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... for jurisdictional performance, regulatory compliance (including FCA CASS where applicable), exemplary client service, ... fixes. Regulatory Compliance and Relationships (including FCA CASS, where applicable) Ensure continued compliance ... , robust reconciliations, and resilient operations. Core FCA CASS Responsibilities (where applicable) Governance & ...

Company: BNY Mellon (6 days ago)

... . Maintain a strong regulatory relationship with the FCA and other relevant bodies, supporting regulatory reporting ... Compliance Manager, or equivalent. Direct experience in UK FCA-regulated money transfer, e-money, or fintech ... obligations (MLRs 2017), JMLSG guidance, and relevant FCA handbooks. Proven success designing and scaling compliance and ...

Company: Paysend (1 day ago)

... as the primary point of contact for the FCA and other regulatory bodies Lead regulatory engagement, ... reviews, and supervisory interactions Ensure ongoing compliance with FCA requirements, including SMCR, Consumer Duty and financial promotions ... (or equivalent senior compliance role) within an FCA‑regulated firm Deep knowledge of UK financial services ...

Company: The Digital Recruitment Company (1 day ago)

... and Onboarding frameworks. The role ensures robust FCA compliance, effective AR/network oversight, and strong ... the T&C framework in line with FCA expectations: competence standards, supervision, coaching, CPD ... capability (essential) Compliance leadership experience within an FCA‑regulated UK mortgage intermediary/network (AR oversight experience ...

Company: OneDome (1 day ago)

... file reviews in line with internal policies, FCA regulation, and Consumer Duty requirements. Working ... gaps and recommend appropriate corrective actions \" Apply FCA guidelines including COBS, PROD, Treating Customers Fairly ... protection, tax planning) \" Strong working knowledge of FCA regulations including COBS, SYSC and PROD \" Excellent attention ...

Company: NJR Recruitment (3 days ago)

... with Cafcass to recruit 3 Agency Family Court Advisers (FCA) on a temporary basis to support a defined ... working arrangements. Key Details Role: Agency Family Court Adviser (FCA) Client: Cafcass Location: Bournemouth or Portsmouth (covering Hampshire & ... 37 hours per week The Role As an Agency FCA, you will: Provide high-quality case analysis through ...

Company: Caritas Recruitment Job type: contract (6 days ago)

... with Cafcass to recruit 3 Agency Family Court Advisers (FCA) on a temporary basis to support a defined ... working arrangements. Key Details Role: Agency Family Court Adviser (FCA) Client: Cafcass Location: Bournemouth or Portsmouth (covering Hampshire & ... 37 hours per week The Role As an Agency FCA, you will: Provide high-quality case analysis through ...

Company: Caritas Recruitment Job type: contract (6 days ago)

... with Cafcass to recruit Agency Family Court Advisers (FCA) to support Public and Private Law teams across ... - see below). Key Details Role: Agency Family Court Adviser (FCA) Reference: NTX(phone number removed) Client: Cafcass Pay Rate: ... be considered upon application. The Role As an Agency FCA, you will: Visit and engage with children, ensuring ...

Company: Caritas Recruitment Job type: contract (6 days ago)

... experienced operations leader to join a dynamic, FCA/PRA-regulated banking environment at Executive Committee level ... programmes Ensure full compliance with UK regulatory frameworks (FCA, PRA, GDPR, Consumer Duty) Provide strategic insight ... within a UK bank, building society, or FCA regulated financial institution Strong knowledge of banking operations ...

Job type: permanent (4 days ago)

... and non-misleading manner, in full accordance with FCA regulatory standards. Employees in this role do not provide ... and must include appropriate risk disclosure in line with FCA requirements. Relationship management. Build and maintain professional ... and compliance requirements as set out by the FCA * The training period also serves as a mutual ...

Company: Fortrade Job type: permanent (4 days ago)

... the culture, standards and pace. Ensure robust compliance with FCA and SRA requirements while building a business that scales ... and LPAs and a clear understanding of regulated environments (FCA/SRA) is desirable. Or experience of managing services / ... to help, whenever you need. FCA Statement We're regulated by the FCA, so some roles may be subject ...

Company: Dignity Funerals Limited (2 days ago)

... and updating client records in line with FCA compliance and regulatory standards Supporting advisers with pre ... all documentation meets internal compliance standards and FCA requirements Monitoring pipelines and following up on ... for pension and investment business FCA compliance awareness: familiarity with FCA regulatory requirements and how they ...

Company: Kamro Limited T/A Tenex (6 days ago)

... Electronic Money Regulations (EMRs), Payment Services Regulations (PSRs), and relevant FCA rules (PRIN, COND, CASS). Safeguarding: Advise on safeguarding obligations for ... rather than simply mitigating risk. EMI Knowledge: Deep understanding of FCA-authorised EMI/Payment Institution regulations and cross-border payment flows ...

Company: Verto (5 days ago)

... Officer to ensure that procedures are compliant with FCA requirements. Support and train team members to ensure ... date in product knowledge and sell compliantly within FCA regulations Provide copies and evidence of training delivered ... in a timely fashion and in line with the FCA requirements. Other Product Knowledge: Possess a thorough knowledge ...

Company: howden group holdings (3 days ago)

... authorisation process with the Financial Conduct Authority (FCA); Define and execute the company’s strategic ... payments); Deep knowledge of UK regulatory environment (FCA, EMI frameworks, AML/KYC requirements); Experience engaging ... leadership, and stakeholder management skills; Ability to meet FCA “fit & proper” requirements for senior management ...

Company: HHHub.eu (Taupai, UAB) (1 day ago)

... robust compliance and AML function that aligns with FCA standards and supports our ambitious product roadmap, ... our pension products meet all specific tax and FCA requirements from day one. Oversee Financial Crime prevention ... wealth/investments landscape, with a deep understanding of FCA rules (COBS, Consumer Duty). Significant experience with ...

Company: Upvest (1 day ago)

... hold both the SMF 16 & SMF 17 FCA Control functions, or have held them in the last ... level “Generalist Compliance” experience either gained from a UK “FCA Registered” Banking background gained from a reputable Bank (and ... worlds. Strong understanding of different Compliance Regulations such as: FCA handbook – you must have a strong understanding and ...

Company: Martis Search (1 day ago)

... end-to-end, ensuring the business operates within FCA frameworks while enabling continued commercial growth. You will ... as the primary point of contact with the FCA and relevant global regulators Oversee AML, KYC, sanctions ... and/or crypto / digital assets Deep understanding of FCA regulation, EMI/PI frameworks, and financial crime compliance ...

Company: Cast UK/ Dcoded (1 day ago)

... , experts, and counsel Conduct legal research on FCA regulations, financial services law, and case law ... (training contract experience considered) Knowledge of FCA regulations and financial mis-selling principles Strong ... Solicitor, NQ Solicitor Jobs, Financial Services Litigation, FCA Claims, Consumer Claims, Dispute Resolution Solicitor, Legal ...

Company: qed legal (6 days ago)

... Ensure compliance with the company’s regulatory requirements under the FCA. Adhere to the operational risk framework for your role ... reflecting Company Values. At all times comply with the FCA’s Code of Conduct. Ensure that you are fully ... , care and diligence Be open and cooperative with the FCA, the PRA and other regulators Pay due regard to ...

Company: Rex Technologies GmbH (6 days ago)