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... business on all aspects of employment law, including SMCR and FCA Code of Conduct issues Managing legal support across the full ...

Company: Fry & Brown (1 week ago)

... , as required by the industry regulator Basic technical knowledge of FCA regulations as they pertain to insurance intermediaries. Understanding of processes ...

Company: Howden (1 week ago)

... with improving/calibrating alert assessments Deal with queries from the FCA and the Exchanges Assist with PA dealing requests and provide ...

Company: KennedyPearce Consulting (1 week ago)

... Level 4 Diploma in Financial Planning – essential Strong understanding of FCA regulations and requirements Experience working with or supporting Financial Advisers ...

Company: Actus Search Job type: internship (1 week ago)

... governance frameworks (Agile and Waterfall) Experience operating in regulated environments (FCA, Consumer Duty awareness) Excellent stakeholder management skills, including senior/executive ...

Company: Lorien (1 week ago)

... Familiarity with regulatory frameworks affecting UK wealth and private banking (FCA regulations, MiFID II, Consumer Duty) Proficiency with requirements/documentation tools ...

Company: Luxoft (1 week ago)

... will collaborate with Legal, Risk, Product and Engineering to ensure FCA compliance and robust governance across all functions. The role offers ...

Company: MERCURYO (1 week ago)

... of “Good Repute”. Further information can be found in the FCA Handbook. About You We’re looking for a high-potential ...

Company: NFU Mutual (1 week ago)

... and insight to shape people recommendations and decisions. Financial services / FCA-regulated environment is preferred. People technology exposure (e.g. Workday ...

Company: Hargreaves Lansdown (1 week ago)

... a Client Experience Partner to lead complex complaints and provide FCA DISP guidance. You’ll act as a technical expert, mentor ...

Company: Mattioli Woods plc (1 week ago)

... reporting, capital adequacy and wind-down planning, with responsibility for FCA reviews and interaction with auditors and partner banks. #J-18808 ...

Company: Equals Group PLC (1 week ago)

Northern LGPS is establishing an FCA authorised investment management company to manage around £70bn of assets. ...

(1 week ago)

... adjustments or anything else, please let us know. *As an FCA‑regulated business, we conduct background checks (DBS and AML) on ...

Company: Story Terrace Inc. (1 week ago)

... UK-based staff, manage company secretarial duties, interact with regulators (FCA, PRA) and external counsel, and ensure ongoing regulatory compliance across ...

Company: Allied World Assurance Company (1 week ago)

... the credit function, influence business strategy, and drive governance and FCA oversight. The role offers £130,000 - £160,000 plus benefits ...

Company: Harnham (1 week ago)

... risk, manage US/UK based and overseas teams, and oversee FCA interactions and the firm's reporting programme. The role requires ...

Company: International Association of Insurance Professionals (IAIP) (1 week ago)

... always ensuring adherence to the expected behaviours stated in the FCA Conduct Rules. Knowledge, Skills and Experience Extensive experience in investments ...

Company: Brooks Macdonald (1 week ago)

... collaborate with introducers to expand market presence. The role emphasizes FCA SMCR compliance, strong governance, and delivering high-quality investment solutions ...

Company: Brooks Macdonald (1 week ago)

... overseas based compliance staff. Lead all compliance interactions with the FCA, including thematic requests, supervisory dialogues, and regulatory submissions. Responsible for ...

Company: International Association of Insurance Professionals (IAIP) (1 week ago)

... to brand, design, and marketing operations inside a fast-moving FCA-regulated fintech, with real stakeholder access and real output landing ...

Company: Nova Wealth Job type: temporary (1 week ago)