Job search

... candidate will play a key role in overseeing audit engagements, ensuring compliance with FCA regulations, and maintaining the highest standards of assurance for client assets. The role requires a ... regulated financial services environment, with a focus on client assets and CASS FCA statutory Audit experience ACAor ACCA qualififed - PQE 2 years Strong ...

Company: Mellis Blue Job type: permanent (3 days ago)

... Responsibility * To possess a thorough up-to-date understanding of the relevant PRA/FCA rules in particular which includes Conduct Risk, Consumer Duty, TCF, MiFID ... and to effectively engage with all the staff members. * To manage and complete regulatory notifications using the PRA / FCA online platform

Company: Quantum Group Job type: permanent (3 days ago)

... Status (CAS) Maintaining and evolving the firm’s T&C scheme in line with FCA standards Monitoring qualifications, CPD, and ensuring audit-ready planner records ... proven background in supervision, compliance, or T&C within financial services Strong knowledge of FCA requirements and industry best practice QCF Level 4 (or equivalent) as a minimum ...

Company: Cherry Professional Job type: permanent (2 days ago)

... a team of Financial Crime Analysts. You’ll ensure that FCA regulatory requirements are met through appropriate processes and procedures, recommending any efficiencies wit ... KYC and due diligence checks within a client onboarding role as well as current FCA Regulatory knowledge.  You’ll be experienced in leading and managing a team with excellent ...

Company: Premium Credit Job type: contract (2 days ago)

Do you have at least 2 years experience as a team leader in Insurance or an FCA regulated environment, or perhaps you have 4 years plus motor insurance experience and looking for the ... years insurance team management experience or experience leading a team in an FCA regulated business, 4 years Motor Insurance sales or customer service experience ...

Company: CKB Recruitment Ltd Job type: permanent (2 days ago)

... communication of these with clients where appropriate Adhere to all relevant FCA requirements and compliance, completing all necessary training within the required timeframe Familiarise yourself ... the relevant Senior Manager and Certification Regime Rules set by the FCA. This role will perform the following certified functions: Certification - Client ...

Company: SEI Investments Company (6 days ago)

... communication of these with clients where appropriate Adhere to all relevant FCA requirements and compliance, completing all necessary training within the required timeframe Familiarise yourself ... the relevant Senior Manager and Certification Regime Rules set by the FCA. This role will perform the following certified functions: Certification - Client ...

Company: SEI Investments Company (6 days ago)

... of high potential talent Compliance & Risk Management Accountable for FCA regulations and internal compliance requirements; ensure timely adherence Promote ... organisational levels Self-discipline and organisation Well-developed knowledge of FCA requirements and standards How we support our colleagues In addition to our comprehensive benefits ...

Company: Aon (6 days ago)

... lying for this role must be aware that it is a Certified Role, subject to the FCA and PRA Certification Regime. The Certification Regime is one element of the Individual ... assessed as fit and proper to carry out their role. Under the guidance provided by the FCA and PRA, firms should have regard to the following when assessing fitness and propriety: ...

Company: Citigroup Inc. (5 days ago)

... , and other high-risk activities Leverage knowledge of Card Schemes and Regulators (FCA, PRA, and others as appropriate) and correspondents to ensure compliance and provide effective liaison ... in a senior leadership role Deep understanding of UK payments regulations, FCA supervisory frameworks, and card scheme requirements (Visa/Mastercard) Prior ...

Company: Shift4 (4 days ago)

... asset managers and other intermediary clients. The role holder must meet the criteria for an FCA Certified Role. Are you that person? The Sales & Sales Support AVP within State ... but able to work independently where required First Degree or equivalent FCA certification and consistently keeping knowledge and competencies appropriate for future annual ...

Company: State Street (3 days ago)

... Supporting remediation actions with a focus on good customer outcomes Following the FCA Conduct Rules: Act with integrity Act with due skill, care and diligence ... Be open and cooperative with the FCA, PRA and other regulators Pay due regard to the interests of customers and treat them fai ...

Company: JR United Kingdom (3 days ago)

... customer needs and regulatory requirements Ensure the D2C products comply with FCA regulations and industry standards, in particular, regarding the Consumer Duty. Work closely ... qualifications Detailed knowledge of the financial services industry including the FCA regulatory framework and market dynamics Strong analytical, problem-solving and ...

Company: AJ Bell Management Limited (2 days ago)

... of integrity and conduct and reflecting Company Values At all times complying with the FCA’s and Marex’s Code of Conduct To ensure that you are ... You must: Act with integrity Act with due skill, care and diligence Be open and cooperative with the FCA, the PRA and other regulators Pay due regard to the interests of customers and treat them fai ...

Company: Marex Spectron (2 days ago)

... goals, customer feedback and regulatory requirements Ensure the D2C products comply with FCA regulations and industry standards, in particular, regarding the Consumer Duty. Work closely ... services Educated to degree level or equivalent Detailed knowledge of the FCA regulatory framework Strong strategic thinking and decision-making abilities Strong ...

Company: AJ Bell Management Limited (2 days ago)

... regulated Financial Services environment, ensuring alignment with frameworks such as the PRA/FCA remuneration codes. Key Responsibilities Lead the design, implementation, and evolution of a ... Ensure compliance with all applicable regulatory requirements (e.g. under PRA/FCA regimes), Manage the full lifecycle of employee benefits, including broker ...

Company: JR United Kingdom (1 day ago)

... , or lawyer with a strong background in financial services, insurance, or broader FCA-regulated environments? Do you thrive in fast-paced, high-impact roles where ... Ireland) or foreign-qualified lawyer. Experience in financial services, insurance, or other FCA-regulated environments. A collaborative, solutions-focused approach to legal problem-solving ...

Company: Aon (1 day ago)

... meet internal security policies and external regulatory standards (e.g., GDPR, FCA). Implement controls using Azure Policy, Defender for Cloud, and RBAC. Provide ... Bicep, Terraform) and Azure DevOps. Desirable Familiarity with regulatory frameworks (e.g., FCA, GDPR). Experience working in a multi-region enterprise environment. Strong stakeholder ...

Company: Moneycorp Bank Limited (2 hours ago)

... h the Director of FS&I and Legal to ensure all activity is compliant with FCA and other regulatory frameworks, oversee due diligence and risk assessment processes when onboarding new ... member experience and partner performance Good understanding of financial services regulation (FCA, Consumer Duty, GDPR) or the ability to quickly get up to speed in a ...

Company: Blue Light Card Ltd (2 hours ago)

... Financial Misconduct initiatives Drafting and maintaining compliance policies and procedures in line with FCA requirements Designing and delivering compliance training for staff at all levels, including ... environment within an insurance intermediary or insurer Strong knowledge of the FCA Handbook, particularly PRIN, SYSC, COCON, COND, FIT, TC, PROD ...

Company: Sellick Partnership Job type: contract (6 days ago)