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... PI insurance costs through group buying power - Full compliance and FCA support - Acturis and full IT infrastructure - Accounts, HR, and back ...

Company: Coversure Job type: permanent (2 weeks ago)

... to ensure compliance excellence. You will shape regulatory strategy for FCA rules, Consumer Duty, and promotions, driving timely actions and clear ...

Company: Capital on Tap (3 weeks ago)

... firm's compliance framework in accordance with FCA rules and applicable legislation. Monitor regulatory ... content and marketing communications to ensure compliance with FCA requirements. Chair Risk & Compliance Committee ... Regulations and SM&CR. Experience managing FCA Supervisory and Authorisations interactions and regulatory reporting Strong ...

Company: Robinhood (3 weeks ago)

... activity Develop compliance policies, controls, monitoring, and reporting structures Support FCA engagement, submissions, and ongoing regulatory dialogue Oversee transaction monitoring, risk ... operating in regulated payments or multi-jurisdictional environments Familiarity with FCA SM&CR regime (ideally SMF17 experience) Strong stakeholder ...

Company: Russam (3 weeks ago)

... compliance with the company’s regulatory requirements under the FCA Adhere to the operational risk framework for your role ... Ensuring compliance with the company’s regulatory requirements under the FCA, NFA, AMF, AFM, MAS. Adhere to the operational ... care and diligence Be open and cooperative with the FCA, the PRA and other regulators Pay due regard to ...

Company: Rex (3 weeks ago)

... advice function, giving timely, practical advice on FCA rules, Consumer Duty, financial promotions, safeguarding and ... (Desirable) FinTech / Payments Background: Experience in an FCA-regulated EMI, payments or banking firm, ideally with ... Jurisdictional Experience: Experience engaging directly with the FCA, or co-ordinating across jurisdictions (for ...

Company: Capital on Tap (3 weeks ago)

... ensuring they remain robust, effective and aligned with FCA expectations. Acting as SMF16 / Compliance Oversight Function ... Acting as a senior point of contact for FCA regulatory and compliance matters. Providing pragmatic regulatory ... SMF16 approval. A strong understanding of the FCA regulatory framework applicable to financial planning businesses. ...

Company: IDEX Consulting Ltd. (3 weeks ago)

... department aims are achieved Monitoring adhere to the FCA Conduct Rules and supporting the Board with regulatory report ... to date and comply with employment law and applicable FCA rules and guidance. ● Support governance and risk management ... perform to high standards and always adhering to the FCA Conduct Rules and all relevant policies and procedures ...

Company: Alexandrite Recruitment Ltd Job type: permanent (3 weeks ago)

... hear from individuals with recent Compliance experience within the FCA regulated Insurance industry. This is a brand-new ... * Keeping abreast on the latest Compliance laws and FCA regulations including GDPR and assessing the potential impact of ... or MGA * Knowledge of rules and requirements of the FCA and the Lloyds market * First class people skills ...

Company: Clark James recruitment Job type: permanent (3 weeks ago)

... regulated banking environment together with strong PRA and FCA engagement experience. They will be comfortable advising ... risk representative in interactions with the PRA and FCA as required Anticipate and help address regulatory ... regulated banks Significant experience of direct PRA and FCA engagement Strong enterprise risk management and risk ...

Company: BDO LLP Job type: contract (3 weeks ago)

... Full Time, 37.5 Hours Per Week Environment: FCA-Regulated Customer Sales Environment We're looking for Inbound ... and system updates. * Ensure all conversations adhere to FCA and company compliance standards. * Achieve and exceed ... a regulated environment. * Experience working within an FCA-regulated environment would be desirable, but is not essential ...

Company: CCA Recruitment Group Job type: permanent (3 weeks ago)

... our nominated lenders. Ensuring that all documentation is accurate and FCA compliant. About you You may be an existing retail manager ... all company, manufacturer and finance house paperwork is correct and FCA compliant. Motor trade, automotive or car dealership experience is preferred ...

Company: Listers Job type: permanent (3 weeks ago)

... Team will be in touch. Find your Life's work. FCA statement Dignity Funeral Directors is part of Life Services Group, which ... includes FCA-regulated activities. Some roles may be subject to relevant training ...

Company: Dignity Funerals Limited Job type: contract (3 weeks ago)

... , Risk & Compliance • Ensure all commercial activities comply with FCA requirements, Consumer Duty obligations and internal governance frameworks. • Maintain oversight ... market, claims processes, underwriting, and regulatory requirements. • Familiarity with FCA regulations, consumer duty, and compliance frameworks. • Ability to assess and ...

Company: Vermelo RPO Job type: permanent (3 weeks ago)

... performance, knowing we will support in every step Ensuring that FCA and internal regulatory standards for advice provision are met Quality ... Full understanding and knowledge of the regulatory requirements of the FCA Strong Customer orientation and engagement skills Highly motivated with a ...

Company: Hackajob Ltd (3 weeks ago)

... monthly sales targets while maintaining excellent quality standards. * Compliance & FCA Regulation: Ensure all sales practices strictly adhere to the guidelines ... set by the Financial Conduct Authority (FCA). * Client Retention: Handle customer queries and complaints with empathy, professionalism ...

Company: Massenhove Recruitment Limited Job type: permanent (3 weeks ago)

... initially for 12 months. Your impact The Future Combat Air (FCA) team at  our clients work at the forefront of technologies ... Global Combat Air Programme (GCAP), the Future Combat Air System (FCAS) and other initiatives in various domains. We have an exciting ...

Company: Morson Edge Job type: contract (3 weeks ago)

... hardest times in their lives; find your Life's work. FCA Statement Dignity Funeral Directors is part of a group that includes ... FCA-regulated activities. Some roles may require additional training, screening or ...

Company: Dignity Funerals Limited Job type: contract (3 weeks ago)

... . Key Responsibilities Investigate and resolve customer complaints in line with FCA regulations and company procedures. Manage a personal portfolio of complaint ... Home Insurance industry. Strong understanding of general insurance principles, including FCA regulations and policy wording. Previous experience handling customer complaints or ...

Company: BDO LLP Job type: contract (3 weeks ago)

... our nominated lenders. Ensuring that all documentation is accurate and FCA compliant.About you You may be an existing retail manager ... all company, manufacturer and finance house paperwork is correct and FCA compliant. Motor trade, automotive or car dealership experience is preferred ...

Company: Listers Job type: permanent (3 weeks ago)