Job search

... persons to represent them against allegations brought by the CPS, SFO and the FCA. The Candidate Up to 4PQE Solicitor with experience in Financial Crime or Financial ... willingness to develop the skills needed for this role Experience in cases involving the SFO, FCA and the CPS Ability to work to deadlines/targets, to prioritise and manage a varied ...

Company: William James Recruitment (4 days ago)

... settings. Proficiency in additional languages is advantageous. During your employment, you must comply with the FCA rules and guidance including but not limited to the FCA’s Conduct Rules. #J-18808-Ljbffr

Company: ROBERT W. BAIRD & CO. INCORPORATED (4 days ago)

... RACI defined with the team. You’ll be generating increased efficiency, compliance with FCA/PRA requirements and reduced cost and adherence to best practice. This role will give ... contribute toward and develop our business functions to ensure supplier relationships adhere to FCA/PRA compliance and business risk is mitigated. At AXA we work ...

Company: AXA Group (4 days ago)

... financial agreements to our nominated lenders. Ensuring that all documentation is accurate and FCA compliant. About You You may be an existing retail manager, sales ... organised to ensure that all company, manufacturer and finance house paperwork is correct and FCA compliant. Motor trade, automotive or car dealership experience is preferred but not ...

Company: Listers Group (4 days ago)

... Payer) Regulations 2017. Assist the CCO to oversee the branch’s compliance with FCA/PRA regulations and JMLSG guidance related to financial crime. Assist the CCO in identifying ... Strong knowledge of the regulatory requirements for third-country branches in the UK, including FCA and PRA rules, AML regulations, and JMLSG guidance. AML/Financial Crime ...

Company: ziprecruiter (4 days ago)

... your application and a member of our Talent Acquisition Team will be in touch! FCA Statement: Please note that this role is subject to meeting regulatory requirements ... . As an FCA-regulated organisation, we are committed to adopting the highest standards and we do this by ...

Company: Dignity Funerals (4 days ago)

... , where a member of our Talent Team will review your application. FCA Regulation Statement Please note that this role is subject to meeting regulatory ... requirements. As an FCA-regulated organisation, we are committed to adopting the highest standards and we do this by ...

Company: Dignity Funerals (4 days ago)

... Compliance: Support compliance with internal policies and external regulations, supporting FCA/ICO notifications and policy gap analyses. Customer Outcomes: Help review ... ISO 27001, Cyber Essentials, and CIS controls. Support compliance with GDPR, FCA cyber resilience guidelines, and other relevant regulations. Incident Monitoring & Response: ...

Company: 3C Deutschland GmbH (4 days ago)

... Supports and pro-actively works with the Risk and Compliance Director to effectively manage and deliver FCA regulatory visits, requests and thematic reviews to a high standard, enhancing our relationship ... protection legislation and financial crime frameworks. Up to date knowledge of relevant FCA Handbooks e.g. COBS, T&C, SYSC, ICOB, MCOB Good market ...

Company: 2plan wealth management Ltd (4 days ago)

... to delivering a fair, timely, and compliant complaints-handling process in line with FCA expectations. You’ll be the voice of Freetrade when things haven’t ... to ensure we meet all regulatory obligations Uphold Freetrade’s internal policies and FCA standards in all complaint handling Maintain effective feedback loops with internal teams to ...

Company: Molten Ventures plc (4 days ago)

... their role of overseeing the activities of the firm to maintain compliance with the FCA rules on safeguarding client money and assets (CASS). Responsibilities include The main ... daily client money reconciliations and preparation of the monthly CMAR Reporting to the FCA. Assist with the deliverables and organisation of the annual external CASS audit. ...

Company: AXA Group Job type: internship (4 days ago)

... Ensure adherence to relevant regulatory frameworks (e.g., AIFMD, SEC, FCA regulations). Lead on regulatory reporting requirements, ensuring best-in-class governance and ... leadership role. Strong technical expertise with up-to-date knowledge of FCA reporting. Experience in team management, including recruitment, training, and performance appraisals ...

Company: Equifind (4 days ago)

... company, you are expected to uphold the highest professional standards in line with FCA Conduct Rules: Act with integrity. Demonstrate due care, skill, and diligence ... . Maintain openness and cooperation with regulatory bodies (FCA, PRA, etc.). Prioritise customer interests and ensure fair treatment. Adhere to proper ...

Company: Fishingforideas (4 days ago)

... search for a candidate with in-depth knowledge of the UK financial products and services and FCA regulatory requirements. Based in Kimbolton, Cambridgeshire, and reporting to the HR & Compliance ... client records Keep up with regulatory requirements and changes from the FCA Perform paraplanning duties to cover holiday periods of colleagues To be ...

Company: The One Group (4 days ago)

... crucial second-line challenge and insights. Regulatory focus: Ensure compliance with FCA requirements while enabling business growth. We're a forward-thinking ... knowledge and Excel skills. Strong communication skills. Desirable Deep understanding of FCA CONC, MCOB and consumer credit regulation. Portfolio analysis and credit strategy background ...

Company: Admiral (3 days ago)

... 15 people. To ensure timely and appropriate complaint resolutions in line with FCA regulation and client service delivery schedules. Promote positive customer outcomes to ... within the Complaint framework, including (but not exhaustive) internal and client procedures, FCA Dispute Resolution: Complaints and FOS and law. Ensuring the support of an ...

Company: HCLTech (3 days ago)

... your application and a member of our Talent Acquisition Team will be in touch! FCA Statement Please note that this role is subject to meeting regulatory requirements ... . As an FCA-regulated organisation, we are committed to adopting the highest standards and we do this by ...

Company: Dignity Funerals (3 days ago)

... understanding of compliance obligations related to AML, data privacy, cybersecurity, and FCA regulations. Problem Solving & Strategic Thinking: Ability to balance strategic goals wit ... of compliance obligations related to AML, data privacy, cybersecurity, and FCA regulations. Capability to interpret risk data and provide relevant insights. Capability ...

Company: Experian Group (3 days ago)

... Regulatory Compliance: Ensure compliance with internal policies and external regulations, supporting FCA/ICO notifications and policy gap analyses. Customer Outcomes: Challenge the business ... Compliance Focus: Ensure adherence to key regulatory frameworks such as PSD2, FCA Consumer Duty, and AML regulations. Support internal audits and regulatory ...

Company: Experian Group (3 days ago)

... when required. Ensure timely submission of regulatory reports as required by the FCA. Assist with the preparation and submission of corporate tax and VAT returns. Financial ... Risk Oversight Ensure adherence to FCA regulatory requirements, including capital and financial reporting obligations. Track cash ...

Company: Kennedy Pearce Consulting (3 days ago)