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... to medium and large corporate clients, including FCA-regulated and stock exchange-listed entities. We ... and those charged with governance Ensure compliance with FCA rules, FRC Ethical Standards, and independence requirements ... audit within a professional practice environment Experience auditing FCA-regulated and/or stock exchange-listed companies ...

(19 hours ago)

... management, risk committees, and regulators. Regulatory Compliance Ensure compliance with FCA SYSC 8 (Outsourcing) and other applicable regulations. Support regulatory ... services (preferably asset management). Strong understanding of UK regulatory requirements (FCA, PRA) and outsourcing guidelines. Proven experience in developing and implementing ...

Company: LGPS Central (6 days ago)

... legislation, rules and regulation, as well as the FCA Handbook and other applicable regulators’ rules and principles ... FSMA, MiFID II/MiFIR, EMIR, MAR, and FCA Handbook requirements. Demonstrated experience engaging with global regulators, such ... as the FCA, ESMA, CySEC, ASIC, and the HK SFC. ...

Company: ATFX Connect (5 days ago)

... best practice. Key Responsibilities Provide clear and pragmatic advice on FCA and PRA regulatory requirements Monitor regulatory developments and communicate business ... compliance function in insurance or financial services Good understanding of FCA regulatory requirements (PRA exposure beneficial) Experience supporting compliance monitoring ...

Company: Danos Group (5 days ago)

... to-day compliance matters, ensuring alignment with FCA regulations and internal policies Lead and perform compliance ... and review regulatory submissions and reports to the FCA Develop, enhance, and maintain compliance policies, procedures ... regulated UK environment Strong working knowledge of FCA rules and expectations Excellent analytical skills with ...

Company: ETRA Talent (5 days ago)

... with UK regulatory frameworks (EMRs, PSRs, MLRs, FCA requirements) Lead regulatory reporting, horizon scanning, and ... firm Strong working knowledge of UK regulatory frameworks (FCA, EMRs, PSRs, MLRs, SYSC, JMLSG) Proven ... experience engaging directly with regulators (e.g. FCA) Experience leading and scaling compliance teams Technical Expertise ...

Company: Harrington Starr (5 days ago)

... Consumer Duty. Assist with regulatory interactions, including FCA queries, thematic reviews, and RegData submissions. Compliance ... financial promotions and marketing materials to ensure FCA compliance. Compliance Monitoring & Assurance Conduct ... or asset management firm. Strong knowledge of FCA regulations, including MiFID II, Consumer Duty, and ...

Company: Black Swan Group (5 days ago)

... protection environment and will need a strong working knowledge of FCA rules, MCOB, Consumer Duty obligations and TCF principles from day ... Duty obligations • Strong knowledge of the UK regulatory environment and FCA regulation • Strong interpersonal and relationship building skills • Good IT skills ...

Company: John Charcol - Independent Mortgage Expertise (3 days ago)

... with a background in the motor industry or other FCA-regulated environments? This is an opportunity to join ... To ensure the Account Managers comply with company and FCA policies and procedures To ensure Account Manager follow ... Manager experience, preferably within the automotive industry or a FCA-regulated environment. A proven ability in managing and ...

Company: Oracle Car Finance (3 days ago)

... Our Social Workers — professionally known as Family Court Advisers (FCAs) — play a vital role. You might work within Private Law ... the only organisation that does this kind of work, FCAs can make recommendations leading to lasting change for children ... to practice. What you’ll be doing As a FCA at Cafcass, you will: Complete high‑quality assessments, ...

Company: CAFCASS (6 days ago)

... finance solutions, value-added products, and ensuring FCA compliance throughout. Coach and support the team ... Licence. Desirable: Familiarity with motorcycles is preferred. FCA Accreditation would be beneficial. Benefits: Netflix Membership ... are authorised by the Financial Conduct Authority (FCA) to carry out regulated financial service activities ...

Company: SuperBike Factory (3 days ago)

... conversion and branch performance Regulatory compliance (FPA, FCA, GDPR) Community reputation and trust Your work ... with: Funeral Planning Authority (FPA) standards FCA regulations GDPR requirements Internal policies and procedures Liaise ... Desirable: Knowledge of funeral plan products and FCA-regulated sales Experience handling funeral plan redemptions ...

Company: Heart of England Cooperative Society (19 hours ago)

... and deploying Salesforce solutions while ensuring alignment with FCA development standards and Salesforce best practices. This is ... designs are scalable, secure, and compliant with FCA standards. Be hands-on in development across Apex, ... team, ensuring adherence to Salesforce best practices and FCA development standards. Review Apex, LWC, and ...

Company: Cpl Life Sciences (2 days ago)

... This is a new role in light of the FCA commissions redress scheme and the role holder will report ... the redress must be calculated correctly, following the relevant FCA guidance for calculation of interest payments. Please note ... compliance team with providing financial data relating to the FCA consumer redress scheme Ensure that the project maintains ...

Company: Santander UK (1 day ago)

... (Technical Administrator) Location: St Helens Sector: FCA-Regulated Financial Services Full-time | Permanent A ... Maintaining accurate, compliant client records in line with FCA requirements You will work closely with advisers, ... re looking for someone who has: Experience within FCA-regulated financial services (Desirable) Strong technical understanding ...

Company: Get Recruited (UK) Ltd (1 day ago)

... Sample testing of file and call audits • Submission of FCA regulatory returns • IAR annual checks • Sanctions checking oversight ... to staff changes • Notification to regulators such as FCA and ICO as required • Management of Insurer ... insurance compliance with a strong working knowledge of FCA regulations including SYSC, SMCR and Consumer Duty ...

(19 hours ago)

... building strong relationships and influencing decision-making. Interpret FCA rules and guidance (including CONC, PSR, PRIN, ... experience in a Compliance Advisory role within an FCA-regulated financial services organisation, ideally within consumer ... credit. In-depth understanding of the FCA Handbook, including CONC, PSR, PRIN, SYSC, ...

Company: MERJE (5 days ago)

... financial promotions, client communications to ensure compliance with FCA requirements. Work with colleagues to advise on the ... . Work with colleagues to advise the business on FCA regulations including SYSC, COBS and MiFIDPRU. Support teams ... a compliance or audit function. Strong expertise in FCA regulations, exposure to wealth management is a bonus! ...

Company: Signature Recruitment (5 days ago)

... aligned to business objectives. Operating within an FCA-regulated environment, you will play a critical ... on complex employee relations matters within a regulated (FCA) environment Lead and support strategic HR projects, ... in complex employee relations Experience working within an FCA-regulated environment Track record of delivering strategic HR ...

Company: Fidarsi (4 days ago)

... with the Financial Services and Markets Act 2000, the FCA’s Conduct rules / FCA Statements of Principle & Code of Practice and ... the relevant FCA rules at all times. Keep up to date with relevant ...

Company: Jenson Fisher Consulting Ltd (4 days ago)