Total result: 565
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Location: Leeds
... requires the provision of excellent customer service in line with FCA and Company guidelines. The Claims Handler will form part of ... service level agreements. Ensure all business activity fully complies with FCA regulation and company procedures as detailed in the Conduct Polices ...
Company: JMG Group
Job type: permanent
(2 weeks ago)
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£25,000 - 35,000 - Annum
Location: Warrington, England
... leads to increase sales and revenue opportunities Ensure compliance with FCA and GDPR regulations Prepare and request insurance documentation as required ... and Experience: Experience in a regulated environment, ensuring compliance with FCA regulations Understanding of car and home insurance policies Strong customer ...
Company: Adria Solutions Ltd
Job type: permanent
(2 weeks ago)
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£45,000 - 60,000 - Annum
Location: City Of London
... quickly to avoid delays or customer detriment Ensuring adherence to FCA requirements, the UK Finance Mortgage Lenders’ Handbook, and internal policies ... the mortgage completion lifecycle and legal documentation Sound knowledge of FCA regulation and mortgage compliance requirements Desirable: Exposure to specialist products ...
Company: Fintelligent Search
Job type: permanent
(2 weeks ago)
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£33,000 - 34,000 - Annum
Location: Leeds, West Yorkshire
... Reviews: Ensure that client reviews are scheduled in line with FCA guidelines, including arranging and preparing review packs for advisers. * New ... transactions are completed in a timely manner and remain fully FCA compliant. * Product Research: Conduct product research to support advisers in ...
Company: Tailored Recruitment Partners Limited
Job type: permanent
(2 weeks ago)
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£40,000 - 48,000 - Annum
Location: Leicester
... levels of client satisfaction Ensuring all advice and documentation meets FCA compliance standards Requirements Proven experience working as a Financial Advisor ... 4 Diploma in Financial Planning (or equivalent) Strong knowledge of FCA regulations and compliance standards Excellent interpersonal and relationship-building skills ...
Company: Regional Recruitment Services
Job type: permanent
(2 weeks ago)
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£62,000 - Annum
Location: Northampton
... our nominated lenders. Ensuring that all documentation is accurate and FCA compliant.About you You may be an existing retail manager ... all company, manufacturer and finance house paperwork is correct and FCA compliant. Motor trade, automotive or car dealership experience is preferred ...
Company: Listers
Job type: permanent
(2 weeks ago)
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£45,000 - 55,000 - Annum
Location: WC2
... suitability letters and reports in line with internal procedures and FCA requirements Acting as the primary author of suitability documentation, subject ... technical expertise at a steady pace Understands compliance obligations and FCA regulatory standards Works well as part of a collaborative team ...
Company: Gordon Yates Recruitment Consultancy
Job type: contract
(2 weeks ago)
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£75,000
Location: London
... in-depth research and relationship management. Ensure all documentation is FCA-compliant and audit-ready. Oversee and quality-check reports produced ... ., Voyant). Strong compliance focus and an in-depth knowledge of FCA regulations, KYC/AML and Consumer Duty principles. Advanced written and ...
Company: CV Elite Ltd
Job type: permanent
(2 weeks ago)
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£40,000
Location: Stamford
... across pensions, investments, protection, and retirement planning Supporting advisers with FCA-compliant recommendations Using financial planning platforms and software to analyse ... within financial services or an IFA environment Strong understanding of FCA regulation and financial planning solutions Proven paraplanning and report writing ...
Company: RecruitMe
Job type: permanent
(2 weeks ago)
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£35,000
Location: Omagh
... premium collection and aged debt management Ensure full compliance with FCA regulations, including complaints handling, policy documentation, and disclosure obligations Key ... insurance Strong client relationship management and commercial skills Knowledge of FCA-regulated processes and requirements Confident communicator with ability to work ...
Company: VanRath
(2 weeks ago)
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£70,000
Location: Northern Ireland
... aged debt targets Operate at all times in line with FCA requirements, including complaints handling, disclosure obligations and policy documentation standards ... ability to identify and convert new business opportunities Knowledge of FCA-regulated environments and best practice client management Confident communicator, comfortable ...
Company: VanRath
(2 weeks ago)
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£150 - 200
Location: Greater London, England
... framework aligns with local and international regulatory requirements (e.g. FCA, PRA, CSDR, EMIR). Expertise: Provide subject‑matter expertise on capital ... strategies, delivery models, and regulatory considerations and requirements (e.g. FCA, PRA, CSDR) in post‑trade outsourcing. Demonstrated experience steering or ...
Company: Projective Group
(2 weeks ago)
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£200 +
Location: Greater London, England
... momentum. Background and professional credibility suitable for FCA “Fit and Proper” requirements (existing FCA authorisation or the ability to gain it) What ...
Company: Net Recruit
(2 weeks ago)
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£150 - 200
Location: Greater London, England
... that aligns with long-term organisational goals and adhere to FCA regulations and guidelines; Lead regulatory engagement, maintain open and constructive ... relationships with the FCA and other regulatory bodies, as well as engagement with auditors ...
Company: WorldFirst
(2 weeks ago)
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£150 - 200
Location: Manchester, England
... procurement strategy and regulatory frameworks. Experience in material outsourcing within FCA-regulated businesses and a strong understanding of the financial services ... improvement. Solid understanding of business operations and regulatory requirements, including FCA and Gibraltar FSC guidelines on outsourcing. Behaviours: Ambitious and driven ...
Company: First Central Services
(2 weeks ago)
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£150 - 200
Location: City Of London, England
... regulatory requirements (e.g., SEC 17a‑4/18a‑6, FINRA, FCA, MiFID II) and complete due diligence and security reviews. Track ... knowledge of global regulatory frameworks (e.g., SEC/CFTC, FINRA, FCA, MiFID II) related to electronic communications and record‑keeping. Product ...
Company: IPC Systems
(2 weeks ago)
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£150 - 200
Location: City Of London, England, Hybrid
A UK FCA-regulated trading company is looking for an experienced Head of ... involves maintaining a strong regulatory framework and ensuring adherence to FCA and AML requirements. The successful candidate will communicate with regulators ...
Company: Hireroo
(2 weeks ago)
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£150 - 200
Location: South Yorkshire, England
... operations across our Sheffield and Rotherham offices, ensuring regulatory compliance (FCA/PRA), and maintaining the high service standards our members expect ... - Knowledge of financial services, lending, risk management, or regulated environments (FCA/PRA knowledge desirable but not essential if you have transferable ...
(2 weeks ago)
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£150 - 200
Location: Greater London, England
... internal policies. Deliver suitability letters and reports in line with FCA standards. Leadership & Support Provide strategic leadership to paraplanners, associate ... Regime (SMCR). All staff must comply with the PRA and FCA Individual Conduct Rules: Act with integrity Act with due skill ...
Company: Schroders
(2 weeks ago)
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£150 - 200
Location: Greater London, England
... crime compliance. Deep knowledge of UK AML/CTF/Sanctions legislation, FCA and HMRC requirements, and relevant international standards (e.g. FATF ... corruption; fraud; tax evasion and market abuse risks. Knowledge of FCA and EU regulatory frameworks, institutions, and internal operating structures for ...
Company: Knight Frank
(2 weeks ago)
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