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£40,000 - 65,000 - Annum
Location: Wokingham, Berkshire
... opportunities. * Oversee sales processes and ensure compliance with company and FCA guidelines. * Produce accurate sales forecasts and departmental reports. * Work closely ...
Company: Pembrook Resourcing
Job type: permanent
(1 month ago)
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£28,000 - 36,000 - Annum
Location: LE3, Leicester, City of Leicester
... correspondence * Liaising with providers to chase outstanding information * Maintaining the FCA daybook for advisers * Processing letters of authority and organising policy ...
Company: North Oak Recruitment
Job type: permanent
(1 month ago)
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Location: Greater London
... Global Investments Compliance team. The role will also include the FCA SMF16 & 17 accountabilities for CLAM. What You'll Do ...
Company: CANADA LIFE
Job type: temporary
(2 months ago)
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Location: Greater London
... Global Investments Compliance team. The role will also include the FCA SMF16 & 17 accountabilities for CLAM. What You'll Do ...
Company: CANADA LIFE
(2 months ago)
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£70,000 - 95,000
Location: Greater London
... guidance on UK and EU insurance regulatory matters, including PRA/FCA requirements, governance and conduct issues. Act as a senior client ...
Company: Clyde & Co
(1 month ago)
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£60,000 - 80,000
Location: Greater London
... engagement strategies. Essential Qualifications & Experience Fully qualified actuary (ACAS, FCAS) with significant post‑qualification experience in reinsurance, insurance, or advisory ...
Company: Willis Re (UK) Limited
(1 month ago)
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£90,000 - 150,000
Location: Greater London
... investigations and enforcement actions involving bodies such as the ICO, FCA, SRA and international regulators. Leading litigation and disputes arising from ...
Company: Cyber UK
(1 month ago)
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£120,000 - 180,000
Location: Greater London
... structures, acting as the primary liaison with regulators (e.g., FCA and SEC) and ensuring institutional‑grade precision. Challenge and support ...
Company: QuantumLight
(1 month ago)
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£70,000 - 90,000
Location: Greater London, Remote
... role requires proven experience in proposition development and understanding of FCA regulations. The candidate will work closely with stakeholders to ensure ...
Company: Wealth Wizards Limited
(1 month ago)
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£120,000 - 160,000
Location: Greater London
... sales/sales management capacities CFA designation preferred but not required FCA Registration Familiarity with Salesforce CRM software package Additional Requirements Up ...
Company: State Street Corporation
(1 month ago)
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£80,000 - 120,000
Location: City Of London, Remote
... and MLRO (UK) to ensure the firm's adherence to FCA regulations. The ideal candidate will have over five years of ...
Company: MERCURYO
(2 months ago)
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Location: Whiteley, England
... ) Maintain high customer service standards Handle complaints in line with FCA guidelines Ensure renewals and documentation are processed accurately and on ...
Company: Aspire Jobs Limited
Job type: permanent
(2 months ago)
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£80,000 - 100,000
Location: Greater London
... in the discharge of their regulatory responsibilities; proactively manage the FCA supervisory relationship, including the facilitation and oversight of regulatory visits ... non-technical audience. Regulatory Liaison: You have experience managing the FCA supervisory relationship, including handling regulatory visits, information requests and proactive ...
Company: Salary Finance
(2 months ago)
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£80,000 - 100,000
Location: Greater London
... London to develop and oversee compliance strategy, ensuring adherence to FCA regulations. The ideal candidate will have 7+ years in consumer ... credit compliance and a solid understanding of the FCA Handbook. Responsibilities include leading the compliance team, monitoring regulatory requirements ...
Company: Salary Finance
(2 months ago)
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