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... brought by regulatory and/or law enforcement bodies, in including FCA, PRA, FRC, and SFO; \t General financial services law knowledge ...

Company: Thomson LRC (11 hours ago)

... and other Prudential Regulation Authority (PRA) and Financial Conduct Authority (FCA) regulated firms and insurers on business structures and product design ...

Company: Lipson Lloyd-Jones (11 hours ago)

... the organisation responsibilities include: Maintaining statutory registers and records for FCA Mutual Register and Companies House. Advising on corporate governance matters ...

Company: Hays Specialist Recruitment Limited (11 hours ago)

... the business. * Monitor regulatory developments from the FCA and other regulators through horizon scanning, including Consultation ... developments. * Provide in depth analysis of FCA regulatory changes, including how they impact the ... support the Senior Compliance Manager with responses to FCA consultations. * Monitor websites from trade associations e ...

Company: AJ Bell Business Solutions Limited Job type: permanent (1 week ago)

... the firm’s compliance framework in line with FCA regulations. * Act as the primary contact for ... all regulatory matters, including reporting, policy development, and FCA communications. * Advise senior management on compliance obligations and ... of compliance. About You: * Strong understanding of FCA rules and regulations, ideally within a brokerage or ...

Company: Career Assist Job type: permanent (1 week ago)

... satisfaction is achieved at every step of the FCA regulated sales process. * Work collaboratively as ... customer experience. * Operate in line with FCA regulatory expectations, the FCA Consumer Duty and documented internal policies and ... selling funeral plans / insurance plans / knowledge of FCA compliance would be beneficial however not essential as full ...

Company: Westerleigh Job type: permanent (1 week ago)

... media or email are not accepted. About the FCA and the Team We regulate financial services firms in ... Data, Technology and Innovation (DTI) division enables the FCA to be a digital‑first, data‑led regulator by ... Within DTI, the Strategy & Architecture team supports the FCA Strategy through strategic advice, stakeholder partnership and targeted research ...

Company: Financial Conduct Authority (1 week ago)

... SMS, email, and webchat Offering practical, FCA-compliant solutions to customers in financial difficulty Making ... Ensuring full adherence to internal procedures and FCA regulatory requirements Supporting wider business teams when ... or Financial Services customer support Strong understanding of FCA regulations and Treating Customers Fairly (TCF) ...

Company: Parkside Job type: permanent (1 week ago)

... financial strategy and investment oversight to risk mitigation and FCA submissions, you\'ll work across the business and ... outstanding satisfaction scores (CSAT, NPS) and uphold all FCA and FPCOB regulatory standards. Collaborate Across the Business: Work ... to help, whenever you need. FCA Statement We\'re regulated by the FCA, so some roles may be ...

Company: Dignity Funerals Limited (1 week ago)

... negotiating and presenting cover to insurers and clients, ensuring full FCA-compliant processes, maintaining accurate records, and managing staff performance, ... . Reference: BBBH22847A Keywords: Account Manager, Insurance Broker, Agriculture, Farming, FCA Compliance, Risk Assessment, Shrewsbury, Welsh Pool, Newtown, Shropshired02fcfcb-6df4-40ee ...

Company: Ernest Gordon Recruitment Job type: permanent (1 week ago)

... (UK) Direct report to CDO | Build the DS capability | FCA-regulated product This is a rare opportunity to join a ... fast-growing, FCA-regulated fintech as their first permanent Senior Data Scientist, ... platform in the Fintech space. With strong investment and FCA approval now secured, they're moving firmly into the ...

Company: SF Recruitment Job type: permanent (1 week ago)

Customer Service Advisor / Collections Advisor MUST HAVE FCA / Financial Services Experience Location: Milton Keynes ... with care and understanding, offering practical, FCA-compliant solutions Making informed decisions that balance ... customer service role A strong understanding of FCA regulations and Treating Customers Fairly principles Confidence ...

Company: Parkside Job type: permanent (1 week ago)

... outcomes, ensuring compliance with Consumer Duty and FCA requirements at all times. What You’ll ... to ensure all marketing activities align with FCA guidelines and Consumer Duty principles. Performance Insight ... with business development objectives. Regulation-Savvy: You understand FCA regulations, Consumer Duty, and Financial Promotions standards, ...

Company: Drive Further Job type: permanent (1 week ago)

... insurance products and additional products Working within the FCA regulations and company guidelines Matching customers’ needs to ... highly desirable Strong knowledge of financial products and FCA regulation Acting as a finance expert in the ... highly desirable Strong knowledge of financial products and FCA regulation Main Scope Acting as a finance ...

Company: Octane Recruitment Job type: permanent (1 week ago)

... advice, pensions, investments, and insurance.Technical Knowledge: Strong understanding of FCA regulations and advice standards. Knowledge of financial products, client suitability ... risks.Key Responsibilities Review client files to ensure compliance with FCA regulations and internal standards. Assess suitability reports and supporting documentation ...

Company: Reed Specialist Recruitment Job type: permanent (1 week ago)

... requirements: Where applicable, adhere to Company processes with regard to FCA compliance and Customer Charter. Where applicable, ensure that DPA ... , FCA, TCF and other regulatory requirements are met. Key Skills and ...

Company: Gerrard White Job type: permanent (1 week ago)

... -of-life care. Here to help, whenever you need. FCA Statement The FCA regulates us so that some roles may be subject ...

Company: Dignity Funerals Limited Job type: permanent (1 week ago)

... and liquidity interest rates and foreign exchange business and ensure FCA, Bank of England and Head Office requirements are respected. To ... ensure compliance with standing instructions and memos issued by the FCA, and Head Office. To oversee and monitor all matters of ...

Company: Barbara Houghton Job type: permanent (1 week ago)

... and advice as required Dealing with clients in keeping with FCA guidelines Obtaining risk information Preparing risk presentations for submission to ... commercial insurance products Experience of working to high standards of FCA compliance I.T. skills including use of an insurance IT ...

Company: JMG Group Job type: permanent (1 week ago)

... and new submissions on iO. Adhere to internal processes and FCA compliance (AML, GDPR), ensuring confidentiality at all times. Contribute to ... Microsoft Office (intermediate Excel). Understanding of Financial Adviser needs and FCA requirements

Company: Mulberry Recruitment Job type: permanent (1 week ago)