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... to the Board of the Financial Conduct Authority (FCA). These appointments offer a unique opportunity to contribute ... of the UK’s financial system. About the FCA The FCA is an independent regulator with the strategic objective ... of England and the Prudential Regulation Authority, the FCA regulates financial services to protect consumers, maintain market ...

Company: Financial Conduct Authority (5 days ago)

... to improve processes and strengthen customer outcomes Ensure compliance with FCA regulation, Consumer Duty and Vulnerable Customer guidanceWhat We're Looking ... Proven experience within Collections (regulated environment preferred) Strong understanding of FCA requirements and vulnerable customer guidance Excellent communication, empathy and negotiation ...

Company: Experis Job type: permanent (6 days ago)

... within: Motor finance Car sales (dealership or broker) Financial services / FCA-regulated environment Experience handling finance-based sales conversations, including: Affordability ... & suitability discussions Compliance-focused customer journeys Working to FCA standards and processes Proven ability to work towards targets, KPIs ...

Company: CarFinance 247 Job type: permanent (3 days ago)

... of CAS regulations and client asset oversight Good knowledge FCA CASS regulations / CASS rulebook Thorough knowledge of Irish ... regulations 1 through to 8 or 9 on FCA book should have good familiarity Trends and analysis ... for various committees Provide Technical advisory FCA regulatory reporting / 12 principles of FCA upheld Knowledge of client asset ...

Company: Atrium Global Job type: permanent (6 hours ago)

... someone who can hit the ground running with FCA/PRA-facing work, governance and submissions.What you ... 'll do (interim focus) Own and deliver FCA/PRA regulatory submissions, applications and notifications end-to ... in insurance compliance within an FCA/PRA regulated environmentProven experience preparing and reviewing FCA/PRA returns/submissions and ...

Company: GerrardWhite (2 days ago)

... Hall’s advice services remain fully compliant with FCA, MaPS, and internal quality standards. Key Responsibilities ... , accurate, and fair resolution in accordance with FCA and MaPS complaint-handling procedures. Act as the ... Ensure complaint handling and quality monitoring comply with FCA MaPS  and advice quality standards. Support preparation for ...

Company: TOYNBEE HALL (2 days ago)

... Advising clients on UK financial services regulation, including FCA and PRA rules and guidance. Providing regulatory support ... person reviews. Liaising with regulators, including the FCA and PRA. Drafting and reviewing policies, procedures, ... or a regulatory body. Good working knowledge of FCA Handbook, PRA Rulebook, and relevant legislation. Experience ...

Company: Thomson LRC (2 days ago)

... as a primary point of contact for the FCA; handling intense regulatory scrutiny, managing audits, and ensuring ... all FCA reporting is accurate and timely. Team Leadership: ... data reporting in the same afternoon. FCA Knowledge: Proven experience handling FCA audits and direct reporting; you should ...

Company: Montpellier Resourcing (2 days ago)

... with local and international regulations, including FCA requirements and SOX for US companies Stay ... improve reporting efficiency Prepare regulatory submissions including, FCA returns, MIFIDPRU 8 disclosures, and the ICARA ... international accounting qualification In-depth knowledge of FCA reporting requirements and UK financial services regulations ...

(2 days ago)

... across a wide range of practice areas including FCA regulation, litigation, commercial lending, employment and commercial ... Advising on legal and regulatory matters, including FCA regulation Representing the legal department at internal and ... advertisements to ensure they are compliant with FCA rules Drafting commercial agreements Provision of legal ...

Job type: internship (6 hours ago)

... Ensuring all activity is fully compliant with FCA regulations and internal procedures. Handling complaints in ... Compliance & Regulatory Responsibilities Adhering to all FCA regulations and the company’s Compliance Manual. ... , Data Security, and Vulnerable Customers. Supporting FCA reporting requirements where needed. Conducting file and sales ...

Company: OnetoOne Personnel (6 hours ago)

... the end-to-end complaints process in line with FCA DISP requirements. Completing root cause analysis to identify ... property claim complaints is highly desirable. Strong knowledge of FCA regulations (DISP, conduct risk, Consumer Duty) and ... accurate handling of complaints and DSARs. Compliance with FCA conduct risk standards and DISP rules. Quality and ...

Company: NJR Recruitment (6 hours ago)

... for someone who has held (or currently holds) FCA registration for SMF 16 & 17 in wealth ... balanced personality Hands on approach proven track record of FCA compliance expertise in wealth and investment management space ... sizes excellent general practical knowledge and experience of the FCA handbook (especially MiFID PRU, Systems and Controls and ...

Company: WELREX (3 days ago)

... including PSR, EMR, MiFID/IFPR, and relevant FCA Handbook sections). Own and evolve the UK Compliance ... Build and maintain strong, proactive relationships with the FCA through reporting, responses to information requests, and ... firms, with hands‑on experience engaging with the FCA. Proven compliance leadership or advisory background, including ...

Company: Compliance Professionals (6 hours ago)

... including PSR, EMR, MiFID/IFPR, and relevant FCA Handbook sections). Own and evolve the UK Compliance ... Build and maintain strong, proactive relationships with the FCA through reporting, responses to information requests, and ... firms, with hands‑on experience engaging with the FCA. Proven compliance leadership or advisory background, including ...

Company: Compliance Professionals (6 hours ago)

... legislation, rules and regulation, as well as the FCA Handbook and other applicable regulators’ rules and principles ... FSMA, MiFID II/MiFIR, EMIR, MAR, and FCA Handbook requirements. Demonstrated experience engaging with global regulators, such ... as the FCA, ESMA, CySEC, ASIC, and the HK SFC. ...

(3 days ago)

... resolutions. You will ensure every investigation meets FCA regulatory standards, Consumer Duty principles and our ... categorisation. Regulatory & Consumer Duty Compliance Apply FCA, Consumer Duty, TCF and GDPR principles throughout ... finance or automotive sector. Strong knowledge of FCA Regulated Environments, DISP rules and Financial Ombudsman ...

(1 day ago)

... Fund Regulation AIFMD and UK AIFM regime advice FCA authorizations and permissions Ongoing compliance frameworks (conduct, ... and high-quality training Experience with AIFMD, FCA processes, regulatory perimeter or change-of- ... : Financial Services Regulation, Asset Management Regulation, AIFMD, FCA, Private Equity, Private Credit, Fund Regulation, Change ...

Company: Rutherford (6 hours ago)

... asset managers and advisory firms regulated by the FCA, with an ever-increasing number of firms who ... reviews, and drafting compliance monitoring reports Managing certain FCA application processes on behalf of clients, for example in ... understanding of the UK regulatory landscape and the FCA Handbook Excellent customer service ethos Degree educated or ...

Company: Austin Andrew (6 hours ago)

... to join their new London team as they begin their FCA Authorisation application. You will be responsible for guiding the Authorisation ... including setting milestones Carry out all regulatory liaison with the FCA Prepare all required internal documentation regarding manuals, policies & procedures ...

Job type: temporary (6 hours ago)