Total result: 547
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Location: Greater London
... , preferably with experience of the equities markets A working knowledge of the relevant FCA rules and regulations. Experience in surveillance project delivery. Strong attention to detail. Have excellent ...
Company: Black Swan Group
(5 days ago)
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Location: London
... ) Extensive knowledge of outsourcing and TPRM regulations (e.g. PRA, EBA and FCA). End-to-end experience of a variety of TPRM consulting engagements ...
Company: GCS
(5 days ago)
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Location: London
... sounds like you, then please send your details to our MD, David Symes FCA, at (including contact no) however please note we ...
(5 days ago)
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Location: London
... standard business processes, products offered and the dynamics within the business. Working knowledge of FCA regulations, in particular conduct rules, AML and financial crime requirements, as well as any other related ...
Company: The Curve Group
(5 days ago)
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Location: London
... , VAR and Trade Surveillance. Good system analyst and investigation experience Experience dealing with the FCA Other essentials skills needed Good written and verbal communication skills. Strong Microsoft Office ...
Company: Hunter Bond
(5 days ago)
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Location: London
... sounds like you, then please send your details to our MD, David Symes FCA, at (including contact no) however please note we ...
(5 days ago)
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Location: London
... & Compliance with implementing compliance policies; Assist with company secretarial duties as required; Responsible for FCA returns; Compliance team conduct champion; Ensure Lloyd’s systems such ...
Company: Edenbrook
(5 days ago)
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Location: London
... management in financial services such as those produced by the PRA, CBI, CSSF and FCA (SYSC). Ideally work in an Global environment, with understanding of Global regulations ...
Company: Bramwith Consulting
Job type: permanent
(4 days ago)
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Location: London
... sounds like you, then please send your details to our MD, David Symes FCA, at (including contact no) however please note we ...
(4 days ago)
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Location: Manchester
... Knowledge of audit / assurance and risk management frameworks Insurance industry understanding FCA regulatory requirements Experience of working closely with senior management
Company: Vermelo RPO
(3 days ago)
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Location: Swindon
... strict deadlines, and maintain attention to detail. Experience working in a Financial Advisors or FCA regulated environment is preferred. Knowledge of ITIL V3 or V4 and experience ...
Company: Peaple Talent
(1 day ago)
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Location: London
... law. Knowledge of UK and EU laws, with experience working with regulatory bodies such as the FCA, PRA, or Lloyd’s. Excellent communication, multitasking, and organizational skills. A team ...
Company: H&P Executive Search
(1 day ago)
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Location: City Of London
... (MI). Ensure accurate MI and reporting on call nature and client outcomes for reporting to the FCA and for internal oversight. Key Experience Required: Proven experience in investment administration/ Client ...
Company: Davies - Consulting Division
(1 day ago)
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Location: London
... and investigations undertaken by Market Surveillance Assist in responding to requests for information from the FCA Keep abreast of market and regulatory news that may impact the surveillance ...
Company: Angove Partners
(1 day ago)
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Location: London
... trusts, and private equity funds. Your role will include guiding clients on FCA compliance and broader regulatory issues, collaborating with a diverse set of financial ...
Company: Rutherford
(1 day ago)
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Location: London
... you: Good understanding of Wealth Management business. Good knowledge of the FCA Handbook and other regulations. Ability to keep up to date with changing regulatory requirements ...
Company: Bruin
(1 day ago)
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Location: London
... up and implementing the clients service to approve third-party financial promotions Supporting the FCA application process Providing strategic input and expertise
Company: The MWek Company
(1 day ago)
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Location: London
... : Experience working in a telephone based customer service / collections role in an FCA regulated organisation Empathy, understanding and a bit more empathy! Excellent problem solving ...
Company: FinTech People
(1 day ago)
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Location: Manchester
... growing Financial Services business. Previous experience in a similar role within a FCA regulated business is essential. Overview of the role: Implement and enhance appropriate ...
Company: LG select Ltd
(1 day ago)
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... processes to achieve agreed objectives, and in doing so, ensure compliance with the client and insurer money rules within the FCA Handbook Where applicable, investigate the root cause for queries that arise to help ...
Company: The Ardonagh Group
(1 hour ago)
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