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... lasting impact About Our Client Fast-growing and highly entrepreneurial FCA regulated financial services/Fin Tech business with strong corporate backing ... (ACA/ACCA/CIMA) with senior finance leadership experience in an FCA regulated environment. Proven track record in financial systems implementation and ...

Company: Page Executive (5 days ago)

... a Payments Institution, or electronic Money Institution regulated by the FCA Understanding of UK financial legislation Good understanding of payments products ... asked to be registered as a PSD individual with the FCA Practicals You’ll report to: General Manager, Remote Payment Services ...

Company: Logoslabs (4 days ago)

... of regulatory compliance across all premium finance activities. Apply existing FCA regulations confidently and ensure readiness for new and emerging requirements ... and financial services market. Strong understanding and application experience of FCA regulations Ability to interpret, apply and monitor regulatory requirements in ...

Company: everywhen (4 days ago)

... of the Group’s risk management framework, ensuring it meets FCA expectations and grows with the business. Develop and maintain the ... . About you Experience Significant experience in enterprise risk management within FCA regulated financial services. Proven experience embedding risk frameworks and risk ...

Company: AJ Bell (4 days ago)

... representations required in client documentation. * Work closely with Compliance on FCA requirements and broader regulatory change, and help shape firm policies ... deliver succinct, practical advice * Working knowledge of FSMA and the FCA Handbook * A pragmatic, solutions-first approach; comfortable as a true ...

Company: BNY Mellon Capital Markets, LLC (4 days ago)

... of CASS to oversee the CASS framework, ensuring compliance with FCA regulations. This senior leadership role involves engaging with executives, regulators ... CASS team. Ideal candidates will have extensive experience in an FCA-regulated environment and strong leadership skills. The role offers a ...

Company: Seccl (4 days ago)

... accordance with Ascot’s conduct framework Financial Conduct Authority’s (“FCA”) requirements and Lloyd’s of London Oversight Principles. To adopt ... closely with external stakeholders including: Lloyd’s of London; the FCA; The LMA; The Financial Ombudsmen Services (“FOS”); and Any other ...

Company: Ascot Group (4 days ago)

... iSAM Funds and iSAM Securities. iSAM Securities regulated by the FCA, SFC, and CTFC, and CIMA registered, is a leading algorithmic ... interaction with orders and brokers as part of a rota (FCA certification required). Qualifications 3 years’ experience in a technical role ...

Company: Isamcapitalmarkets (4 days ago)

... representations required in client documentation. Work closely with Compliance on FCA requirements and broader regulatory change, and help shape firm policies ... deliver succinct, practical advice Working knowledge of FSMA and the FCA Handbook A pragmatic, solutions-first approach; comfortable as a true ...

Company: BNY (4 days ago)

... of CASS to manage its CASS framework, ensuring compliance with FCA regulations. This senior leadership role involves collaboration with the executive ... function. The ideal candidate will have significant experience in an FCA-regulated environment, strong CASS knowledge, and the ability to lead ...

Company: Seccl (4 days ago)

... of client money and insurer trust accounts, ensuring compliance with FCA CASS rules and internal safeguarding procedures. Oversight of aged receivables ... , financial compliance and governance requirements across multiple jurisdictions. Monitoring of FCA capital requirements and loan covenants. Lead remediation of audit findings ...

Company: Pikl (4 days ago)

... 4 qualified with an appropriate qualification that allows advice giving (FCA Activity 4) Candidates must currently be holding Competent Adviser Status ... (CAS) under onshore UK FCA jurisdiction (i.e. does not include the Channel Islands and ...

Company: HSBC (4 days ago)

... VAT and Corporation Tax compliance Complete and submit all required FCA regulatory financial reporting Maintain robust internal controls to minimise regulatory ... a senior finance role within financial services Direct experience with FCA regulatory reporting Experience managing accounts in a fast-paced, professional ...

Company: Orlaroseassociates (4 days ago)

... line Specific subject matter expertise and knowledge of compliance and FCA regulation Understands, and anticipates how relevant market conditions impact upon ... and knowledge of legal and regulatory requirements (specific reference to FCA/Lloyds regulation) Degree level education (or equivalent) (And relevance of ...

Company: Aspen Group (4 days ago)

... Conduct Rules Staff roles under the Financial Conduct Authority’s (FCA’s) Senior Manager and Certification Regime and will be subject ...

Company: WTW (4 days ago)

... a bonus. Excellent knowledge of financial services regulations, including the FCA Handbook (BCOBS, Consumer Duty, CASS) and FSMA (including the FinProm ... regulatory environment in which Moneybox works. Experience of dealing with FCA queries. Experience drafting and negotiating customer‑facing terms and conditions ...

Company: Moneybox (4 days ago)

... , and compensation aligned to performance. Supported by a fully regulated FCA, FINMA, and Consob framework, you’ll have the infrastructure, freedom ... and bespoke service. Why it stands apart Multi-jurisdictional platform FCA, FINMA & Consob regulated Luxembourg fund range, including a five ...

Company: James & Partners (4 days ago)

... strong financial control frameworks across reporting and treasury, aligned with FCA expectations and best practice Oversee development and maintenance of accounting ... . Professional Memberships. Learning Suite for e-courses. Internal Training Programmes. FCA & Regulatory training. Hybrid Working Casual dress code. Workplace socials ...

Company: Zilch (4 days ago)

... growing strategic partnerships with IFA networks. Comfortable working in an FCA regulated sector (for example, Funeral Plans, Insurance plans / Financial Services ... and Westerleigh Group Distinct Cremations is proud to be an FCA accredited, specialist provider of direct cremation services and we are ...

(4 days ago)

... estimates that feed directly into financial planning. Regulatory Rigour: Maintain FCA‑ready policy documentation across affordability, underwriting, and collections, owning the ... , and automated decisioning systems. Regulatory Knowledge: A solid grasp of FCA requirements regarding consumer credit, affordability, and fair lending. Leadership Track ...

Company: LemFi (4 days ago)