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£150 - 200
Location: Doncaster
... Manager or Automotive Finance role Strong understanding of vehicle finance, FCA compliance, and regulatory requirements Proven track record of achieving and ... performance, training, and attendance management. Ensure all activities comply with FCA guidelines, company policies, and manufacturer standards. About You Driven, commercially ...
Company: Riverside Motor Group
(2 days ago)
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Location: City of London
... growth fintechs, regulated payment institutions and digital asset businesses navigating FCA authorisation, operational resilience expectations, and fast-moving regulatory change. ... risk frameworks Deliver compliance monitoring, audit and remediation programmes Support FCA authorisations, variations of permission, and regulatory change projects Provide ...
Company: Morson Edge (Financial Services)
(5 days ago)
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Location: City of London, Hybrid
... / UK EMIR via DTCC, AIFMD Annex IV, position reporting, periodic FCA/CFTC submissions); liaison with auditors, depositary, and fund directors. Driving ... Physical Commodities (Warrants, Borrowing-Base, Title); dual UK/US regulation (FCA + CFTC/NFA); familiarity with our stack (Loqsea, TT, WebICE, Bloomberg ...
Company: Martis Search
(6 days ago)
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Location: Glasgow
... the Consumer Rights Act, the Payment Services Regulations and the FCA Handbook including the Consumer Duty. Be self-motivated and committed ... to keep yourself updated ahead of changes to laws and FCA guidance and able to advise the business on future change ...
Company: Thomson Legal Recruitment Company
(6 days ago)
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Location: City Of London
... consumer credit sectors Interpret and apply UK regulatory requirements including FCA Handbook, Consumer Duty, CONC, SYSC, and wider conduct standards Lead ... Consumer Credit / Lending Strong understanding of UK regulatory frameworks, particularly FCA requirements Good knowledge of key topics including Consumer Duty, SMCR ...
Company: Broadgate
(6 days ago)
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Location: Glasgow
... working closely with senior stakeholders to ensure continued alignment with FCA/PRA expectations and wider risk management processes. Essential Skills/Experience ... Operational Resilience experience within UK financial services Strong knowledge of FCA/PRA Operational Resilience requirements and regulatory expectations Demonstrable experience reviewing ...
Company: Core-Asset Consulting Ltd
Job type: temporary
(5 days ago)
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Location: London
... ensure fair value and positive customer outcomes in line with FCA Consumer Duty and global regulatory expectations, supported by the development ... conduct risk requirements. Key Skills and Experience: Strong understanding of FCA Conduct rules, Lloyd’s Principles, Consumer Duty, and global equivalents ...
Company: Edenbrook
(3 days ago)
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Location: City of London
... , trading and systems and controls. Key responsibilities include: • Advising on FCA Handbook and FSMA frameworks (including CASS, conduct, and prudential rules ... a leading FS Regulatory practice (advisory-focussed) • Strong knowledge of FCA/PRA regimes, FSMA, MiFID II, AIFMD and related UK/EU ...
Company: Jameson Legal
(3 days ago)
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Location: Liverpool
... legal advice on consumer credit legislation and regulatory requirements, including FCA rules, CONC, Consumer Duty and wider financial services regulations. Support ... contracts, ideally with exposure to consumer credit matters. Knowledge of FCA regulation, Consumer Duty and the UK regulatory landscape. Commercially astute ...
Company: Beacon Legal
(3 days ago)
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Location: City of London
A long-established, FCA-regulated alternative asset manager is hiring a Compliance Analyst to ... Reviewing and approving financial promotions and marketing materials Assisting with FCA regulatory reporting and Gabriel/RegData submissions AML/KYC and client ...
Company: Rutherford
(1 day ago)
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£70,000 to £84,452 per annum pro rata (Inclusive of Market and London supplements)
Location: City of London
... lead engagement with key regulators including the Charity Commission, ICO, FCA and Fundraising Regulator, including serious incident reporting and Audit & ...
Company: Royal British Legion
(4 days ago)
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£55,000 - £60000/annum
Location: Derby
... bureau) - Preparation and submission of VAT returns - Supplying data for FCA reporting purposes - Leading the transformation and automation of current finance ...
Company: SF Partners
Job type: permanent
(6 days ago)
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£50,000 - £60,000
Location: West Midlands
... with savings products would be desirable) Strong knowledge of the FCA & PRA frameworks Able to interpret complex regulation and apply ...
Company: IO Associates
Job type: permanent
(5 days ago)
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Location: London
... requirements across EU jurisdictions; UK Open Banking reporting obligations under FCA and CMA frameworks; Australia's Consumer Data Right (CDR) reporting ...
Company: CBSbutler Holdings
Job type: contract
(4 days ago)
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Location: London
... Science, Product, and UX to integrate ML models and deliver FCA-aligned, performant, and accessible user experiences. Hays Specialist Recruitment Limited ...
Company: Hays Specialist Recruitment
Job type: contract
(3 days ago)
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Location: London
... ), product restructuring/enhancements, cross-border fund initiatives Regulatory-driven changes (FCA/UCITS frameworks) and go-to-market strategy for new solutions ...
Company: Robert Walters
Job type: permanent
(1 day ago)
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Location: London
... requirements across EU jurisdictions; UK Open Banking reporting obligations under FCA and CMA frameworks; Australia's Consumer Data Right (CDR) reporting ...
Company: CBSbutler Holdings Limited trading as CBSbutler
Job type: contract
(6 days ago)
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£45,000 - 50,000 - Annum
Location: Brierley Hill, West Midlands
... of the Society's compliance with a range of applicable FCA and PRA regulations whilst also keeping in mind UK GDPR ...
Company: Dudley Building Society
Job type: contract
(6 days ago)
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£50,000 - 60,000 - Annum
Location: Liverpool, Merseyside
... suitability reports and financial plansCompliance & Governance Ensure adherence to FCA and regulatory standards Oversee compliance processes, MI reporting, and documentation ...
Company: Search
Job type: permanent
(6 days ago)
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£55,000 - Annum
Location: Lincoln
... penetration and add-on products. Adhering to the Company's FCA and data protection obligations by accurately collecting all customer contact ...
Company: Listers
Job type: permanent
(6 days ago)
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