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... via the 'apply' button. Our Talent Team will review your submission. FCA Regulation & Compliance This role is subject to regulatory requirements, including criminal ... record and other checks, in line with FCA standards. Equality & Inclusion We celebrate diversity and are committed to creating an ...

Company: Jeroendenhartog (1 day ago)

... qualification. Other Skills and Attributes: Strong knowledge and application of FCA Suitability requirements; and good knowledge of FCA conduct of business rules as they relate to both discretionary ...

Company: LGT Group (1 day ago)

... to ensure that D&G meets the requirements of the Financial Conduct Authority (FCA) and adheres to the Treating Customers Fairly (TCF) principles. About You To be successful in ... taking ownership of individual performance. Good regulatory understanding of the FCA, GDPR, TCF principles, Complaints handling and the Financial Ombudsman Service. This ...

Company: Domestic & General (1 day ago)

... testing outcomes and scenario analysis Monitoring compliance with regulatory requirements (e.g. FCA, PRA, DORA) Helping inform Board and senior leadership reporting on operational resilience ... of resilience regulation and best practice (e.g. PRA SS1/21, FCA PS21/3) Ability to communicate effectively with senior stakeholders A collaborative mindset ...

Company: Jooble (1 day ago)

... measures. Knowledge of relevant key regulatory requirements (e.g. FCA Consumer Outcomes, FCA Handbook, Data Protection etc.) and then applying this knowledge to ensure verification activity ...

Company: Domestic & General (1 day ago)

... result of new regulation. Support the Delegated Oversight Team with adherence to FCA, PRA, CBI and Lloyd’s requirements for delegated business. Support the implementation ... of customers. Compliance with Lloyd’s Byelaws and Minimum standards Compliance with FCA and PRA requirements (UK Regulator) Compliance with Central Bank of Ireland (Irish ...

Company: AXA UK (1 day ago)

... Management of accounts payable team SM&CR Responsibilities As an FCA regulated Company, Ascot Lloyd are required to adhere to the Senior Managers and Certification ... must act with due care, skill and diligence You must be open and co-operative with the FCA, PRA and other regulators You must pay due regard to the interests of customers and treat them ...

Company: Ascot Lloyd group (1 day ago)

... , where a member of our Talent Team will review your application. FCA Regulation Statement Please note that this role is subject to meeting regulatory ... requirements. As an FCA-regulated organisation, we are committed to adopting the highest standards and we do this by ...

Company: Jeroendenhartog (1 day ago)

... exhibiting behaviours, competencies and capabilities expected of an FCA approved person Ability to demonstrate an understanding of FCA Approved Persons regime. Principles and Code of ...

Company: MUFG Americas (1 day ago)

... is essential, with ability to navigate and perform ad-hoc SQL queries. FCA Compliance & Consumer Duty At Onmo we all take collective responsibility for our individual ... and accounting regulations to ensure they are applied consistently and accurately. •Overseeing FCA regulatory reporting requirement. Seniority level Seniority levelNot Applicable ...

Company: Onmo (1 day ago)

... lying for this role must be aware that it is a Certified Role, subject to the FCA and PRA Certification Regime. The Certification Regime is one element of the Individual ... assessed as fit and proper to carry out their role. Under the guidance provided by the FCA and PRA, firms should have regard to the following when assessing fitness and propriety ...

Company: Citi (1 day ago)

... Banking line of business; Provide advice on the application of UK (including FCA), EEA (including MiFID II), and coordinate with APAC regulators (Monetary Authority of ... regulatory submissions, taking necessary actions (e.g., OCC, ECB, BaFIN, FCA, PRA, HKMA, MAS). Required qualifications, capabilities, and skills Extensive experience in compliance ...

Company: J.P. MORGAN (1 day ago)

... Senior Internal Auditor Are you an Internal Auditor with experience working in FCA regulated environment? Do you have firsthand experience conducting audits within insurance ... Senior Internal Auditor Are you an Internal Auditor with experience working in FCA regulated environment? Do you have firsthand experience conducting audits within insurance, ...

Company: Aon (1 day ago)

... . *UK only* As this role is caught by the Certification Regime, the role holder must adhere to the FCA’s Conduct Rules and the FCA’s Fitness and Propriety Requirements The role operates within the Project Delivery team with a ...

Company: FNZ (1 day ago)

... remain compliant with all relevant payment regulation law, requirements established by the FCA, and any other pertinent authority within the UK. This involves analyzing the work flows ... Services and Markets Act (FSMA), Payment Services Regulations, and relevant FCA rules and guidance. Problem-Solving and Strategic Thinking Strong analytical skills ...

Company: Zen (1 day ago)

... based on performance data. Ensure Compliance: Guarantee all communications comply with FCA regulations, including Treating Customers Fairly and Consumer Duty. Analyse & Report ... communications strategies, ideally within financial services. Strong understanding of FCA regulations, Consumer Duty rules, and financial promotions compliance. Excellent ...

Company: HomeServe UK (1 day ago)

... lying for this role must be aware that it is a Certified Role, subject to the FCA and PRA Certification Regime. The Certification Regime is one element of the Individual ... assessed as fit and proper to carry out their role. Under the guidance provided by the FCA and PRA, firms should have regard to the following when assessing fitness and propriety ...

Company: Citi (1 day ago)

... audit within a professional services or financial Institution regulated by the PRA and FCA within 1LOD, 2LOD or 3LOD Internal Audit function Experience in delivering ... audit experience ideally within another Financial Institution regulated by the PRA and FCA is essential Relationship management and influencing skills with colleagues The ability to ...

Company: Starling Bank Limited (1 day ago)

... 's portfolio includes LMAX Exchange (institutional FX exchange and FCA regulated MTF), LMAX Global (FCA and CySec regulated brokers) and LMAX Digital (GFSC regulated institutional ...

Company: LMAX Group (1 day ago)

... and customer outcome reporting, internally for the Board and team and externally with our underwriters and the FCA. You’ll manage our relationships with our Risk and Compliance advisors. You’ll ... services sector, ideally in insurance. A strong understanding of the FCA Handbook and Consumer Duty. A “no excuses” attitude to delivering great ...

Company: Open (1 day ago)