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... wider investment team and CIO as required. Comply with the FCA’s conduct (and senior conduct) and Consumer Duty rules and ... wider investment team and CIO as required. Comply with the FCA’s conduct (and senior conduct) and Consumer Duty rules and ...

Company: Utmost International (5 days ago)

... plans and methodologies for UK aligned with global strategies and FCA regulatory standards, covering governance, risk assessment, audit execution, and clear ... Laundering (AML), Know Your Customer (KYC), client onboarding, suitability assessments, FCA compliance, complaint handling procedures, disclosures, and related record‑keeping practices ...

Company: capital.com (5 days ago)

... needed within a communication to ensure it remains compliant under FCA rules, whilst also being clear to the reader/receiver too ... communications must be clear and correct. A solid grasp of FCA, ASA and Consumer Duty standards for marketing content and copy ...

Company: Blue Pelican (5 days ago)

... 'll do Assess client files for suitability in line with FCA requirements and the client firm’s business standards Answer compliance ... to one another Maintain a CPD record in line with FCA requirements for regulated individuals Generate reports and summaries of thematic ...

Company: SimplyBiz PLC (5 days ago)

... , customer‑focused, and aligned with regulatory standards, particularly under the FCA’s Consumer Duty. This is an 18‑month fixed term ... /or compliance within the UK insurance industry. Solid understanding of FCA regulations, especially Consumer Duty. Strong analytical and communication skills. Able ...

Company: Arthur J. Gallagher & Co. (AJG) (5 days ago)

... of national and international payment regulations (e.g., PSD2, GDPR, FCA guidelines) and assess their impact on existing payment policies and ... , analyse and interpret developments from the Bank of England, PSR, FCA, HM Treasury and international bodies - turning complex information into practical ...

Company: DWH Recruitment Limited (5 days ago)

... governance committees. Regulatory Compliance: Ensure the Company meets all PRA, FCA, HMRC and other regulatory requirements, including the preparation of regulatory ... , mutual organisations, church or charity finance. Strong understanding of PRA/FCA regulatory frameworks and prudential requirements. Knowledge of mission‑based or ...

(5 days ago)

... ensuring all our standards are met daily in line with FCA regulations. What you will do Process refunds and claims payments ... process walk-through exercises. Ensure we are fully compliant within FCA regulations, specifically CASS rules. Work with your manager to set ...

Company: The Ardonagh Group (5 days ago)

... focuses on improving adviser performance, retention, and ensuring compliance with FCA standards. The ideal candidate will have a proven record in ... leading teams, knowledge of FCA regulations, and strong performance management skills. The role offers an ...

Company: Ortus PSR Ltd. (5 days ago)

... Ensuring advisers consistently deliver high‑quality, holistic advice aligned with FCA expectations and Consumer Duty Holding advisers accountable to agreed KPIs ... and developing adviser or sales teams Strong working knowledge of FCA regulation, Consumer Duty, and advice governance Confidence working with performance ...

Company: Ortus PSR Ltd. (5 days ago)

... in 1997, Hilton-Baird Financial Solutions is an award-winning, FCA-authorised commercial finance broker. We help businesses of all sizes ... the highest standards of compliance and best practice within our FCA regulated business. As an extension of a new offering within ...

(5 days ago)

... regulatory compliance within financial services Experience supporting firms subject to FCA regulation, ideally including MiFID firms, payments/EMI institutions, or ... Experience working with compliance monitoring and testing frameworks Familiarity with FCA regulatory expectations for second line compliance oversight Experience supporting compliance ...

Company: kraken (5 days ago)

... Financial Advisers, ensuring they deliver high-quality advice aligned with FCA guidelines. The ideal candidate will possess strong team management skills ... and a deep understanding of FCA regulations, alongside experience in sales and training. This role offers ...

Company: Idex Consulting (4 days ago)

... advice to clients and achieve good outcomes in line with FCA guidelines, including Consumer Duty Motivating the team to ensure team ... experience of building and managing successful teams Strong understanding of FCA regulatory requirements, such as consumer duty and treating customers fairly ...

Company: Idex Consulting (4 days ago)

... and mid-term adjustments efficiently, effectively and in accordance with FCA and Thomas, Carroll procedures Check all documentation for accuracy Review ... and mid-term adjustments efficiently, effectively and in accordance with FCA and Thomas, Carroll procedures Check all documentation for accuracy Review ...

Company: Thomas Carroll Group plc (4 days ago)

... a high standard, adhering to internal policy and ensuring the FCA and ASA rules are followed. As well as ensuring good ... and experience we’re looking for: Detailed understanding of the FCA and ASA rules relating to Financial Promotions / Marketing. Knowledge of ...

Company: Aviva (4 days ago)

... a Certification Function role under the Financial Conduct Authority’s (FCA’s) Senior Manager and Certification Regime. Candidates are required to ... and Propriety. This role will additionally be subject to the FCA’s Conduct Rules What We Offer Enjoy a benefits package ...

Company: WTW (4 days ago)

... personal bonuses – it’s a win, win! Data quality and FCA compliance: You’ll actively and accurately collect all customer contact ... and vehicle data, adhering to the company’s FCA obligations, in order to maximise the quality and content of ...

Company: Automotive Recruitment Consultants Ltd (4 days ago)

... a full and complete understanding of all brands and the FCA requirements with all insurance products through training and development Supporting ... training to members of the team as and when required FCA Consumer Duty Responsibilities Products and Services Ensure that all activities ...

Company: Ripe Insurance (4 days ago)

... Own recurring regulatory financial and capital filings in line with FCA and Bank of England requirements Lead regulatory capital reporting and ... clearing house, exchange, custodian or securities depository Direct experience with FCA‑regulated entities and regulatory capital reporting Comfort implementing and owning ...

Company: ClearToken (4 days ago)