Total result: 1,019
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Location: Greater London, England
Overview We are a Mayfair-based, FCA-regulated investment management firm seeking a highly motivated Hedge Fund ... . Understanding of the regulatory environment for UK investment firms, including FCA requirements. Advanced Excel skills; experience with Bloomberg, OMS/PMS systems ...
Company: Jobs via eFinancialCareers
(3 days ago)
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Location: Canterbury, England
... Officer to ensure quality assurance in financial planning advice and FCA compliance. The role involves conducting reviews of suitability reports, assessing ... a minimum of 5 years in quality assurance within an FCA regulated firm and a diploma in relevant fields. The position ...
Company: New Appointments Group
(3 days ago)
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Location: Manchester, England
... works closely with our risk partners on understanding and interpreting FCA and PRA rules and communicating these effectively to our pricing ... by providing expert advice and guidance. Interpretation and communication of FCA and PRA rules and support Pricing teams with compliance. Supports ...
Company: AXA Group
(3 days ago)
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Location: Birmingham, England
... maintaining client relationships, all while adhering to industry standards like FCA guidelines. Core Responsibilities Team Leadership: Recruit, train, and mentor a ... practices meet standards set by regulatory bodies (such as the FCA in the UK) and internal company policies. Relationship Management: Build ...
Company: HIRING PEOPLE
(3 days ago)
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Location: Bournemouth, England
... wealth planning, compliance and operations. Skybound Wealth UK is the FCA regulated arm of the business, operating since 2002 and advising ... , projections, policy information and technical details Ensure all work meets FCA standards, internal compliance requirements and company policies Keep up to ...
(3 days ago)
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Location: Greater London, England
... reasonable tasks as required. This role is subject to the FCA/PRA Conduct Rules. Employees must familiarise themselves with these regulations ... requirements, and complete any necessary training as mandated by the FCA/PRA and the bank. Participate in team meetings and training ...
Company: C. Hoare & Co.
(3 days ago)
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Location: Greater London, England
... financial records and ensure compliance with relevant accounting standards. Lead FCA reporting requirements from a finance perspective. Work closely with the ... a remote‑first environment. Nice to have Experience in an FCA‑regulated environment. Exposure to India or other international finance operations ...
Company: Vestd
(3 days ago)
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... sound judgement. You will translate global strategy into locally relevant, FCA‑appropriate activity that supports revenue growth, adviser recruitment, and Hoxton ... . Apply a strong understanding of UK financial services marketing and FCA considerations. Ensure all UK marketing activity is accurate, responsible, and ...
Company: Hoxton Wealth
(3 days ago)
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Location: Greater London, England
... aware that it is a Certified Role, subject to the FCA and PRA Certification Regime. The Certification Regime is one element ... carry out their role. Under the guidance provided by the FCA and PRA, firms should have regard to the following when ...
Company: Citi
(3 days ago)
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Location: City Of London, England, Hybrid
... meet their unique needs Maintain compliance with regulatory requirements, including FCA regulations and Consumer Duty obligations Collaborate with the wider team ... Owners’ and Commercial Insurance markets Thorough understanding of compliance responsibilities, FCA regulations, and Consumer Duty obligations Exceptional organisational and time-management ...
Company: KHR - Recruitment Specialists
(3 days ago)
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Location: Greater London, England
... and share life changing experiences. Hamilton Court FX are a FCA Regulated Currency Market Expert, offering Foreign Exchange, FX Options, and ... experience. Ensuring all revenue targets are met in line with FCA regulations and that the interests of the client are at ...
Company: Marex
(2 days ago)
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Location: Greater London, England
... with key regulatory frameworks including REMIT, EMIR, MAR, MiFID II, FCA and RAO, working closely with internal teams and external stakeholders ... utility experience essential; Knowledge of MiFID, EMIR, REMIT, MAR and FCA rules and regulations commensurate with experience level. What sets us ...
Company: SmartestEnergy UK
(2 days ago)
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Location: Wolverhampton, England
... ‑manager portfolios. About Us: LGPS Central (LGPSC) Ltd is the FCA regulated asset manager for eight local authority pension funds across ... Has or can meet all the requirements of being an FCA approved person. What do we offer? We are proud to ...
Company: LGPS Central
(2 days ago)
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Location: Greater London, England
... Conduct, Regulatory & Risk Responsibilities The role operates under the FCA Senior Managers & Certification Regime and requires adherence to Liontrust ... policies, FCA Conduct Rules and Consumer Duty requirements. Key responsibilities include: Acting ...
Company: Bruin
(2 days ago)
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Location: Leeds, England
... ensuring all our standards are met daily in line with FCA regulations. What you will do Process refunds and claims payments ... and conduct process walk‑through exercises. Ensure full compliance with FCA regulations, specifically CASS rules. Work with your manager to set ...
Company: The Ardonagh Group
(2 days ago)
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Location: Manchester, England
... improvement Compliance & Governance Ensure all collections activities comply with FCA, CONC, and internal policies Maintain robust controls, risk registers, and ... motor insurance products and industry distribution channels Detailed understanding of FCA requirements (including TCF) and First Central’s corporate strategy Behaviours ...
Company: First Central Services
(2 days ago)
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Location: Greater London, England
... and prospect meetings. * Ensuring quality and compliance, overseeing adherence to FCA, internal policies and Conduct Rules, and driving continuous improvement in ... and international benefits, and benefits technology), plus strong understanding of FCA requirements. * Proven leadership capability - managing and developing consultants, driving high ...
Company: pib Group
(2 days ago)
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Location: Basingstoke, England
... -end Financial Promotions approval pipeline, ensuring all materials align with FCA, ASA and internal Group Marketing standards Providing clear, pragmatic guidance ... confidently within a regulated marketing environment Strong working knowledge of FCA Financial Promotions rules and ASA requirements, with the ability to ...
Company: The AA
(2 days ago)
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Location: Greater London, England
... impact assessments, support with SMCR-related work, and engagement with FCA and other regulatory matters. THE ROLE Supporting the Head of ... 4 years’ experience in compliance within banking. Strong understanding of FCA rules and broader UK banking regulatory requirements such as SMCR ...
Company: Jobs via eFinancialCareers
(2 days ago)
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Location: Greater London, England
... of any Financial Services firm, we can teach you the FCA requirements so this is a great move into a high ... need to bring process review skills, we can teach you FCA rules). You will plan, execute, and report on compliance reviews ...
Company: Atomos Investments Limited
(1 day ago)
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