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... member of our Talent Acquisition Team will be in touch! FCA Statement Please note that this role is subject to meeting ... regulatory requirements. As an FCA-regulated organisation, we are committed to adopting the highest standards ...

Company: Dignity Funerals Limited (3 days ago)

... planning and preparation through to the funeral itself, and beyond. FCA Statement Please note that this role is subject to meeting ... regulatory requirements. As an FCA-regulated organisation, we are committed to adopting the highest standards ...

Company: Dignity Funerals Limited (2 days ago)

... planning and preparation through to the funeral itself, and beyond. FCA Statement Please note that this role is subject to meeting ... regulatory requirements. As an FCA-regulated organisation, we are committed to adopting the highest standards ...

Company: Dignity Funerals Limited (1 day ago)

... treated fairly and all work is completed in line with FCA, Consumer Duty and company processes. If you have the required ... rings or ghost broker activity. * Provide excellent service while following FCA, Consumer Duty and Treating Customers Fairly requirements. About You; * Strong ...

Company: MTrec Ltd Commercial Job type: permanent (1 day ago)

... the Consumer Rights Act, the Payment Services Regulations and the FCA Handbook including the Consumer Duty. \t Be self-motivated and ... to keep yourself updated ahead of changes to laws and FCA guidance and able to advise the business on future change ...

Company: Thomson LRC (6 days ago)

... , trading and systems and controls. Key responsibilities include: Advising on FCA Handbook and FSMA frameworks (including CASS, conduct, and prudential rules ... a leading FS Regulatory practice (advisory-focussed) Strong knowledge of FCA/PRA regimes, FSMA, MiFID II, AIFMD and related UK/EU ...

Company: Jameson Legal. (3 days ago)

... United Kingdom and is regulated by the Financial Conduct Authority (FCA). As a key ‘EMD Individual’, the successful candidate acts as ... and is subject to formal approval/non‑objection by the FCA. Must adhere to OFL’s Fitness and Propriety Standards and ...

Company: WEX (4 days ago)

... to all applicable regulations, including but not limited to the FCA's Client Assets Sourcebook (CASS). We are seeking a diligent ... ’ll do Support the groups compliance with Financial Conduct Authority (FCA) CASS, Central Bank of Ireland (CBI) CAR, and MiFID II ...

Company: Citi (3 days ago)

... to all applicable regulations, including but not limited to the FCA’s Client Assets Sourcebook (CASS). We are seeking a diligent ... ’ll do Support the groups compliance with Financial Conduct Authority (FCA) CASS, Central Bank of Ireland (CBI) CAR, and MiFID II ...

Company: Citigroup Inc. (3 days ago)

... market data, sourced from Jupiter‑approved platforms. Maintain adherence to FCA Consumer Duty guidelines, anti‑greenwashing requirements, and internal compliance frameworks ... role is subject to the Conduct Rules set by the FCA. Don't meet every requirement? At Jupiter we are dedicated ...

Company: Jobs via eFinancialCareers (3 days ago)

... , alongside knowledge of key regulatory bodies such as the ICO, FCA and PRA, is essential. A key aspect of the role ... controls, control objectives and assurance requirements aligned to UK GDPR, FCA and PRA expectations Define information and data governance policies and ...

(2 days ago)

... Internal Audit function operates in line with PRA F and FCA, and for the US operations Federal Reserve and NYDFS expectations ... senior leadership level. Strong understanding of UK banking regulation, PRA/FCA expectations, and SYSC requirements. Some knowledge of US regulation and ...

Company: Oaknorth Analytical Intelligence (1 day ago)

... and oversight of Client Money Calculations (CMC) Ensuring compliance with FCA CASS rules and internal client money procedures Managing and reconciling ... money experience within the insurance sector In-depth knowledge of FCA CASS rules and client money processes Confident working across multi ...

Company: Hays (2 days ago)

... with company policy and regulatory requirements. Ensure full compliance with FCA requirements, consumer legislation, data protection and internal governance standards. Key ... to balance commercial outcomes and customer satisfaction. Good knowledge of FCA compliance requirements and ethical sales standards. Full UK driving licence ...

Company: CEM Day Ltd (6 days ago)

... and dealership performance Ensure all sales and transactions are fully FCA compliant Participate in closing deals, including underwriting part exchanges as ... Valid UK driving licence with minimal points Full knowledge of FCA compliance standards A proactive attitude with a focus on growth ...

Company: Broughton Group (4 days ago)

... . Support banks, investment firms or digital asset firms on their FCA licence applications for regulated crypto asset activities – this could be ... with banks, investment firms or digital asset firms on their FCA licence applications for regulated crypto asset activities Understanding of credit ...

Company: EY (4 days ago)

... & Governance Ensure adherence to company policies, manufacturer standards and FCA regulations Maintain strong Health & Safety performance across the site ... P&L responsibility and financial management Solid understanding of FCA compliance and motor industry regulations Skills & Attributes Highly commercially ...

Company: Vospers (4 days ago)

... advising clients on complex financial regulation matters, including: Advising on FCA and PRA regulatory requirements, including authorisations, permissions and notifications Supporting ... Director with: Strong experience in Financial Services Regulation Knowledge of FCA/PRA regulatory frameworks and processes Experience advising on areas such ...

Company: Chadwick Nott (3 days ago)

... / UK EMIR via DTCC, AIFMD Annex IV, position reporting, periodic FCA/CFTC submissions); liaison with auditors, depositary, and fund directors. Driving ... Physical Commodities (Warrants, Borrowing‑Base, Title); dual UK/US regulation (FCA + CFTC/NFA); familiarity with our stack (Loqsea, TT, WebICE, Bloomberg ...

Company: Martis Search (3 days ago)

... similar) AI/ML implementation for personalized insights Security and compliance (FCA regulations, data protection) Technical hiring as we scale What You ... high engagement/retention Understanding of UK banking regulations (Open Banking, FCA) What You Get 50/50 equity split (true partnership) Autonomy ...

Company: CTRL-F (3 days ago)