Job search

... manner in line with regulatory requirements, particularly those set by the FCA and PRA. Key Responsibilities Internal Audit Function Management: Lead and manage ... internal controls, and risk management processes. Liaise with external auditors and regulators (FCA/PRA) as required. Compliance & Regulation: Ensure audit practices comply with the ...

Company: Confidential Jobs (4 days ago)

... candidate will have exceptional communication skills with detailed technical knowledge and FCA Handbooks including CONC, DISP, PRIN and SYSC, legislative frameworks such ... industry. The successful candidate will have practical understanding and experience of the FCA's expectations in relation to customer outcomes and treatment of vulnerable customers ...

Company: Signet Recruitment and Retention (1 day ago)

... reasonable adjustments during the recruitment process. FCA Conduct Rules Under the Senior Managers and Certification Regime the FCA and Aventum expects that: You must ... must act with due skill, care and diligence. You must be open and cooperative with the FCA, the PRA and other regulators. You must pay due regard to the interests of customers and ...

Company: JR United Kingdom (5 days ago)

... compliance, especially in areas such as consumer credit, customer protection, and the FCA Handbook. Build strong working relationships and act as a trusted advisor ... complaints handling, and support for vulnerable customers. Stay up to date with relevant FCA rules and regulations and apply this knowledge when advising the business. Provide compliance ...

Company: ziprecruiter (5 days ago)

... manslaughter, bribery, and corruption Cybercrime, money laundering, and proceeds of crime FCA investigations and regulatory offences Breaches of UK, US, EU, and UN sanctions The department ... crime, ideally with exposure to investigations led by bodies such as the SFO, FCA, or HMRC. Higher Rights of Audience or a willingness to develop advocacy ...

Company: JR United Kingdom (5 days ago)

... production of relevant marketing materials related to fundraising activities Adhere to the FCA’s Conduct Rules, understanding that they set basic standards of ... Foster and maintain a culture reflecting FCA and other regulatory obligations (and Federated Hermes’ Code of Ethics) compliant with the FCA Conduct Rules Ensure all your obligations as ...

Company: JR United Kingdom (4 days ago)

... the responsibilities summarised in your job description, you are also required to always comply with the FCA/PRA Conduct Rules: 1. You must act with integrity. 2. You mus ... t act with due skill, care and diligence. 3. You must be open and cooperative with the FCA, the PRA and other regulators. 4. You must pay due regard to the interests of customers ...

Company: Wells Fargo & Company (4 days ago)

... for PayPoint’s clients (including services provided by PayPoint’s FCA regulated businesses) in collaboration with senior internal stakeholders, advising on other ... Draft and negotiate large, complex commercial agreements, including for PayPoint’s FCA regulated businesses in collaboration with senior internal stakeholders. Provide expert ...

Company: JR United Kingdom (4 days ago)

... reasonable adjustments during the recruitment process. FCA Conduct Rules Under the Senior Managers and Certification Regime the FCA and Aventum expects that: You must ... must act with due skill, care and diligence. You must be open and cooperative with the FCA, the PRA and other regulators. You must pay due regard to the interests of customers and ...

Company: Aventum Group (4 days ago)

... professional with strong regulatory expertise. Key Responsibilities • Ensure full compliance with FCA rules, including the Mortgage Conduct of Business (MCOB) sourcebook. • Maintain ... regulated financial services firm (mortgage sector ). Strong knowledge of FCA regulations, MCOB, SMCR, SYSC, and AML requirements. Experience in implementing ...

Company: ziprecruiter Job type: temporary (4 days ago)

... years of experience in a compliance, regulatory, or risk role within PRA & FCA regulated financial services including deposit taking and lending activities. ● Strong ... knowledge of PRA and FCA regulations and requirements. ● Familiarity with key regulatory topics including AML, SMCR ...

Company: JR United Kingdom (2 days ago)

... candidate will have excellent communication skills, detailed technical knowledge of FCA Handbooks (including CONC, DISP, PRIN, and SYSC), and familiarity with legislative frameworks ... motor industry, is required. The candidate should also understand FCA expectations regarding customer outcomes and the treatment of vulnerable customers. This is ...

Company: JR United Kingdom (2 days ago)

... procedures to comply with the latest regulations of the Financial Conduct Authority (FCA). Requirements: Bachelor’s degree or higher in finance, accounting, or a ... of 1 year working in the UK or within an FCA-regulated financial institution; Familiarity with FCA regulatory requirements and rules related to fund segregation management; Strong ...

Company: JR United Kingdom (2 days ago)

... while ensuring high retention rates. Ensuring all activities comply with FCA regulations and company procedures. Handling client queries and complaints professionally and in ... Comprehensive knowledge of commercial insurance products. Experience in working within FCA compliance standards. Proficiency in insurance IT systems, ideally Acturis. ...

Company: JR United Kingdom (2 days ago)

... summarised in your job description, you are also required to comply at all times with the FCA/PRA Conduct Rules: You must act with integrity. You must act wit ... h due skill, care and diligence. You must be open and cooperative with the FCA, the PRA and other regulators. You must pay due regard to the interests of customers and ...

Company: Wells Fargo & Company (2 days ago)

... & Governance – Ensure data integrity, accuracy, and compliance with industry regulations (FCA, Data Protection Act, PRA) using Databricks Unity Catalog and Azure ... access policies, and data masking to protect sensitive customer data and ensure FCA/PRA regulatory compliance. Innovation & Continuous Improvement – Identify and implement emerging ...

Company: Somerset Bridge Group (2 days ago)

... developing and managing Enterprise-wide risk frameworks. Experience of working for an FCA regulated investment firm and knowledge of risk methodologies both to meet ... FCA requirements and for internal risk management purposes. An understanding of the FCA's prudential risk framework for Wealth Management ...

Company: KM Education Recruitment Ltd (1 day ago)

... Submitting the Professional Standards Data Report to the FCA Submitting the annual Fee Tariff Data Report to the FCA Preparing the CASS 10 Review and Custodian Selection ... of the Bank’s Execution Policies Preparing and submitting all regulatory returns to the FCA Working with the CCO to complete the annual Compliance and CASS Risk Assessments (Th ...

Company: JR United Kingdom (1 day ago)

... CII Diploma in Regulated Financial Planning and also the following: Understanding of the FCA COBs rules regarding Partner and Adviser competence, fit and proper ... clicking ‘apply’ below and our team will be in touch. As a business regulated by the FCA we would advise you to familiarise yourself with the conduct regulations and in particular ...

Company: St. James’s Place (1 day ago)

... and its subsidiaries, ensuring compliance with the company’s internal policies, PRA and FCA regulations and relevant UK & EU legislation This manager will also be responsible ... a regulatory framework with detailed understanding of the regulatory environment and PRA, FCA and EBA requirements in relation to Third Party Risk Management is required ...

Company: Arbuthnot Latham (1 day ago)