Total result: 1,043
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Location: Manchester
... . Conduct legal research and stay updated on FCA regulations and case law developments. Negotiate settlements ... compliance with internal policies, SRA regulations, and FCA-related standards where applicable. About you: Newly ... , or complex consumer litigation. Strong understanding of FCA regulations, financial products, and mis-selling principles. ...
Company: Ignite Talent Group
(2 weeks ago)
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Location: London
... Risk framework, ensuring the business continues to meet its FCA and Lloyd’s obligations and, critically, delivers good ... and the Board Supporting Lloyd’s oversight activity, FCA thematic work, regulatory change and internal audit responses ... outcomes. You'll ideally bring: Strong knowledge of FCA PROD, Consumer Duty and Lloyd’s customer requirements ...
Company: IDEX CONSULTING LTD
(2 weeks ago)
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Location: London
... is authorised and regulated by the Financial Conduct Authority (FCA). For the role holder, this means working in ... adhere to certain rules and behaviours included in the FCA’s Code of Conduct (COCON), specifically the individual ... Conduct Rules defined by the FCA. Flexible and agile working Everyone's personal situation is ...
Company: Nest pensions
(2 weeks ago)
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£65,000 - 95,000
Location: Greater London
... business activities Apply UK AML/CTF requirements and FCA expectations to day-to-day activities Provide ... Previous experience working within a UK AML and FCA-regulated environment Strong experience conducting client or merchant ... maintaining compliance with UK AML/CTF regulations and FCA expectations. Highest-signal resume keywords AML Investigations ...
Company: Jobtailor
(2 weeks ago)
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£80,000 - 100,000
Location: Droylsden
... phase of its development, establishing a new FCA authorised investment management company to manage around ... . This phase focuses on establishing an FCA authorised investment management company with a dedicated ... with Companies Act requirements, Financial Conduct Authority (FCA) expectations and other statutory obligations. Coordinate director induction ...
Company: Bradford Corporation
(2 weeks ago)
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Location: London
... support within a growing advisory environment.About the Company This FCA-regulated advisory business operates across multiple areas of specialist finance ... growth. • Maintain strong market knowledge and ensure work aligns with FCA and wider industry standards.About You • Experience within real estate ...
Company: Fintelligent
(2 weeks ago)
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Location: London
... aware that it is a Certified Role, subject to the FCA and PRA Certification Regime. The Certification Regime is one element ... carry out their role.Under the guidance provided by the FCA and PRA, firms should have regard to the following when ...
Company: Citigroup
(2 weeks ago)
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Location: London
... all positions are open to people with disabilities.ExperienceFIA (or FCAS) with a couple years of Pricing experience in P& ... EducationFIA (Fellow of the Institute and Faculty of Actuaries) or FCAS (Fellow of the Casualty Actuarial Society)Degree in Mathematics, Actuarial ...
Company: SCOR Global Life
(2 weeks ago)
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Location: London
... achieving good outcomes for consumers; and to comply with the FCA and PRA’s Conduct Rules.Job DescriptionKey Responsibilities:Security Operations ... 3rd-party risk management.Understanding of ISO 27001, NIST CSF, FCA/PRA expectations and operational resilience requirements.Strong stakeholder management, communication ...
Company: Arbuthnot Latham
(2 weeks ago)
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Location: London
... complaints.Make fair, evidence-based decisions that are consistent with FCA DISP, Consumer Duty, GDPR and FOS expectations.Ensure complaint controls ... with current accounts or consumer lending products.Strong knowledge of FCA DISP, Consumer Duty and consumer credit regulation.Good understanding of ...
Company: Zopa
(2 weeks ago)
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Location: London
... , contract management and service delivery in line with WTW policies, FCA requirements and regulatory standards.What you'll bring:Extensive years ... qualified or working towards ACII is preferred.Strong commitment to FCA, WTW policies and regulatory requirements.What We OfferEnjoy a benefits ...
Company: Willis Towers Watson
(2 weeks ago)
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Location: London
... payment arrangements Advise on regulatory perimeter issues, including interaction with FCA guidance, EU MiCA framework, and cross-border considerations Support product ... hybrid brokerage/wealth propositions Support engagement with regulators (e.g. FCA) and regulatory change initiatives 4. Wealth Management Products & ServicesAdvise ...
Company: CMC Markets
(2 weeks ago)
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Location: London
... and corporate access opportunities. Risk and regulatory responsibilities Adhere to FCA regulatory requirements and internal policies. Demonstrate sound judgement in all ... Degree educated or able to demonstrate equivalent professional experience. Relevant FCA regulatory qualifications, where required. A strong understanding of market conduct ...
Company: Investec
(2 weeks ago)
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Location: London
... aware that it is a Certified Role, subject to the FCA and PRA Certification Regime.The Certification Regime is one element ... carry out their role.Under the guidance provided by the FCA and PRA, firms should have regard to the following when ...
Company: Citigroup
(2 weeks ago)
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Location: London
... aware that it is a Certified Role, subject to the FCA and PRA Certification Regime.The Certification Regime is one element ... carry out their role.Under the guidance provided by the FCA and PRA, firms should have regard to the following when ...
Company: Citigroup
(2 weeks ago)
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Location: Reading, Berkshire
... maximise business opportunities.Ensure all advice and processes remain fully FCA compliant throughout the advice process.What we are looking for ... or in a similar role.CeMAP qualification.Good knowledge of FCA compliance requirements.Strong ability to convert leads and build trusted ...
Company: Additional Resources
(2 weeks ago)
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Location: London
... aware that it is a Certified Role, subject to the FCA and PRA Certification Regime.The Certification Regime is one element ... carry out their role.Under the guidance provided by the FCA and PRA, firms should have regard to the following when ...
Company: Citigroup
(2 weeks ago)
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£27,000 - £30,000/annum
Location: Chelmsford, Essex
... broking and CRM systems. Ensure all advice and activities meet FCA, Consumer Duty and company compliance requirements.Skills and Experience required ... work towards relevant CII qualifications is desirable. Good understanding of FCA regulations and Consumer Duty requirements.If you feel like you ...
Company: Prime Appointments
Job type: permanent
(2 weeks ago)
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£26,000
Location: LE1, Leicester, City of Leicester
... client records Handle complaints in accordance with FCA guidelines Ensure all business activity is FCA compliant Conduct learning, development and training as ...
Company: North Oak Recruitment
Job type: permanent
(2 weeks ago)
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Location: London
... achieving good outcomes for consumers and to comply with the FCA and PRA's Conduct Rules. Job Description Key Responsibilities: Lead ... laws and regulatory frameworks, such as GDPR, Data Protection Act, FCA/PRA regulation. Promote better use and management of data and ...
Company: Arbuthnot Latham
(2 weeks ago)
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