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... a broad and/or specialist knowledge of the FCA requirements in relation to general insurance; understand ... Qualifications and Experience Extensive knowledge of the FCA and key regulatory regimes applicable to general insurance ... and technical knowledge and experience of the FCA regulatory environment together with strong relationship building, ...

Company: The Ardonagh Group (3 days ago)

... large corporates and are seeking a boutique, FCA regulated firm that supports an entrepreneurial approach. ... managing and developing client relationships in accordance with FCA requirements, supported by our compliance, operational, and ... Wealth Management Ltd is a London based, FCA regulated advisory firm, providing tailored investment solutions to ...

Company: Vinco Wealth Management Limited (2 days ago)

... re partnering with a fast-growing fintech business, FCA-authorised as an Electronic Money Institution, that is ... , and help ensure compliance with UK GAAP and FCA requirements as the business expands. The ideal candidate ... instincts. A background in payments, fintech, or another FCA-regulated environment would be highly desirable, along with experience ...

Company: Baker Charles (2 days ago)

... be responsible for leading the Financial Control Assessment (FCA) as part of our management assurance over compliance ... . Monitor and report progress and all aspects of FCA to Senior Management and the Audit Committee. Deliver ... executive management and Audit Committee materials highlighting overall FCA SOX progress and results in order to meet all ...

Company: Unilever (2 days ago)

... effective, compliant inductions. Oversee workload distribution, performance and adherence to FCA regulation through supervision, file checks and compliance monitoring. Ensure timely ... attitude. Desirable Experience Commercial lines insurance background. Experience working within FCA-regulated environments. Why Apply? You’ll be joining an organisation ...

Company: Castle Employment Agency Ltd (1 day ago)

... with the following Conduct Rules as specified by the FCA: You must act with integrity You must act with ... You must be open and co-operative with the FCA, PRA and other regulators You must pay due regard ... the finance team and across departments. Sound understanding of group, FCA, Lloyd’s and other regulators’ compliance requirements. Knowledge of ...

Company: Argenta Group (1 day ago)

... and financial markets in the UK, Requirements of the role We ... and data-driven analysis, working collaboratively across the FCA and with industry. Role Responsibilities Helping to lead ... with policymakers, supervisors and other specialists across the FCA Drafting proposals, committee papers, guidance and other policy ...

Company: UK Regulators' Network (18 hours ago)

... such as consumer credit, customer protection, and the FCA Handbook. Build strong working relationships and act as ... vulnerable customers. Stay up to date with relevant FCA rules and regulations and apply this knowledge when ... minimum of 6 years' compliance experience in a FCA regulated environment Consumer Credit legislation and Consumer duty principles ...

Company: Birchlake Recruitment (5 days ago)

... , regulatory compliance, and alignment with Lloyd’s and FCA expectations. Key Duties Support the design, implementation, and ... Conduct Committee). Support regulatory reporting and responses to FCA/Lloyd’s queries. Stay up to date with ... with 2+ years' experience Understanding of conduct risk, FCA requirements (e.g., Consumer Duty), and Lloyd’s ...

Company: Arthur Recruitment (5 days ago)

... development. This phase focuses on establishing an FCA authorised investment management company with a dedicated senior ... met as the organisation establishes and evolves its FCA authorised investment management company Provide independent risk ... of engaging with regulators and operating within FCA regulated environments Ability to design and build ...

Company: Hoffmann Reed (5 days ago)

... accordance with the following Conduct Rules as specified by the FCA: - You must act with integrity - You must ... - You must be open and co-operative with the FCA, PRA and other regulators - You must pay due ... ' Minimum Underwriting Standards. Sound understanding of Company, PRA, FCA, Lloyd's and other Regulators' compliance requirements. Knowledge of ...

Company: Argenta Group (5 days ago)

... Sample testing of file and call audits • Submission of FCA regulatory returns • IAR annual checks • Sanctions checking oversight ... to staff changes • Notification to regulators such as FCA and ICO as required • Management of Insurer ... insurance compliance with a strong working knowledge of FCA regulations including SYSC, SMCR and Consumer Duty ...

(4 days ago)

... and experience in drafting and maintaining ICARAs for FCA-regulated firms. You will lead risk assessments, ... , review, and ongoing maintenance of ICARAs for FCA-regulated investment firms Support harm identification, risk quantification ... drafting, review, and maintenance of ICARAs for FCA-regulated investment firms Skilled in harm identification, risk ...

Company: Novatus Global (4 days ago)

... hire. You sit between Norven's Founding Fellows — former FCA Directors, practising King's Counsel, AI safety researchers, Lloyd ... You have delivered EU AI Act, SM&CR, FCA Consumer Duty, or equivalent frameworks to regulated institutions as the ... two of: EU AI Act, UK SM&CR, FCA Consumer Duty, GDPR, ISO42001, or equivalent sovereign AI frameworks ...

(3 days ago)

... crime risk and acting as the SMF17 (MLRO) for FCA-regulated entities. You will play a critical role in ... MLRO (SMF17) and primary contact for regulators including the FCA, HMRC, and OFSI Provide oversight and challenge to the ... or senior DMLRO ready to step up) within an FCA-regulated environment Deep understanding of UK financial crime regulations and ...

Company: MERJE (3 days ago)

... of various lines of Commercial insurance, whilst ensuring full FCA compliance. Working with a dynamic and energetic team, ... portfolio Ensuring all business activity fully complies with FCA regulation and company procedures Handle any complaints in ... products Experience of working to high standards of FCA compliance I.T. skills including use of an ...

Company: NRG. (3 days ago)

... of financial promotions and external communications, ensuring all materials meet FCA requirements and internal policies. They will also support the ongoing ... Experience in a Compliance function within an FCA‑regulated investment management firm. Strong understanding of FCA financial promotion rules and compliance frameworks ...

Company: Bruin (3 days ago)

... space Interpret and apply relevant legislation, including FCA rules, consumer credit laws, and data protection ... role Strong knowledge of UK regulatory frameworks, including FCA requirements, consumer credit law, AML, fraud, ... services, fintech, or consumer finance Familiarity with FCA Handbook provisions relevant to consumer credit firms Experience ...

Company: Loans 2 Go Limited (3 days ago)

... portfolio management business areas Interpret and apply relevant FCA and SEC regulations to business activities Monitoring & ... to retail clients In-depth knowledge of both FCA and SEC regulatory frameworks Solid understanding of key ... areas of the FCA Handbook relevant to retail clients Proven experience ...

Company: Eames Consulting (3 days ago)

... drivers, adviser charging structures and commercial performance, all delivered within FCA regulations and Consumer Duty expectations. Requirements You'll have proven ... , as is a solid understanding of FCA regulatory requirements including Consumer Duty. This is an FCA Certified role (Manager of Certification Employee ...

Company: Nigel James Associates Ltd (2 days ago)