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... our clients. The role requires the provision of excellent customer service in line with FCA and Company guidelines. The Claims Handler will form part of a ... laid down service level agreements. Ensure all business activity fully complies with FCA regulation and company procedures as detailed in the Conduct Polices and Guides to Best Practice. Identify ...

Company: JMG Group (4 days ago)

... policies/renewals. Be conversant with Company Procedures manual and the requirements of the FCA and to implement and maintain procedures as stipulated. Be aware of market conditions and ... duties and processes in accordance with the Rules of the Financial Conduct Authority (FCA) and any other applicable Codes of Practice. Obey Company Rules and ...

Company: Brown & Brown Insurance (2 days ago)

... security assessments and provide expert guidance on compliance and regulatory frameworks (DORA, FCA, GDPR, NIS2). Lead or contribute to business development initiatives, including ... with regulatory requirements (e.g., DORA, Bank of England, FCA, NIST). Cybersecurity Operating Model Transformation – Designing and implementing security operating ...

Company: Consulting Point (2 days ago)

... compliance advice on payments, e-money, and cryptocurrency regulations. Ensure adherence to FCA, AML, and financial crime regulations across digital assets and payment ... , or regulatory affairs within the payments and/or crypto industry. Strong knowledge of FCA regulations, AML/CTF, and financial crime frameworks. Experience working with PI/EMI ...

Company: MERJE (2 days ago)

... market abuse regime; fund structuring; the marketing of financial products; whether FCA authorisation is required; financial crime; the establishment of regulated businesses in the UK; ... applications in the context of M&A and re-structuring transactions; the interpretation of the FCA rules. If you’d be interested in finding out more, please get in ...

Company: SSQ (2 days ago)

... reports. Maintain statutory records, registers, and filings to ensure compliance with FCA, PRA, and Companies House requirements. Draft and review governance policies, Board ... experience, ideally within financial services. Strong knowledge of UK corporate governance, FCA/PRA regulations, and company law. Excellent drafting and research skills, with ...

(2 days ago)

... underwriting mortgage applications in accordance with the Lending policy, TCF principles and FCA responsible lending best practice. It is expected they will maintain ... our customers fairly Detailed understanding of the mortgage intermediary market and related FCA permissions. Detailed understanding of organised fraud and measures/systems in place ...

Company: Kensington Mortgages (2 days ago)

... modules and will tailor training to our clients specific resilience frameworks including FCA and PRA requirements. The successful candidate will have extensive experience in regulatory ... services, a strong understanding of UK financial regulations, including FCA and PRA frameworks, a proven track record in designing and implementing compliance ...

Company: HW Interim Solutions Job type: internship (1 day ago)

... . Handle NDAs, negotiations, and third-party agreements. Assist the CCO with FCA and SEC regulatory matters. Update compliance policies and processes. Act as Deputy ... * with experience gained in-house within the financial services sector. Knowledge of FCA/SEC regulations or willingness to learn. Ability to work independently and autonomously. If this ...

Company: Hydrogen Group (1 day ago)

... reports, Product Risk input into ongoing Operational Resiliency work as mandated by FCA, PRA, CBI, ECB and act as a key liaison for GPS with risk partners ... EMEA owned reports. Input into ongoing Operational Resiliency work as mandated by FCA, PRA, CBI, ECB etc. Assist with new product and non-standard approvals - in particular ...

Company: Bank of America (6 days ago)

... Experience of engaging and managing third parties. Experience of working within an FCA regulated industry, ideally within Financial Services or Insurance. Knowledge of Project ... IT Change. Knowledge of Agile approaches, ideally Scrum. Knowledge of FCA requirements (including TCF). Strong planning and control expertise. Strong leadership and ...

Company: First Central Services (6 days ago)

... the Prudential Regulation Authority (PRA) and Financial Conduct Authority (FCA). As part of Atom bank’s commitment to the FCA’s Consumer Duty, Atom will, take all reasonable ...

Company: Atom Bank (5 days ago)

... Maintain client records and data accurately and efficiently in accordance with both company and FCA rules and requirements. Keep up to date with new product, technical, and legislative ... organisation skills with experience of working to deadlines Good understanding of FCA ethics, rules, and requirements Good knowledge of investments, pensions, and ...

Company: Service Service Employment Agency Limited (5 days ago)

... the Prudential Regulation Authority (PRA) and Financial Conduct Authority (FCA). As part of Atom bank’s commitment to the FCA’s Consumer Duty, Atom will take all reasonable ...

Company: Atom Bank Job type: internship (5 days ago)

... providing clear explanations on terms and refund policies, all while complying with FCA regulations. Ensure secure and efficient processing and documentation. Build strong rapport ... appointments, supporting the team in hitting their sales goals. Maintain FCA compliance and ensure accurate recording of all customer interactions and transactions, in ...

Company: Ernest Gordon Recruitment Limited (5 days ago)

... We have outstanding experience in the financial services sector. In December 2023, the FCA published the CBEST report into cyber security strategies for all regulated firms. The report ... is being actively promoted by the FCA and encourages regulated firms to implement the findings as a means of safeguarding ...

Company: Sales Agents Plus (5 days ago)

... in relation to the SMCR regime, ensuring documentation, processes and procedures are in line with FCA regulations and Committee Terms of Reference. Act as a role model in championing ... understanding within a relevant financial services firm. Current understanding of the FCA's regulatory environment. Ability to set and maintain a positive workplace ...

Company: Hays (5 days ago)

... FSCS's statutory functions and operations Supporting external liaison with the FCA, HMT and Bank of England/PRA, other regulators, prosecuting authorities, MPs ... including dealing with enquiries as to the role, function or structure of the FSCS. Assisting the FCA, PRA, and HM Treasury in relation to the formulation, drafting and/or implementation of ...

(4 days ago)

... Investment Bank or Industry (unless in exceptional circumstances). During your employment, you must comply with the FCA rules and guidance including but not limited to the FCA’s Conduct Rules. #J-18808-Ljbffr

Company: ROBERT W. BAIRD & CO. INCORPORATED (3 days ago)

... introducers and referrals to achieve agreed activity targets. To conduct yourself in accordance with the FCA’s Statement of Principles and Code of Practice for Approved Persons. To ... qualification within 12 months of joining. Key Accountabilities: To comply with FCA rules and guidance and the company’s T&C procedures. Proactively generate new ...

Company: Artemis Recruitment Consultants Ltd (3 days ago)