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... knowledge sharing and training to colleagues. Key Responsibilities FCA Function Understand and comply with the requirements and ... expectations of the FCA’s individual conduct rules (COCON 2.1 Individual ... rules (COCON 2.2 Senior manager conduct rules – FCA Handbook). Client Service Within a client service team structure ...

Company: tendersglobal (1 day ago)

... under the Payment Services Regulations 2017, relevant FCA requirements, and associated expectations relating to areas ... with the Payment Services Regulations 2017, relevant FCA rules and guidance, and other applicable regulatory ... Familiarity with the Payment Services Regulations 2017 and FCA expectations applicable to Payment Institutions. Exposure to ...

Company: Worldline (1 day ago)

... ’s regulatory oversight. Monitor, interpret and implement FCA requirements including COBS, SYSC, SM&CR ... transaction monitoring and suspicious activity reporting. Act as FCA liaison, attending meetings, managing regulatory submissions and ... services environments. Strong and current knowledge of FCA Handbook requirements including COBS, SYSC, AML/MLR ...

Company: Financial Divisions (1 day ago)

... Money Laundering Regulations, Proceeds of Crime Act, and FCA expectations, while supporting a fast-growing, globally ... compliance with UK MLRs, POCA, TACT, and FCA guidance applicable to cryptoasset businesses Hands‑On Oversight: Review ... Regulations Proceeds of Crime Act and Terrorism Act FCA expectations for cryptoasset and payments firms Hands‑on ...

Company: SOLANA FOUNDATION (18 hours ago)

... and overseeing the end-to-end handling of FCA regulated complaints, ensuring all cases meet regulatory ... all levels. You’ll need: Proven experience managing FCA-regulated complaints and FOS cases within financial services. ... Strong understanding of FCA DISP requirements and the Financial Ombudsman Service framework. ...

Company: Zuto (6 days ago)

... with the following Conduct Rules as specified by the FCA: You must act with integrity You must act ... accordance with the following Conduct Rules as specified by the FCA: - You must act with integrity - You must ... understanding and knowledge. A general understanding of Company, PRA, FCA, Lloyd’s and other Regulators’ compliance requirements. Accuracy ...

Company: Argenta Group (5 days ago)

... the frameworks that will allow us to secure our FCA license to operate a Digital Financial Platform. Key ... ) within a UK consumer credit institution. Current valid FCA approval is a distinct advantage. Technical Knowledge: In ... of the Financial Services and Markets Act (FSMA), FCA Handbook (specifically CONC), and the Money Laundering Regulations. ...

Company: Morgan McKinley (3 days ago)

... VP Legal Compliance in relation to Genpact’s FCA regulatory activities and by providing compliance consultancy and ... and compliance within Genpact, promoting the understanding of FCA regulatory obligations. To oversee and provide Compliance training ... in-depth advice on the Financial Conduct Authority (FCA)’s rules and guidance as required in connection ...

Company: Genpact (2 days ago)

... the culture, standards and pace. Ensure robust compliance with FCA and SRA requirements while building a business that scales ... and LPAs and a clear understanding of regulated environments (FCA/SRA) is desirable. Or experience of managing services / ... to help, whenever you need. FCA Statement We're regulated by the FCA, so some roles may be subject ...

Company: Dignity Funerals Limited Job type: permanent (3 days ago)

... of civil recovery procedures, County Court processes, and FCA regulatory requirements, ensuring all recovery activity is compliant ... accounts in line with company policies and FCA regulations Conduct outbound and inbound contact with ... documentation using internal systems Ensure full compliance with FCA Consumer Credit Sourcebook (CONC), GDPR, and ...

Company: Red Recruitment Job type: permanent (5 days ago)

... within: Motor finance Car sales (dealership or broker) Financial services / FCA-regulated environment Experience handling finance-based sales conversations, including: Affordability ... & suitability discussions Compliance-focused customer journeys Working to FCA standards and processes Proven ability to work towards targets, KPIs ...

Company: CarFinance 247 (1 day ago)

... SQL queries and data pipelines to support financial analysis. FCA Compliance & Consumer Duty At Onmo we all take ... and accurately to projections. Assisting with FCA regulatory reporting requirement. Following the FCA Conduct Rules; You must act with ... diligence You must be open and cooperative with the FCA, PRA and other regulators You must pay due ...

Company: Onmo (3 days ago)

... and communicating the expected levels of behaviour and integrity. FCA conduct rules – individual conduct rules: You must act ... diligence; You must be open and cooperative with the FCA, PRA and other regulators; You must pay due regard ... regimes, the UKProceeds of Crime ActSection 7,FCA SYSC Handbook 6.3, FCA Financial Crime Guide Parts 1 & 2 ...

Company: Beazley (3 days ago)

... compliant with internal governance, regulatory requirements (e.g., FCA, SM&CR), and the firm's Responsible ... About Us LGPS Central (LGPSC) Ltd is the FCA regulated asset manager for eight local authority pension funds ... with relevant regulatory and operational frameworks such as AIFMD, FCA regulations, and private markets fund structures (e.g. ...

Company: LGPS Central (2 days ago)

... industry standards. Provide data for regulatory reporting, FCA requests, thematic reviews and Consumer Duty MI. ... complex datasets and identify anomalies. Understanding of FCA frameworks including Consumer Duty, Conduct Risk, Financial ... or misconduct investigations beneficial. Working knowledge of FCA expectations and GRC frameworks. Risk or compliance ...

(2 days ago)

... requirements and standards under the Financial Conduct Authority (FCA), Prudential Conduct Authority (PRA) and the Swiss ... to comply with the Financial Conduct Authority’s (FCA) Individual Conduct Rules, which are: To act with ... and diligence; To be open and cooperative with the FCA, the Prudential Regulation Authoritity (PRA) and other regulators ...

(2 days ago)

... and compliance within the UK's enhanced FCA regulatory framework. Main Accountabilities Credit Decision Making ... UK financial regulations, particularly those from the FCA, and ensure all underwriting practices remain compliant. ... the auto finance sector. Strong understanding of FCA regulations and compliance requirements. Excellent analytical skills ...

Company: Daimler Trucks North America LLC (1 day ago)

... Managing regulatory reporting schedules Drafting and/or reviewing FCA Reports and Returns (both financial and non- ... a compliance or regulatory role within the FCA, an FCA regulated firm or a consultancy practice. Detailed ... knowledge and understanding of the FCA Handbookand UK legislative framework Detailed knowledge of the ...

Company: Kroll (1 day ago)

... Your recruitment contact is Riley via riley. Applications must be submitted through our ... and data-driven analysis, working collaboratively across the FCA and with industry. Role Responsibilities Helping to lead ... with policymakers, supervisors and other specialists across the FCA Drafting proposals, committee papers, guidance and other ...

Company: Financial Conduct Authority (1 day ago)

... firms, brokers and capital markets participants on FCA and SEC regulatory obligations, prudential frameworks and ... firms Provide senior regulatory advice covering FCA and SEC obligations Oversee compliance monitoring programmes ... navigate regulation with confidence and clarity. From FCA authorisation to ongoing compliance, prudential oversight ...

Company: Cosegic (1 day ago)