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... robust audit trails and ensuring processes meet company procedures and FCA requirements Working closely with advisers, administrators, providers and the Finance ... , as would an understanding of adviser charging, commission structures and FCA-regulated environments. The ideal candidate will need to be comfortable ...

Company: Profiles Personnel Job type: temporary (3 days ago)

... escalations and complex cases through to resolution, in line with FCA complaints (DISP) rules Manage daily queues and workloads so service ... to work the queue alongside the team Working knowledge of FCA complaints handling and Consumer Duty Comfortable with data, KPIs and ...

Company: Vivo Talent Job type: permanent (3 days ago)

... lives, this is a good place to build a career. FCA Statement Dignity is part of a group that includes ... FCA-regulated activities, and some roles may be subject to relevant ...

Company: Dignity Funerals Limited Job type: temporary (2 days ago)

... for clients. • Compliance and Regulation: Ensure all activities align with FCA regulations and company compliance standards. Stay informed of regulatory and ... insurance platforms and client management systems. o Strong understanding of FCA regulations and Consumer Duty obligations. • Desirable: o CII qualification or ...

Company: Cameron James Professional Recruitment Job type: permanent (2 days ago)

... . Ensure robust governance frameworks are strictly maintained in line with FCA regulatory obligations, collaborating closely with internal compliance teams to ensure ... understanding of governance, compliance monitoring, and oversight requirements within an FCA-regulated environment If you wish to apply for the position ...

Company: Cameron James Professional Recruitment Job type: permanent (1 day ago)

... is accurate, compliant and aligned with group standards - Adhere to FCA rules and principles and the Firm's policies and procedures ... team• Knowledge of regulatory and industry rules, guidelines and standards (FCA familiarity preferred)• Business school or university level degree required• Proficient ...

Company: Crédit Agricole (2 days ago)

... aware that it is a Certified Role, subject to the FCA and PRA Certification Regime.The Certification Regime is one element ... carry out their role.Under the guidance provided by the FCA and PRA, firms should have regard to the following when ...

Company: Citigroup (2 days ago)

... to drive continuous improvement Ensure all product features comply with FCA regulations and industry standards Lead user acceptance testing and coordinate ... stories, managing backlogs, and working with development teams Understanding of FCA regulations and compliance requirements affecting wealth management platforms Excellent stakeholder ...

Company: SS&C Technologies (2 days ago)

... ; SkillsEssential Significant experience in a second line risk role within FCA-regulated financial services, ideally in a wealth management, investment platform ... appetite framework in a growing firm. Strong working knowledge of FCA expectations for risk management, including SYSC, PRIN, Consumer Duty and ...

Company: Moneybox (2 days ago)

... aware that it is a Certified Role, subject to the FCA and PRA Certification Regime.The Certification Regime is one element ... carry out their role.Under the guidance provided by the FCA and PRA, firms should have regard to the following when ...

Company: Citigroup (2 days ago)

... and KPIs while ensuring compliance with WTW policies, procedures and FCA requirements.Contribute to process improvements and effective operational governance across ... to work with integrity and openness while maintaining compliance with FCA and WTW requirements.What We OfferEnjoy a benefits package designed ...

Company: Willis Towers Watson (2 days ago)

... as they apply to domestic and commercial repairs.Understanding of FCA conduct requirements in claims: Consumer Duty, complaints handling (DISP) and ... required.To ensure all suppliers’ compliance with H&S, FCA procedures and TCF requirementsTo participate in appropriate delivery of products ...

Company: Crawford & Company (2 days ago)

... . •Ensure supplier arrangements remain compliant with regulatory requirements (including PRA/FCA outsourcing guidance and SS2/21). •Manage supplier contracting activity, including ... financial services third party risk and regulatory expectations (e.g. FCA, PRA, SS2/21) •Possess excellent stakeholder management skills, with the ...

Company: LiverpoolVictoria (2 days ago)

... , contract management and service delivery in line with WTW policies, FCA requirements and regulatory standards.QualificationsWhat you'll bring:Extensive years ... qualified or working towards ACII is preferred.Strong commitment to FCA, WTW policies and regulatory requirements.What We OfferEnjoy a benefits ...

Company: Willis Towers Watson (2 days ago)

... around the world. Manage compliant processing of contracts as per FCA and contract certainty requirements.Ensure correct upload and handling of ...  prepared to work with integrity and openness, always complying with FCA requirements.Good IT skills with excellent Excel usage capability including ...

Company: Willis Towers Watson (2 days ago)

... adherence to CGW Best Execution policies, regulatory frameworks (e.g., FCA / MiFID II guidelines), and market conduct rules.Transaction Cost Analysis ... carry out their role.Under the guidance provided by the FCA and PRA, firms should have regard to the following when ...

Company: Citigroup (2 days ago)

... aware that it is a Certified Role, subject to the FCA and PRA Certification Regime.The Certification Regime is one element ... carry out their role.Under the guidance provided by the FCA and PRA, firms should have regard to the following when ...

Company: Citigroup (2 days ago)

... aware that it is a Certified Role, subject to the FCA and PRA Certification Regime. The Certification Regime is one element ... carry out their role.  Under the guidance provided by the FCA and PRA, firms should have regard to the following when ...

Company: Citigroup (2 days ago)

... aware that it is a Certified Role, subject to the FCA and PRA Certification Regime. The Certification Regime is one element ... carry out their role. Under the guidance provided by the FCA and PRA, firms should have regard to the following when ...

Company: Citigroup (2 days ago)

... aware that it is a Certified Role, subject to the FCA and PRA Certification Regime. The Certification Regime is one element ... carry out their role.  Under the guidance provided by the FCA and PRA, firms should have regard to the following when ...

Company: Citigroup (2 days ago)