ago)

... Compliance & Regulatory Support Work with the CEO and legal advisors to translate FCA licensing requirements into technical specifications: data encryption, audit trails ... and maintain documentation (architecture diagrams, runbooks, security policies) required for FCA sandbox applications and EMI license submissions. 6.     Roadmap & Scalability ...

(6 days ago)

... reference. • Oversee the preparation and submission of all regulatory returns to PRA and FCA, including COREP, FINREP, and FSA reports. • Ensure the production, ... by the Prudential Regulation Authority (PRA) and Financial Conduct Authority (FCA). The successful candidate must demonstrate fitness and propriety in accordance with the Senior ...

Company: Bank of Ceylon (UK) Limited (1 day ago)