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... investigations and produce professional reports * Liaise with the Financial Conduct Authority (FCA) as MLRO * Provide guidance and advice on financial crime matters to all departments * ... the National Crime Agency * Maintain accurate records and submit the annual FCA financial crime submission * Stay updated on relevant rules and legislation, ...

Company: KONNECT PERSONNEL LTD Job type: permanent (2 days ago)

... the firm's client service proposition to the highest standards while working within FCA regulatory requirements. It's a varied role where you'll be supporting ... Maintain accurate and up-to-date customer files in accordance with procedures Ensure all FCA compliance procedures are followed on a daily basis Support office facilities maintenance ...

Company: Avocet Legal Job type: permanent (2 days ago)

... of client service and accuracy of documentation. To act at all times within the FCA Principles for Business and to comply with FCA and internal procedures at all times in order to ensure the company meets it's ...

Company: Get-Recruited (UK) Ltd Job type: permanent (2 days ago)

... responsible for providing oversight and structure to the training and competence within the company. Adhering to FCA regulations , keeping up to date with legislation/compliance matters, TCF - Treating ... skills including formal report writing Detailed knowledge of relevant FCA regulations in relation to T&C and SMCR Remote working/work at home options ...

Company: Recruit UK | Certified B Corp™ Job type: internship (2 days ago)

... Xero, Sage). Compliance & Security: Ensure all features meet UK regulatory requirements such as FCA guidelines, PSD2, GDPR, and applicable anti-fraud and data protection standards ... collaboration with mobile teams. Ensure adherence to UK-specific financial regulations such as FCA, PSD2, Open Banking, APP Scam Codes, and GDPR, especially where customer ...

Company: Ascendion (2 days ago)

... responsible for providing oversight and structure to the training and competence within the company. Adhering to FCA regulations , keeping up to date with legislation/compliance matters, TCF - Treating ... skills including formal report writing Detailed knowledge of relevant FCA regulations in relation to T&C and SMCR Remote working/work at home options ...

Company: Recruit UK | Certified B Corp™ Job type: internship (2 days ago)

... agenda, ensuring we operate within the legal and regulatory frameworks set by the FCA, PRA, and other This is a broad and hands-on role that offers exposure ... –5 years of experience in a compliance, regulatory, or risk role within PRA & FCA regulated financial services including deposit taking and lending activities. ● Familiarity with key ...

Company: Recognise Bank (1 day ago)

... agenda, ensuring we operate within the legal and regulatory frameworks set by the FCA, PRA, and other This is a broad and hands-on role that offers exposure ... –5 years of experience in a compliance, regulatory, or risk role within PRA & FCA regulated financial services including deposit taking and lending activities. ● Familiarity with key ...

Company: Recognise Bank (1 day ago)

... informed of all matters relating to their insurance in a timely manner and in accordance with FCA guidelines, accurately presenting recommendations and options to clients. * To work in line with established administration ... , ensuring client files are kept up to date. * Ensure that all renewals are actioned within FCA guidelines

Company: Aspire Jobs Job type: permanent (1 day ago)

... accurate and up-to-date records on our claims management system Ensure compliance with FCA regulations and internal policiesThe successful Commercial Claims Handler will have the ... Proficient in Microsoft Office and claims management system Expereince working in a FCA environment. In return you can expect to receive a competitive basic salary and ...

Company: Pertemps Redditch Commercial Job type: permanent (1 day ago)

... through difficult situations, working to deliver fair and timely resolutions in line with FCA guidelines. What You'll Get: Competitive salary Annual bonus Private ... h other teams to resolve issues efficiently Ensure compliance with internal procedures and FCA standards Accurately document case details Help identify areas for service improvementWhat ...

Company: Lloyd Recruitment - Epsom Job type: permanent (1 day ago)

... help shape and implement the firm’s regulatory framework across multiple jurisdictions (FCA, SEC, NFA, JFSC). The role spans monitoring, advisory, policy development, and strategic project ... experience, ideally from another alternative investment manager. Strong knowledge of FCA regulations is essential; SEC/NFA exposure is a plus. You ...

Company: OCR Alpha (1 day ago)

... help shape and implement the firm’s regulatory framework across multiple jurisdictions (FCA, SEC, NFA, JFSC). The role spans monitoring, advisory, policy development, and strategic project ... experience, ideally from another alternative investment manager. Strong knowledge of FCA regulations is essential; SEC/NFA exposure is a plus. You ...

Company: OCR Alpha (1 day ago)

... involve testing adherence to internal policies and external regulatory requirements (e.g., FCA, PRA, MiFID II). Your work will include preparing scoping documents ... or testing reviews Strong understanding of financial services regulation (e.g., FCA Handbook, MiFID II) Experience with either thematic or desk-based reviews is ...

Company: Jacobson Garner (1 day ago)

... reports to Executive and Audit and Risk Committee. • To input regulatory returns for the FCA and Lloyd's of London with oversight and sign off by Risk and ... Further education in law, business, or compliance-related subjects • Knowledge of GDPR, FCA regulations, or other relevant frameworks   You may also have experience in the following ...

Company: MDU Services Ltd Job type: permanent (1 day ago)

... teams to resolve issues and implement corrective actions. Ensure compliance with FCA regulations and internal policies. Maintain accurate complaint records in the CRM ... working with UK-based clients in the investment sector. Strong knowledge of FCA regulations and complaint handling procedures. Excellent communication and interpersonal skills, with ...

Company: X4 Technology (6 days ago)

... to become the number one claims company in the UK. We operate across both FCA-regulated and unregulated sectors, with a strong focus on PAYE tax rebates and mis ... Ensure compliance with all relevant legal, regulatory, and ethical standards, including FCA guidelines where applicable. Meet individual and team performance targets to drive business ...

Company: Construction Recruitment Group (CRG) (1 day ago)

... duties: Act as a subject matter expert on Conduct Risk, Consumer Duty, FCA Pricing Practices, and related UK/EU regulatory requirements. Support and enhance the Conduct Risk ... impact of new conduct-related requirements. Assist with regulatory reporting submissions to FCA, ACPR, and Lloyd’s. Manage end-to-end complaints handling, including the Lloyd ...

Company: Arthur Recruitment (1 day ago)

... You’ll Do: - Provide specialist debt casework, ensuring compliance with FCA regulations. - Conduct benefit calculations and maximise income opportunities (full training provided ... PVG check. What We’re Looking For: - Experience in debt advice and FCA compliance. - Knowledge of welfare benefits and benefit calculations. - Ability to manage ...

Company: Royal British Legion (3 days ago)

... you’ll do: - Provide specialist debt casework, ensuring compliance with FCA regulations. - Conduct benefit calculations and maximise income opportunities - Provide specialist level ... DBS check. What we’re looking for: - Experience in debt advice and FCA compliance - Knowledge of welfare benefits and benefit calculations - Ability to manage ...

Company: Royal British Legion (2 days ago)