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... Ensuring compliance with the company’s regulatory requirements under the FCA Adhere to the operational risk framework for your role ensuring ... reflecting Company Values At all times complying with the FCA’s Code of Conduct To ensure that you are ... , care and diligence Be open and cooperative with the FCA, the PRA and other regulators Pay due regard to ...

Company: Marex Group Job type: internship (5 days ago)

... Ensuring compliance with the company’s regulatory requirements under the FCA. Adhere to the operational risk framework for your role ... and reflecting Company Values. At all times complying with the FCA’s Code of Conduct. To ensure that you are ... , care and diligence Be open and cooperative with the FCA, the PRA and other regulators Pay due regard to ...

Company: Rex Technologies GmbH (5 days ago)

... . Conduct legal research and stay updated on FCA regulations and case law developments. Negotiate settlements ... compliance with internal policies, SRA regulations, and FCA-related standards where applicable. What you\'ll ... , or complex consumer litigation. Strong understanding of FCA regulations, financial products, and mis-selling principles. ...

(4 days ago)

... strategic direction across the firm’s obligations under FCA CASS regulations. Typical day (responsibilities) Owning ... You have significant experience leading CASS within an FCA‑regulated environment (fintech, platforms, custody or wealth ... hold the relevant qualifications outlined in the FCA’s training and competence sourcebook within appendix ...

Company: Seccl Technology Limited (4 days ago)

... strong Consumer Credit Act (CCA) and FCA CONC experience. You’ll prepare submissions to the FCA and others and advise senior leadership ... Knowledgeable and experienced in the areas of Consumer Credit Act, FCA Handbook including CONC. Additionally, knowledge of the Payment Services Directive ...

Company: Abound (4 days ago)

... regulatory compliance, particularly with Financial Conduct Authority (FCA) cyber‑related controls. Proficiency in cloud security ... cyber and information security controls align with FCA expectations and industry standards External Audit & ... assessment Working knowledge of NIST, ISO 27001, FCA Handbook (SYSC), and relevant NCSC guidance Excellent ...

Company: PEXA UK (4 days ago)

... regulations and insurance principles, and eligible to hold an FCA Certified Manager role. * A proven leader with ... complex challenges. ****This role may be subject to FCA regulations, which we'll determine during the hiring ... it is regulated, there will be specific responsibilities under FCA regulations, including enhanced checks and referencing. We'll ...

Company: Travelers Canada (4 days ago)

... Ensure compliance with the company’s regulatory requirements under the FCA. Adhere to the operational risk framework for your role ... and reflecting Company Values. At all times comply with the FCA’s Code of Conduct. Ensure that you are fully ... , care and diligence Be open and cooperative with the FCA, the PRA and other regulators Pay due regard to ...

Company: Rex Technologies GmbH (3 days ago)

... implement all regulatory change projects Complete all ongoing FCA reporting returns Maintain data on FCA directory Act as key liaison point for ... all FCA supervisory and thematic reviews and complete all associated action plans ...

Company: Bond Recruitment Ltd (1 day ago)

... the Compliance function, ensuring effective adherence to FCA and PRA regulatory frameworks. Act as the Bank ... decisions. Coordinate regulatory reporting and communications with the FCA, PRA, NCA and other relevant authorities. Deliver ... similar environment Strong knowledge of UK regulatory frameworks, FCA/PRA conduct rules, SMCR, AML regulations, and ...

Company: ETRA Talent (1 day ago)

... relationship with our regulators, liaising with the PRA and FCA as appropriate and representing Griffin with credibility and candour ... or fintech and have a solid grasp of the FCA/PRA regulatory environment. FP&A: You have ... of liaising directly with regulatory bodies such as the FCA and PRA Experience of being involved with fundraising and ...

Company: Griffin (1 day ago)

... relationship with the regulator and ensuringsatisfactory outcomes of FCA reviews/exercises As the ideal candidate you will ... with an understanding of the regulatory environment, particularly FCA systems & controls and conduct of business regulation ... of managing a successful relationship with the FCA Have experience of dealing with client assets in ...

Company: Lime People Search & Select Ltd (1 day ago)

... group under evolving safeguarding rules published by the FCA and the CASS regime. Outside of the ... institution or corporation while ensuring compliance. Familiarity with FCA, FATF, and EU regulatory requirements. Ability to ... operational integrity and ethical conduct. Understanding of FCA safeguarding requirements and experience guiding the direction of ...

Company: Saxton Leigh (1 day ago)

Head of Compliance & MLRO FCA registration, Compliance, MLRO Reading based £75,000 Our ... within Financial Services including holding a similar role in an FCA regulated firm. You will relish working in a fast ... support the business in its application process with the FCA Develop and implement relevant compliance screening programmes to provide ...

Company: www.cardandpaymentjobs.com (1 day ago)

... anticipated Car Finance Redress Scheme * Ensure full compliance with SRA, FCA, and ICO regulatory requirements * Support the COLP and COFA, guiding ... a senior or board level * In-depth knowledge of SRA, FCA, and ICO regulatory frameworks * Commercially minded, with confidence advising senior ...

Company: Recruited UK Job type: permanent (6 days ago)

... -life care. Here to help whenever you need us. FCA Statement The FCA regulates us so that some roles may be subject ...

Company: Dignity Funerals Limited (6 days ago)

... environment. The role offers exposure to Experian Limited Board, auditors, FCA, Group Finance, GFS, Tax, Treasury and more, perfect for a ... the robust compliance and governance framework of an ICFR-compliant, FCA regulated entity in a multinational FTSE100 business. Support the integrity ...

Company: Experian Ltd (3 days ago)

... - please request this from Megan Mitchell (above) or consult the FCA Mutuals Website, type in Creative Support and search under 'documents ... a Community Benefit Society with charitable status registered with the FCA, not a company or registered charity so you will not ...

Company: CREATIVE SUPPORT (3 days ago)

... -of-life care. Here to help, whenever you need. FCA Statement The FCA regulates us so that some roles may be subject ...

Company: Dignity Funerals Limited Job type: permanent (3 days ago)

... new/used vehicle, finance, warranty or insurance products Adhere to FCA guidelines at all times Produce and explain finance quotes and ... as a Sales Transaction Controller Previous experience working in an FCA regulated environment Excellent customer service skills at all times Have ...

Company: Octane Recruitment Job type: permanent (3 days ago)