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... 's more time to work on deals. You will have full access to our funders, systems and FCA permissions to secure the funding your clients need. We also provide PI ... . You will gain access to our network of funders, cutting-edge systems, and FCA permissions, enabling you to secure the funding your clients need with ease. We ...

Company: Recruitment Revolution Job type: permanent (5 days ago)

... financial agreements to our nominated lenders. Ensuring that all documentation is accurate and FCA compliant. About you You may be an existing retail manager, sales ... organised to ensure that all company, manufacturer and finance house paperwork is correct and FCA compliant. Motor trade, automotive or car dealership experience is preferred but not ...

Company: Listers (6 days ago)

... and incident investigations as required. Requirements: Working knowledge of regulation and guidance including FCA, Data Protection, OFCOM, CCA and CSA Code of Practice 2 years ... + experience gained in a compliance role within an FCA regulated firm Recognised compliance qualification desirable Knowledge of wider finance ...

Company: UNITING PEOPLE LTD (6 days ago)

... a best-in-class internal risk and compliance function who has great SRA and FCA compliance model experience. This role is fully office based and a ... be doing in the Risk and Compliance Manager role? * Risk and compliance management with knowledge of SRA and FCA compliance models * Review, monitoring and updates of firm’s policies & procedures ...

Company: Journey Recruitment Ltd Job type: permanent (4 days ago)

... client interactions and recommendations comply with regulatory requirements, internal policies, and FCA guidelines. Regulatory & Compliance Responsibilities Embed best practices in treating customers ... Ensure all transactions, renewals, and new business processes adhere to FCA compliance requirements and company policies. Maintain accurate and up-to- ...

Company: Brown & Brown Job type: permanent (4 days ago)

... Risk Management & Compliance Ensure compliance with UK regulatory frameworks (e.g., FCA) and establish robust riskmitigation systems. Navigate market volatility, economic cycles, and ... institution. Proven track record in UK/European markets and deep knowledge Of FCA/PRA regulations. Core Competencies Exceptional strategic decision-making skills wit ...

Job type: contract (4 days ago)

... : Ensure all financial promotions are compliant with Financial Conduct Authority (FCA) regulations and GDPR rules. Website Management: Lead the design, content ... campaigns (including CPC). Familiarity with marketing compliance, especially in relation to FCA and GDPR regulations. Excellent communication and project management skills, with the ability ...

Company: National Skills Agency Job type: permanent (4 days ago)

... (IFA) Location: London NW4 3AD Tacklewild Financial Services is an FCA directly authorised firm offering truly independent financial and mortgage advice. They ... established financial services firm. Benefits: The backing of a directly authorised FCA firm A collaborative and supportive environment The ability to build and grow your client ...

Company: Recruitment Services UK Job type: permanent (4 days ago)

... and training * Comply with the Financial Services and Markets Act 2000 and the relevant FCA rules * Comply with the relevant compliance, TCF, T&C and, financial crime ( ... stay focused on tasks, despite distractions and interruptions. * An understanding of FCA regulations/compliance would be advantageous. * Be both organised and flexible in their ...

Company: North Oak Recruitment Job type: permanent (3 days ago)

... achieved and the standards expected, including complaints and representation procedures as detailed in the FCA policies and procedures. · Provide and record regular supervision to allocated foster ... parents in line with FCA’s Operational Standards. · Work in partnership in a team parenting ...

Company: Hoop Recruitment Job type: permanent (3 days ago)

... your application and a member of our Talent Acquisition Team will be in touch! FCA Statement Please note that this role is subject to meeting regulatory requirements ... . As an FCA-regulated organisation, we are committed to adopting the highest standards and we do this by ...

Company: Dignity Funerals Limited (2 days ago)

... regulations, the Prudential Regulation Authority (PRA), Financial Conduct Authority (FCA) rules, and other applicable regulatory bodies. Monitor developments in insurance ... functions, preferably within Insurance. Experience working with UK regulators, including the FCA and PRA In-depth knowledge of insurance regulation and compliance frameworks ...

Company: Arthur Recruitment (2 days ago)

... customers Liaising with third parties where required Adherence to all audit and FCA requirements Contribute to the requirements of the Societys Risk Framework by escalating ... risks The job holder must ensure that the Rules, Evidential Provisions and Guidance within the FCAs Mortgage Conduct of Business (MCOB) are complied with Continually develop own ...

Company: West Bromwich Building Society Job type: contract (2 days ago)

... &P, annual F&P, regulated references, dispensations and management of the FCA Directory using FCA Connect Initial assessment of new roles against certification criteria before escalation ...

Company: Hargreaves Lansdown Asset Management Limited (6 days ago)

... Management capabilities. Collaborate across the business to ensure regulatory compliance (DORA, FCA/PRA) and deliver resilient operations aligned with industry best practices. Key ... Qualifications & Skills Experience in Financial Services or Consultancy. Strong knowledge of FCA/PRA operational guidelines, EBA Outsourcing, DORA, and GDPR. Analytical, ...

Company: Paritas Recruitment (6 days ago)

... , analyse, and approve financial promotions and marketing content, ensuring compliance with FCA regulations and other applicable guidelines. Provide expert advice to marketing and investment ... experience, ideally within an asset manager Strong understanding of FCA rules and guidance concerning financial promotions. Proven ability to work ...

Company: Coopman Search and Selection | B Corp Job type: temporary (6 days ago)

... required to manage special projects. At all times, youll ensure business compliance with FCA and other regulations. As leader, youll inspire your colleagues, supporting their ... of compliance to industry standards. Youll bring good knowledge of FCA guidelines (relating to private and commercial customers), with knowhow in effectively resolving ...

Company: Insure Recruitment (5 days ago)

... financial agreements to our nominated lenders. Ensuring that all documentation is accurate and FCA compliant. About you You may be an existing retail manager, sales ... organised to ensure that all company, manufacturer and finance house paperwork is correct and FCA compliant. Motor trade, automotive or car dealership experience is preferred but not ...

Company: Listers (4 days ago)

... and expand existing CASS policies and procedures Maintain the CASS framework including FCA rule mapping and controls to ensure compliance with CASS rules at all times ... Managing CASS relations with the FCA Document and report any CASS breaches Advise on CASS Risk – assist in ICARA preparation ...

Company: Austin Andrew (5 days ago)

... include: Data Governance Framework Support Data Compliance & Regulatory Support - APRA, FCA, PRA, ICO Data Assurance & Quality Reviews Enterprise Data Issue Management ... , DAMA-DMBOK Knowledge of data compliance requirements e.g. APRA, FCA, PRA, ICO Experience conducting data assurance reviews Analytical skills Proficient ...

Company: Orbition Group (5 days ago)