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... the strict guidelines and regulations set forth by the Financial Conduct Authority (FCA). We are committed to maintaining the highest standards of integrity and professionalism in all aspects ... member of our team, you will be expected to fully embrace and adhere to the FCA Code of Conduct obligations. These obligations are designed to ensure the fair ...

Company: Hometree Marketplace Limited (5 days ago)

... the strict guidelines and regulations set forth by the Financial Conduct Authority (FCA). We are committed to maintaining the highest standards of integrity and professionalism in all aspects ... member of our team, you will be expected to fully embrace and adhere to the FCA Code of Conduct obligations. These obligations are designed to ensure the fair ...

Company: Hometree Marketplace Limited (5 days ago)

... and a strong understanding of retail consumer conduct rules, including the FCA Consumer Duty and DISP Handbook rules. Strong analytical and communication skills are ... accounts. Strong knowledge of the Payment Services Regulations 2017, the FCA Consumer Duty and the FCA handbook including BCOBS, DISP, SYSC and PRIN. Experience of providing ...

Company: J.P. MORGAN (5 days ago)

... and FOS & ADR complaints Managing the relationship with the FOS Ability to apply all FCA regulatory rules like DISP Work alongside our 3rd party outsourced operational ... regulatory requirements. This role requires involvement with insurance products regulated by the FCA and MFSA. The jobholder must have at least 2 years’ experience in managing a ...

Company: SquareTrade Europe Limited (5 days ago)

... SMCR), as set out within the Financial Conduct Authority (FCA) regulatory handbook. Individuals must obtain approval from the FCA prior to carrying out a SMF or Certified role. Once ... held personally accountable if they fail to take reasonable steps to ensure FCA regulatory requirements are adhered to at all times. Further details about these ...

Company: FRASERS GROUP FINANCIAL SERVICES (5 days ago)

... that are assigned to you Act in the best interest of clients ensuring the FCA's requirements and Company policies in relation to Treating Customers Fairly, MiFID ... IT skills Other relevant information Comply with the following at all times: FCA Rules and Principles FCA Statements of Principle for Approved Persons The principles of Treating Customers ...

Company: Seven Investment Management LLP (5 days ago)

... Financial Crime Risk Assessment and submit FCA returns on Connect and RegData. Conduct FIT & Proper Checks and update the FCA Directory and SMCR tasks. Assist with ... training initiatives. Qualifications and Skills Requirements: Essential: Adequate knowledge of FCA regulations, including Consumer Duty and Product Governance, as well as Financial Crime ...

Company: howden group holdings (5 days ago)

... Life & Pensions business and/or Pure Protection. Strong knowledge and understanding of FCA regulations and conduct risk management principles. Familiarity with the Risk operating ... organisational and planning skills. Demonstrable knowledge of FCA rules and principles. Experience working within an FCA-regulated or ‘shadow’ regime. Product knowledge ...

Company: Atos SE (5 days ago)

... depth knowledge of BaFin regulations, EU regulatory frameworks, and UK FCA rules for financial services. Independent & Commercially Minded: Ability to interpret ... Open to candidates returning to the workforce, particularly those with previous BaFin/FCA regulatory compliance experience. Interpersonal Skills: Great interpersonal skills to deliver ...

Company: ziprecruiter (5 days ago)

... the strict guidelines and regulations set forth by the Financial Conduct Authority (FCA). We are committed to maintaining the highest standards of integrity and professionalism in all aspects ... member of our team, you will be expected to fully embrace and adhere to the FCA Code of Conduct obligations. These obligations are designed to ensure the fair ...

Company: Hometree (5 days ago)

... developing and managing Enterprise-wide risk frameworks. Experience of working for an FCA regulated investment firm and knowledge of risk methodologies both to meet ... FCA requirements and for internal risk management purposes. An understanding of the FCA’s prudential risk framework for Wealth Management ...

Company: Titan Wealth Holdings Limited (4 days ago)

... and a strong understanding of retail consumer conduct rules, including the FCA Consumer Duty and DISP Handbook rules. Strong analytical and communication skills are ... accounts. Strong knowledge of the Payment Services Regulations 2017, the FCA Consumer Duty and the FCA handbook including BCOBS, DISP, SYSC and PRIN. Experience of providing ...

Company: JPMorgan Chase & Co. (4 days ago)

... and a strong understanding of retail consumer conduct rules, including the FCA Consumer Duty and DISP Handbook rules. Strong analytical and communication skills are ... accounts. Strong knowledge of the Payment Services Regulations 2017, the FCA Consumer Duty and the FCA handbook including BCOBS, DISP, SYSC and PRIN. Experience of providing ...

Company: JPMorgan Chase & Co. (4 days ago)

... Assess and validate dealer sales process activities and documentation in line with FCA regulation Conduct observation / competence assessments with sales personnel within dealerships ... Adaptable/flexible Essential Knowledge and Experience Essential: Experience of FCA regulation and processes pertaining to insurance distribution and consumer credit ...

Company: ziprecruiter (4 days ago)

... processes and company requirements. Assist management in the production and maintenance of FCA complaint and TCF work policies and procedures, with a focus on financial ... difficulties and vulnerability. Understand and apply FCA CONC rules when dealing with each customer agreement. Other Duties Assist in any ...

Company: Honda Motor Europe Job type: contract (4 days ago)

... arrangements, Consumer Duty, SM&CR, governance, front office controls, and the FCA regulatory framework. Experience working for a regulator, consultancy, or within the industry ... technical analysis being a 'subject matter expert' in aspects of FCA conduct or prudential regulation; Networking with clients, prospective clients and internally across ...

Company: PwC UK (4 days ago)

... the ambitious Finance Director, you will serve as the finance lead for TSS UK, the FCA-regulated trading entity, as well as for TSS entities outside of the U ... , capital, liquidity, and all accounting matters Maintain the ICARA and related processes for the UK FCA-registered legal entity, including regular communications with the Board You should ...

Company: Two Sigma Investments, LLC. (4 days ago)

... . Completion of all relevant forms and liaison with the Financial Conduct Authority (“FCA”) in relation to the set-up of all Appointed Representatives and approved persons. Ongoing ... inquisitive mindset. Ability to think laterally about the practical application of the FCA rules and regulations. Ability to solve practical problems and deal with a ...

Company: Langham Hall Group (4 days ago)

... Complete and offer all renewals within the FCA guidelines Complete and process all new business and transfer new business within the FCA guidelines Completion of tasks in ... skills and abilities: Planning and organisational skills Household insurance technical knowledge FCA compliant process Education / and or Experience General insurance experience ...

Company: NFP Corp. Europe (3 days ago)

... channels (emails, on-site banners, in-store POS) ensuring that all materials meet FCA and ASA expectations, deliver fair outcomes for customers and protect M&S from ... of regulations, laws and codes of conduct relating to financial promotions including the FCA COBS, ICOBS, and CONC financial promotion rules; Advertising Standards Authority and the ...

Company: ENGINEERINGUK (3 days ago)