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... Financial Misconduct initiatives Drafting and maintaining compliance policies and procedures in line with FCA requirements Designing and delivering compliance training for staff at all levels, including ... environment within an insurance intermediary or insurer Strong knowledge of the FCA Handbook, particularly PRIN, SYSC, COCON, COND, FIT, TC, PROD ...

Company: Sellick Partnership (6 days ago)

... process. Provide independent challenge to senior management and the organisation. Operate in line with FCA Handbook obligations (SYSC, COBS, MiFIDPRU, CASS where applicable). Deliver duties ... FRM, CISI Risk in Financial Services, PRM, ICA Diploma). Knowledge of FCA requirements, including MiFIDPRU, SYSC, and conduct risk obligations. Strong grasp ...

Company: Reed (3 days ago)

... interview process. Key responsibilities Providing critical compliance advice & guidance on FCA rules and principles, including ICOBs and the Consumer Duty, on a ... and understanding of UK Financial Services regulatory framework and understanding of FCA Conduct requirements and sourcebooks including ICOBS. Significant and demonstrable experience in ...

Company: John Lewis Partnership (1 day ago)

... , Asset Returns, TAM, Staff Recruitment, Welfare, Facebook, MD Memo, Quality, FCA System. Teaching & Learning Ensure you and your staff keep up to date ... of Maths & English with all learners. Ensure all work experience is tracked via the FCA in England to confirm learner engagement with partner employers. Deliver learner induction and interview ...

Company: Learning Curve Group (2 hours ago)

... ) Use and contribute to style guides and content patterns in the FCA Design System, and encourage others to do so Be an active member of the FCA content community and contribute to initiatives to increase maturity within the profession ...

Company: RP International (2 hours ago)

... financial services background, but specifically lending • A thorough understanding of CONC and FCA guidelines • An understand how monitoring frameworks work, and have the capabilities and experience to set up ...

Company: The Curve Group (4 days ago)

... -focused approach with strong empathy and listening skills. Familiarity with UK financial regulations, especially FCA guidelines, is preferred. Experience in a role where strong verbal and written communication ...

Company: The Curve Group (4 days ago)

... tools (Sentinel, Defender, etc.) Knowledge of governance, risk and compliance frameworks (PCI, FCA, GDPR) Please apply if this would be of interest.

Company: Barclay Simpson (4 days ago)

... of risk assessment matrix Experience of conducting client categorisation using the FCA Handbook or MiFID classification Experience with PEPs, Sanctions and Adverse Media screening The ability ...

Company: Project Recruit (4 days ago)

... /LGD models, and affordability assessments Knowledge of UK affordability rules and regulatory landscape (FCA, PRA, Consumer Duty) Comfortable working independently and taking ownership, both iterating ...

Company: MERJE (4 days ago)

... in monitoring adherence to internal policies and external regulations (e.g., GDPR, AML, FCA, SOX). Maintain documentation for data sources, definitions, and analytical procedures. Assist with the preparation ...

Company: Tradition (4 days ago)

... law firm (FS regulatory or disputes), or from a regulatory body such as the FCA Confident handling complex regulatory issues and investigations A proactive mindset and excellent ...

Company: Larson Maddox (4 days ago)

... developments. Proactively develop ‘Identification and monitoring’ on all aspects of Credit Risk. Complying with the FCA/PRA’s Individual Conduct Rules, as outlined below. To “live” the values of the Bank ...

Company: Zenith Bank (UK) Limited. (4 days ago)

... to processes Key Competencies: Experience of underwriting bridging finance loans including FCA regulated loans To have ideally held a bridging underwriting mandate for a minimum ...

Company: City Elite Transaction Services (4 days ago)

... and operational risk events. Collaborating with various departments to ensure adherence to Consumer Duty and FCA rules. What they’re looking for: 1-2 years’ compliance experience, ideally in financial ...

Company: Propel (4 days ago)

... as a Business Analyst in AML/KYC Strong understanding of regulatory frameworks (FCA, PRA, FATF, etc.) Ability to manage senior stakeholders and influence decision-making Excellent ...

Company: Hadte Group (4 days ago)

... to help inform the best strategies to be deployed. Experience of omni-channel Contact strategies within FCA regulated Contact Centre environment Experience of Microsoft BI Stack, SQL ...

Company: PRA Group (Nasdaq: PRAA) (4 days ago)

... trends, regulatory changes, and product developments. Maintain accurate records and ensure compliance with FCA regulations and company policies. Requirements: Level 6 Chartered Financial Planner qualification ...

Company: Tate Recruitment (4 days ago)

... Management within a regulated environment. Familiarity with ISO 22301 and resilience regulatory requirements (FCA/PRA or equivalent). Proven experience in incident response, business impact assessments, and continuity ...

Company: MW Recruitment Limited Job type: contract (2 days ago)

... on a short-term contract. This role will provide independent advice and oversight on FCA conduct regulations while partnering with senior stakeholders to shape compliance strategy during a ...

Company: Lutine Bell (2 days ago)