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... coverage with insurers and underwriters Ensure all activity complies with FCA regulations and Treating Customers Fairly (TCF) principles Maintain accurate client ... and negotiator with strong client-facing skills Solid understanding of FCA regulatory requirements Desirable Experience building a book of business from ...

Company: ATTOLLO SOLUTIONS LTD Job type: permanent (3 days ago)

... of a strong compliance culture. Key responsibilities include: Advising on FCA regulatory obligations, internal policies, and procedures Providing practical guidance on ... To be considered you must have a strong understanding of FCA compliance requirements across commercial and retail insurance ideally with experience ...

Company: IPS Group Job type: permanent (2 days ago)

... -life care. Here to help whenever you need us. FCA Statement The FCA regulates us so that some roles may be subject ...

Company: Dignity Funerals Limited Job type: temporary (1 day ago)

... compliance into daily operations, support audits, and monitor regulatory changes (FCA, PRA, AML, GDPR) to ensure timely implementation. Culture & Training ... , Business Continuity, Outsourcing & Third-Party Risk, Cybersecurity, Data Management, FCA/PRA rulebooks) and the ability to translate complex regulations into ...

Company: Nottingham Building Society Job type: permanent (1 day ago)

... with introducers and clients Compliance Adherence: Operate in line with FCA, network, and appointed representative compliance standards Record Keeping: Maintain accurate ... Previous experience in mortgage, life, and protection advice Eligibility for FCA approval as a Registered Individual Strong understanding of compliance and ...

Company: AWD online (4 hours ago)

... suitability letters and reports in line with internal procedures and FCA requirements Acting as the primary author of suitability documentation, subject ... progress into an advisory position Has a solid understanding of FCA regulatory standards and compliance obligations Works well as part of ...

Company: Gordon Yates Ltd Job type: contract (2 days ago)

... -of-life care. Here to help, whenever you need. FCA Statement The FCA regulates us so that some roles may be subject ...

Company: Dignity Funerals Limited (1 day ago)

... experience. We have recently completed our initial engagement with the FCA and are now seeking a strategic Compliance Lead to join ... the UK market. About You Expertise: Deep knowledge of the FCA Handbook and experience navigating UK financial regulations. Venture Mindset: Motivated ...

(6 days ago)

... (e.g. NIST CSF), and regulatory requirements (e.g. GDPR, FCA/PRA). Collaboration & Influence – Partner with IT, Legal, Procurement, and ... regulations relevant to financial services (e.g. NIST CSF, GDPR, FCA/PRA). Ability to review and interpret solution designs, identifying security ...

(6 days ago)

... a practical understanding of the UK financial services sector and FCA regulatory agenda. Extensive compliance-related experience gained at a financial ... UK financial services sector and UK regulatory framework, including the FCA Handbook, associated guidance, approach to policy development, supervision and enforcement ...

Company: Trades Workforce Solutions (4 days ago)

... and KPI development. Ensure robust financial controls and compliance, including FCA-related requirements. Oversee audit, tax, and compliance activities. Lead financial ... understanding of regulated environments and institutional capital Experience within an FCA‑regulated investment management business. Demonstrated success in debt transactions, ...

Company: Brewer Morris (5 days ago)

... working within a Compliance function at an FCA-regulated investment management firm Proven understanding of FCA regulatory requirements relating to financial promotions ...

Company: Puma Capital Group (3 days ago)

... 17. Comprehensive understanding of UK financial services regulatory framework, including FCA Handbook (particularly COBS, SYSC, PROD), FSMA, Consumer Duty, Senior Managers ... programs, policies, procedures, governance structures, and monitoring plans. Experience with FCA authorisation applications, FSMA section 165 requests, and section 166 skilled ...

Company: FTI Consulting, Inc (2 days ago)

... POCA and MLR. Comprehensive understanding of the requirements under the FCA Handbook (in particular, COBS, SYSC and PROD), consumer duty, Senior ... and management information requirements. Experience with or strong understanding of FCA authorisation applications, FSMA section 165 requests and section 166 skilled ...

Company: FTI Consulting (1 day ago)

... POCA and MLR. Comprehensive understanding of the requirements under the FCA Handbook (in particular, COBS, SYSC and PROD), consumer duty, Senior ... and management information requirements. Experience with or strong understanding of FCA authorisation applications, FSMA section 165 requests and section 166 skilled ...

Company: FTI Consulting, Inc (1 day ago)

... 17. Comprehensive understanding of UK financial services regulatory framework, including FCA Handbook (particularly COBS, SYSC, PROD), FSMA, Consumer Duty, Senior Managers ... programs, policies, procedures, governance structures, and monitoring plans. Experience with FCA authorisation applications, FSMA section 165 requests, and section 166 skilled ...

Company: FTI Consulting (1 day ago)

... ; Certification Regime), the Financial Services and Markets Act gave the FCA new powers to write conduct rules and apply them to ... , skill and diligence * Be open and co-operative with the FCA, PRA and other regulators * Pay due regard to the interests ...

Company: MS Amlin (3 days ago)

... aware that it is a Certified Role, subject to the FCA and PRA Certification Regime. The Certification Regime is one element ... carry out their role. Under the guidance provided by the FCA and PRA, firms should have regard to the following when ...

Company: Citi (3 days ago)

... accordance with Ascot’s conduct framework Financial Conduct Authority’s (“FCA”) requirements and Lloyd’s of London Oversight Principles. To adopt ... closely with external stakeholders including: Lloyd’s of London; the FCA; The LMA; The Financial Ombudsmen Services (“FOS”); and Any other ...

Company: Ascot Group (3 days ago)

... reporting requirements. Ensure compliance with fund documents (LPA, side letters), FCA regulations, AIFMD, ESG reporting, and international tax considerations Support new ... third-party administrators and coordinating audits in a regulated environment (FCA/AIFMD preferred). Strong commercial acumen with the ability to partner ...

Company: Equifind (3 days ago)