Total result: 750
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Location: London
... aware that it is a Certified Role, subject to the FCA and PRA Certification Regime. The Certification Regime is one element ... carry out their role. Under the guidance provided by the FCA and PRA, firms should have regard to the following when ...
Company: Citi
(6 hours ago)
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Location: London
... aware that it is a Certified Role, subject to the FCA and PRA Certification Regime. The Certification Regime is one element ... carry out their role. Under the guidance provided by the FCA and PRA, firms should have regard to the following when ...
Company: Citi
(6 hours ago)
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Location: London
... aware that it is a Certified Role, subject to the FCA and PRA Certification Regime. The Certification Regime is one element ... carry out their role. Under the guidance provided by the FCA and PRA, firms should have regard to the following when ...
Company: Citi
(6 hours ago)
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Location: England
... positive outcomes in compliance with company policies and industry regulations (FCA, DISP, CRA). Maintain accurate records of all complaints and resolutions ... a regulated financial or automotive environment preferred. Strong understanding of FCA, DISP, and CRA guidelines. Customer service experience in high-volume ...
Company: Davies Talent Solutions
(6 hours ago)
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£150 - 200
Location: Leeds
... advisory. It operates through a number of legal entities, including FCA‑regulated businesses, and has been built deliberately around quality, trust ... governance, statutory reporting and audit, including supporting the Group’s FCA‑regulated entities. Qualifications You’ll be a professionally qualified accountant ...
Company: TWYD & Co
(5 days ago)
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£150 - 200
Location: Horsham
... . Rule 3: You must be open and cooperative with the FCA, PRA and any other regulators. Rule 4: You must pay ... and interpretation of CASS (Client Assets Sourcebook) rules and related FCA regulatory guidance for all EMEA business lines, acting as technical ...
Company: Schroders
(3 days ago)
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Location: Greater London, England
... presence in new markets, including coordination for obtaining the necessary FCA licenses and approvals in the UK. Work closely with legal ... Is Highly Preferred Experience operating within regulated markets such as FCA in the UK, GDPR, and similar regulatory frameworks is highly ...
Company: Bjak
(3 days ago)
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£150 - 200
Location: Glasgow
... strategy and compliance with regulations such as AML, VAT and FCA considerations. Strengthen governance, risk controls and overall financial discipline. The ... , controls and financial systems enhancements Preferred Acquisition or integration experience FCA regulation exposure or investor engagement background Experience in engineering, infrastructure ...
Company: iMultiply
(2 days ago)
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Location: Greater London, England
... to senior management, the Board, and regulatory bodies, including the FCA and PRA, as and when required. Regulatory Engagement Maintain relationships ... with key regulators, (e.g., FCA, PRA, CBI, FSRA, CMA) and ensure appropriate regulatory communications and ...
Company: State Street Corporation
(1 day ago)
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Location: City Of London, England
... to senior management, the Board, and regulatory bodies, including the FCA and PRA, as and when required. Regulatory Engagement Maintain relationships ... with key regulators, (e.g., FCA, PRA, CBI, FSRA, CMA) and ensure appropriate regulatory communications and ...
Company: State Street Corporation
(1 day ago)
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Location: Greater London, England
... as primary contact for regulatory authorities such as the PRA, FCA, Bank of England, and liaise with Head Office on all ... senior compliance oversight function is highly desirable. Comprehensive knowledge of FCA and PRA handbooks alongside familiarity with industry guidance ensures you ...
Company: Robert Walters UK
(1 day ago)
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EXCLUSIVE: HEAD OF COMPLIANCE & MLRO – MUST HAVE WHOLESALE GENERAL INSURANCE OR LLOYDS MARKET E[...]
Location: Greater London, England
... compliance matters for all relevant regulatory and supervisory bodies (including FCA, PRA & Lloyds) and maintain strong relationships through regular meetings ... Lloyds Market. You should have detailed knowledge of the relevant FCA and PRA rules as well as an understanding of the ...
Company: Symes Collins
(1 day ago)
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Location: Greater London, England
... a strong finance team), legal matters, and compliance within an FCA‑regulated environment. Manage operational aspects of three funds at different ... in venture capital or private equity fund operations—ideally within FCA‑regulated environments—demonstrates your understanding of industry‑specific challenges. At ...
Company: Robert Walters UK
(1 day ago)
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Location: West Yorkshire
... KRIs for technology and operational resilience Ensure alignment with PRA/FCA expectations and relevant ISO/NIST standards Operational Resilience & Change ... infrastructure, cloud, digitisation and legacy transformation risk Knowledge of PRA/FCA regulatory expectations and operational resilience requirements Familiarity with ISO 27001 ...
Company: MERJE
(3 days ago)
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Location: London
... Start Oxbow Resourcing are exclusively working with a well-established, FCA-regulated consumer credit lender that has operated nationwide for over ... Hands-on experience implementing Consumer Duty / consumer protection frameworks within an FCA-regulated firm Background in consumer credit (high-cost lending, instalment ...
Company: Oxbow Resourcing
(3 days ago)
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Location: London
... compliance matters for all relevant regulatory and supervisory bodies (including FCA, PRA & Lloyds) and maintain strong relationships through regular meetings ... Lloyds Market. You should have detailed knowledge of the relevant FCA and PRA rules as well as an understanding of the ...
Company: Symes Collins
(3 days ago)
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... Binder Authority agreements and internal standards. Ensure compliance with the FCA regulations. Support the Compliance Team to meet internal and external ... balance risk and profitability. Knowledge of relevant regulations (e.g., FCA guidelines in the UK, GDPR for data handling). Experience ensuring ...
(3 days ago)
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Location: London
... executive risk committee framework, ensuring full compliance with PRA and FCA requirements. You'll need to be a skilled communicator and ... UK corporate governance standards, company law and UK regulatory frameworks (FCA, PRA, SMCR etc). Proven track record of engaging with board ...
Company: BWW Recruitment
Job type: permanent
(1 day ago)
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Location: London
... relevant standards and regulations. Ensure compliance with relevant PRA and FCA conduct rules. Responsibility for the proper performance of all regulatory ... course of employment. Responsibility for the proper performance of any FCA/PRA Prescribed Responsibilities assigned from time to time and contained ...
Company: Blenheim
(1 day ago)
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Location: London
... a way that protects customers, supports commercial objectives and meets FCA expectations. This is a visible role with direct engagement with ... and oversight records to support internal audit, external audit and FCA requests Escalate material or emerging risks early, with clear articulation ...
Company: Onmo
(1 day ago)
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