Total result: 434
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£90,000 - 120,000
Location: Greater London
... aware that it is a Certified Role, subject to the FCA and PRA Certification Regime.The Certification Regime is one element ... carry out their role.Under the guidance provided by the FCA and PRA, firms should have regard to the following when ...
Company: Citibank (Switzerland) AG
(1 month ago)
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£30,000 - 35,000 - Annum
Location: NE31, Follingsby, Gateshead
... portfolio * Process applications and support underwriting requirements * Ensure compliance with FCA and data protection regulations * Review client policies regularly and recommend ...
Company: We Are Zenith
Job type: permanent
(1 month ago)
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£45,000 - 50,000 - Annum
Location: LE1, Leicester, City of Leicester
... is issued accurately and in line with Contract Certainty and FCA regulations, utilising the Acturis system. What You’ll Bring • Experience ...
Company: Cameron James Professional Recruitment
Job type: permanent
(1 month ago)
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£21,000 - 50,000 - Annum
Location: Shepperton
... appraisals of vehicles presented for part exchange Ensure compliance with FCA guidelines and internal processes Follow the sales process from prospecting ... to work within a high-volume dealership environment Knowledge of FCA compliance and insurance policies (desirable) Valid driving licenceThis Car Sales ...
Company: Perfect Placement
Job type: permanent
(1 month ago)
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£27,000 - 70,000 - Annum
Location: Wymondham, Norfolk
... * You will maintain accurate records and ensure all advice meets FCA guidelines * You will build and maintain strong client relationships to ... with the ability to work under pressure * Sound knowledge of FCA regulations and mortgage industry best practice * A proactive, self-driven ...
Company: Service Service
Job type: permanent
(1 month ago)
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£40,000 - 45,000 - Annum
Location: Potters Bar, Hertfordshire
... for clients. • Compliance and Regulation: Ensure all activities align with FCA regulations and company compliance standards. Stay informed of regulatory and ... insurance platforms and client management systems. o Strong understanding of FCA regulations and Consumer Duty obligations. • Desirable: o CII qualification or ...
Company: Cameron James Professional Recruitment
Job type: permanent
(1 month ago)
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£90,000 - 120,000
Location: Greater London
... Group Financial Controller Ensure appropriate governance and compliance within an FCA-regulated environment Candidate Profile We are looking for a commercially ... environment. Key requirements include Proven experience within a FinTech or FCA-regulated business Strong understanding of SaaS business models and KPIs ...
Company: Finatal
(1 month ago)
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£80,000 - 120,000
Location: Manchester
... representations required in client documentation. Work closely with Compliance on FCA requirements and broader regulatory change, and help shape firm policies ... deliver succinct, practical advice. Working knowledge of FSMA and the FCA Handbook. A pragmatic, solutions‑first approach; comfortable as a true ...
Company: BNY
(1 month ago)
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£50,000 - 70,000
Location: Barnstaple
... & Governance Ensure adherence to company policies, manufacturer standards and FCA regulations Maintain strong Health & Safety performance across the site ... P&L responsibility and financial management Solid understanding of FCA compliance and motor industry regulations Skills & Attributes Highly commercially ...
Company: Vospers
(1 month ago)
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£50,000 - 60,000 - Annum
Location: Oxford, Oxfordshire
... sales forecasts, reports, and performance analysis. * Ensure full compliance with FCA regulations and dealership processes. * Work closely with senior management to ...
Company: Pembrook Resourcing
Job type: permanent
(1 month ago)
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£50,000 - 70,000
Location: High Wycombe
... are fully presented to every customer Ensuring full compliance with FCA regulations Running daily sales meetings to drive focus, performance, and ...
Company: Citygate Automotive
(1 month ago)
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£50,000 - 70,000
Location: Barnstaple
... customer experiences. Responsibilities include overseeing sales, aftersales, and compliance with FCA regulations. Ideal candidates will have experience in senior dealership roles ...
Company: Vospers
(1 month ago)
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Location: Greater London, Remote
... plans. What You’ll Do Ensure that our FCA regulated business activities are compliant with applicable rules and ... how to incorporate these into daily operations. Own the FCA Reg Data reporting schedule throughout the year. Provide ... and ideally ten year experience in Compliance in an FCA regulated environment, with thorough knowledge of AIFMD and SMCR ...
Company: Vctavern
(2 months ago)
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£100,000 - 130,000
Location: Greater London
... co-operative relationship with Lloyd's, the PRA / FCA and other regulatory bodies as appropriate. Ensures the ... compliance team understands the implications of PRA / FCA and Lloyd's regulation for Talbot and its subsidiary ... of compilation of responses on Lloyd's/ PRA/ FCA consultative documents where relevant. Design systems of control, monitors ...
Company: American International Group, Inc.
(1 month ago)
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Location: Greater London
... risk, compliance and regulatory framework, including MiFID II, FCA requirements and internal governance standards. Work closely with the ... technology colleagues to realise these. Good working knowledge of FCA requirements and MiFID II best‑execution rules, with ... is subject to the Conduct Rules set by the FCA. This role is a certified position. We are ...
Company: Jupiter Asset Management
(2 months ago)
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Location: Greater London
... risk, compliance and regulatory framework, including MiFID II, FCA requirements and internal governance standards. Work closely with the ... technology colleagues to realise these. Good working knowledge of FCA requirements and MiFID II best‑execution rules, with ... is subject to the Conduct Rules set by the FCA. This role is a certified position. We are ...
Company: Jupiter Asset Management
(2 months ago)
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£100,000 - 150,000
Location: Greater London
... , governance, and reporting integrity Regulatory Reporting & Governance Oversee PRA/FCA regulatory reporting submissions including COREP, FINREP, Pillar 3, liquidity and ... and prudential reporting Experience engaging with regulators including PRA and FCA Deep understanding of financial controls, liquidity, capital management, and regulatory ...
Company: Warner Scott Recruitment
(2 months ago)
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£80,000 - 120,000
Location: Greater London
... regulation such as POCA and MLR. Comprehensive understanding of the FCA Handbook (COBS, SYSC and PROD), consumer duty, Senior Managers & ... monitoring plans, assurance work and management information requirements. Experience with FCA authorisation applications, FSMA section 165 requests and section 166 skilled ...
Company: FTI Consulting
(1 month ago)
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£60,000 - 80,000
Location: Greater London
... aware that it is a Certified Role, subject to the FCA and PRA Certification Regime. The Certification Regime is one element ... carry out their role. Under the guidance provided by the FCA and PRA, firms should have regard to the following when ...
Company: Citigroup Inc.
(1 month ago)
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£30,000 - 55,000 - Annum
Location: Newbury, West Berkshire
... dealership. • Previous supervisory or team leadership responsibility. • Strong understanding of FCA compliance and sales processes. • Experience using dealership management systems and ...
Company: Pembrook Resourcing
Job type: permanent
(1 month ago)
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