Total result: 1,042
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Location: Leicester, Leicestershire
... correspondence Liaising with providers to chase outstanding information Maintaining the FCA daybook for advisers Processing letters of authority and organising policy ...
Company: North Oak Recruitment Ltd Careers
(6 days ago)
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Location: Glasgow, Lanarkshire
... in paraplanning, compliance, file checking or quality review Understanding of FCA regulations and suitability requirements Strong analytical, organisational and communication skills ...
Company: Reed Careers
(6 days ago)
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Location: London, South East England
... or other Buy-Side firm. Possess a strong understanding of FCA regulations, Consumer Duty, CASS, suitability requirements, best execution, transaction reporting ...
Company: Michael Page Finance Careers
(6 days ago)
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Location: Edinburgh, Midlothian
... outstanding requirements. Ensure all work is completed in line with FCA requirements and internal compliance procedures. Support and mentor more junior ...
Company: FindCore Careers
(6 days ago)
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Location: Sheffield, South Yorkshire
... with CASS requirements Investigate and resolve reconciliation exceptions promptly Support FCA transaction reporting and monthly reconciliations Process corporate actions including dividends ...
Company: NJR Recruitment Careers
(6 days ago)
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Location: Tonbridge, Kent
... software and technical analysis support tools. - A strong understanding of FCA regulatory requirements and compliance standards. - Level 4 Diploma in Financial ...
Company: Cameron James Careers
(6 days ago)
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Location: London, South East England
... / development finance highly desirable CeMAP qualified – highly desired Knowledge of FCA compliance, KYC, AML processes Confident using CRM systems, lender portals ...
Company: Pure Resourcing Limited Careers
(6 days ago)
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Location: Wilmslow, Cheshire
... will work across a varied client portfolio including motor dealerships, FCA-regulated businesses, charities, retail organisations, UK subsidiaries of international groups ...
Company: Butler Rose Careers
(6 days ago)
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Location: London, South East England
... /expat mortgages (highly desirable) CeMAP qualified (highly desired) Knowledge of FCA compliance, KYC and AML processes Confident using CRM systems, lender ...
Company: Pure Resourcing Limited Careers
(6 days ago)
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Location: South Yorkshire
... and helping ensure the firm's activities remain aligned with FCA requirements. The role will have a particular focus on: Consumer ...
Company: MERJE Ltd Careers
(6 days ago)
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Location: London, South East England
... /expat mortgages (highly desirable) CeMAP qualified (highly desired) Knowledge of FCA compliance, KYC and AML processes Confident using CRM systems, lender ...
Company: Pure Resourcing Limited Careers
(6 days ago)
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Location: Bristol, Avon
... and ensure effective communication Ensure regulatory and process compliance, including FCA, CASS, AML and GDPR requirements, while supporting projects and contributing ...
Company: Flair for Recruitment Careers
(6 days ago)
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Location: London, South East England
... knowledge of product research and analytical tools. • An understanding of FCA regulations and guidelines relating to financial services clients. Does this ...
Company: Blakemore Recruitment Careers
(6 days ago)
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Location: Colchester, Essex, Hybrid
... referrals and professional introducers. Ensure all advice is compliant with FCA regulations and internal standards. About You Applications are welcomed from ...
Company: Financial Divisions Careers
(6 days ago)
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Location: Grimsby, South Humberside
... relationships with clients Current and ongoing knowledge of compliance and FCA reg...
Company: NJR Recruitment Careers
(6 days ago)
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Location: Salford, Lancashire
... anti-money laundering checks and ensure all service delivery meets FCA guidelines " Respond to adviser, client, and provider enquiries with professionalism ...
Company: NJR Recruitment Careers
(6 days ago)
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Location: Manchester, Lancashire
... markets, competitors, and the wider financial industry Ensure compliance with FCA standards for CPD and market standards Meet targets and create ...
Company: FRP Group Careers
(6 days ago)
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Location: London, South East England
... statutory and regulatory returns across the UK and Europe. Support FCA regulatory reporting and capital monitoring requirements. About you: ACA qualified ...
Company: Trace | Expert Accountancy & Finance Recruitment Careers
(6 days ago)
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Location: London
... and tax strategies. In-depth knowledge of pensions and taxation. FCA-approved regulatory qualification at Level 4 or above. Advanced Financial ...
Company: mbf. Careers
(6 days ago)
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Location: Colchester, Essex
... . • Compliance: Maintain high standards of customer service while adhering to FCA and local regulatory procedures. About You We are seeking a ...
Company: Cameron James Careers
(6 days ago)
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