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... , and more. Key Responsibilities Lead complex regulatory consulting projects for FCA and PRA regulated clients Deliver engagements across regulatory due diligence ... - they are looking for an experienced Director Deep knowledge of FCA/PRA regulation and the financial services landscape Demonstrable experience of ...

Company: Danos Group (2 weeks ago)

... ) responsible for Compliance Advice and 2nd line Assurance for all FCA-regulated products (ETFs, ISAs, Pensions, etc.). Manage, oversee, and support ... a Retail Investments and/or Pensions environment with familiarity with FCA-regulated product distributions (ETFs, ISAs, Pensions, etc.). Experience working with ...

Company: Willow Resourcing Limited (2 weeks ago)

... compliance into daily operations, support audits, and monitor regulatory changes (FCA, PRA, AML, GDPR) to ensure timely implementation. Culture & Training ... , Business Continuity, Outsourcing & Third‑Party Risk, Cybersecurity, Data Management, FCA/PRA rulebooks) and the ability to translate complex regulations into ...

Company: The Nottingham (2 weeks ago)

... exit‑focused reporting standards Act as, or work closely with, FCA Senior Management Function holders Maintain robust compliance, conduct risk management ... Proven track record of personally generating and managing revenue Strong FCA regulatory knowledge and operational credibility Experience running a business, division ...

Company: CKB Recruitment Ltd (2 weeks ago)

... line Assurance with regards to all products regulated by the FCA (ETFs, ISAs, Pensions etc.). You’ll take responsibility for all ... record of managing and developing Compliance teams Strong familiarity with FCA regulations affecting ETFs, ISAs, Pensions, and related products Experience working ...

Company: Willow Resourcing Limited (2 weeks ago)

... Conduct assessments of existing and emerging industry regulation (e.g., FCA, ICO) and evaluate operational impacts Translate regulatory requirements into clear ... ; Professional Skills Strong knowledge of Operational Resilience, business continuity, and FCA regulatory obligations Good understanding of risk management frameworks, control design ...

Company: Homeprotect Home Insurance (2 weeks ago)

... aligns with industry best practices and regulatory standards (e.g., FCA). Risk Mitigation: Identify and manage risks, from cybersecurity to third ... , within financial services. Strong understanding of regulatory frameworks (e.g., FCA, PRA) and best practices. Proven ability to influence senior leaders ...

Company: Morson Edge (2 weeks ago)

... Implement MI and reporting frameworks suitable for future exit Oversee FCA regulatory responsibilities and governance Recruit and develop a lean, high ... Candidate Profile Senior leadership experience in UK insurance broking Strong FCA regulatory and operational knowledge P&L responsibility for a ...

Company: Barker Munro Recruitment (2 weeks ago)

... support firms through every stage of their regulatory journey; from FCA Authorisation to ongoing compliance strategy, prudential oversight, health checks, and ... Ability to design and deliver internal sales training Knowledge of FCA regulations or compliance consulting landscape Effective communicator with strong influencing ...

Company: Cosegic (2 weeks ago)

... frameworks, controls, governance and MI structures withstand scrutiny from the FCA, PRA, and other global regulators. They also oversee delivery teams ... institutions Deep working knowledge of UK/EU/International regulatory frameworks (FCA, PRA, JMLSG, FATF, OFSI) Extensive experience leading large‑scale remediation ...

Company: Pinsent Masons (2 weeks ago)

... , e-learns and courses and recording CPD points. Complying with FCA regulations and requirements Liaising with Claims Handlers/Loss Adjusters when ...

Company: Gerrard White Job type: permanent (2 weeks ago)

... administrative support to the Intermediary Sales Team and supplying an FCA compliant ‘Information Only Service’ to direct prospective Members. As such ...

Company: CKB Recruitment Ltd Job type: permanent (2 weeks ago)

... penetration and add-on products. Adhering to the Company's FCA and data protection obligations by accurately collecting all customer contact ...

Company: Listers Job type: permanent (2 weeks ago)

... & Governance: Ensure all tasks are completed in line with FCA regulations and internal procedures. Pipeline Management: Track progress on client ...

Company: Ellis James Partners Ltd Job type: permanent (2 weeks ago)

... claims with professionalism, sensitivity and empathy. * Maintain full compliance with FCA regulations, Financial Services and Markets Act 2000, and all internal ...

Company: North Oak Recruitment Job type: permanent (2 weeks ago)

... of “Good Repute”. Further information can be found in the FCA Handbook. About you It is essential you have recent experience ...

Company: NFU Mutual Job type: permanent (2 weeks ago)

... Regulatory & Conduct Responsibilities The role requires full compliance with FCA and PRA Conduct Rules, including acting with integrity, due skill ...

Company: LJ Recruitment Job type: permanent (2 weeks ago)

... of “Good Repute”. Further information can be found in the FCA Handbook. Internally, this role is known as National Intermediary Services ...

Company: NFU Mutual Job type: permanent (2 weeks ago)

... Pay rate: £13.73 - 19.11 per hour* Reference: Westerham/FCA/4 Are you a compassionate individual looking to make a ...

Company: Jane Lewis Health & Social Care Job type: temporary (2 weeks ago)

... enquiries professionally and efficiently Complete onboarding calls and ensure all FCA checks and CRM records are accurate Support business development activity ...

Company: Key Group Job type: permanent (2 weeks ago)