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... audit methodologies, working practices, and reporting standards remain aligned with FCA expectations, IIA standards, and broader industry best practice. Identify emerging ... services business. You understand the UK regulatory environment deeply, including FCA requirements across MIFIDPRU, SYSC, COBS, Consumer Duty, AML/CTF, and ...

Company: capital.com (3 days ago)

... protection obligations, and breach notification processes, ensuring the bank meets FCA, PRA, PSR, and other applicable regulatory expectations. Operational Responsibilities Lead ... RULE 3: You must be open and cooperative with the FCA, the PRA and other regulators. CONDUCT RULE 4: You must ...

Company: iFAST Global Bank Ltd (3 days ago)

... framework aligns with local and international regulatory requirements (e.g. FCA, PRA, CSDR, EMIR). Expertise: Provide subject matter expertise on capital ... , delivery models, and regulatory considerations and regulatory requirements (e.g. FCA, PRA, CSDR) in post-trade outsourcing. Demonstrated experience steering or ...

Company: Projective Group (3 days ago)

... POCA and MLR. Comprehensive understanding of the requirements under the FCA Handbook (in particular, COBS, SYSC and PROD), consumer duty, Senior ... and management information requirements. Experience with or strong understanding of FCA authorisation applications, FSMA section 165 requests and section 166 skilled ...

Company: FTI Consulting (3 days ago)

... standards. Oversee financial controls, governance, and reporting integrity. Oversee PRA/FCA regulatory reporting submissions including COREP, FINREP, Pillar 3, liquidity and ... and prudential reporting. Experience engaging with regulators including PRA and FCA. Deep understanding of financial controls, liquidity, capital management, and regulatory ...

Company: Jobs via eFinancialCareers (3 days ago)

... , governance, and reporting integrity Regulatory Reporting & Governance Oversee PRA/FCA regulatory reporting submissions including COREP, FINREP, Pillar 3, liquidity and ... and prudential reporting Experience engaging with regulators including PRA and FCA Deep understanding of financial controls, liquidity, capital management, and regulatory ...

Company: Warner Scott Recruitment (3 days ago)

... regulation such as POCA and MLR. Comprehensive understanding of the FCA Handbook (COBS, SYSC and PROD), consumer duty, Senior Managers & ... monitoring plans, assurance work and management information requirements. Experience with FCA authorisation applications, FSMA section 165 requests and section 166 skilled ...

Company: FTI Consulting (2 days ago)

... 17. Comprehensive understanding of UK financial services regulatory framework, including FCA Handbook (particularly COBS, SYSC, PROD), FSMA, Consumer Duty, Senior Managers ... programs, policies, procedures, governance structures, and monitoring plans. Experience with FCA authorisation applications, FSMA section 165 requests, and section 166 skilled ...

Company: FTI Consulting, Inc (2 days ago)

... POCA and MLR. Comprehensive understanding of the requirements under the FCA Handbook (in particular, COBS, SYSC and PROD), consumer duty, Senior ... and management information requirements. Experience with or strong understanding of FCA authorisation applications, FSMA section 165 requests and section 166 skilled ...

Company: FTI Consulting, Inc (2 days ago)

... crypto across the EU Lead regulatory relationships proactively across the FCA, CySEC, ASIC, DFSA, and CMA — and build those relationships in ... , brokerage, CFD, or closely adjacent Deep multi‑jurisdictional regulatory knowledge — FCA and CySEC are essential; ASIC, DFSA, CMA, and MiCA/CASP ...

Company: capital.com (2 days ago)

... as a key point of contact for regulators (primarily the FCA) and external auditors Support with strategic decision making to enable ... Deep understanding of the payments industry Experience working with the FCA Extremely ambitious with a desire to keep learning Advanced Excel ...

Company: Pearse Professionals (1 day ago)

... “three lines of defence” model. Strong knowledge of FCA rules and regulations, including the FCA Handbook, SM&CR, Consumer Duty, and ...

Company: Saltus (2 days ago)

... commercial conversations. Operate within a regulated environment. Move quickly inside FCA financial promotions and Consumer Duty obligations, working with Compliance as ... . Every email, post and notification sits inside Consumer Duty and FCA financial promotions rules. You'll find the creative space inside ...

Company: 慨正橡扯 (3 days ago)

... standards of integrity, professionalism, and ethical conduct in line with FCA expectations. All employees are expected to demonstrate behaviours that support ... and the integrity of the financial system. Adherence to the FCA’s Conduct Rules is not only a regulatory requirement but ...

(3 days ago)

... function, Deep working knowledge of UK regulation, including MIFIDPRU and FCA expectations for operational resilience, with awareness of the evolving regulatory ... prudential and conduct regulatory developments, drafting IG's responses to FCA consultations and thematic reviews relevant to technology and operational risk ...

Company: IG Group (3 days ago)

... ? Our Electronic Warfare and Future Combat Air Systems (EW and FCAS) Design Integrity department are seeking a Principal Product Security Engineer ... . Working alongside product teams as part of the EW and FCAS business areas. Your responsibilities will include: Defining product security requirements ...

Company: Leonardo UK Ltd (3 days ago)

... internally and externally. This also includes coordinating, implementing and embedding FCA changes (such as Non-Financial Misconduct) into practice. Other Demonstrating ... interacting with customers, your actions should align with upholding the FCA's Consumer Duty principles, thereby contributing to fair and beneficial ...

Company: Seven Investment Management (3 days ago)

... of integrity and conduct and reflect company values. Comply with FCA’s Code of Conduct at all times. All Staff Responsibilities ... due skill, care and diligence. Be open and cooperative with FCA, PRA and other regulators. Pay due regard to the interests ...

Company: Rex Technologies GmbH (3 days ago)

... using digital tools to support client engagement and decision‑making FCA‑approved status (or eligibility) with a focus on compliance and ... financial markets, regulated products, pensions, UK taxation, and asset management FCA‑approved status or eligibility for approval Experience working collaboratively across ...

Company: Gravitas Group (3 days ago)

... aware that it is a Certified Role, subject to the FCA and PRA Certification Regime. The Certification Regime is one element ... carry out their role. Under the guidance provided by the FCA and PRA, firms should have regard to the following when ...

Company: Citi (3 days ago)