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... be both 100 % hand-on, but also senior and strategic as you not only face off the FCA, but are also going to be accountable to them and for all related Compliance in London (as you ... both worlds. Strong understanding of different Compliance Regulations such as: FCA handbook – you must have a strong understanding and interpretation of and ...

Company: Martis Search (2 days ago)

... successful compliance consultancy Whilst most of its asset management clients are FCA regulated , an ever-increasing number are SEC and NFA/CFTC Responsibilities ... policies as applicable Assisting with background screening checks as necessary and liaising with the FCA Provision of compliance training, both on-site and remotely Providing compliance ...

Company: Austin Andrew (1 day ago)

... be both 100 % hand-on, but also senior and strategic as you not only face off the FCA, but are also going to be accountable to them and for all related Compliance in London (as you ... both worlds. Strong understanding of different Compliance Regulations such as: FCA handbook – you must have a strong understanding and interpretation of and ...

Company: Martis Search (20 hours ago)

... UK entity meets regulatory expectations under the UK E-Money Regulations, FCA Operational Resilience framework, and relevant outsourcing and risk management standards ... Outsourcing Risk Management: Own and maintain the outsourcing register and ensure compliance with FCA SYSC and Operational Resilience requirements. Conduct vendor risk assessments, ...

Company: Cello (2 days ago)

... defence” control functions. Keep up to date with new regulatory developments and FCA guidance, highlighting relevant changes to senior colleagues and the business. Risk Management ... compliance interests professionally. Ability to support communication with regulators (e.g. FCA) as required by senior colleagues. Analytical Skills Capable of collating ...

Company: Homeprotect (2 days ago)

... regulations. You’ll also act as the principal point of contact with the FCA, managing all regulatory interactions and submissions. You’ll lead the design, implementation and monitoring ... preferably personal pensions, SIPPs etc.) and a strong track record of FCA engagement. Previous CASS experience would also be advantageous. This role will suit ...

Company: Willow Resourcing (2 days ago)

... . Conducting research, interpreting and reporting on key and relevant components of PRA, FCA Lloyd’s and international regulation applying to the Group’s current regulated ... and process documents. Assisting with the monitoring of compliance with all PRA, FCA, Lloyd’s and international regulatory deadlines, including the timely submission of ...

(2 hours ago)

... an impact. The Role: Deliver and enhance the compliance monitoring programme. Provide guidance on FCA requirements, particularly MiFID rules (SYSC, COBS, DISP). Review and advise on financial ... : 2–3 years’ experience in a compliance generalist role within an FCA-regulated firm (investment management or FinTech preferred). Solid understanding of ...

Company: fs talent (4 days ago)

... -to-end, ensuring all due diligence, risk assessments, and documentation meet internal policies and FCA regulatory standards. Oversee Know Your Business (KYB) checks, Ultimate Beneficial ... with UK financial regulations relevant to payments (e.g. Money Laundering Regulations, FCA SYSC requirements) as well as card scheme rules and programs (e.g. Visa ...

Company: Cardaq UK (4 days ago)

... Submitting the Professional Standards Data Report to the FCA Submitting the annual Fee Tariff Data Report to the FCA Preparing the CASS 10 Review and Custodian Selection ... of the Bank’s Execution Policies Preparing and submitting all regulatory returns to the FCA Working with the CCO to complete the annual Compliance and CASS Risk Assessments (Th ...

Company: Zenith Bank (UK) Limited. (4 days ago)

... while driving a proactive compliance culture. Ensure the business meets its FCA and international obligations while enabling innovation and responsible growth. Deliver ... -on experience navigating regulatory frameworks in emerging markets. Deep knowledge of FCA requirements, UK Money Laundering Regulations 2017, JMLSG Guidance, and financial crime ...

Company: The Stephen James Partnership (4 days ago)

... meets required standards. Ensure all products are constructed in line with the latest FCA and industry guidelines, focusing on ‘plain English’ language and the relevant Consumer & ... knowledge of the UK's regulatory framework for insurance, including relevant FCA rules and compliance requirements. Desirable Experience: Previous experience dealing ...

Company: Bspoke Insurance Group (2 days ago)

... role combines strategic leadership with hands-on risk management, ensuring compliance with FCA regulations and fostering a culture of risk awareness across the organisation. Key ... of insurance and operational risk management Strong working knowledge of FCA regulatory framework, including Consumer Duty Excellent communication and influencing skills ...

Company: MERJE (2 days ago)

... relation to regulatory and policy such as the preparation and submission of returns on the FCA Connect System. Support in the creation and presentation of key Committee and Governance ... regulated organisation in mortgages. Demonstrable experience of the application of: FCA Principles for Business, Consumer Duty and MCOBS. Good communication skills ...

Company: Rev & Regs (1 day ago)

... Support delegated authority and Coverholder oversight, including review and monitoring Advise on FCA regulatory requirements including ICOBS, SMCR, and Lloyd’s frameworks Lead ... to senior stakeholders Required Experience & Knowledge Strong working knowledge of FCA compliance, ICOBS, SMCR, and Lloyd’s market processes Experience in insurance ...

Company: PinkWorm Recruitment (1 day ago)

... necessary information for successful tenders. * Ensure all documentation and meetings comply with FCA regulations. * Manage new business through to handover, including documentation, ... . * Previous insurance experience preferred. * Strong knowledge of FCA regulations and compliance. * Excellent interpersonal, communication, and relationship-building ...

Company: Albion Blake Job type: permanent (6 days ago)

... Domain, this role is expected to include: Supporting overall system designs for FCAS products and leading various activities as part of the overall team responsible ... and software design solutions that feed directly into the FCAS programme Interfacing into other parts of the FCAS national and international organisation as a recognised holder of ...

Company: BAE Systems Job type: permanent (5 days ago)

... partners. Key Responsibilities Support compliance with Consumer Duty outcomes and FCA cross-cutting rules. Produce monthly customer outcome monitoring reports ... customer-focused role. Knowledge of Consumer Duty requirements and regulatory frameworks (FCA, PRA). Strong relationship-building and communication skills. Analytical mindset with the ability ...

Company: Gerrard White Job type: permanent (5 days ago)

... Supervise and assess team competencies; conduct monthly reconciliations in compliance with FCA regulations Review FCA compliance tasks for quality and completeness Liaise with auditors to maintain ... spreadsheets Minimum 5 years in a similar role Knowledge of FCA rules on client monies (desirable) Ability to analyse numerical data and communicate ...

Company: Travail Employment Group Job type: permanent (4 days ago)

... complaint procedures and Porsche standards Ensure compliance with PRG Sales Process, FCA/RICS documentation, and manage VWFS Connect platform Minimum Qualifications: Proven ... experience within a previous F&I focused automotive role Knowledge/ understanding of the FCA and other regulatory bodies relevant to the financial services industry (i.e. ICO ...

Company: Porsche Retail Job type: permanent (3 days ago)