Total result: 470
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£150,000 - 190,000
Location: Greater London
... Nomura by attending industry wide surveillance forums, such as the FCA’s Investment Banking Surveillance Forum and AFME’s Surveillance Working ...
Company: Nomura Holdings, Inc.
(4 days ago)
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£120,000 - 180,000
Location: Manchester
... governance requirements, including those applicable to a UK listed and FCA regulated business. You'll also play an active role in ...
Company: AJ Bell
(4 days ago)
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£130,000 - 170,000
Location: Bournemouth
... wealth planning, compliance and operations. Skybound Wealth UK is the FCA regulated arm of the business, operating since 2002 and advising ...
(4 days ago)
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£120,000 - 180,000
Location: Greater London
... support, with a focus on UK/EU regulatory frameworks, MiCA, FCA, and related regimes. #J-18808-Ljbffr
(4 days ago)
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£120,000 - 180,000
Location: Greater London
... a varied workload. The successful candidate will need to be FCA certified to perform this role and pass the associated exams ...
Company: PowerToFly
(4 days ago)
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£120,000 - 180,000
Location: City Of London
... internal monitoring programme across regulated activities and jurisdictions including UK (FCA), US (SEC), Dubai (DFSA) and Japan (FSA). Lead on the ...
Company: 17Capital
(4 days ago)
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£120,000 - 180,000
Location: Greater London
... solve this, we expanded into comprehensive payment services, securing our FCA Payment Institution licence in 2020 and launching our proprietary platform ...
Company: ONE.io
(4 days ago)
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£120,000 - 190,000
Location: Greater London
... embed robust, scalable controls and support regulatory engagements with the FCA. #J-18808-Ljbffr
Company: Harrington Starr
(4 days ago)
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£120,000 - 180,000
Location: Greater London
... role is subject to the Conduct Rules set by the FCA.Don’t meet every requirement? At Jupiter we are dedicated ...
Company: Jupiter Asset Mgmt
(4 days ago)
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£120,000 - 180,000
Location: Greater London
... iSAM Funds and iSAM Securities. iSAM Securities regulated by the FCA, SFC, and CIMA registered, is a leading algorithmic trading firm ...
(4 days ago)
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£150,000 - 210,000
... and be the main in-house voice on UK matters, steering FCA authorisation and an EMI application end-to-end from perimeter ...
Company: OnHires
(4 days ago)
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£120,000 - 180,000
Location: Greater London
... regulatory issues such as the application of the SMCR and FCA’s Code of Conduct; Delivering and managing legal support to ...
Company: Starling Bank Limited
(4 days ago)
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£120,000 - 180,000
Location: Greater London
... within UK financial services, backed by strong knowledge of the FCA regulatory framework. Extensive hands-on experience with Consumer Duty, conduct risk ...
Company: Capital One (Europe) Plc
(4 days ago)
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£150,000 - 230,000
Location: Greater London
... with the regulatory landscape governing investment marketing in the UK (FCA) and the EU (ESMA/national regulators), with the ability to ...
Company: BNY
(4 days ago)
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£170,000 - 200,000
Location: Greater London
... overseas based compliance staff. Lead all compliance interactions with the FCA, including thematic requests, supervisory dialogues, and regulatory submissions. Responsible for ...
Company: Internationalinsuranceprofessionals
(4 days ago)
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£120,000 - 180,000
Location: Greater London
... change programmes. A hybrid, advisory-oriented role with exposure to FCA, PRA, GDPR, and other frameworks. #J-18808-Ljbffr
(4 days ago)
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£120,000 - 180,000
Location: Greater London
... businesses (e.g. MIFID II/MiFIR, EMIR, UMR, SFTR, CSDR, FCA CASS, AIFMD, MAR etc.,); Strong analytical and risk management skills ...
Company: JPMorgan Chase & Co.
(4 days ago)
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£180,000 - 240,000
Location: City Of London
... , SMF16 approval experience, and deep knowledge of Wholesale Banking and FCA/PRA frameworks, with Mandarin/Chinese language #J-18808-Ljbffr
Company: Huxley
(4 days ago)
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402.000 - 536.000
Location: Oxford
... , and embed governance across the organisation. The role focuses on FCA-related activities, maintaining risk libraries, and delivering practical guidance to ...
Company: BDO LLP
(4 days ago)
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£120,000 - 180,000
Location: Greater London
... we do. You understand what it means to sell into FCA-regulated environments, consumer duty, and you take that seriously. Flexible ...
Company: Octopus Legacy Limited
(4 days ago)
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