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... the strict guidelines and regulations set forth by the Financial Conduct Authority (FCA). We are committed to maintaining the highest standards of integrity and professionalism in all aspects ... member of our team, you will be expected to fully embrace and adhere to the FCA Code of Conduct obligations. These obligations are designed to ensure the fair ...

(1 day ago)

... Analytical mindset with ability to translate data into improvements. Knowledge of FCA rules and industry best practices. Strong organizational skills and ability to manage multiple ... wellbeing support Menopause support Team socials and events FCA Code of Conduct We adhere to FCA regulations, ensuring integrity, fairness, and professionalism in all our ...

Company: hometree.co.uk (1 day ago)

... Ltd (Nest Invest) is authorised and regulated by the Financial Conduct Authority (FCA). For the role holder, this means working in a regulated entity, and being required ... to adhere to certain rules and behaviours included in the FCA’s Code of Conduct (COCON), specifically the individual Conduct Rules defined ...

Company: Nestpensions (1 day ago)

... Company Secretary on all aspects of governance and company secretarial work for an FCA-regulated investment manager of a London Stock Exchange-listed ... reports for a listed investment trust. Prepare and submit filings to Companies House, the FCA and other government agencies as needed. Maintain the companies’ statutory records. Prepare and release ...

Company: Gore Street Capital (5 days ago)

... reviews and desk-based assessments. • Identify risks and ensure compliance with FCA rules and internal policies. • Report findings and recommendations to senior stakeholders. • ... experience in insurance (London market preferred). • Strong knowledge of FCA rules. • Analytical, detail-oriented, and ethical. • Effective communicator wit ...

Company: Edenbrook (1 day ago)

... : The following individual conduct rules of the Financial Conduct Authority (“FCA”), as the Firm’s principal regulator, apply in the performance of the role: Act ... with integrity Act with due skill, care and diligence Be open and cooperative with the FCA, PRA and other regulators Pay due regard to the interests of customers and treat them ...

(1 day ago)

... : Maintain and evolve the firm's compliance framework, ensuring adherence to FCA and international regulatory standards. Strategic Projects: Drive key initiatives ... Knowledge: Strong understanding of UK and global regulatory frameworks, particularly FCA requirements. Tech & Tools: Proficient in project management and collaboration tools Mindset ...

Company: Selby Jennings (1 day ago)

... help shape and implement the firm’s regulatory framework across multiple jurisdictions (FCA, SEC, NFA, JFSC). The role spans monitoring, advisory, policy development, and strategic project ... experience, ideally from another alternative investment manager. Strong knowledge of FCA regulations is essential; SEC/NFA exposure is a plus. You ...

Company: OCR Alpha (1 day ago)

... factored into outsourcing arrangements Monitoring regulatory updates and aligning policies with UK expectations (FCA, PRA, Bank of England) What you’ll need: Strong experience in BCM ... Resilience within a banking environment Solid understanding of UK regulatory requirements (FCA, PRA, BoE) Experience leading BIA, BCP creation, scenario analysis and ...

Company: Dnevo Partners (1 day ago)

... involve testing adherence to internal policies and external regulatory requirements (e.g., FCA, PRA, MiFID II). Your work will include preparing scoping documents ... or testing reviews Strong understanding of financial services regulation (e.g., FCA Handbook, MiFID II) Experience with either thematic or desk-based reviews is ...

Company: Jacobson Garner (1 day ago)

... activities. Awareness of regulatory requirements, particularly with the Financial Conduct Authority (FCA) and Solicitors Regulation Authority (SRA). Oversee strategic tax planning initiatives to ... (IPO) or MBO/MBI is highly desirable. Understanding of FCA and SRA regulatory requirements and compliance obligations. Strong knowledge of financial ...

Company: The City Recruiter (1 day ago)

... firm’s Compliance Monitoring Programme Oversee regulatory reporting obligations (including FCA RegData returns, transaction reporting, suspicious transaction reporting, and breach notifications). ... gained in a Private Equity / Private Markets environment Practival knowledge of the FCA Handbook (particularly COBS, SYSC, MAR, FUND, and SM&CR). Strong ...

Company: MERJE (1 day ago)

... -flow models, draft advice pack sections, cross-check compliance points (FCA/COBS). 10 % - Strategic projects – marketing list hygiene, MI dashboards, research ... -holding and mentor others as we grow Confident with adviser software, platform workflows, and GDPR/FCA record-keeping Track B – Inexperienced but ready to learn No industry experience ...

(1 day ago)

... audit within a professional services or financial Institution regulated by the PRA and FCA within 1LOD, 2LOD or 3LOD Internal Audit function Experience in delivering ... audit experience ideally within another Financial Institution regulated by the PRA and FCA is essential Relationship management and influencing skills with colleagues The ability to ...

Company: Starling Bank Job type: permanent (6 days ago)

... consumers at every stage of the property journey, while ensuring all communications are compliant with FCA guidelines. Duties will include: Develop and implement B2C marketing strategies that ... social media, email marketing, print, and offline campaigns. Create and maintain FCA-compliant customer-facing content including guides, tools, blog posts, ...

Company: Ultimate Banking (5 days ago)

... some professional services (medical/legal sectors) Operate with full FCA compliance and take a solutions-focused approach As Senior Business ... commercial lending Are experienced in all things compliance within the finance sector and have the necessary FCA regulatory knowledge required Are well organised, self-motivated and proactive in how you ...

Company: TEAM Job type: permanent (5 days ago)

... the best outcomes for clients. • Compliance and Regulation: Ensure all activities align with FCA regulations and company compliance standards. Stay informed of regulatory and market ... insurance platforms and client management systems. o Strong understanding of FCA regulations and Consumer Duty obligations. • Desirable: o ACII qualification ...

Company: Cameron James Professional Recruitment Job type: permanent (4 days ago)

... and Knowledge The requisite technical knowledge and qualifications, to meet FCA and company expectations. Detailed knowledge and understanding of compliance procedures and FCA legislation for suitability report provision and record keeping ...

Company: Service Service Job type: permanent (3 days ago)

... You will be responsible for providing oversight and structure to the training and competence within the company. Adhering to FCA regulations , keeping up to date with legislation/compliance matters, TCF – Treating Customers ... skills including formal report writing Detailed knowledge of relevant FCA regulations in relation to T&C and SMCR

Company: Recruit UK | Certified B Corp™ Job type: internship (2 days ago)

... of client service and accuracy of documentation. To act at all times within the FCA Principles for Business and to comply with FCA and internal procedures at all times in order to ensure the company meets it's ...

Company: Get-Recruited (UK) Ltd Job type: permanent (2 days ago)