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... , unregulated and consumer credit). For regulated lending, advise on the meaning and application of FCA rules and guidance applicable to secured lending (MCOB + any legacy Article 3.1 ... ideally with a background in regulated lending. Strong and proven working knowledge of FCA regulation with particular emphasis on MCOB, CONC, Consumer Duty + PRA BTL ...

Company: ziprecruiter (6 days ago)

... e As a Senior Compliance Manager in the Insurance team, you will: Regulatory Compliance: Apply FCA and PRA rules, including ICOBS and SYSC, to ensure clients meet their obligations ... . About You Strong Insurance Compliance Expertise: Deep understanding of FCA rules and the operational workings of the insurance market. Consultancy Experience: Ability ...

Company: ziprecruiter (6 days ago)

... opportunity for career growth and development. What you'll do: Prepare and submit FCA returns (RMAR), adhering to industry regulations and demonstrating financial integrity. Preparation ... processes across the group. What you bring: Proven experience in preparing FCA returns (RMAR) and adhering to industry regulations. Experience in preparing ...

Company: Robert Walters UK (6 days ago)

... financial agreements to our nominated lenders. Ensuring that all documentation is accurate and FCA compliant. About You You may be an existing retail manager, sales ... organised to ensure that all company, manufacturer and finance house paperwork is correct and FCA compliant. Motor trade, automotive or car dealership experience is preferred but not ...

Company: Listers Group (6 days ago)

... Manager to enhance their ability to manage risks, respond to incidents, adhere to FCA regulations and ISO 22301 standards, and ensure operational stability. This ... frameworks. Produce resilience reports for senior stakeholders and regulatory bodies such as the FCA. What We’re Looking For Proven experience in business continuity, risk management, or ...

Company: AEJ Consulting Ltd (6 days ago)

... team player with strong stakeholder management skills, with experience working in an FCA regulated environment in a compliance and conduct risk position. If that ... we’re looking for: Regulatory compliance and conduct risk experience within an FCA regulated environment is essential. Relationship building and collaboration skills; able to work ...

Company: Aviva (5 days ago)

... intermediaries. Provide input and feedback on improvements to the external facing proposition. Ensuring that the FCA policy of treating customers fairly is followed as well working in accordance with 7IM ... manager and 7IM. In this role, it's essential that you consistently follow the FCA's Consumer Duty principles. You're expected to act in good faith ...

Company: Seven Investment Management LLP (5 days ago)

... financial agreements to our nominated lenders. Ensuring that all documentation is accurate and FCA compliant. About You You may be an existing retail manager, sales ... organised to ensure that all company, manufacturer, and finance house paperwork is correct and FCA compliant. Motor trade, automotive, or car dealership experience is preferred but not ...

Company: Listers Group Limited (5 days ago)

... across different financial instruments. Knowledge of UK MAR, MiFID II, FCA expectations, ESMA guidance, and global market abuse regulations. Experience wit ... investigations, regulatory risk assessments, or surveillance framework enhancements. Understanding of FCA Market Watch publications and best practices for surveillance effectiveness. A strong ...

Company: EY (5 days ago)

... complying with all company standards and relevant legislation including the Data protection act and the FCA. Manage own outbound and proactive call and fleet targets. The customer is at the heart ... industry. Good working knowledge of regulatory compliance and understanding of FCA. Seniority level Associate Employment type Full-time Job function ...

Company: Hays Job type: contract (5 days ago)

... encompassing Asset Management Distribution and Institutional Fiduciary Management activities MiFID and FCA Handbook requirements on how new and existing products and services can be structured to operate ... financial services compliance professional with a solid understanding of FCA rules and guidance, including Consumer Duty. In-depth understanding of ...

Company: SEI Investments Company (5 days ago)

... opportunity as you will work across business continuity, crisis management, and on the FCA/PRA regulations. This role is a new position in which you will ... application, you must have proven experience in Business Continuity, a good understanding of FCA/PRA regulations, and great stakeholder management skills. The role is based either in Liverpool ...

Company: Barclay Simpson (5 days ago)

... Thornton, we work on an advisory and independent expert for regulators e.g. FCA and PSR, financial services institutions e.g. high street banks, ... banks and asset management firm’s on complying with consumer duty requirements Support to the FCA on its motor finance investigation Advising PSR on its market investigation into payments operations ...

Company: Grant Thornton UK (5 days ago)

... and maintaining records in Workday to evidence achievement. Regulatory Responsibilities Abide by the FCA Conduct Rules and other applicable FCA rules and regulations. Abide by Barings rules and regulations. Complete ...

Company: Barings (5 days ago)

... ’s more time to work on deals. You will have full access to our funders, systems and FCA permissions to secure the funding your clients need. We also provide PI ... . You will gain access to our network of funders, cutting-edge systems, and FCA permissions, enabling you to secure the funding your clients need with ease. We ...

Company: Guardian Jobs (5 days ago)

... managers, platforms and other intermediary clients. The role holder must meet the criteria for an FCA Certified Role. Are you that person? The Client Onboarding / Sales Support Associate ... recognized professional body (e.g. Prince2 or PMI) preferable FCA certification and consistently keeping knowledge and competencies appropriate for future annual ...

Company: State Street Corporation (5 days ago)

... integrity and business-appropriate behaviour This role is part of the FCA Overseers Regime, requiring the successful candidate to implement and maintain a robust ... regulatory regime in line with FCA guidelines, ensuring operational excellence and adherence to all relevant standards as set out ...

Company: FNZ (5 days ago)

... AWS solutions that align with organisational goals and business requirements. Devoted to the FCA principle of Consumer Duty, by ensuring we are driving good customer ... , and transit security, ensuring adherence to financial services regulations (PCI DSS, FCA, GDPR). Database & Data Services: Expertise in how data services connect, function and ...

Company: Intrum (5 days ago)

... off on high-quality, technically accurate client deliverables, including FCA regulated advice. Establish effective working relationships with individuals ... relationships. Established relationships with insurers and Professional Independent Trustees. FCA approval (preferred). Excellent leadership, organisational, and communication skills. Strong ...

Company: PwC UK (5 days ago)

... include leading the finance and business support teams, managing compliance with SRA and FCA regulations, and ensuring accreditation standards are met. Additionally, the role includes improving ... and source of funds. Understand and work to compliance under SRA and FCA regulations Analysing clients’ sales and costs to produce advance analysis ...

Company: Kidwells Group (5 days ago)