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... function, Deep working knowledge of UK regulation, including MIFIDPRU and FCA expectations for operational resilience, with awareness of the evolving regulatory ... prudential and conduct regulatory developments, drafting IG's responses to FCA consultations and thematic reviews relevant to technology and operational risk ...

Company: IG Group (3 days ago)

... using digital tools to support client engagement and decision‑making FCA‑approved status (or eligibility) with a focus on compliance and ... financial markets, regulated products, pensions, UK taxation, and asset management FCA‑approved status or eligibility for approval Experience working collaboratively across ...

Company: Gravitas Group (3 days ago)

... using digital tools to support client engagement and decision‑making FCA‑approved status (or eligibility) with a focus on compliance and ... financial markets, regulated products, pensions, UK taxation, and asset management FCA‑approved status or eligibility for approval Experience working collaboratively across ...

Company: Gravitas Group (3 days ago)

... using digital tools to support client engagement and decision‑making FCA‑approved status (or eligibility) with a focus on compliance and ... financial markets, regulated products, pensions, UK taxation, and asset management FCA‑approved status or eligibility for approval Experience working collaboratively across ...

Company: Gravitas Group (3 days ago)

... role. Key responsibilities of the Senior Consultant; Provide support with FCA applications across insurance, consumer credit and mortgage firms; Answer clients ... their regulatory framework and controls; Keep up to date with FCA and industry wide developments to assist clients; Review and analyse ...

Company: Coopman Search and Selection | B Corp™ (3 days ago)

... compliance into daily operations, support audits, and monitor regulatory changes (FCA, PRA, AML, GDPR) to ensure timely implementation. Culture & Training ... , Business Continuity, Outsourcing & Third‑Party Risk, Cybersecurity, Data Management, FCA/PRA rulebooks) and the ability to translate complex regulations into ...

(3 days ago)

... role. Key responsibilities of the Senior Consultant; Provide support with FCA applications across insurance, consumer credit and mortgage firms; Answer clients ... their regulatory framework and controls; Keep up to date with FCA and industry wide developments to assist clients; Review and analyse ...

Company: Coopman Search and Selection | B Corp™ (3 days ago)

... audits, reviews, resilience assessments, and engagement with regulators including the FCA and GFSC Provide independent oversight and challenge across claims controls ... drive performance, accountability, and effective supplier relationships Strong knowledge of FCA and GFSC regulations, Consumer Duty, and conduct risk, with experience ...

Company: The AA (3 days ago)

... is seeking a Head of Compliance & MLRO for an FCA-regulated investment management firm in London. This senior leadership role ... regulatory standards. The ideal candidate should have substantial experience in FCA-regulated firms and possess strong leadership and stakeholder management skills ...

Company: FD Capital Recruitment (3 days ago)

... , finance, or business administration. Thorough knowledge and comprehension of the FCA manual and recommended procedures for the sector. Hands‑on knowledge of ... a range of regulatory reporting methods. Working knowledge of the FCA. Excellent interpersonal and communication abilities. Excellent analytical abilities and attention ...

Company: Mandarin Recruitment (2 days ago)

... committees. Act as a senior point of contact with the FCA on CASS matters, supporting regulatory engagement, reviews, and information requests ... , outsourcing arrangements, and operating model changes. Translate regulatory developments and FCA expectations into practical, business‑focused actions. Oversee the effectiveness of ...

Company: Northern Trust (2 days ago)

... POCA and MLR. Comprehensive understanding of the requirements under the FCA Handbook (in particular, COBS, SYSC and PROD), consumer duty, Senior ... and management information requirements. Experience with or strong understanding of FCA authorisation applications, FSMA section 165 requests and section 166 skilled ...

Company: FTI Consulting (2 days ago)

... responsibilities Second line oversight and challenge across the investment business FCA regulatory engagement and SMF accountability Enterprise risk management and governance ... /compliance leaders from the asset management sector who bring: Strong FCA-regulated environment experience Proven second line leadership capability Deep understanding ...

Company: ECR Global (2 days ago)

... treasury risk management framework aligned with SolvencyII, PRA regulations, and FCA conduct requirements Establish risk limits and tolerance levels for treasury ... Ensure compliance with PRA Prudential Sourcebook for Insurers, SolvencyII Directive, FCA Conduct rules, and UK legislation Maintain permitted and prohibited asset ...

Company: Howden Group Services Limited (2 days ago)

... risk-based compliance monitoring programme covering activities regulated by the FCA, PRA, and other relevant bodies, ensuring regulatory obligations are met ... at all levels. Sound understanding of regulatory environments (e.g. FCA, PRA) and governance frameworks. Proven ability to manage projects and ...

Company: Just Group (2 days ago)

... engaging with senior stakeholders and applying regulatory standards such as FCA/PRA. Knowledge of third party risk management, exit planning, and ... a large organisation and dealing with senior managers. Familiar with FCA/PRA regulations. Knowledge of IFC/SOX, ITIL, and ISO standards ...

Company: AXA Group (2 days ago)

... crypto across the EU Lead regulatory relationships proactively across the FCA, CySEC, ASIC, DFSA, and CMA – and build those relationships in ... , brokerage, CFD, or closely adjacent Deep multi‑jurisdictional regulatory knowledge – FCA and CySEC are essential; ASIC, DFSA, CMA, and MiCA/CASP ...

Company: Capital Com Australia limited (2 hours ago)

... business globally. Act as a key point of contact for FCA regulatory matters; support the business in meeting its obligations as ... an FCA-authorised firm (Core firm, FRN 1017926), including advising on regulatory ...

(2 hours ago)

... pensions-related operating models and client servicing. Strong understanding of FCA Principles and Consumer Duty as applied to pensions products/operations ... that commonly drive pensions communications and operational processes (e.g., FCA Consumer Duty, UK MiFID 2, UK financial promotion regime, ISA ...

Company: JPMorganChase (2 hours ago)

... Compliance Manual, policies, and monitoring programme. Ensure ongoing compliance with FCA regulations (including IPRU-INV and MIFIDPRU) and US regulatory requirements ... a buy-side legal or compliance role. Strong understanding of FCA and NFA/CFTC regulatory frameworks. Familiarity with MIFIDPRU/IPRU-INV ...

Company: tendersglobal (2 hours ago)