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... to ensure business risks are identified, monitored, and mitigated Take ownership of FCA regulatory, legislative, and compliance activity across DLM Manage multiple controls ... Consumer Duty Proven experience designing and delivering control frameworks within an FCA-regulated environment Solid knowledge and hands-on application of the “three lines ...

Company: Direct Line Group Careers (6 days ago)

... way to do consumer lending – by being more personalised and customer focused. Our FCA regulated and consumer lending businesses are a leading partner to the aggregator market ... h due skill, care and diligence. Rule 3: You must be open and cooperative with the FCA and other regulators. Rule 4: You must pay due regard to the interests of customers ...

Company: Blenheim Chalcot (5 days ago)

... will lead all key day-to-day compliance regulatory functions across a UK FCA-regulated entity and co-manage two staff members The role includes providing ... updated at least annually Complete regulatory reporting via FCA Connect and RegData Ensure financial promotions are compliant with FCA and MiFID II requirements AML Responsibilities Assist with ...

Company: Austin Andrew (4 days ago)

... offerings and contribute to innovative product development. Ensure strict adherence to FCA regulations and internal compliance standards in collaboration with Compliance and APAD ... act with due care, skill and diligence You must be open and co-operative with the FCA, PRA and other regulators You must pay due regard to the interests of customers and ...

Company: Ascot Lloyd group (4 days ago)

... summarised in your job description, you are also required to comply at all times with the FCA/PRA Conduct Rules: You must act with integrity. You must act wit ... h due skill, care and diligence. You must be open and cooperative with the FCA, the PRA and other regulators. You must pay due regard to the interests of customers ...

Company: Wells Fargo & Company (4 days ago)

... or new members of the team in relation to technical and non-technical aspects. FCA Compliance & Consumer Duty: At Onmo we all take collective responsibility for our individual ... act with due skill, care and diligence o You must be open and cooperative with the FCA, PRA and other regulators o You must pay due regard to the interests of customers and ...

Company: Onmo (4 days ago)

... that regulatory reporting obligations to the UK Financial Conduct Authority (FCA) are met, as well as maintain ongoing productive relationships with other ... exams, requests for information (RFI), and other responses to the FCA. Support, coordinate and manage the relationship with the FCA and other external authorities supervising credit rating ...

Company: Scope Group (2 days ago)

Operational Risk / ORMF / RCSA / Risk / PRA / FCA / Regulatory / Framework / Operational Resillience / Finance / Bank / Banking / Building Society / Financial / ... and rolling out policies and procedures * Experience working in a regulated environment (PRA/FCA) This is a fantastic opportunity to join a firm on the path to becoming ...

Company: 2mrw Group Job type: permanent (6 days ago)

... dealership promotions. Conduct regular sales meetings and performance reviews. Ensure FCA compliance and adherence to company and industry standards. Key Skills & Competencies: ... Business Manager, Assistant Sales Manager, or Sales Controller preferred. FCA accreditation and understanding of finance and insurance products. Full UK driving licence ...

Company: Pembrook Resourcing Job type: permanent (5 days ago)

... satisfaction * Support with credit control where required Compliance & Conduct * Adhere to FCA conduct rules and maintain integrity, diligence, and transparency * Ensure compliance with ... of General Insurance classes and UK insurance market * Understanding of FCA compliance and underwriting principles * Ability to write clear reports and maintain ...

Company: i2i recruitment Job type: permanent (5 days ago)

... Let mortgage applications, ensuring they meet our lending policy, TCF principles, and FCA standards. You'll play a key role in risk-based decision ... customers fairly. In-depth knowledge of the mortgage intermediary market and familiarity with relevant FCA permissions Strong awareness of organised fraud and the systems and controls in place to mitigate ...

Company: Reed- UNLIMITED (1 day ago)

... from scoping through to reporting and action management - Assess regulatory risks across FCA, PSR, and other consumer protection frameworks - Produce high-quality written ... a matrix environment - Excellent understanding of UK regulatory requirements (e.g., FCA Handbook, Consumer Duty) - Background in investment, retail, or corporate banking is ...

Company: Lorien Job type: permanent (1 day ago)

... ideally US and European Equities, Euro Bonds, Futures, Options and FX with brokers under the FCA Senior Managers and Certification Regime as a Certification Employee under Client Dealing ... Function, SYSC 27. This activity is carried out under the FCAs permission Managing investments. * By interpreting financial/market news and determining ...

Company: Barbara Houghton Associates Job type: permanent (1 day ago)

... regulatory, product and technical developments * Maintain a strong understanding of FCA regulations and Consumer Duty principles * Achieve and record a minimum of ... Level 4 Diploma in Financial Planning (or equivalent) * Sound understanding of FCA regulatory framework and compliance standards * Professional, organised, and commercially minded * ...

Company: PRS Recruitment Group Ltd T/A Refuel Talent Job type: permanent (1 day ago)

... with internal teams and third parties to resolve complex cases Ensure compliance with FCA regulations and company policies About You: Previous experience in a collections, credit ... conversations Organised, target-driven, and a team player Knowledge of FCA guidelines and relevant regulatory frameworks (desirable) What’s On Offer: £30,000 per annum ...

Company: NTER TALENT Job type: permanent (1 day ago)

... highly beneficial (either as a Sales Executive or Business Manager), or another FCA regulated role such as banking; - Experience working to targets with a track record ... of success; - Excellent communication skills, particularly via telephone; - FCA Accredited If you are confident with funding solutions and looking for your next ...

Company: WeRecruit Auto Ltd Job type: permanent (1 day ago)

... set out above, the role will also become responsible for: Ensure compliance with FCA PROD 4 requirements Satisfying all regulatory reporting requirements in collaboration with the reporting function ... Ensuring compliance with Munich Re’s Code of Conduct and the FCA Conduct Rules You will be rewarded with a great compensation package, on ...

Company: Munich Re (6 days ago)

... in office, 2 working from home Keywords: Compliance, Regulatory, Risk Management, FCA Handbook, Data Privacy, Financial Services Laws Our client, ABN Amro ... : * Professional qualifications such as the CISI Diploma or equivalent * Strong knowledge of the FCA Handbook and key Exchange rules * Ability to undertake broad compliance monitoring activities ...

Company: ABN AMRO Bank N.V. (6 days ago)

... , United Kingdom 5 days ago Senior Project / Programme Manager (Change / FCA / Financial Services) West Yorkshire, England, United Kingdom 1 week ago ... , United Kingdom 1 month ago Senior Project / Programme Manager (Change / FCA / Financial Services) Leeds, England, United Kingdom 6 days ago York ...

Company: Arcadis (6 days ago)

... regular governance meetings. Requirements: Strong knowledge of regulatory frameworks including FCA rules, National Savings regulations, relevant HMRC/HMT/OAG policies, and ... experience working in regulated or shadow FCA environments. Expert understanding of UK and EU data protection legislation, including ...

Company: Atos SE (6 days ago)