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... complex enquiries. You'll ensure full compliance with FCA, FOS, and GDPR standards while helping customers ... responsibilities: Manage written and verbal complaints within FCA timeframes Handle third-party queries and SARs Maintain ... Automotive finance experience (essential) Strong knowledge of FCA/FOS/GDPR rules Excellent written and verbal skills ...

(6 days ago)

... Money Laundering Reporting Officer in Birmingham. An established FCA and HMRC-regulated fintech/remittance business is seeking an ... acting as the key point of contact for the FCA and HMRC. Key responsibilities include: Holding MLRO ... regulated financial services. Experience engaging directly with the FCA and/or HMRC. The ability to operate at ...

Company: Robert Walters Careers (6 days ago)

... of contact with UK regulators, including the Financial Conduct Authority (FCA), and will oversee all compliance-related activities within the region ... . Maintain and manage relationships with UK regulatory bodies, primarily the FCA, ensuring timely and effective communication. Oversee the implementation and maintenance ...

(5 days ago)

... and regulatory requirements into the group, including FCA and SRA-regulated activities. We're now looking ... accounting for several newly acquired Farewill entities, including FCA and SRA-regulated businesses, alongside supporting the ... and statutory accounting for the Farewill entities, including FCA and SRA-regulated businesses. Getting into the ...

Company: Dignity Funerals Job type: permanent (4 days ago)

... 4 main entities, 2 of which are FCA regulated. The Company Secretary will handle and ... governance responsibilities. Client Details A group company with FCA regulated entities based in Farnborough. Description The ... knowledge of corporate governance and compliance requirements within FCA regulated environments. Experience supporting senior leadership or ...

Company: Michael Page Legal Careers (3 days ago)

... dynamics, and the regulatory landscape (including PRA/FCA, LCR, and NSFR frameworks). The successful ... frameworks, including the Deposit Protection framework, PRA/FCA requirements, and tax regulations (FATCA, CRS, ... Proven experience navigating UK/European regulatory environments (PRA/FCA, Deposit Guarantee Schemes, FATCA/tax compliance).Project ...

Company: Citigroup (3 days ago)

... complaints experience within Financial Services/Banking, excellent working knowledge of FCA DISP & FOS processes, including SRC & Final ... complaints across the company’s global client base, applying FCA DISP and applicable local requirements Act as a quality ... or Banking with excellent working knowledge of FCA DISP & FOS processes, ...

Company: Arc Careers (5 hours ago)

... tech with robust compliance, we operate in an FCA-regulated space. Our standard OTE is £80k, ... Achieve your targets and revenue objectives in a fully FCA-compliant manner. Why Our Manchester Office Works: This ... Compliance Edge: Direct, verifiable experience working within an FCA-regulated insurance or financial services environment. The Data Mindset ...

Company: The Portfolio Group Job type: permanent (6 days ago)

... developing a team of Complaints Officers against KPIs and FCA standards Using data and technology to identify trends, ... across the team Keeping up to date with FCA and DISP regulations and best practice What we' ... and technology to drive performance improvements Strong knowledge of FCA regulations and DISP complaint handling standards Clear, confident ...

Company: Huntress - Maidstone Job type: temporary (4 days ago)

... candidates must have experience working in an FCA-regulated environment and understand the importance of ... customer service Ensuring all interactions comply with FCA and data protection regulations Maintaining accurate customer ... For Essential Experience Experience working within an FCA-regulated environment Strong understanding of: Data protection ...

Company: Guidant Global Job type: contract (4 days ago)

... managed high-profile relationships with regulators, ideally the FCA and/or PRA, either from an insurer, wider ... doing: Acting as the central coordinator for all FCA and PRA engagement, leading a proactive regulatory engagement ... : Proven experience managing high-profile regulator relationships — ideally FCA and/or PRA — from an insurer, wider financial ...

Company: PSD Group (4 days ago)

... firm's compliance programme. Monitor compliance with FCA regulatory requirements and internal policies. Provide ... thematic testing. Assist with regulatory reporting and FCA filings where required. Deliver compliance training to ... understanding of the UK regulatory framework, including FCA Handbook requirements applicable to investment managers. Good ...

Company: Black Swan Group (3 days ago)

... .Ensure compliance with all regulatory, contractual, and governance requirements, including FCA and Consumer Duty expectations.This role is registered under the ... environments, with a strong understanding of governance, risk management, and FCA requirements.Proven track record of delivering analytical transformation, process optimisation ...

Company: Intrum (6 days ago)

... aware that it is a Certified Role, subject to the FCA and PRA Certification Regime. The Certification Regime is one element ... carry out their role.Under the guidance provided by the FCA and PRA, firms should have regard to the following when ...

Company: Citigroup (6 days ago)

... journeys and reduce avoidable complaints.Maintain compliance with MBFS policies, FCA requirements, Consumer Duty, GDPR, and company standards.Stakeholder Engagement & ... aspects of legislation/requirements including but not limited to TCF, FCA, FOS, and relevant vulnerable customer guidance.Excellent oral and written ...

Company: Mercedes-Benz Bank (5 days ago)

... compliance with relevant statutory, legislative and regulatory requirements, including GFSC, FCA and Solvency II requirements, helping colleagues and outsourced service providers ... and managing priorities to deadlines.Nice to HaveKnowledge of GFSC, FCA or Solvency II requirements.Degree-level education or equivalent relevant ...

Company: The AA (4 days ago)

... standards for suitability and advice quality.Ensure framework alignment with FCA requirements, Consumer Duty and internal policies.Advice Quality AssuranceUndertake periodic ... suitability regulations, investment advice and wealth planning.Strong understanding of FCA COBS, Consumer Duty, vulnerable customers and suitability requirements.Ability to ...

Company: Schroders (4 days ago)

... advising clients on complex financial regulation matters, including:Advising on FCA and PRA regulatory requirements, including authorisations, permissions and notificationsSupporting ... Associate Director with:Strong experience in Financial Services RegulationKnowledge of FCA/PRA regulatory frameworks and processesExperience advising on areas such ...

Company: Chadwick Nott (4 days ago)

... and Risk (second and third lines), and engaging with regulators (FCA/PRA) where required.Managing external counsel and panel firms, including ... on the Consumer Credit Act, Financial Services and Markets Act, FCA Handbook (CONC, BCOBs, COBs, Consumer Duty) and the Payment Services ...

Company: Starling Bank (4 days ago)

... diligenceWhat you will bring to this roleA strong grounding in FCA regulations, with hands-on knowledge of CASS and Conduct Risk frameworks ... of high-quality, impactful presentationsStrong understanding of Financial Conduct Authority (FCA) regulations and frameworksDemonstrable knowledge of Client Assets Sourcebook (CASS) and ...

Company: Computershare (2 days ago)