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... aware that it is a Certified Role, subject to the FCA and PRA Certification Regime. The Certification Regime is one element ... carry out their role. Under the guidance provided by the FCA and PRA, firms should have regard to the following when ...

Company: Citibank (Switzerland) AG (1 day ago)

... evolve the firm’s Compliance Framework and regulatory mapping Lead FCA engagement, submissions, and reporting Oversee policy development and compliance monitoring ... of Compliance / Senior Compliance leadership level Strong working knowledge of FCA regulation and expectations Experience holding or stepping into SMF16 and ...

Company: McFall Recruitment Limited (1 day ago)

... support firms through every stage of their regulatory journey; from FCA Authorisation to ongoing compliance strategy, prudential oversight, health checks, and ... Ability to design and deliver internal sales training Knowledge of FCA regulations or compliance consulting landscape Effective communicator with strong influencing ...

Company: Cosegic (1 day ago)

... across the organization. This role emphasizes developing compliance strategies, ensuring FCA compliance, and fostering a strong compliance culture. Ideal candidates will ... have significant experience in FCA-regulated mortgage networks, a track record in T&C ...

Company: OneDome (1 day ago)

... to senior management, the Board, and regulatory bodies, including the FCA and PRA, as and when required. Regulatory Engagement Maintain relationships ... with key regulators, (e.g., FCA, PRA, CBI, FSRA, CMA) and ensure appropriate regulatory communications and ...

Company: State Street Corporation (1 day ago)

... crime compliance. * Deep knowledge of UK AML/CTF/Sanctions legislation, FCA and HMRC requirements, and relevant international standards (e.g. FATF ... corruption; fraud; tax evasion and market abuse risks. * Knowledge of FCA and EU regulatory frameworks, institutions, and internal operating structures for ...

Company: Knight Frank Group (1 day ago)

... line Assurance with regards to all products regulated by the FCA (ETFs, ISAs, Pensions etc.). You’ll take responsibility for all ... record of managing and developing Compliance teams Strong familiarity with FCA regulations affecting ETFs, ISAs, Pensions, and related products Experience working ...

Company: Willow Resourcing Limited (1 day ago)

... evolve the firm’s Compliance Framework and regulatory mapping Lead FCA engagement, submissions, and reporting Oversee policy development and compliance monitoring ... of Compliance / Senior Compliance leadership level Strong working knowledge of FCA regulation and expectations Experience holding or stepping into SMF16 and ...

Company: McFall Recruitment Limited (1 day ago)

... the regulatory requirements and standards under the Financial Conduct Authority (FCA) and Prudential Conduct Authority (PRA). To comply with the principles ... and practices for approved persons and the rules of the FCA and PRA. About You: Experience of working as an assistant ...

Company: Saxton Leigh (5 days ago)

... control, making currency hedging simple, flexible, and transparent. We're FCA-regulated, backed by a recent $25M Series A, and trusted ... in a role that accelerates your career Trusted and secure: FCA regulated and ISO 27001 certified, combining innovation with transparency and ...

Company: Bound (5 days ago)

... . Ensure your team adheres to regulatory and company standards, including FCA, GDPR, and internal policies. Support continuous improvement of team processes ... of personal development plans Strong understanding of compliance responsibilities, including FCA requirements and Consumer Duty Good technical knowledge of insurance products ...

Company: NRG. (4 days ago)

... Scope SMF10 – Chair of Risk Committee Oversight aligned with PRA/FCA expectations and SYSC risk control requirements Accountability for effective risk ... Strong expertise in enterprise risk management and regulatory frameworks (PRA/FCA) Demonstrable experience chairing or contributing to Risk Committees Ability to ...

Company: FD Capital Recruitment (1 day ago)

... and, where applicable, the Charity Commission or Financial Conduct Authority (FCA). The successful candidate will have proven experience in a similar ...

Company: Prospectus (2 days ago)

... , buy-to-let, remortgage, and protection products. Maintain compliance with FCA regulations and internal processes. What We Offer: Access to the ...

Company: Winstree Financial Services Job type: contract (6 days ago)

... act as an effective first line defence, ensuring compliance with FCA requirements and suitability of advice. Use research tools to ensure ...

Company: Radley Recruitment Job type: permanent (4 days ago)

... timely recording Assist with past-business auditing in relation to FCA Thematic Reviews, as directed by Risk and T&C ...

Company: AFH Wealth Management Job type: permanent (3 days ago)

... Demonstrable recent hands-on experience, and understanding, of Financial Conduct Authority (FCA) regulations The ability to be in office 5 days per ...

Company: Michael Page Job type: temporary (6 days ago)

... the whole market, and they are directly authorised by the FCA. Their enquiries are generated from their own web sites, digital ...

Company: Kings Permanent Recruitment Ltd Job type: permanent (6 days ago)

... the whole market, and they are directly authorised by the FCA. Their enquiries are generated from their own web sites, digital ...

Company: Kings Permanent Recruitment Ltd Job type: permanent (6 days ago)

... models Experience working with regulators and industry bodies such as FCA and payment schemes Proven experience implementing or improving financial crime ...

Company: Candidate Source Job type: permanent (6 days ago)