Job search

... seeking for the best possible customer experience at all times. Industry knowledge of FCA requirements relating to Sales Compliance within the Insurance sector A seasoned coach ... guidelines and regulations set forth by the Financial Conduct Authority (FCA). We are committed to maintaining the highest standards of integrity and professionalism in ...

Company: Hometree Marketplace Limited (6 days ago)

... across the business. The Role: * Research and development of legislation, regulation and FCA Rules. * Preparation of Management Information on team projects. * Provide training ... across the business. The Role: * Research and development of legislation, regulation and FCA Rules. * Preparation of Management Information on team projects. * Provide ...

Company: London PBB (6 days ago)

... regulatory requirements are complied with, including staying up to date with FCA, PSR and ICO expectations for technology and operations areas of the business ... Outsourced Service Providers meet the expectations of the Financial Conduct Authority (‘FCA') in the UK, so the individual holding this role must have significant experience within regulated ...

Company: Wallester (4 days ago)

... for: Significant experience in a senior compliance monitoring or assurance role within an FCA-regulated firm, ideally in investment platforms, wealth management, or stockbroking. Strong ... working knowledge of the UK regulatory framework, including the FCA Handbook and Consumer Duty. Proven ability to design, deliver, and lead ...

Company: AJ Bell (4 days ago)

... meet but surpass the rigorous standards set by the Financial Conduct Authority (FCA) and Ofgem. You'll lead the charge in procurement governance, meticulously monitoring ... management ideally within the dynamic energy sector. Deep understanding of FCA regulations and Ofgem compliance obligations. Comprehensive knowledge of the procurement lifecycle, ...

Company: Centrica plc (2 days ago)

... successful candidate will have in depth knowledge of the UK regulatory regime (i.e. FCA, PRA) with experience working in the Lloyd's market environment. The successful candidate will ... of the regulatory requirements applying to a General Insurer operating in the UK (i.e. FCA, PRA, Lloyd's and Lloyd's Europe). Knowledge, Skills & Competencies : Strong ...

Company: Everest Insurance (6 days ago)

... of credit decision frameworks, ensuring credit exposures comply with UK FCA regulations including responsible lending practices and affordability assessments to help ... Regulatory Reporting team to oversee the forbearance and non-performing exposure reporting to FCA and credit related reports to BCL. Monitor policy execution to ensure compliance wit ...

Company: PayPal, Inc. (6 days ago)

... would like to see At least 1 year of experience working in collections at an FCA-regulated firm or similar. Some experience inconsumer credit collections, financial hardship ... e any experience of Customer Service in either of these three areas within an FCA regulated company or energy Debt collections/recoveries2. Complaints3. Supporting ...

Company: Ophelos Limited (6 days ago)

... Financial Crime Risk Assessment and submit FCA returns on Connect and RegData. Conduct FIT & Proper Checks and update the FCA Directory and SMCR tasks. Assist with ... training initiatives. Qualifications and Skills Requirements: Essential: Adequate knowledge of FCA regulations, including Consumer Duty and Product Governance, as well as Financial Crime ...

Company: Howden Group (6 days ago)

... roadmap AWS (serverless & container-based stack) Terraform Github Actions FCA Compliance & Consumer Duty At Onmo we all take collective responsibility for our ... You must act with due skill, care and diligence You must be open and cooperative with the FCA, PRA and other regulators You must pay due regard to the interests of customers and treat them ...

Company: Onmo (6 days ago)

... ensure that services are maintained in alignment with regulatory requirements, including FCA regulations, Consumer Duty, and Payment Services Regulations (PSRs). Job Description: ... on third-party and intragroup performance, conduct risks, and adherence to FCA regulations. Secretariat for PayPal UK Outsourcing, Conduct and Customer Outcomes Committee ...

Company: PayPal (6 days ago)

... , care, and clarity — from planning and preparation through to the funeral itself, and beyond. FCA Statement Please note that this role is subject to meeting regulatory requirements ... . As an FCA-regulated organisation, we are committed to adopting the highest standards and we do this by ...

Company: Dignity Funerals (6 days ago)

... work, including contracts and commercial negotiations. Key Responsibilities: Monitor compliance with FCA regulatory requirements, especially PERG, CONC, and PRIN. Maintain and review ... the drafting of regulatory filings, submissions, and ad hoc responses to the FCA (e.g., change in control notifications). Track and report on relevant legislative ...

(6 days ago)

... candidate will have in depth knowledge of the UK regulatory regime (i.e. FCA, PRA) with experience working in the Lloyd’s market environment. The successful candidate will ... of the regulatory requirements applying to a General Insurer operating in the UK (i.e. FCA, PRA, Lloyd’s and Lloyd’s Europe). Knowledge, Skills & Competencies: Strong ...

Company: Everest Re Group, (6 days ago)

... , managing, and motivating a team of compliance professionals Assist with FCA authorization applications for various payment service provider firms Engage with clients ... support application processes Requirements: Knowledge of Payment Service Regulations and the FCA's approach to regulating payment firms Strong regulatory compliance background, with ...

Company: ziprecruiter (6 days ago)

... sources. Ensure compliance with the company’s regulatory requirements under the FCA, NFA, AMF, AFM, MAS and any other relevant regulatory body. Adhere to ... t: Act with integrity. Act with due skill, care and diligence. Be open and cooperative with the FCA, the PRA and other regulators. Pay due regard to the interests of customers and treat them fai ...

Company: Marex (6 days ago)

... financial management. Key Responsibilities: Monitor and oversee compliance with FCA regulations and the Financial Services and Markets Act 2000. Conduct ... experience in a compliance role within UK financial services. Strong understanding of FCA regulations and governance requirements. Self-starter with the ability to work independently in ...

(6 days ago)

... the strict guidelines and regulations set forth by the Financial Conduct Authority (FCA). We are committed to maintaining the highest standards of integrity and professionalism in all aspects ... member of our team, you will be expected to fully embrace and adhere to the FCA Code of Conduct obligations. These obligations are designed to ensure the fair ...

Company: hometree.co.uk (6 days ago)

... end-client experience Participate in regulatory audits, thematic reviews, and responses to FCA information requests as needed Who you are: Essential Experience & Skills: Minimum ... Customers Fairly (TCF), or conducting risk initiatives. Strong understanding of FCA rules and expectations under the Consumer Duty, especially relating to client ...

Company: InvestEngine Limited (6 days ago)

... by the business, the relevant Senior Management Function (SMF) applications to the FCA and PRA. Oversee FCA SMCR notifications, including updating the Directory. Maintaining records of departmental ... gained from a regulated organisation Experience of a PRA and FCA regulated environment Experience of quality assurance testing in a banking / ...

Company: ziprecruiter (6 days ago)