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... Financial Services) Location: St Helens Sector: FCA-Regulated Financial Services Full-time | Permanent A ... Maintaining accurate, compliant client records in line with FCA requirements You will work closely with advisers, ... re looking for someone who has: Experience within FCA-regulated financial services (Desirable) Strong technical understanding ...

Company: Get-Recruited (UK) Ltd Job type: permanent (6 days ago)

... our established governance frameworks. * Operate within an FCA-regulated role, upholding specific responsibilities under the ... challenges. **This role may be subject to FCA regulations, which we'll determine during the hiring ... is regulated, there will be specific responsibilities under FCA regulations, including enhanced checks and referencing. We ...

Company: Travelers Canada (3 days ago)

... business is compliant, robust and aligned to FCA regulatory expectations and internal standards. You’ll ... Work with Advisory Compliance to ensure alignment with FCA regulation Maintain advice quality frameworks, policies and ... Experience Advice quality / file checking within an FCA regulated environment Compliance monitoring or QA experience ...

Company: MERJE (1 day ago)

... rules and follow the specified investment profile Ensuring FCA compliance in all aspects of investment department activities ... regulatory environment and any changes communicated by the FCA that is relevant to wealth management To ... products and understanding of the IFA industry and FCA regulation are vital. Knowledge of regulatory frameworks ...

(1 day ago)

... driving the organisation's response to evolving FCA regulatory expectations, including customer harm assessment, ... programme linked to historic DCA models Translate FCA guidance and regulatory communications into structured ... stakeholder engagement Manage customer communications aligned to FCA CONC requirements and Consumer Duty principles Requirements ...

Company: Marks Sattin Job type: contract (2 days ago)

... supports the firm’s regulatory obligations under the FCA’s Client Assets Sourcebook (CASS) by providing ... ). Regulatory Horizon Scanning & Industry Engagement Monitor FCA publications, industry developments and market changes relevant to client ... KEY SKILLS AND EXPERIENCE Strong understanding of the FCA CASS regime, specifically CASS and 10. At ...

Company: CMC Markets (2 days ago)

... compliance and third-party risk management, PRA/FCA Outsourcing, UK Data Protection Regulations and Senior ... particularly regarding third-party risk management and PRA/FCA Outsourcing Excellent presentation skills – both oral and ... written Good understanding of PRA/FCA, Senior Managers & Certification Regime, regulatory reporting ...

Company: Prime Personnel Job type: temporary (2 days ago)

... with fairness?Do you understand litigation processes and FCA regulations – and take pride in doing things ... where required Ensure full compliance with SRA and FCA regulations at all times This Debt Recovery Advisor ... debt recovery or credit control  Strong understanding of FCA rules and regulated environments Excellent written English and confident ...

Company: TN Recruits (2 days ago)

... strong governance practices and alignment with PRA and FCA expectations, while supporting effective Board and Committee ... framework and policies - Monitoring regulatory developments (PRA, FCA, UK Corporate Governance Code) and advising on implications ... with a good understanding of PRA and FCA expectations The Environment The role sits within a ...

Company: MERJE Ltd (6 hours ago)

... accounts team.  Working with a portfolio of FCA regulated clients, the role will prepare management accounting ... queries, reporting and forecasting support Preparation of FCA regulatory returns where required The Person The successful ... confidence working directly with clients Experience with FCA regulated businesses would be beneficial but is ...

Company: Absolute Recruit (6 hours ago)

... reviews to improve and grow. Maintain compliance with FCA, Consumer Duty, and Evlo’s internal service ... future arrears activity. Awareness and practical application of FCA regulations when helping customers in arrears. Evidence ... . Sound understanding of financial hardship and regulatory expectations(FCA, Consumer Duty, TCF). High accuracy in record ...

(6 hours ago)

... , Regulatory Your recruitment contact is Shafika via Shafika. Applications must be submitted through our online ... media or email will not be accepted. About The FCA And Team We regulate financial services firms in the ... the P2P and IBCF sectors and understanding of the FCA’s supervisory approach Benefits 25 days annual leave plus ...

Company: Financial Conduct Authority (3 days ago)

... KYC and AML rules and regulations PRA and FCA Regulations and UK Company Legislation General General experience ... RRP Horizon monitoring and regulatory radar. Comply with FCA and PRA conduct rules. Per Regulators Conduct Rules ... effectively. Disclose appropriately any information of which the FCA or PRA would reasonably expect notice. Key Performance ...

Company: Antal International Network (1 day ago)

Head of Compliance & MLRO FCA registration, Compliance, MLRO Reading based £75,000 Our ... within Financial Services including holding a similar role in an FCA regulated firm. You will relish working in a fast ... support the business in its application process with the FCA Develop and implement relevant compliance screening programmes to provide ...

Company: www.cardandpaymentjobs.com (1 day ago)

... Licensing Oversee the process of obtaining the necessary FCA licences and regulatory approvals required to operate in ... and compliance teams to ensure ongoing adherence to FCA requirements and industry standards. Insurer Partnerships & ... high‑growth technology companies. Experience working in an FCA‑approved entity is a plus. Highly analytical, ...

Company: Bjak (6 hours ago)

... launch. Advise on UK financial services regulation including FCA Handbook requirements (BCOBS, Consumer Duty, CASS), ... . Partner closely with Compliance in responding to FCA queries and regulatory engagement. Monitor legal and ... -growth environment viewed favourably. Excellent knowledge of FCA regulatory frameworks, including Consumer Duty, CASS, BCOBS ...

Company: SSQ (3 days ago)

... strongly preferred) Role Overview: We are looking for an experienced FCA Client Partner / Account Manager to drive net-new growth while ... experience. Key Responsibilities: Drive net-new revenue growth within the FCA account Own and manage the client relationship end-to-end ...

Company: Mastek (3 days ago)

... monthly targets while adhering to manufacturer standards and FCA regulations. Responsibilities Sales & Financial Management Achieve ... all sales are conducted in strict compliance with FCA (Financial Conduct Authority) guidelines and consumer credit ... market, vehicle funding options (PCP/HP), and FCA compliance. A full, clean UK driving licence. ...

Company: Chery Commercial Vehicle (2 days ago)

... moving environment, adapting to changing priorities and timelines. FCA Compliance & Consumer Duty At Onmo we all ... all mandatory compliance training within allotted timeframes Following the FCA Conduct Rules; You must act with integrity You ... diligence You must be open and cooperative with the FCA, PRA and other regulators You must pay due ...

Company: Onmo (1 day ago)

... is authorised and regulated by the Financial Conduct Authority (FCA). For the role holder, this means working in ... adhere to certain rules and behaviours included in the FCA’s Code of Conduct (COCON), specifically the individual ... Conduct Rules defined by the FCA. Flexible and agile working Everyone's personal situation is ...

Company: Nest pensions (1 day ago)