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Overview UK-Qualified IFAs Welcome: This role is open to FCA-regulated professionals (DipPFS, CISI Level 4, CFP) based in the ...

Company: Prestige IFA Jobs (3 days ago)

... motivations and mapping customer pain points. Comfortable in regulated environments (FCA/GDC familiarity a bonus). Ambitious, driven, positive, and highly coachable ...

Company: Smile White (3 days ago)

... Fund documents with UK regulatory requirements, maintain constitutional documents, supervise FCA applications for fund changes, and draft investment management agreements. If ...

Company: Eximius Law (3 days ago)

... finish. Experience working with a wide range of clients, including FCA-regulated clients. Ability to work under pressure and meet demanding ...

Company: FLETCHER GEORGE (3 days ago)

... training as mandated by the company and regulated by the FCA. * Ensure that direct reports and self, achieve and demonstrate levels ...

Company: Hastings Direct (3 days ago)

... . Legal Information We are authorised by the Financial Conduct Authority (FCA) to carry out regulated financial service activities and offer credit ...

Company: SuperBike Factory (3 days ago)

... impact. Ensure compliance with relevant legislation, codes and guidance including FCA, PRA, and TPR. Monitor regulatory developments and assess impact on ...

Company: People's Partnership (3 days ago)

... minimum of 4 years in banking compliance, strong knowledge of FCA rules, and excellent communication skills. This opportunity offers a collaborative ...

Company: Jobs via eFinancialCareers (3 days ago)

... written and verbal communication skills. Familiarity with Data Protection Act, FCA regulations, SM&CR, Right to Work checks, and Home ...

Company: AXA UK (3 days ago)

... level, and Experience working in regulated environments (e.g. PRA/FCA). Prior interim or contractor roles in M&A or ...

Company: Thomas Miller (3 days ago)

... margin rules (cleared business and CSA/GMRA) preferred Understanding of FCA rules and regulations or equivalent Understanding of risk and control ...

Company: ICBC Standard Bank PLC (3 days ago)

... turnover up to £80 million, including specialist audits e.g. FCA, pensions, solicitors, and charities. Jobs to be completed from planning ...

Company: ProTalent (2 days ago)

... role is subject to the Conduct Rules set by the FCA.Our high-conviction investment approach is fundamental to the way ...

Company: Jupiter Asset Mgmt (2 days ago)

... capital, private equity or asset management Strong knowledge of UK (FCA), US (SEC/CFTC), Luxembourg (CSSF), and Jersey (JFSC) regulatory frameworks ...

Company: Coopman Search and Selection | B Corp™ (2 days ago)

... within it. Able to demonstrate knowledge and/or awareness of FCA procedures, TCF initiatives and Consumer Duty Act, UK Laws & ...

Company: Crawford & Company (2 days ago)

... compliance awareness – ACII qualification (or working towards) and knowledge of FCA rules and regulations. What you’ll get for this role ...

Company: Aviva (2 days ago)

... and own a new market proposition inside a well‑established, FCA‑authorised brokerage - A platform backed by a strong lender panel ...

Company: Jay City Finance Limited (2 days ago)

... , compliance and operations. The UK arm of the business is FCA regulated, operating since 2002 and advising clients UK‑wide. The ...

(2 days ago)

... knowledge of any pricing related matters. Knowledge and understanding of FCA regulations and Lloyd’s standards Knowledge and understanding of the ...

Company: Munich Re (2 days ago)

... will be in touch. As a business regulated by the FCA we would advise you to familiarise yourself with the conduct ...

Company: St. James’s Place (2 days ago)