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... . * Take on additional tasks as required to support team operations. * Adhere to all FCA and PRA conduct rules and standards, including those under Consumer Duty ... experience in a customer service or contact centre role * Familiarity with regulatory environments (FCA/PRA) is desirable but not essential What's on offer? * Supportive team environment ...

Company: Front Row Recruitment Job type: permanent (2 days ago)

... summarised in your job description, you are also required to comply at all times with the FCA Conduct Rules: You must act with integrity. You must act with due ... skill, care and diligence. You must be open and cooperative with the FCA and other regulators. You must pay due regard to the interests of customers and treat them ...

Company: Allspring Global Investments (6 days ago)

... employees. Support the Senior Managers and Certification Regime (SMCR) by assisting with FCA Connect forms and Directory Persons submissions. Prepare and submit regulatory reports ... compliance oversight reports and delivering face-to-face training. Ability to analyze FCA returns for consistency with prior submissions. Self-motivated with strong IT ...

Company: RGH-Global Ltd (2 days ago)

... relationships with stakeholders and ensuring regulatory compliance. You will provide guidance on FCA regulations, promote a culture of continuous improvement, and ensure ... experience (preferably SMF16) in consumer lending, with strong knowledge of FCA regulations, including the FCA handbook and Consumer Duty. If interested, please apply with your CV ...

Company: JR United Kingdom (1 day ago)

... standards of Health and Safety, environmental compliance, and site presentation Ensure compliance with FCA standards for all pre-need funeral and memorial plans About YouWe're Looking For ... of life care. Here to help, whenever you need. FCA Statement We're regulated by the FCA, so some roles may be subject to background checks Equality, Diversity ...

Company: Jeroen den Hartog Photography & Image Processing (2 hours ago)

... expert compliance advisory support. Key Responsibilities • Ensure full compliance with FCA rules, including the Mortgage Conduct of Business (MCOB) sourcebook. • Maintain and ... financial services firm (mortgage sector preferred). Strong knowledge of FCA regulations, MCOB, SMCR, SYSC, and AML requirements. Experience in implementing compliance ...

Company: BCMGlobal (4 days ago)

... feedback. Regulatory Advisory Provide expert compliance advice to business stakeholders on FCA regulation (CONC, PRIN/Consumer Duty, DISP, SYSC), complaints handling ... Support Provide complaints handling support, ensuring adherence to DISP requirements and FCA reporting standards. Work with fraud prevention colleagues to maintain strong financial ...

Company: Propel Finance (2 days ago)

... compliance with all applicable regulations. Key Responsibilities: Keep up to date with FCA regulations and guidelines relevant to brokerage firms, ensuring full regulatory compliance. Be ... services industry, preferably in a brokerage setting. Deep knowledge of FCA regulations around derivatives and trading products, such as CFDs and FX. Exceptional ...

Company: Coopman Search and Selection | B Corp™ (4 days ago)

... meticulous approach, a keen eye for detail, and a deep understanding of FCA mortgage / insurance compliance standards. You will also be responsible for the updating of ... areas: regulated mortgage sales or risk management with a working understanding of the FCA regulations of MCOBs & ICOBs. Focussed, essential for spotting compliance risks and failings ...

(4 days ago)

... , including Money Laundering Regulations, Proceeds of Crime Act, and FCA Guidelines, as well as our reporting obligations. Develop, implement, and maintain ... processes.. Lead regulatory engagement, maintain open and constructive relationships with the FCA and other regulatory bodies, as well as engagement with auditors and banking partners ...

Company: PingPong Payments (4 days ago)

... client-facing processes. Ensure all advice outcomes meet company compliance standards and FCA regulations. Meet output targets for producing ongoing advice documentation. Communicate ... supporting financial planning services. Strong technical knowledge and understanding of FCA Conduct of Business (COB) rules. Diploma in Financial Planning (Level ...

Company: Tate Recruitment (4 days ago)

... terms and pricing within delegated authority. Ensure compliance with underwriting guidelines and FCA regulations. Contribute to product development and pricing reviews. Support junior ... Ability to work independently and make sound underwriting decisions. Knowledge of FCA regulations and TCF principles. If you have the experience required, please app ...

Company: Nashrock Insurance Recruitment (2 days ago)

... , e-money, open banking, and related regulatory frameworks, including PSD2/PSD3, FCA requirements, AML/CTF, and consumer protection. You will provide strategic legal ... in payments and financial regulatory matters. Strong knowledge of UK/EU regulatory regimes (FCA, PRA, PSD2/PSD3, EMD2, AML). Ability to balance legal risk with commercial ...

Company: Kingsley Green Recruitment (2 days ago)

... e: Job Description: To ensure timely and appropriate complaint resolutions in line with FCA regulations and client service delivery schedules. Promote positive customer outcomes to ensure ... Complaint framework, including (but not exhaustive) internal and client procedures, FCA Dispute Resolution: Complaints and FOS and law. Ensuring the support of an ...

Company: HCLTech (2 days ago)

... , binders & underwriting oversight Insurance compliance (non-financial misconduct, SMCR, FCA Handbook, motor finance) Solvency II & solvent exit planning Lobbying & ... regulatory engagement with HMT, PRA, FCA We’re looking for someone with the ability to translate complex regulation into actionable ...

Company: MEMBERSHIP BESPOKE (2 days ago)

... highest of standards, in accordance with the following Conduct Rules as specified by the FCA: You must act with integrity You must act with due care, skill and diligence ... You must be open and co-operative with the FCA, PRA and other regulators You must pay due regard to the interests of customers and treat ...

(2 days ago)

To ensure timely and appropriate complaint resolutions in line with FCA regulation and client service delivery schedules. Promote positive customer ... of all functions within the Complaint framework, including (but not exhaustive) internal and client procedures, FCA Dispute Resolution: Complaints and FOS and law. Ensuring the support of an effective ...

Company: HCLTech (2 days ago)

... high quality, holistic advice to clients and achieve good outcomes in line with FCA guidelines, including Consumer Duty Motivating the team to ensure team KPIs are ... experience of building and managing successful teams Strong understanding of FCA regulatory requirements, such as consumer duty and treating customers fairly Skilled at understanding ...

Company: AFH Wealth Management (2 days ago)

... , high-performance operator comfortable balancing detail with strategy FCA certification, and preferred if some experience in FCA (or similar regulator institute) Worked in a high growth Fintech ...

Company: Alexander Barnes (2 days ago)

... launching private equity, hedge, credit and alternative funds. Advising on AIFMD, FCA rules, SFDR, and international regimes. Drafting and negotiating fund documents and investor ... and financial regulation. Strong knowledge of UK and international regimes (AIFMD, FCA, SFDR, offshore frameworks). Experience across jurisdictions such as UK, Ireland, ...

Company: IDEX CONSULTING LTD (2 days ago)