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... position, overseeing all aspects of financial management and engaging directly with the FCA to ensure robust regulatory compliance and governance. Reporting to the Group CFO ... to fuel our growth. Regulatory Leadership: Act as the key liaison with the FCA, proactively managing regulatory compliance and governance to position Pliant UK as a ...

Company: infinnity financial technologies GmbH Job type: permanent (1 week ago)

... investment process Carry out financial crime oversight Carry out FCA functions and contact Complete AML/ KYC for new investments Provide accurate ... Compliance experience within the private markets or alternative investment space Familiarity with FCA requirements and relevant regulators Exposure to both legal and compliance would be advantageous ...

Company: NACBA Job type: permanent (1 week ago)

... lying for this role must be aware that it is a Certified Role, subject to the FCA and PRA Certification Regime. The Certification Regime is one element of the Individual ... assessed as fit and proper to carry out their role. Under the guidance provided by the FCA and PRA, firms should have regard to the following when assessing fitness and propriety: ...

Company: Citi Job type: permanent (1 week ago)

... new products and amending the existing ones when and as necessary. Assist the team in all FCA communications, applications, etc. Requirements Qualified as a Solicitor in England and Wales with ... years PQE and knowledge of the UK financial regulatory landscape, including the FCA Business-driven, solutions-oriented mindset and lateral thinking Ability ...

Company: Bits Job type: permanent (1 week ago)

... a robust ERM framework aligned with UK and Irish regulatory requirements (PRA, FCA, CBI). Identify, assess, and manage key risks, establish risk appetite, ... a fintech environment Strong understanding of UK & EU regulatory requirements (PRA, FCA, CBI) and best practices Experience in developing and implementing ERM, operational resilience, and wind- ...

Company: ECOMMPAY Job type: permanent (1 week ago)

... mandated to recruit an excellent Head of Legal for a well-established FCA-regulated digital assets platform. This is a standalone position where ... . Strong background and understanding of commercial and regulatory matters. Experience advising or liaising with the FCA or equivalent regulatory body is highly advantageous. #J-18808-Ljbffr

Company: JR United Kingdom Job type: permanent (1 week ago)

... audit within a professional services or financial Institution regulated by the PRA and FCA within 1LOD, 2LOD or 3LOD Internal Audit function Experience in delivering ... audit experience ideally within another Financial Institution regulated by the PRA and FCA is essential Relationship management and influencing skills with colleagues The ability to ...

Company: Starling Bank Job type: permanent (6 days ago)

... UK. We have outstanding experience in the financial services sector. In December 2023 the FCA published the CBEST report into cyber security strategies for all regulated firms. The ... report is being actively promoted by the FCA and encourages regulated firms to implement the findings as a means of safeguarding ...

Company: Sales Agents Plus Job type: permanent (1 week ago)

... consumers at every stage of the property journey, while ensuring all communications are compliant with FCA guidelines. Duties will include: Develop and implement B2C marketing strategies that ... social media, email marketing, print, and offline campaigns. Create and maintain FCA-compliant customer-facing content including guides, tools, blog posts, ...

Company: Ultimate Banking (5 days ago)

... some professional services (medical/legal sectors) Operate with full FCA compliance and take a solutions-focused approach As Senior Business ... commercial lending Are experienced in all things compliance within the finance sector and have the necessary FCA regulatory knowledge required Are well organised, self-motivated and proactive in how you ...

Company: TEAM Job type: permanent (5 days ago)

... the best outcomes for clients. • Compliance and Regulation: Ensure all activities align with FCA regulations and company compliance standards. Stay informed of regulatory and market ... insurance platforms and client management systems. o Strong understanding of FCA regulations and Consumer Duty obligations. • Desirable: o ACII qualification ...

Company: Cameron James Professional Recruitment Job type: permanent (4 days ago)

... and Knowledge The requisite technical knowledge and qualifications, to meet FCA and company expectations. Detailed knowledge and understanding of compliance procedures and FCA legislation for suitability report provision and record keeping ...

Company: Service Service Job type: permanent (3 days ago)

... You will be responsible for providing oversight and structure to the training and competence within the company. Adhering to FCA regulations , keeping up to date with legislation/compliance matters, TCF – Treating Customers ... skills including formal report writing Detailed knowledge of relevant FCA regulations in relation to T&C and SMCR

Company: Recruit UK | Certified B Corp™ Job type: internship (2 days ago)

... of client service and accuracy of documentation. To act at all times within the FCA Principles for Business and to comply with FCA and internal procedures at all times in order to ensure the company meets it's ...

Company: Get-Recruited (UK) Ltd Job type: permanent (2 days ago)

... investigations and produce professional reports * Liaise with the Financial Conduct Authority (FCA) as MLRO * Provide guidance and advice on financial crime matters to all departments * ... the National Crime Agency * Maintain accurate records and submit the annual FCA financial crime submission * Stay updated on relevant rules and legislation, ...

Company: KONNECT PERSONNEL LTD Job type: permanent (2 days ago)

... the firm's client service proposition to the highest standards while working within FCA regulatory requirements. It's a varied role where you'll be supporting ... Maintain accurate and up-to-date customer files in accordance with procedures Ensure all FCA compliance procedures are followed on a daily basis Support office facilities maintenance ...

Company: Avocet Legal Job type: permanent (2 days ago)

... of client service and accuracy of documentation. To act at all times within the FCA Principles for Business and to comply with FCA and internal procedures at all times in order to ensure the company meets it's ...

Company: Get-Recruited (UK) Ltd Job type: permanent (2 days ago)

... responsible for providing oversight and structure to the training and competence within the company. Adhering to FCA regulations , keeping up to date with legislation/compliance matters, TCF - Treating ... skills including formal report writing Detailed knowledge of relevant FCA regulations in relation to T&C and SMCR Remote working/work at home options ...

Company: Recruit UK | Certified B Corp™ Job type: internship (2 days ago)

... Xero, Sage). Compliance & Security: Ensure all features meet UK regulatory requirements such as FCA guidelines, PSD2, GDPR, and applicable anti-fraud and data protection standards ... collaboration with mobile teams. Ensure adherence to UK-specific financial regulations such as FCA, PSD2, Open Banking, APP Scam Codes, and GDPR, especially where customer ...

Company: Ascendion (2 days ago)

... responsible for providing oversight and structure to the training and competence within the company. Adhering to FCA regulations , keeping up to date with legislation/compliance matters, TCF - Treating ... skills including formal report writing Detailed knowledge of relevant FCA regulations in relation to T&C and SMCR Remote working/work at home options ...

Company: Recruit UK | Certified B Corp™ Job type: internship (2 days ago)