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... s business objectives. Collaboration with Compliance: Understand regulatory requirements, including FCA standards, and offer legal advice to support compliance efforts. Work ... negotiating commercial contracts and managing corporate legal matters. Familiarity with FCA-regulated environments and compliance frameworks is preferred. Language Skills: ...

Company: Annapurna (5 days ago)

... for PayPoint’s clients (including services provided by PayPoint’s FCA regulated businesses) in collaboration with senior internal stakeholders, advising on other ... Draft and negotiate large, complex commercial agreements, including for PayPoint’s FCA regulated businesses in collaboration with senior internal stakeholders. Provide expert ...

Company: PayPoint Plc (5 days ago)

... our Credit and Insurance team, which provides services for those firms regulated by the FCA. Whilst the role is for a Senior Manager in the Credit and Insurance team, the ... to change in this diverse role. The Senior Manager will need to apply both FCA and PRA rules and guidance to firms across the insurance market. The individual will also ...

Company: Thistle Initiatives (5 days ago)

... Oversight) and SMF 17 (Money Laundering Reporting Officer), ensuring compliance with FCA and other relevant regulations. Regulatory Engagement: Liaise with and report to relevant regulatory ... or growth-focused firms. Regulatory Knowledge: In-depth knowledge of FCA regulations and UK financial services laws. Compliance Program Expertise: Demonstrated ...

Company: ETRA Talent (5 days ago)

... regarding the launch of the new funds, and that all regulatory documentation is sent to the FCA within the required time limits. Assist the Chief Legal & Compliance Officer and Senior ... on the following regulations: AIFMD, MiFID II, SMCR, and obligations set out in the FCA Handbook as they apply to firm. A proactive, self-motivated team player who ...

Company: Jameson Legal (5 days ago)

... impact on compliance and regulatory requirements. Experience: FCA Compliance Expertise: Demonstrable knowledge of FCA compliance requirements related to both wholesale ... Lloyds, London market and reinsurance sector. Extensive understanding of FCA compliance requirements, including operational and regulatory processes. Expertise in interpreting and ...

Company: Rev & Regs (5 days ago)

... Guidance: Ensure all advice and actions comply with UK pension regulations and guidelines (FCA), including any relevant updates to pension legislation. Portfolio Management: Regularly review ... /or Experience: Diploma in Regulated Financial Planning (DipPFS) or equivalent, with FCA accreditation. Chartered Financial Planner status is advantageous. A ...

Company: NFP, an Aon company (Europe) (5 days ago)

... require any reasonable adjustments during recruitment. FCA Conduct Rules Under the Senior Managers and Certification Regime, the FCA and Aventum expect must ... 'll need to do with the necessary skills, care and diligence. You must cooperate with the FCA, the PRA and other regulators. You must pay due regard to the interests of customers and ...

Company: Aventum Group (5 days ago)

... context Lead resilience scenario testing and analysis Provide expert guidance on FCA Operational Resilience requirements Contribute to risk committees and strategic decision- ... a resilience oversight role within Financial Services In-depth knowledge of FCA Operational Resilience requirements Strong understanding of resilience frameworks and their ...

Company: MERJE (5 days ago)

... of customer satisfaction to agreed service standards and procedures, ensuring full FCA compliance in all aspects of insurance. As well as working to ensure accuracy ... aspects of account handling Ensure all business activity fully complies with FCA regulation and company procedures as detailed in the Operations and Compliance manuals – use checklists ...

Company: NFP, an Aon company (Europe) (5 days ago)

... Person training and NFA Principal registration processes Assist with SMF applications to the FCA and updating the FCA Directory with changes to the Certified Persons population Experience Required: Prior ... is essential Hold strong regulatory knowledge relating to CFTC/NFA, SEC and FCA rules Previous experience in a Compliance role at a buy-side ...

Company: Coopman Search and Selection | B Corp™ (5 days ago)

... reporting (SARs), and investigations. Act as the primary point of contact for the FCA, NCA, and other relevant regulatory bodies. Provide training and guidance to employees on financial ... of UK AML regulations, including the Money Laundering Regulations 2017 and FCA requirements. Experience in managing financial crime risk frameworks, including ...

Company: InvestEngine Job type: contract (4 days ago)

... is compliant with relevant regulations and interacting with relevant regulatory bodies (FCA) and providing training where relevant Working closely with other departments including ... including Secondments) Strong skills in drafting, negotiation, and regulatory compliance (FCA) Excellent educational background This is a fantastic opportunity to join ...

Company: Marks Sattin (2 days ago)

... and Privacy Laws, within the regulated insurance sector. You have familiarity with GDPR and the FCA’s data protection guidelines. Ideally, this expertise has been developed through ... and their application within a regulated environment. Technical knowledge of the FCA Handbook, Lloyd’s Principles, and principles-based regulatory frameworks. ...

Company: Arthur Recruitment (1 day ago)

... and employee discounts – you may also be eligible for an annual incentive. The FCAS Command & Control and Information (C2I) engineering team: You will be part of ... an FCAS Command & Control and Information (C2I) engineering team delivering the Assessment Phase and Implementation ...

Company: BAE Systems (5 days ago)

... of all we do and is central to our culture. You must adhere at all times to the FCA’s Conduct Rules set out below. Consumer Duty: To actively contribute to ... . You must act with due skill, care and diligence. You must be open and cooperative with the FCA, the PRA and other regulators. You must pay due regard to the interests of customers and treat ...

Company: hireful (2 days ago)

... . Knowledge of Consumer Credit regulations and guidelines including Ofcom, FCA, and JMLSG. Communications, negotiation, and influencing skills to develop and maintain relationships ... and processes for large scale organisations with practical experience in applying Ofcom, FCA, JMLSG, and Consumer Credit Regulations. Experience of system development ...

Company: BT Group (2 days ago)

... requests on time Complying with the Financial Services and Markets Act 2000, the FCA’s Conduct rules / FCA Statements of Principle & Code of Practice and the relevant rules from ... the FCA at all times Having a positive culture attitude at all times Keeping up to date with ...

Company: Artemis Recruitment Consultants Ltd (1 day ago)

... reasonable adjustments during the recruitment process. FCA Conduct Rules Under the Senior Managers and Certification Regime the FCA and Aventum expects that: You must ... must act with due skill, care and diligence. You must be open and cooperative with the FCA, the PRA and other regulators. You must pay due regard to the interests of customers and ...

Company: Aventum Group (4 hours ago)

... that we treat all complainantsfairly, by ensuring that all complaints that are subject to FCA and internal business requirements are handled appropriately. Key responsibilities: Recording all complaints subject ...

Company: AJ Bell Business Solutions Limited (3 days ago)