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... experience of engaging with the Bank of England, PRA, and FCA. Excellent communication and relationship-building skills, with the ability to ...

Company: Financial Services Compensation Scheme (4 days ago)

... advantageous and desirable, including for example an understanding of the FCA’s Consumer Duty. Additionally, experience in non-lending consumer banking ...

Company: Thomson LRC (3 days ago)

... include matters being investigated by authorities such as the SFO, FCA, HMRC and the police as well as representing clients accused ...

Company: qed legal (2 days ago)

... advantageous and desirable, including for example an understanding of the FCA’s Consumer Duty. \t Experience in non-lending consumer banking ...

Company: Thomson LRC (2 days ago)

... brought by regulatory and/or law enforcement bodies, in including FCA, PRA, FRC, and SFO; \t General financial services law knowledge ...

Company: Thomson LRC (2 days ago)

... less Background checks To meet our regulatory obligations as an FCA-authorised financial services company, we need to do some background ...

Company: Marshmallow (1 day ago)

... relevant customer responses have been adhered to in line with FCA guidelines. Providing clear and constrictive feedback to team members. Highlighting ...

(6 days ago)

... to brokers are maintained. Skills and Experience Strong knowledge of FCA Rules and Regulations. A proactive, flexible attitude with the ability ...

Company: Stack Recruitment (6 days ago)

... of regulatory frameworks (EU AI Act, California AI, GDPR, DORA, FCA, OCC, FINRA guidance) • Experience with compliance/audit systems or GRC ...

Company: governr (3 days ago)

... so you can work on high profile financial services and FCA regulated businesses? Are you from an accountancy firm background and ...

Company: BV RECRUITMENT LTD (14 hours ago)

... month! Background checks To meet our regulatory obligations as an FCA-authorised financial services company, we need to do some background ...

Company: Marshmallow (6 days ago)

... within UK retail, eCommerce, or financial services sector Experience with FCA licensing, compliance frameworks, and regulatory liaison Exceptional leadership, communication, and ...

Company: Confidential (6 days ago)

... capital roadmap: equity for platform, debt for device acquisition Handle FCA regulations and consumer credit licensing Working financial model with real ...

(5 days ago)

... , and any urgent initiatives requiring structured execution Adhere to all FCA regulations and Consumer Duty outcomes. Requirements Financial & Budgeting Expertise – A ...

Company: Titan Wealth (4 days ago)

... risks. Strong knowledge of UK compliance regulations, including AML and FCA rules. Excellent communication and interpersonal skills, with a strong ability ...

Company: Itchyfeet Recruitment Agency (4 days ago)

... (PRA) Insurance Conduct Standards and the Financial Conduct Authority's (FCA) Conduct Rules will be required. This depends on the location ...

Company: AXA UK plc (3 days ago)

... or mentoring advisors. Strong knowledge of UK financial planning frameworks, FCA requirements, and the future of hybrid advice. You’ve led ...

(3 days ago)

... Certainty Tool To perform all duties in line with the FCA Individual Conduct Rules as documented in the Employee Handbook Any ...

Company: London Insurance Life Job type: internship (3 days ago)

... roles within the UK insurance sector. Strong knowledge of various FCA regulatory rules and frameworks, such as SM&CR, PRIN, ICOBS ...

Company: Barleycorn (1 day ago)

... EU market regulations. Proven experience interacting with regulators (AFM, ESMA, FCA or other EU national competent authorities). Experience establishing or leading ...

Company: FINTECH Recruitment Ltd (1 day ago)