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... to deliver consistently high performance. Ensure compliance with FCA standards for all funeral planning activity. About You ... in their lives; find your Life's work. FCA Statement Dignity Funeral Directors is part of a group that ... includes FCA-regulated activities. Some roles may require additional training ...

Company: Dignity Funerals Limited (6 days ago)

... a case has been terminated using an understanding of FCA guidance Assessing and reviewing live caseloads to ensure ... and qualifications Must have a good understanding of the FCA Ideally held a similar position within the Motor Finance ... people with experience in Asset Recovery, familiar with FCA regulations and experience as a lender in recoveries or ...

Company: Fraser Recruitment Job type: permanent (5 days ago)

... Ensure all sales documentation and processes meet FCA compliance requirementsSales Controller Requirements Previous used car ... finance and profitability targets Good understanding of FCA compliance and automotive sales processes Experience within a ... with 2 days off during the week FCA accreditation or willingness to complete trainingHow to ApplyIf ...

Company: Octane Recruitment Job type: permanent (4 days ago)

... tech with robust compliance, we operate in an FCA-regulated space. Our standard OTE is £80k, ... Achieve your targets and revenue objectives in a fully FCA-compliant manner. Why Our Manchester Office Works: This ... Compliance Edge: Direct, verifiable experience working within an FCA-regulated insurance or financial services environment. The Data Mindset ...

Company: The Portfolio Group Job type: permanent (1 day ago)

... fair outcomes for customers, within internal SLA's and FCA timescales, while keeping Treating Customers Fairly at the heart ... Outcome. All employees must adhere to Tier 1 of the FCA Conduct Rules below : You must act with integrity. You ... diligence. You must be open and cooperative with the FCA and other regulators. You must pay due regard to ...

Company: Premia Solutions Limited (16 hours ago)

... requirements, including Lloyd’s of London and the FCA.Providing regular reporting on conduct risk, consumer duty ... and complaints issues. This includes responsibility for FCA and Lloyd’s of London returns and submissions, including ... .Notifications made to Lloyd’s of London and FCA where appropriate;Any matters escalated where required;Commercial ...

Company: Ascot Group (2 days ago)

... and ongoing monitoring of ARs, including preparing FCA notifications and assisting with annual AR reviews and ... Representative (AR) framework and applications with the FCA for SMCR, maintaining accurate AR and SM ... Knowledge & ExpertiseExperience in compliance within an FCA-regulated environment (insurance/Lloyd’s preferred).Working knowledge ...

Company: Davies (16 hours ago)

... experienced Compliance professional with a strong understanding of FCA regulation to take ownership of key regulatory compliance ... assessing their potential impact on the business.Monitor FCA regulatory updates and ensure relevant changes are ... You will need:Strong working knowledge of the FCA Handbook and the UK regulatory framework.Previous ...

Company: Oliver James Associates (16 hours ago)

... F&I) products, ensuring compliance with FCA regulations Administer all payments and commissions from customers ... ;I transactions are conducted in accordance with FCA legislation and industry best practices Support the ... Executive within a franchise-approved dealership environment FCA accreditation and thorough understanding of financial legislation ...

Company: Perfect Placement UK Ltd (1 day ago)

... and Cboe Europe B.V, engaging directly with the FCA, AFM and ESMA as required. Travel requirement: approximately ... exchange, or other regulated financial services firm operating under FCA and/or AFM/ESMA oversight. A strong working knowledge ... regulation (including MiFID II/MiFIR, EMIR and DORA), the FCA Handbook (in particular MAR, SYSC and SUP) and ...

Company: Cedar Cares, Inc (4 days ago)

... s regulatory requirements at all times, complying with the FCA regulations and guidelines. Operate as a role model for ... knowledge of the risk and compliance requirements associated with this FCA Certification (preferred – but can be achieved in the ... care and diligence Be open and cooperative with the FCA, the PRA and other regulators Pay due regard to ...

Company: Marex Group (4 days ago)

... on MiCA (Markets in Crypto-Assets Regulation), UK FCA requirements, and licensing strategies across multiple jurisdictions. Corporate ... for crypto innovation, with the Financial Conduct Authority (FCA) actively developing a sandbox for digital assets. Meanwhile ... . Mention your familiarity with MiCA or the FCA's approach to digital assets if you have ...

(4 days ago)

... Advise on regulatory perimeter issues, including interaction with FCA guidance, EU MiCA framework, and cross-border ... brokers and wealth platforms, including: MiFID II FCA Rules EMIR Support regulatory analysis relating to ... propositions Support engagement with regulators (e.g. FCA) and regulatory change initiatives Wealth Management Products & ...

Company: CMC Markets (4 days ago)

... perimeter - PCI DSS, DORA, Bank of Lithuania and FCA rules - that rises every year. Working at staff / ... map PCI DSS, DORA, and Bank of Lithuania and FCA requirements into practical, automated security controls and engineering guardrails ... have worked under PCI DSS and a financial regulator (FCA, Bank of Lithuania, CSSF, or equivalent) and know ...

Company: Vinted group. (4 days ago)

... and other financial services regulations such as the FCA Consumer Duty, UK MiFID 2, the UK ... financial services regulatory knowledge, including pension regulations, the FCA Consumer Duty, UK MiFID 2, CCI, Individual ... Attorney queries and supporting bereavement matters. Familiarity with FCA Handbook Rules including the safeguarding of client assets ...

Company: Testing Site - JPMC (4 days ago)

... Ensuring compliance with the company’s regulatory requirements under the FCA, NFA, AMF, AFM, MAS. Adhere to the operational risk ... reflecting Company Values. At all times complying with the FCA’s Code of Conduct To ensure that you are fully ... skill, care and diligence Be open and cooperative with the FCA, the PRA and other regulators Pay due regard to ...

Company: Marex (4 days ago)

... of the EU’s PSD2/PSD3, the UK’s FCA regime, and the disparate state‑level money transmitter laws ... wins or MLRO‑adjacent duties with metrics—e.g., "led FCA registration for a payment institution." Show Regulatory Fluency: Detail ... by the Global Blockchain Business Council, and track the FCA’s evolving guidance on digital assets. Such preparation not ...

(2 days ago)

... mandate level. · Adhere to internal underwriting policy and regulatory requirements – FCA, PRA, Money Laundering, Prevention of Financial Crime, Data Protection, etc ... mandate level. · Adhere to internal underwriting policy and regulatory requirements – FCA, PRA, Money Laundering, Prevention of Financial Crime, Data Protection, etc ...

Company: CBC Resourcing Solutions (6 days ago)

... and insurance products are presented appropriately and in accordance with FCA requirements. * Working closely with the sales team to maintain strong ... understanding of vehicle sales, finance products and the sales process. * FCA accreditation, or a willingness to complete the required accreditation. * The ...

Company: Pembrook Resourcing Job type: permanent (4 days ago)

... management. Compliance & Controls Ensure all income processes comply with FCA requirements and company procedures. Maintain audit trails and documentation relating ... of adviser charging, commissions, and recurring revenue models. * Knowledge of FCA-regulated environments. Personal Attributes * Highly organised and methodical. * Self-motivated ...

Company: Optima Recruitment Job type: temporary (4 days ago)