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... launch. Advise on UK financial services regulation including FCA Handbook requirements (BCOBS, Consumer Duty, CASS), ... . Partner closely with Compliance in responding to FCA queries and regulatory engagement. Monitor legal and ... -growth environment viewed favourably. Excellent knowledge of FCA regulatory frameworks, including Consumer Duty, CASS, BCOBS ...

Company: SSQ (2 days ago)

... records Submitting the Professional Standards Data Report to the FCA Submitting the annual Fee Tariff Data Report to the ... FCA Preparing the CASS 10 Review and Custodian Selection for ... Policies Preparing and submitting all regulatory returns to the FCA Working with the CCO to complete the annual Compliance ...

Company: Zenith Bank (UK) Limited. (2 days ago)

... our quality and compliance standards within an FCA-regulated environment. Who are we and what ... and compliance standards. Adhere to company procedures, FCA regulations, and Consumer Duty requirements. Support other ... Professional, empathetic, and solutions-focused approach. Understanding of FCA and Consumer Duty principles (desirable). What’s in ...

Company: Snap Finance UK (1 day ago)

... - please request this from Megan Mitchell (above) or consult the FCA Mutuals Website, type in Creative Support and search under ‘documents ... a Community Benefit Society with charitable status registered with the FCA, not a company or registered charity so you will not ...

Company: CREATIVE SUPPORT Job type: temporary (6 days ago)

... , Twitter and Instagram.    In this role you’ll work under FCA regulation – we’ll provide you with all the training you ... -need’ funeral plans as a ‘certified colleague’, we’ll perform FCA (Financial Conduct Authority) and financial integrity checks. These aim to ...

Company: Co-op (48 minutes ago)

Medical Underwriter, Stirling, Hybrid Summary of the role A FCA regulated life & pensions service provider are seeking a dedicated ... of procedures and technical standards . Good knowledge of relevant legislation, FCA principles, in particular, Consumer Duty . Reasonable Adjustments: Respect and equality ...

Company: Sanderson Recruitment (5 days ago)

... planning and preparation through to the funeral itself, and beyond. FCA Statement Please note that this role is subject to meeting ... regulatory requirements. As an FCA-regulated organisation, we are committed to adopting the highest standards ...

Company: Dignity Funerals Limited (4 days ago)

... environment. The role offers exposure to Experian Limited Board, auditors, FCA, Group Finance, GFS, Tax, Treasury and more, perfect for a ... the robust compliance and governance framework of an ICFR-compliant, FCA regulated entity in a multinational FTSE100 business. Support the integrity ...

Company: Experian Ltd (4 days ago)

... - please request this from Megan Mitchell (above) or consult the FCA Mutuals Website, type in Creative Support and search under 'documents ... a Community Benefit Society with charitable status registered with the FCA, not a company or registered charity so you will not ...

Company: CREATIVE SUPPORT (4 days ago)

... logged, assessed, and progressed in line with internal procedures and FCA regulatory guidelines. Full training and ongoing support will be provided ... log and manage complaints in line with company procedures and FCA regulatory requirements. • Monitor and manage shared inboxes, ensuring all incoming ...

Company: Anderson Knight Job type: permanent (4 days ago)

... -life care. Here to help whenever you need us. FCA Statement The FCA regulates us so that some roles may be subject ...

Company: Dignity Funerals Limited (3 days ago)

... performance, knowing we will support in every step Ensuring that FCA and internal regulatory standards for advice provision are met Quality ... Full understanding and knowledge of the regulatory requirements of the FCA Strong Customer orientation and engagement skills Highly motivated with a ...

Company: Vitality Corporate Services Limited (3 days ago)

... -of-life care. Here to help, whenever you need. FCA Statement The FCA regulates us so that some roles may be subject ...

Company: Dignity Funerals Limited (3 days ago)

... line and support remediation efforts * Advise on UK regulatory requirements (FCA Handbook etc) * Deliver clear reporting to senior stakeholders and present ... and operating compliance monitoring and testing programmes. Strong knowledge of FCA requirements and regulatory reporting is essential. Ability to design monitoring ...

Company: CBSbutler Holdings Limited trading as CBSbutler Job type: contract (4 days ago)

... providers where appropriate Ensure accurate record keeping and adherence to FCA requirements Maintain compliance across pensions and investment regulatory frameworks Provide ... using CRM systems and investment platforms A good understanding of FCA regulatory obligations Experience supporting fund research and structured client review ...

Company: Talent Finder (4 days ago)

... end-to-end regulatory reporting, including complaints, fraud, incidents, and FCA notifications -Design and enhance a data-led compliance monitoring programme ... payments or financial services) Strong expertise in UK regulatory frameworks (FCA, PSRs, EMRs) -Proven experience in regulatory reporting, compliance monitoring, and ...

Company: IT Talent Solutions Job type: contract (4 days ago)

... sale of finance, insurance, warranties, and additional products aligns with FCA guidelines Provide guidance and training to the sales team on ... a commitment to excellence and customer satisfaction Previous experience with FCA compliance is highly desirableThis position requires a professional with a ...

Company: Perfect Placement Job type: permanent (4 days ago)

... act at all times within the FCA Principles for Business and to comply with FCA and internal procedures at all times in ...

Company: Get-Recruited (UK) Ltd Job type: permanent (4 days ago)

... evolution of the Groups risk management framework, ensuring it meets FCA expectations and grows with the business. Develop and maintain the ... will ideally have: Significant experience in enterprise risk management within FCA regulated financial services. Proven experience embedding risk frameworks and risk ...

Company: AJ Bell Business Solutions Limited (3 days ago)

... , Twitter and Instagram.  In this role you’ll work under FCA regulation – we’ll provide you with all the training you ... -need’ funeral plans as a ‘certified colleague’, we’ll perform FCA (Financial Conduct Authority) and financial integrity checks. These aim to ...

Company: Co-op (48 minutes ago)