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... and employee benefits products are designed, marketed, and distributed in line with FCA expectations. Ensure that products meet client needs and offer ... effectively to prevent recurrence. Regulatory reporting: Support with regulatory submissions to the FCA and ensure all necessary returns are made using accurate information.   Compliance Leadership ...

Company: pib Group Job type: permanent (3 days ago)

... Identifying and documenting key systems and controls for demonstrating compliance with applicable FCA regulations Developing opportunities and helping to win new business through ... Managers Regime for asset and wealth managers as well as elements of the broader FCA regime and requirements; The ability to make and develop strong relationships, listen ...

Company: PwC UK (1 day ago)

... detail-oriented compliance professional with a strong understanding of UK FCA regulations, excellent communication skills, and the ability to work both ... Ensure leavers, new joiners and changes to individuals’ circumstances are reflected on the FCA Directory and maintain appropriate records working alongside HR as necessary Responsibility ...

Company: NextEnergy Group (5 days ago)

... of findings. Ensure that any financial promotions are approved in accordance with FCA rules. Act as Company Secretary for the board, ensuring corporate governance ... Skills and Attributes required Extensive experience in risk and compliance management within an FCA-regulated consumer lending firm and authorised payment institution. A detailed ...

Company: Zeta (5 days ago)

... asset management or the broader European capital markets regulatory framework. About the FCA The FCA regulates the conduct of 50,000 firms in the UK to ensure our financial ... as a whole. For more information on what we do, our three-year strategy can be found here. The FCA's Values & Diversity Our ambition is to cultivate a culture of inclusion ...

Company: Financial Conduct Authority (2 days ago)

... responsible investor, ensuring BII meets its regulatory commitments with respect to the FCA, having systems and controls in place to counter compliance risks. The Compliance Manager ... developing people in a small team environment. Detailed knowledge of FCA compliance requirements for UK regulated financial institutions, particularly in private equity ...

Company: British International Investment (1 day ago)

... Crime Act 2002, the UK's 2017 Money Laundering Regulations, and associated FCA rules). This role is essential to our success and will work with colleagues across ... in Uxbridge at least 2 days per week. Responsibilities: Achieve FCA appointment as MLRO and SMF 17 for the Xerox FCA-regulated businesses in the UK. Serve as the primary liaison with UK ...

Company: Xerox (5 days ago)

... looking for a dynamic and experienced Senior Compliance Manager with experience of FCA regulation, within consumer credit, to join the Clearpay Compliance Team. You will ... vendor onboarding requests and provide feedback to the business to ensure compliance with FCA requirements. Review marketing communications. Support with annual risk assessments. ...

Company: Block, Inc (4 days ago)

... and the products or services they advise on and sell. Always Comply with the FCA's (and other applicable regulators) principles, commitments and codes of practice. ... You must act with due care, skill and diligence. You must be open and cooperative with the FCA, the PRA and other regulators. You must pay due regard to the interests of customers and ...

Company: Emponics (4 days ago)

... criminal and credit checks. As a certified colleague, your details will be published on the FCA’s Financial Services Register. This role has been identified as a Client-dealing function ... Manager of certification employees under SYSC 27.8.13R as defined in the FCA Handbook (1) The function of managing or supervising a certification employee, ...

Company: Lloyds Banking Group (18 hours ago)

... of relevant financial regulations and work with key stakeholders to ensure compliance with FCA requirements. • Assist in responding to regulatory queries and liaising with relevant teams to support ... maintain a robust control environment is essential. Knowledge of FCA compliance requirements is preferred but not essential. You’ll demonstrate ...

Company: Brakes Job type: permanent (5 days ago)

... develop the profitability of the business whilst ensuring adherence to compliance and FCA regulation. The Commercial Manager will support the Head of ... efficiently and in line with the company. Carry out all business activity compliantly with FCA regulation and company procedures as detailed in the Conduct Policies and Guides to Best Practice. ...

(5 days ago)

... resolution of findings. Governance and Regulatory Compliance Ensure compliance with FCA regulations, particularly around financial reporting and risk management. Maintain and monitor ... systems, and building teams from scratch. Strong knowledge of FCA regulatory requirements and UK financial reporting standards. Experience managing audits and ...

Company: Zeta (5 days ago)

... aligning marketing content, financial promotions, and mobile push notifications with FCA handbook legislation. We are looking for a creative, innovative compliance ... when you have championed initiatives for marketing to structure financial promotions within FCA regulations which have reaped acquisition rewards for the business. Strong communication ...

Company: ziprecruiter (5 days ago)

... er relevant countries’ regulatory requirements, including PSRs, EMRs, MLRs, FCA handbook and other guidelines, by providing expert advice, guidance and recommendations ... requirements. Stakeholder Engagement Liaise with regulatory authorities, such as the FCA and OFSI, on compliance-related matters. Represent the organization during external audits ...

Company: MarTrust (5 days ago)

... and the products or service they advise on and sell. Always comply with the FCA's (and other applicable regulators) principles, commitments and codes of practice. ... You must act with due care, skill and diligence. You must be open and cooperative with the FCA, the PRA and other regulators. You must pay due regard to the interests of customers and ...

Company: Emponics (2 days ago)

... services, ensuring advice is delivered to the highest quality and remains fully FCA compliant. Your team will support individuals in horticulture to tackle money worries ... initiatives that enhance impact and efficiency, and managing reporting requirements in line with FCA standards. Additionally, you will: Foster a positive and high-performing team ...

Company: Webrecruit (2 days ago)

... creativity with robust compliance to ensure all campaigns uphold the necessary regulations: FCA, ASA, GDPR and PECR. Working with agency partners to manage lead ... You must act with due care, skill, and diligence You must be open and cooperative with the FCA, the PRA and other regulators You must pay due regard to the interests of customers and treat ...

Company: London & Country Mortgages Ltd. (1 day ago)

... , MIFIDPRU reporting, and ICARA processes. Oversee reporting to external parties like FCA and HMRC and manage Treasury Management reporting. Proactively identify and report risks ... financial operations that could impact client or company reputation. Ensure compliance with FCA regulations, the Branch Manual, Code of Conduct policies, and the T&C ...

Company: Huntress - Leeds Job type: permanent (6 days ago)

... Advice. This role will focus on: Ensuring all Trainees and junior advisers meet FCA Training & Competence (T&C) requirements, complete their qualifications, CPD, SPS ... financial planning products and industry best practices. Strong understanding of FCA T&C requirements and regulatory expectations. Experience in coaching and developing Financial ...

Company: 7IM Job type: contract (6 days ago)