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... challenge risk management practices. Key Skills & Experience: Expertise in the FCA Sourcebook and regulations. Experience in General Insurance is essential. Strong ... understanding of FCA priorities and risk management. Excellent analytical, communication, and leadership skills. ...

Company: Broadgate (1 day ago)

... requirements. Liaise with regulatory bodies, particularly the Financial Conduct Authority (FCA), and ensure timely and accurate submission of reports and documentation. ... a similar organization. Extensive experience with the Financial Conduct Authority (FCA) regulations and requirements. In-depth knowledge of relevant regulations and best practices ...

Company: Financial House (1 day ago)

Are you an expert in FCA Regulatory Compliance and Financial Crime with a solid background in training? If so our client, ... in creating and implementing engaging training programs (e-learning modules and workshops) Extensive experience in FCA Regulatory Compliance (e.g Consumer duty) and Financial Crime, ideally within a ...

Company: Hydrogen Group Job type: internship (1 day ago)

... firm's regulatory reporting and submitting these reports Gathering of information for FCA or other regulatory audit requests Responding to requests around AML/KYC requirements ... understanding of MiFID and the UK Regulatory framework and guidelines Knowledge of UCITS, FCA Conduct of Business Rules or SYSC desirable Knowledge of Charles River ...

Company: Coopman Search and Selection | B Corp™ Job type: contract (1 hour ago)

... . Project 2: Drafting policies and procedures for a loan provider applying to the FCA to become a UK Authorised Payment Institution. Project 3: Advising on the regulatory ... areas such as the Payment Services Regulations, E-Money Regulations, and relevant FCA rules. Experience advising banks, payment institutions, and other financial services ...

Company: Taylor Root (1 hour ago)

... compliance culture, offering leadership and coaching to the compliance team, and potentially overseeing FCA's Certification Regime in the future. REQUIREMENTS Key Responsibilities: Support compliance ... ’ compliance experience in insurance/financial services. Strong knowledge of FCA/PRA rules. Excellent stakeholder management and communication.

Company: Broadgate (1 hour ago)

... by the company, knowledge of the UK financial market and sound knowledge of the FCA regulatory requirements. You will be required to maintain your knowledge by keeping ... Planning (or equivalent) as a minimum Previous experience of working within an FCA regulated environment Knowledge of the various financial services products including Pensions ...

Company: Clayton Davies (1 hour ago)

... implementation of the company’s payments risk and governance strategy across UK (FCA) and EU (BaFin) regulated businesses. Establish and oversee a comprehensive ... mitigation. Stay updated on regulatory changes and maintain active communication with the FCA and BaFin as required. Experience Minimum 7 years experience in the risk & compliance ...

Company: Wenham Carter Group (6 days ago)

... Report & Accounts – please request this from Megan Mitchell (above) or consult the FCA Mutuals Website, type in Creative Support and search under ‘documents’. You ... Support is a Community Benefit Society with charitable status registered with the FCA, not a company or registered charity so you will not be able to access information about ...

Company: CREATIVE SUPPORT (6 days ago)

... up-to-date knowledge of mortgage products, protection policies, and FCA regulations. Ensure all client interactions and documentation meet the highest standards of ... 3 qualified. Strong understanding of mortgage products, protection policies, and FCA regulations. Excellent organisational skills and attention to detail. Ability to analyse complex ...

Company: Penn Financial (6 days ago)

... files are organised and updated, and easily accessible Assisting the team in complying with FCA and internal compliance procedures, ensuring all client files and information remain compliant and ... detail Sufficient understanding of the needs of Financial Services teams, FCA rules and compliances in order to effectively carry out the role Relevant ...

Company: Financial Divisions (6 days ago)

... skills Ability to work under pressure in a fast-paced environment FCA regulated or ability to become FCA registered Strong understanding of compliance and regulatory requirements within the commodities space ...

Company: Rise2Recruit (3 days ago)

... suite of investment options: Through Low-Cost Discretionary Fund Managers (FCA Regulated): Access a range of low-cost discretionary fund managers ... who are FCA (Financial Conduct Authority) regulated to efficiently manage your clients' investments. Managed ...

(1 day ago)

... compliance and information security. Regulatory Compliance Directly support license application with FCA and MiCA Assist in preparing for and responding to regulatory audits and reviews. Stay updated on ... including NIST and ISO27001. Proven knowledge of regulatory frameworks such as FCA, AMF, BMA, MICA, DORA, GDPR and security governance. Ability to ...

Company: Austin Werner (1 hour ago)

... risks and controls Personal Attributes & Experience SME-level knowledge of the FCA sourcebook and associated guidance An understanding of how the wider regulatory environment ... operates and the FCA’s priorities and areas of focus Excellent written and oral communication skills ...

Company: MERJE (1 hour ago)

... Life Services team of the Future Combat Air System – Acquisition Programme (FCAS AP) Programme, where the individual will work within a team to develop concept ... options for the future mission enablement solutions for FCAS AP. This covers all off board aspects of the Mission system needed to support a ...

Company: Morson Talent (6 days ago)

... and customers through ownership and adherence to internal and external policies, regulated procedures and FCA (Financial Conduct Authority) legislation whilst following our 4C's values. ... how we do business. Complete training as mandated by the company and regulated by the FCA. Ensure that you achieve and demonstrate levels of competence required ...

Company: Hastings Direct (5 days ago)

... clients. The role requires the provision of excellent customer service in line with FCA and Company guidelines. The Claims Handler will form part of a ... laid down service level agreements, Ensure all business activity fully complies with FCA regulation and company procedures as detailed in the Conduct Polices and Guides to Best Practice. Identify , ...

Company: Greenwood Moreland Insurance Brokers (3 days ago)

... MI and chase insurers for updates. Maintain accurate records and ensure compliance with FCA regulations and company procedures. What Our Client Is Looking For: Cert CII qualified ... working towards it. Strong technical knowledge of policy content and FCA compliance. Excellent organisational and numeracy skills, with the ability to manage multiple ...

Company: Get Recruited (UK) Ltd (2 days ago)

... to the Chief Pricing Actuary and you will be in a role that is FCA certified (i.e. a SMF holder). Your responsibilities include: Reviewing ... business. Supporting both all P&Ls where appropriate. Performing all duties in line with the FCA Individual Conduct Rules as documented in the Employee Handbook. Any other duties as reasonably required. #J-18808 ...

Company: Sirius Group (6 days ago)