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... agenda, ensuring we operate within the legal and regulatory frameworks set by the FCA, PRA, and other This is a broad and hands-on role that offers exposure ... –5 years of experience in a compliance, regulatory, or risk role within PRA & FCA regulated financial services including deposit taking and lending activities. ● Familiarity with key ...

Company: Recognise Bank (1 day ago)

... agenda, ensuring we operate within the legal and regulatory frameworks set by the FCA, PRA, and other This is a broad and hands-on role that offers exposure ... –5 years of experience in a compliance, regulatory, or risk role within PRA & FCA regulated financial services including deposit taking and lending activities. ● Familiarity with key ...

Company: Recognise Bank (1 day ago)

... informed of all matters relating to their insurance in a timely manner and in accordance with FCA guidelines, accurately presenting recommendations and options to clients. * To work in line with established administration ... , ensuring client files are kept up to date. * Ensure that all renewals are actioned within FCA guidelines

Company: Aspire Jobs Job type: permanent (1 day ago)

... accurate and up-to-date records on our claims management system Ensure compliance with FCA regulations and internal policiesThe successful Commercial Claims Handler will have the ... Proficient in Microsoft Office and claims management system Expereince working in a FCA environment. In return you can expect to receive a competitive basic salary and ...

Company: Pertemps Redditch Commercial Job type: permanent (1 day ago)

... through difficult situations, working to deliver fair and timely resolutions in line with FCA guidelines. What You'll Get: Competitive salary Annual bonus Private ... h other teams to resolve issues efficiently Ensure compliance with internal procedures and FCA standards Accurately document case details Help identify areas for service improvementWhat ...

Company: Lloyd Recruitment - Epsom Job type: permanent (1 day ago)

... help shape and implement the firm’s regulatory framework across multiple jurisdictions (FCA, SEC, NFA, JFSC). The role spans monitoring, advisory, policy development, and strategic project ... experience, ideally from another alternative investment manager. Strong knowledge of FCA regulations is essential; SEC/NFA exposure is a plus. You ...

Company: OCR Alpha (1 day ago)

... help shape and implement the firm’s regulatory framework across multiple jurisdictions (FCA, SEC, NFA, JFSC). The role spans monitoring, advisory, policy development, and strategic project ... experience, ideally from another alternative investment manager. Strong knowledge of FCA regulations is essential; SEC/NFA exposure is a plus. You ...

Company: OCR Alpha (1 day ago)

... involve testing adherence to internal policies and external regulatory requirements (e.g., FCA, PRA, MiFID II). Your work will include preparing scoping documents ... or testing reviews Strong understanding of financial services regulation (e.g., FCA Handbook, MiFID II) Experience with either thematic or desk-based reviews is ...

Company: Jacobson Garner (1 day ago)

... reports to Executive and Audit and Risk Committee. • To input regulatory returns for the FCA and Lloyd's of London with oversight and sign off by Risk and ... Further education in law, business, or compliance-related subjects • Knowledge of GDPR, FCA regulations, or other relevant frameworks   You may also have experience in the following ...

Company: MDU Services Ltd Job type: permanent (1 day ago)

... teams to resolve issues and implement corrective actions. Ensure compliance with FCA regulations and internal policies. Maintain accurate complaint records in the CRM ... working with UK-based clients in the investment sector. Strong knowledge of FCA regulations and complaint handling procedures. Excellent communication and interpersonal skills, with ...

Company: X4 Technology (6 days ago)

... requiring compliance input. Compliance & Regulatory Requirements: Ensure compliance with the FCA and PRA Conduct Rules, including the requirement to deliver good outcomes for retail ... Previous SMF16 designation holder is essential. In-depth knowledge of the FCA Handbook and regulatory expectations for banking firms. Strong understanding of MiFID ...

Company: ETRA Talent (1 week ago)

... hin the TPRM program. Monitor and incorporate regulatory developments, including PRA and FCA requirements, into the framework and practices. Ensure alignment with industry best practices and ... management within financial services. Strong understanding of PRA and FCA regulatory expectations related to outsourcing, operational resilience, and third ...

Company: Investigo Job type: contract (1 week ago)

... to become the number one claims company in the UK. We operate across both FCA-regulated and unregulated sectors, with a strong focus on PAYE tax rebates and mis ... Ensure compliance with all relevant legal, regulatory, and ethical standards, including FCA guidelines where applicable. Meet individual and team performance targets to drive business ...

Company: Construction Recruitment Group (CRG) (1 day ago)

... duties: Act as a subject matter expert on Conduct Risk, Consumer Duty, FCA Pricing Practices, and related UK/EU regulatory requirements. Support and enhance the Conduct Risk ... impact of new conduct-related requirements. Assist with regulatory reporting submissions to FCA, ACPR, and Lloyd’s. Manage end-to-end complaints handling, including the Lloyd ...

Company: Arthur Recruitment (1 day ago)

... You’ll Do: - Provide specialist debt casework, ensuring compliance with FCA regulations. - Conduct benefit calculations and maximise income opportunities (full training provided ... PVG check. What We’re Looking For: - Experience in debt advice and FCA compliance. - Knowledge of welfare benefits and benefit calculations. - Ability to manage ...

Company: Royal British Legion (3 days ago)

... you’ll do: - Provide specialist debt casework, ensuring compliance with FCA regulations. - Conduct benefit calculations and maximise income opportunities - Provide specialist level ... DBS check. What we’re looking for: - Experience in debt advice and FCA compliance - Knowledge of welfare benefits and benefit calculations - Ability to manage ...

Company: Royal British Legion (2 days ago)

... PSPs, and fintechs. Advise on regulatory obligations under PSD2, EMRs, and FCA requirements. Provide end-to-end support on authorisations, variations of ... , EMRs, safeguarding, AML, and conduct requirements. Experience preparing and managing FCA applications and responses. Excellent communication and report writing skills. Commercial awareness ...

Company: JR United Kingdom (1 week ago)

... . THE RESPONSIBILITIES: Have a good understanding of relevant legislation, the PRA and FCA Handbooks Identifies the regulatory risks the bank faces, mitigating controls and make appropriate ... , regulatory reporting, or governance frameworks. Full understanding of the FCA Handbook For further information please contact Natalie Eshelby #J-18808-Ljbffr

Company: JR United Kingdom (1 week ago)

... with senior colleagues. Apply and explain BU policies, manage contract processing per FCA requirements. Deliver high-quality ongoing client service. Support budgeting, ... management skills. Proficient in Microsoft Office and web applications. Commitment to integrity, FCA compliance, and representing WTW credibly. Equal Opportunity Employer WTW values ...

Company: WTW (1 week ago)

... process change/ transformation. Experienced working within a regulated environment (ideally FCA) Adaptable, with experience of navigating complex and changing environments. Why choose ... environment where everyone feels they belong. Our recruitment process As an FCA regulated business, we require successful applicants to clear our pre-employment ...

Company: Animal Friends (1 week ago)