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Location: Norwich
... , with a high focus on quality and accuracy, adhering to FCA guidelines and TCF principles at all times. Key responsibilities You ... general insurance sales experience (Desirable) Knowledge and skills Understanding of FCA rules, ethics and financial regulations Previous experience working in a ...
Company: Service Service Employment Agency Limited Careers
(2 weeks ago)
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Location: London
... aware that it is a Certified Role, subject to the FCA and PRA Certification Regime.The Certification Regime is one element ... carry out their role.Under the guidance provided by the FCA and PRA, firms should have regard to the following when ...
Company: Citigroup
(2 weeks ago)
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Location: London
... in a compliance advisory contextGeneral compliance knowledge and familiarity with FCA regulations, MiFID and AIFM requirementsExcellent analytical, communication and stakeholder ... in a compliance advisory contextGeneral compliance knowledge and familiarity with FCA regulations, MiFID and AIFM requirementsExcellent analytical, communication and ...
Company: Goldman Sachs
(2 weeks ago)
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£100,000
Location: City of London
... cash flow reporting. Manage Client Money activities in line with FCA CASS 5 regulations. Prepare client money reconciliations and calculations. Support ... insurance, broker, MGA or London Market experience. Strong understanding of FCA CASS 5, IFRS and UK GAAP. Experience producing management accounts ...
Company: High Finance Limited
Job type: permanent
(2 weeks ago)
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Location: Guildford, Surrey
... hands-on compliance leadership, ensuring the business continues to meet its FCA regulatory obligations while supporting sustainable commercial growth. We're seeking ... Monitoring Programme. Advise Directors on regulatory developments, emerging risks and FCA expectations....
Company: Insure Recruitment Careers
Job type: temporary
(2 weeks ago)
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Location: London
... achieved Manage finance documentation, proposals, and payouts Maintain compliance with FCA and dealership standards Handle customer enquiries and build strong customer ... experience as a Transaction Manager within a franchised main dealer FCA accredited (essential) Strong knowledge of automotive finance an...
Company: Prima Hatfield Associates Careers
(2 weeks ago)
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Location: Uttoxeter, Staffordshire
... . - Act as a technical referral point for the team. - Ensure FCA compliance and adherence to company procedures. - Identify opportunities to improve ... with a focus on delivering positive outcomes. - Good understanding of FCA regulations and compliance. - High attention to detail and strong commercial ...
Company: NJR Recruitment Careers
(2 weeks ago)
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£30,000
Location: London (southall)
... lives, this is a good place to build a career. FCA Statement Dignity is part of a group that includes ... FCA-regulated activities, and some roles may be subject to relevant ...
Company: Dignity Funerals Limited
(2 weeks ago)
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£40,000
Location: Sutton Coldfield, England
... planning and preparation through to the funeral itself, and beyond. FCA Statement Please note that this role is subject to meeting ... regulatory requirements. As an FCA-regulated organisation, we are committed to adopting the highest standards ...
Company: Dignity Funerals Limited
(2 weeks ago)
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£26,000
Location: Clydebank, Scotland
... lives, this is a good place to build a career. FCA Statement Dignity is part of a group that includes ... FCA-regulated activities, and some roles may be subject to relevant ...
Company: Dignity Funerals Limited
(2 weeks ago)
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£80,000
Location: Maidenhead, England
... care. Here to help, whenever you need. FCA Statement We're regulated by the FCA, so some roles may be subject to ...
Company: Dignity Funerals Limited
(2 weeks ago)
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Location: Maidenhead
... chance to grow, Dignity is a good place to be. FCA Statement Dignity is part of a group that includes ... FCA-regulated activities, and some roles may be subject to relevant ...
Company: Dignity Funerals Limited
(2 weeks ago)
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Location: Dunfermline
... & Risk Governance Ensure all agentic solutions comply with: FCA Consumer Duty Operational Resilience requirements Data Protection regulations Treating Customers ... understanding of operational risk and governance frameworks. Experience working within FCA-regulated environments. Executive stakeholder management experience. Essential Skills Process ...
Company: Hackajob Ltd
(2 weeks ago)
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£25,000 - 30,000 - Annum
Location: London
... closures. Supporting ongoing fund-related queries and client matters. Preparing FCA applications and notification forms. Reviewing and processing amendments to fund ... investor circulars and related documentation. Liaising with clients and the FCA. Supporting fee earners with their day-to-day legal work ...
Company: Brandon James
Job type: permanent
(2 weeks ago)
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Location: Manchester
... with agreed SLAs, KPIs and service standards. Maintain compliance with FCA requirements and Consumer Duty principles. Ensure accurate and timely use ... emphasis on client outcomes. Good understanding of claims governance and FCA requirements. Experience using Acturis or a similar insurance system would ...
Company: Lawes Consulting Group
(2 weeks ago)
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Location: Manchester
... fraud risks and escalating where needed Ensuring full compliance with FCA regulations and legal requirements throughout Who We're Looking For ... ownership Comfortable with CRM systems and Microsoft Office Knowledge of FCA regulations or car finance claims is a bonus — but not ...
Company: Mis-sold Expert
(2 weeks ago)
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Location: Wolverhampton
... ; Governance Ensure procurement and vendor oversight activities are aligned with FCA, LGPS pooling requirements, and internal policies. Contribute to audits, compliance ... procurement processes. About Us LGPS Central (LGPSC) Ltd is the FCA regulated asset manager for fourteen local authority pension funds across ...
Company: LGPS Central
(2 weeks ago)
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Location: London
... UK and EU regulatory frameworks affecting asset management businesses, including FCA rules, MiFID, AIFMD and UCITS. Interpreting and implementing regulatory ... European financial services regulation affecting asset managers. Experience advising on FCA regulated activities and investment management products. Excellent technical skills combined ...
Company: Taylor Root
(2 weeks ago)
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Location: London
... , trading and systems and controls. Key responsibilities include: • Advising on FCA Handbook and FSMA frameworks (including CASS, conduct, and prudential rules ... a leading FS Regulatory practice (advisory-focussed) • Strong knowledge of FCA/PRA regimes, FSMA, MiFID II, AIFMD and related UK/EU ...
Company: Jameson Legal
(2 weeks ago)
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Location: London
... . Oversee regulatory risk, compliance monitoring and governance. Maintain alignment with FCA requirements and Consumer Duty. Develop a strong, commercially minded and ... leading and developing Compliance teams. Strong knowledge of Consumer Duty, FCA regulation and governance. Confidence engaging with senior executives, Boards and ...
Company: Actus Search
(2 weeks ago)
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